MARIANNE B. BOWLER, Magistrate Judge.
Pending before this court is a motion for summary judgment (Docket Entry # 18) filed by defendant Skil Corporation ("defendant").
The parties' dispute arises out of an injury suffered by plaintiff while he was using a saw allegedly manufactured by defendant. On April 12, 2011, plaintiff filed a complaint against defendant in Massachusetts Superior Court (Barnstable County). (Docket Entry # 5, pp. 2 & 7). The pro se complaint sets out "(1) liability for negligent design flaw (2) liability for reckless failure to correct it (3) liability for injury resulting from both [and] (4) liability for emotional distress, lost income." (Docket Entry # 5, p. 7). Plaintiff combines these theories of liability in a single count (Count One) in the body of the complaint. (Docket Entry # 5, p. 9). Count One alleges "Liability for negligence in design, in failure to redesign and for strict liability under The Restatement(second), including 402(A), Restatement(third)of Torts: Products Liability and also under Massachusetts General Laws for strict liability and negligence." (Docket Entry # 5, p. 9) (punctuation in original). The complaint further notes a "design defect theory of liability in his case against Skilcorp." (Docket Entry # 5, p. 9). Plaintiff seeks $400,000 in damages. (Docket Entry # 5, p. 16).
The complaint generally refers to warning labels on products by noting that a "designer does not escape liability simply by warning users" (Docket Entry # 5, p. 10) but does not include a failure to warn claim. Plaintiff first refers to a failure to warn claim in answers to interrogatories. (Docket Entry # 20-5, p. 2). Plaintiff again references a failure to warn claim in opposition to summary judgment. (Docket Entry # 21, p. 3).
On July 13, 2011, defendant filed a notice of removal on the basis of diversity jurisdiction. (Docket Entry # 5, pp. 4 & 5). On July 28, 2011, the case was removed to this court. (Docket Entry # 5).
On August 13, 2012, this court set a deadline of September 24, 2012, for plaintiff to identify an expert. (Docket Entry # 19, p. 5) (Docket Entry # 20-7, p. 2). At a status conference on October 4, 2012, plaintiff acknowledged he had not identified an expert.
On November 16, 2012, defendant filed the summary judgment motion as well as a memorandum in support and a Local Rule 56.1 statement of undisputed facts. (Docket Entry ## 18, 19 & 20). Defendant seeks summary judgment because plaintiff has no evidence to support a finding that the saw was defective, that there was a feasible alternative design or that the alleged defect caused his injury. (Docket Entry # 18).
On November 29, 2012, plaintiff filed the opposition to the summary judgment motion. (Docket Entry # 21). Plaintiff did not submit a Local Rule 56.1 statement of material facts in response to defendant's statement. (Docket Entry # 21).
Summary judgment is designed "`to pierce the boilerplate of the pleadings and assay the parties' proof in order to determine whether trial is actually required.'"
Facts are viewed in favor of the non-movant, i.e., plaintiff.
Defendant submits a Local Rule 56.1 statement of undisputed facts. Uncontroverted statements of fact in the Local Rule 56.1 statement comprise part of the summary judgment record.
Also, it is well settled that futility constitutes an adequate basis to deny amendment.
In or around 1997, plaintiff's father purchased a Skil Model 5275 circular saw allegedly manufactured by defendant. (Docket Entry # 20-3, p. 6) (Docket Entry # 20-5, p. 3). According to Thomas Siwek ("Siwek"), defendant's expert and the Director of Product Safety at Bosch, the saw was designed and manufactured pursuant to industry standards promulgated by Underwriters Laboratories ("UL") and both the design and the construction of the saw were approved by UL. (Docket Entry # 20-2, p. 3). UL "is a global independent safety science and testing company that inspects, tests and certifies a wide range of products." (Docket Entry # 20-2, p. 3). Plaintiff testified that, "Just because a model was approved doesn't mean that it's a safe model."
Plaintiff's father used the saw to cut pieces of wood for decks on houses. (Docket Entry # 20-3, p. 6). Plaintiff does not "believe there is any repairs ever done on" the saw. (Docket Entry # 20-3, p. 21). Plaintiff does not know if any alterations were ever made to the saw but says, "I doubt it." (Docket Entry # 20-3, p. 22). Plaintiff also does not "believe [his father] ever had safety issues with the saw, being a right handed person." (Docket Entry # 20-3, p. 23). Plaintiff's father never spoke to him about any complaints with the saw. (Docket Entry # 20-3, p. 23). In answer to an interrogatory, plaintiff states that the saw is designed for right handed people and is therefore safe only for right handed people. (Docket Entry # 20-5, Ex. 1). Plaintiff is left handed.
On April 14, 2008, plaintiff was trying to install a piece of wood as floorboard to his motor boat. (Docket Entry # 20-3, p. 7). This was plaintiff's first time using the saw and he was cutting a piece of wood into a "parabola shape." (Docket Entry # 20-3, pp. 7 & 20). Plaintiff operated the saw with his left hand and secured the piece of wood, which was resting on top of two makeshift supports, with his right hand. (Docket Entry # 20-3, pp. 9 & 10).
According to Siwek, the saw is equipped with "two blade guards
Siwek avers that the blade stops spinning approximately seven to ten seconds after the user releases the trigger switch. (Docket Entry # 20-2, p. 4). The trigger switch powers the saw.
Plaintiff is not an engineer and has never worked for a power tool manufacturer or designed a circular saw. (Docket Entry # 20-3, pp. 3 & 4). He read "in one of those cases" that sawdust accumulating and thereby hampering the functioning of the blade guard in similar saws is "a common thing." (Docket Entry # 20-3, p. 17). Plaintiff stated that an accumulation of sawdust "probably affected" the saw's blade guard but continued, "I don't know for sure."
Plaintiff testified that, "I think in my mind, I think sawdust, alone, should not disable . . . a blade guard." (Docket Entry # 20-3, p. 17). Plaintiff continued, "[The saw] should be strong enough to handle" sawdust buildup. (Docket Entry # 20-3, p. 17). He testified that, "Sawdust alone, I don't think would prevent it from coming down, then, again, I could be wrong, I'm not an expert." (Docket Entry # 20-3, p. 30). Plaintiff also stated, however, "Who's to say how much of the blame goes on the sawdust and how much of it goes on the blade guard, if it was defective, I don't know." (Docket Entry # 20-3, p. 16).
Siwek tested and inspected the blade guard. (Docket Entry # 20-2, p. 4). In an affidavit, Siwek concludes that the blade guard showed no evidence of any defect or weakening. (Docket Entry # 20-2, p. 4).
As stated in his deposition, plaintiff is "assuming" the blade guard was on "some sort of mechanical spring" and testified that, "If [the spring] weakened over time, perhaps that is an explanation, I don't really know." (Docket Entry # 20-3, pp. 17 & 18). Plaintiff also testified that, "It may not be the spring, it may be some other mechanism on there . . .." (Docket Entry # 20-3, p. 30). Plaintiff has not, nor has anyone else on plaintiff's behalf, tested or inspected the spring. (Docket Entry # 20-3, p. 18).
In addition to the blade guard, Siwek tested and inspected the spring. (Docket Entry # 20-2, p. 4). Siwek likewise concludes that the spring showed no evidence of defect or weakening. (Docket Entry # 20-2, p. 4).
Plaintiff additionally testified that, "[The saw] seems to be strong enough now to do its job." (Docket Entry # 20-3, p. 20). Plaintiff, however, also testified that, "I'm not sure if [the saw is] stronger than the Black & Decker, it may not be, but I thought the Black & Decker was stronger." (Docket Entry # 20-3, p. 20). Plaintiff continued, "It's just all conjecture." (Docket Entry # 20-3, p. 20).
In his deposition, plaintiff opined that, "Something on the saw was defective, in my mind, for it not to be strong enough." (Docket Entry # 20-3, p. 31). Plaintiff elaborated that, "Whatever it was is beyond my expertise, but in my opinion, which is not too far off from objective, is that the saw did not work properly with the blade guard, being able to come down the way it should have." (Docket Entry # 20-3, p. 31).
As previously noted, the complaint sets out the following four theories of liability: "(1) liability for negligent design flaw[;] (2) liability for reckless failure to correct it[;] (3) liability for injury resulting from both[; and] (4) liability for emotional distress, lost income." (Docket Entry # 5, p. 7). The body of the complaint further denotes these theories as, "Liability for negligence in design, [a] failure to redesign[,]" strict liability under the
"In order to succeed on a claim of negligence at trial, [plaintiffs] [are] required to establish that (1) [defendant] owed them a duty of care, (2) [defendant] breached that duty, and (3) [defendant's] breach of the duty caused injury to the [plaintiffs]."
With respect to the strict liability claim under section 402A, "There is no `strict liability in tort' apart from liability for breach of warranty . . .."
"In claims for both negligent design and warranty liability, the plaintiff must come forward with competent expert testimony that a defect in the product, present at the time it was sold, caused his injuries."
The relevant inquiry is whether "the jury could have found, of its own knowledge, that the defendant had improperly designed [the product]."
For example, expert testimony is required for a plaintiff to show a design defect in an electrical fan even when the fan was the source of the fire.
In more factually analogous cases, "it is within the knowledge of a jury whether unshielded metal protrusions on the handle bar of a snowmobile constitute a defect in design which creates an unreasonable risk of harm."
Here, the mechanics of the saw's blade guard more closely analogize to those of a feeder's barrier guard than to those of sharp metal protrusions on a snowmobile's handle bars. Moreover, important to the finding that the protrusions on the snowmobile's handle bars were within the common knowledge of a layperson was the absence of any guard to cover the protrusions as opposed to the potential malfunctioning of an existing barrier guard.
Moreover, UL approved the saw's design. When UL standards are not met "[t]he jury [is] justified in concluding that the [product] had been negligently designed at the time of sale."
Meeting industry standards, however, does not eliminate the possibility that a product contains a design defect. "If the defendants want to show that they met a prevailing industry standard, fine; but this should not preclude a plaintiff from showing that industry should have done more under certain conditions."
Here, plaintiff testified, "Just because a model was approved doesn't mean that it's a safe model." (Docket Entry # 20-3, p. 39). Plaintiff alleges the saw's being approved is similar to mothers taking FDA approved drugs which daughters "claimed they got cancer from." (Docket Entry # 21, p. 8). Plaintiff also argues that he "sees more of a causal nexus between his injuries and problems with the skilsaw" than between the drugs approved by the FDA and cancer developing in the daughters of mothers who took the drugs. (Docket Entry # 21, p. 8). Such allegations and testimony, however, do not address how the circular saw industry could have and should have been more stringent to ensure a safer blade guard design and manufacture. Such allegations and testimony also do not display that plaintiff, who is not an expert, has an extensive enough knowledge of the design and manufacture of the saw to keep doubt from being cast upon his own testimony. Although the saw's meeting UL standards is not always dispositive of the absence of a design defect, where, as here, plaintiff fails to rebut or attack the finding with adequate expert testimony, it provides sufficient evidence for a jury to find in defendant's favor.
Expert testimony in plaintiff's favor is therefore lacking as to the existence of a defect at the time of sale and causation. "[A] causation finding on speculation or conjecture. . . is inappropriate under Massachusetts law."
Rather than provide expert testimony plaintiff, who is not an expert,
Plaintiff also fails to sufficiently establish that a safer, feasible alternative design for the blade guard exists. "An essential element of such a design flaw claim is that there be a safer alternative design."
Moreover, plaintiff proposes the feasibility of an alternative, safer design for the saw by merely discussing the differing characteristics of similar saws and the alleged feasibility of a kill switch on the saw. Plaintiff testified, "I'm not sure if [the saw is] stronger than the Black & Decker, it may not be, but I thought the Black & Decker was stronger." (Docket Entry # 20-3, p. 20). Plaintiff added, "It's just all conjecture." (Docket Entry # 20-3, p. 20). Plaintiff also alleges that the Black & Decker saw is "smaller and lighter than the Skil and easier to suspend or hold for extended periods if the guard were to fail to cover blade." (Docket Entry # 21, p. 7). Plaintiff then adds that, "A [chainsaw] styled circular saw with the centered top hold is a safer design that's well known to the public." (Docket Entry # 21, p. 7). Finally, plaintiff alleges a kill switch which would stop the spinning blade is "much more feasible technology" than the currently available "Saw Stop" method which stops the blade upon contact with a finger. (Docket Entry # 21, pp. 4 & 5). Such allegations and speculative opinions are not based on sufficient facts or data and are not the product of reliable principles and methods.
Plaintiff relies heavily on
In sum, the mechanical components of the saw's blade guard are beyond the common knowledge of a layperson. Expert testimony about the existence of a design defect and causation is therefore required. Plaintiff provides no such expert testimony. Plaintiff, who is not an expert, merely speculates about the potential presence of a design defect which caused his injury. Plaintiff also only speculates as to the possible existence of a reasonable, feasible alternative design for the saw. Such speculation by a nonexpert, in light of the fact that the subject matter is beyond the common knowledge of a layperson, is not sufficient to withstand defendant's summary judgment motion.
As a final matter, in seeking summary judgment defendant addresses an alleged failure to warn claim. Defendant submits there is no such claim and, even if plaintiff raised such a claim, it would not withstand summary judgment. (Docket Entry # 19, § IV). Although plaintiff is proceeding pro se, the complaint does not set out a failure to warn claim. Rather, in answering interrogatories, plaintiff refers to defendant's failure to warn "lefty users" of the saw. (Docket Entry # 20-5) ("[t]here was a failure to warn by defendant resulting in liabilities").
Because the complaint does not include a failure to warn claim, it is improper to allow summary judgment on such a claim. Fact discovery is closed and the deadline to file dispositive motions has passed. Because plaintiff is proceeding pro se, this court will allow him 30 days to file a motion for leave to file an amended complaint solely to raise a failure to warn claim. Plaintiff must file a copy of the proposed amended complaint as an exhibit to the motion. The proposed amended complaint shall be limited to a failure to warn claim. The proposed amended complaint shall not refer to or raise a design or manufacturing defect or negligence claim or any other cause of action except for the failure to warn claim.
In accordance with the foregoing discussion, the motion for summary judgment (Docket Entry # 18) is