BATTAGLIA, J.
In this case we are called upon to explore, once again, what actions may constitute substantial compliance with Section 5-304 of the Courts and Judicial Proceedings Article, Maryland Code (1974, 2006 Repl. Vol., 2008 Supp.),
Dehn Motor v. Schultz, 435 Md. 266, 77 A.3d 1084 (2013).
The genesis of the instant matter occurred when Dehn Motor
(emphasis in original). As a result of the alleged unlawful detention of the vehicles, Dehn Motor sought return of the cars, as well as $60,000 to cover loss of use:
Subsequently, after the action was joined, District Court Judge Miriam B. Hutchins entered an order that the vehicles be returned to Dehn Motor, on the condition that they not be stored where the cars originally had been.
On March 28, 2008, almost three years after the vehicles were towed, Dehn Motor initiated another action in the Circuit Court for Baltimore City; this second action was instituted against Sergeant Proctor and Officer Schultz, inter alia,
Officer Schultz and Sergeant Proctor, thereafter, generally denied the allegations and asserted, as affirmative defenses, that their "actions were privileged because the Defendant[s] w[ere] performing lawful duties as ... member[s] of the Baltimore Police Department and [they are] entitled to and claims all common law, statutory, and qualified immunities."
After discovery was completed, the parties filed cross-motions for summary judgment. In its motion, Dehn Motor urged that the undisputed facts showed that Officer Schultz and Sergeant Proctor had entered private property without a warrant or court order and towed Dehn Motor's vehicles, which entitled it to judgment as a matter of law on all claims.
Officer Schultz and Sergeant Proctor disagreed and filed a joint cross-motion for summary judgment, in which they asserted that they were entitled to judgment as a matter of law because the State constitutional claims were barred by the notice provision of the Local Government Tort Claims Act. They argued, specifically, that Dehn Motor had not filed a notice of claim with Baltimore City within 180 days of the date of the towing, and, moreover, that filing the replevin action was inadequate to constitute substantial compliance, because, inter alia, "Proctor and Schultz were not defendants or listed as parties to the Replevin action" and because the replevin
Officer Schultz and Sergeant Proctor posited that the federal constitutional claims also must fail, because the undisputed facts showed that many of the vehicles were towed to remedy environmental and fire hazards, and therefore, the police officers were not required to obtain a warrant because they were engaged in a "community caretaking function."
Officer Schultz also appended other portions of his deposition in which he stated that he was informed by a member of the "Environmental Crimes Unit"
Officer Schultz and Sergeant Proctor also specifically urged that they acted with "actual justification" for the towing because of various provisions of the Baltimore City Code. Specifically, they relied on Officer Schultz's deposition testimony in which he stated that a number of vehicles
Dehn Motor failed to file a response within the time set forth in the scheduling order in the case. Rather, when Dehn Motor filed its opposition on the day before the motions hearing, the Circuit Court judge struck the pleading. Judge Cannon also denied Dehn Motor's motion for summary judgment, but granted Sergeant Proctor's and Officer Schultz's joint motion for summary judgment.
In granting Sergeant Proctor's and Officer Schultz's motion for summary judgment, Judge Cannon concluded that the State constitutional claims were barred by the Local Government Tort Claims Act, reasoning that the filing of the replevin action did not constitute substantial compliance with the notice requirement, because it did not put the City on notice that a claim would be filed against the police officers for money damages:
Turning to the federal constitutional claims, the Circuit Court judge concluded that Officer Schultz and Sergeant Proctor were entitled to summary judgment because they had qualified immunity, as they were acting pursuant to various provisions of the Baltimore City Code:
She expressly declined, however, to determine that the police officers were acting as "community caretakers" that justified the warrantless seizure of the vehicles. The Circuit Court judge subsequently entered a written order in which she granted summary judgment in favor of Officer Schultz and Sergeant Proctor.
Dehn Motor, thereafter, noted a timely appeal to the Court of Special Appeals, challenging the propriety of the trial court's decision to grant summary judgment. In a reported opinion, the Court of Special Appeals affirmed. Dehn Motor Sales, LLC v. Schultz, 212 Md.App. 374, 69 A.3d 61 (2013). The court first concluded
Our intermediate appellate court also concluded, with respect to the federal claims, that the Circuit Court did not err in granting summary judgment on the grounds that Sergeant Proctor and Officer Schultz were acting in accordance with the Baltimore City Code, because Dehn Motor had failed to address the argument:
Id. at 390, 69 A.3d at 71 (footnotes omitted). The intermediate appellate court reasoned, alternatively, unlike the trial court, that the police officers' actions did not violate the Fourth Amendment, because of its conclusion that Officer Schultz and Sergeant Proctor "were acting as community caretakers when they had Dehn Motor's vehicles towed. Their purpose in doing so, as the undisputed facts showed, was to safeguard the community from the immediate and significant fire and chemical hazards that the cars posed." Id. at 391, 69 A.3d at 71-72. The Court of Special Appeals, finally, affirmed the judgment of the Circuit Court on the grounds that the officers were entitled to qualified immunity, reasoning that, Dehn Motor had failed to cite any "cases remotely suggest[ing] that officers must obtain a warrant or court order before towing vehicles that pose a danger to the community." Id. at 396, 69 A.3d at 73.
We begin by addressing whether Dehn Motor's claims are barred by the notice provision of the Local Government Tort Claims Act. The Local Government Tort Claims Act, codified at Sections 5-301 to 5-304 of the Courts and Judicial Proceedings Article,
Section 5-303(b) of the Courts and Judicial Proceedings Article.
One of the necessary conditions to maintaining an action under the LGTCA is notice. 5-304(b) of the Courts and Judicial Proceedings Article.
The notice requirement serves the purpose of apprising a local government "of its possible liability at a time when it could conduct its own investigation, i.e., while the evidence was still fresh and the recollection of the witnesses was undiminished by time, sufficient to ascertain the character and extent of the injury and its responsibility in connection with it." Rios v. Montgomery Cnty., 386 Md. 104, 126, 872 A.2d 1, 14 (2005) (internal citations and quotations omitted). Filing notice is a
The failure to precisely conform with the statutory rubric has not necessarily barred a claimant's action, however. In Jackson v. Board of County Commissioners of Anne Arundel County, 233 Md. 164, 195 A.2d 693 (1963), in which we interpreted a predecessor statute to Section 5-304 of the Courts and Judicial Proceedings Article, that being Section 18 of Article 57, Maryland Code (1957),
In Jackson, the Petitioner, Ms. Jackson, who was an injured passenger in an automobile accident allegedly caused by a county employee operating a dump truck, through her attorney, "sent a letter by ordinary mail to the County Commissioners of Anne Arundel County", which stated the time, place and cause of her injuries, providing:
Id. at 166-67, 195 A.2d at 694-95. After summary judgment had been granted in favor of Anne Arundel County by the trial court, we reversed, rejecting the local government's argument that the claim was barred for failure to comply with the notice requirement. We observed that Anne Arundel County had actually received the letter so that the purpose of the statute was served, that being that "the claimant furnish the municipal body with sufficient information to permit it to make an investigation in due time, sufficient to ascertain the character and extent of the injury and its responsibility in connection with it." Id. at 167, 195 A.2d at 695. Examining what we described as the "great weight of authority" from our sister jurisdictions, we determined that "[i]f the purpose of the statute[] is fulfilled, the manner of the accomplishment of the fulfillment has not generally been tested too technically." Id. at 168, 195 A.2d at 695. Accordingly, we concluded that Ms. Jackson had substantially complied with the notice requirement.
Since Jackson, we have had occasion to explore the parameters of the substantial compliance doctrine. In Faulk v. Ewing, 371 Md. 284, 808 A.2d 1262 (2002), we concluded that a claimant who had been injured in a motor vehicle accident by an employee of the Town of Easton, and thereafter, had sent a letter detailing that injury and an expectation of compensation to a private insurance company, which provided
In Smith v. Danielczyk, 400 Md. 98, 928 A.2d 795 (2007), the claimant filed suit against members of the Baltimore City Police Department within 180 days of the alleged injury. After the City complained it had not received a notice of claim, the claimant sent a separate written notice of claim to the City, prior to the expiration of the 180-day window for filing the notice. The police officers who had been sued moved to dismiss the complaint, alleging that the claimants had not complied with the notice requirement. The Circuit Court judge dismissed the complaint and we reversed, concluding that, because the filing of the complaint and notice both occurred within the relevant 180-day window, the City had been informed of the necessary facts to conduct a proper investigation.
Substantial compliance, however, was not found in Ellis v. Housing Authority of Baltimore City, 436 Md. 331, 82 A.3d 161 (2013),
Id. at 345, 82 A.3d at 169 (emphasis added). We further iterated that a plaintiff does not provide the requisite notice "where the plaintiff simply demands that the local government fix a defect." Id. at 346 n. 8, 82 A.3d at 169 n. 8.
In Ellis, we relied upon the Court of Special Appeals's opinion in Halloran v. Montgomery County Department of Public Works, 185 Md.App. 171, 968 A.2d 1104 (2009), in which the appellant, Karen Halloran, wrote a letter to the Montgomery County Department of Public Works and Transportation, in which she detailed the date, time, and cause of her injury; stated the amount of time she missed at work; provided pictures of her injured ankle; and requested that the "pavement [be] repaired immediately to make the concave area flush with the rest of the roadway." Id. at 178, 968 A.2d at 1109. The letter, according to the Court of Special Appeals, did not constitute substantial compliance, because "[n]owhere in the letter did Halloran state that she had a `claim' against the County" and thus, "the County had no reason to, and did not in fact, start `an investigation into a tort claim for damages involv[ing] ... legal defenses, the nature and extent of the actual injuries sustained, the causal relationship of the injuries to the alleged misconduct, the likelihood of an award of compensatory and/or punitive damages, the necessity and cost of expert testimony, and litigation strategy.'" Id. at 187-88, 968 A.2d at 1114, quoting Wilbon v. Hunsicker, 172 Md.App. 181, 204, 913 A.2d 678, 692 (2006).
In the instant case, Dehn Motor does not contest that it had not sent a letter by certified mail to the Baltimore City Solicitor's office advising the City of its claims against Sergeant Proctor and Officer Schultz, but contends that the filing of its replevin action in District Court fulfilled the purpose of the Local Government Tort Claims Act notice requirement. Not only did the City Solicitor defend the replevin claim, Dehn Motor claims, but it further asserts that the replevin action set forth "the time, place and cause of injury", and was litigated for almost three years. Dehn Motor concludes, therefore, that the City "had ample time to do the normal investigatory work to protect its interests and those of its employees."
Officer Schultz and Sergeant Proctor, of course, disagree, because they were not named in the replevin action, and therefore, "there was no indication that Dehn Motor would assert constitutional claims, or any claims at all, against Proctor and Schultz." They further argue that the replevin action could "neither address the manner in which property was seized, nor adjudicate complex issues of constitutional magnitude", and thus, "did not forewarn, as a notice of claim must, that an action for unliquidated damages may follow." The Circuit Court and the Court of Special Appeals both accepted this argument, concluding that the replevin complaint did not warn the City of a future suit for unliquidated damages, and moreover, did not identify Officer Schultz and Sergeant Proctor as potential parties. We agree with our sister courts that the replevin action did not act as substantial compliance, but do so on the basis that the replevin action
The replevin action filed in the District Court differed substantially from the constitutional tort claims filed against Officer Schultz and Sergeant Proctor in the Circuit Court. In a replevin action, a party seeks basically to recover specific goods and chattels to which he or she asserts an entitlement to possession. See Wallander v. Barnes, 341 Md. 553, 561, 671 A.2d 962, 966 (1996). "[W]hoever is entitled to possession, whatever may be his title in other respects, may maintain or defeat the action of replevin; his right to success in the action of replevin depends entirely on his right to possession." Shorter v. Dail, 122 Md. 101, 104, 89 A. 329, 330 (1913).
To prevail under any claim alleging violations of Maryland constitutional rights, however, proof must be adduced:
Paul Mark Sandler and James K. Archibald, Pleading Causes of Action in Maryland 538 (5th ed. 2013). Specifically, under Article 24 of the Maryland Declaration of Rights, "a plaintiff must demonstrate that he or she (1) had a protected property interest, (2) was deprived of that interest by the state, and (3) was afforded less procedure than was due." Id. at 533. A violation of Article 26 occurs, inter alia, when the state engages in an unreasonable search or seizure of a person's property. See Liichow v. State, 288 Md. 502, 509 n. 1, 419 A.2d 1041, 1044 n. 1 (1980).
As we explained in Ellis, to substantially comply with the notice requirement, a claimant must provide some indication, either explicitly or implicitly, that a subsequent suit for unliquidated damages will follow. The replevin action did not do so. Rather, by filing a replevin complaint, Dehn Motor communicated to the City that it sought return of the vehicles and loss-of-use damages. The replevin action, thus, was much like the threat of a landlord-tenant action seeking remediation of chipping paint that we concluded was inadequate to constitute substantial compliance in Ellis; effectively, by filing the replevin complaint, Dehn Motor "demanded that the local government fix ..." a problem by returning the vehicles and making it whole through loss-of-use damages. See Ellis, 436 Md. at 345, 82 A.3d at 169.
Due to the narrow relief sought through the replevin action, the City had only reason to research the fact that cars had been removed and what use had been lost. It did not have any reason to investigate whether "actual malice" was in issue as well as the process afforded to Dehn Motor, all of which are crucial aspects of the constitutional tort claims asserted in the Circuit Court. In sum, as the Court of Special Appeals aptly described in Halloran, only asking for return of the vehicles did not put the City on notice to "start an
Having determined that the State law claims are barred by the Local Government Tort Claims Act, we turn now to the federal constitutional claims asserted pursuant to Section 1983 of Title 42 of the United States Code, which provides:
Judge Cannon concluded that the officers were entitled to qualified immunity because of various provisions of the Baltimore City Code, which, she reasoned, may not have necessarily authorized the towing, but were sufficient to support such a finding. The Court of Special Appeals concluded that the federal claims were barred for three separate reasons — the community caretaking function justified the seizure of the vehicles, the Baltimore City Code authorized the towing, and the police officers did not violate any clearly established law, and therefore, were entitled to qualified immunity. We agree that Officer Schultz and Sergeant Proctor were entitled to qualified immunity and explain.
In Harlow v. Fitzgerald, 457 U.S. 800, 813, 102 S.Ct. 2727, 2736, 73 L.Ed.2d 396, 407 (1982),
Id. To address these competing values, the Court announced an objective legal reasonableness standard, by which an official is entitled to immunity from suit if her conduct was reasonable in light of established constitutional and statutory law; "government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Id. at 818, 102 S.Ct. at 2738, 73 L.Ed.2d at 410.
Because one of the goals of the qualified immunity defense is to limit the financial and time burdens attendant to a law suit, the Court has iterated that qualified immunity is "an entitlement not to stand trial or face the other burdens of litigation" or "immunity from suit" itself, Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 2815, 86 L.Ed.2d 411, 425 (1985) (emphasis in original), so that the Supreme Court has "stressed the importance of resolving immunity questions at the earliest possible stage in litigation," such as summary judgment. Hunter v. Bryant, 502 U.S. 224, 227, 112 S.Ct. 534, 536,116 L.Ed.2d 589, 595 (1991).
The gravamen of a qualified immunity analysis is whether the government official's conduct is reasonable in light of the state of the law in existence at the time of the conduct. See, e.g., Pearson v. Callahan, 555 U.S. 223, 244, 129 S.Ct. 808, 822, 172 L.Ed.2d 565, 580-81 (2009). Accordingly, when statutory law expressly authorizes the government actor's conduct, qualified immunity is generally appropriate. Pierson v. Ray, 386 U.S. 547, 555, 87 S.Ct. 1213, 1218, 18 L.Ed.2d 288, 295 (1967) (noting that a police officer would be "excus[ed] from liability for acting under a statute that he reasonably believed to be valid but that was later held unconstitutional on its face or as applied")
Should a government official have acted in contravention of "clearly established" statutory or constitutional rights, however, qualified immunity is not afforded. See Mitchell, 472 U.S. at 530, 105 S.Ct. at 2817, 86 L.Ed.2d at 428; see, e.g., Hope v. Pelzer, 536 U.S. 730, 741-42, 122 S.Ct. 2508, 2516, 153 L.Ed.2d 666, 679-80 (2002) (concluding that prison guards who twice handcuffed a prisoner to a "hitching post" for disruptive conduct were not entitled to qualified immunity from claims asserted under Section 1983 alleging deprivation of Eighth Amendment rights, because of, inter alia, "binding Eleventh Circuit precedent, an Alabama Department of Corrections regulation, and a DOJ report informing" the prison guards "of the constitutional infirmity in the use of the hitching post.").
In the sarcomere between law expressly authorizing an act and that which would prohibit that act, the Supreme Court has, on a case-by-case basis, generally afforded qualified immunity to government officials in both Section 1983 and Bivens actions, because the official under scrutiny did not violate "clearly established law." In Reichle v. Howards, 566 U.S. ___, 132 S.Ct. 2088, 2091, 182 L.Ed.2d 985, 990 (2012), for example, a mall patron, Reichle, had approached former Vice President Richard Cheney, commenting that the latter's "policies in Iraq are disgusting", and proceeded to touch the Vice President's shoulder. The Secret Service, thereafter, interrogated Reichle and transferred him to the custody of the local Sheriff's department, where he was arrested on charges of harassment, which were eventually dismissed. Id. at ___, 132 S.Ct. at 2092, 182 L.Ed.2d at 990. Reichle later filed a Bivens action against the Secret Service agents, asserting, inter alia, that he had been arrested in retaliation for criticizing the Vice President, in violation of his First Amendment right to free expression. Id. at ___, 132 S.Ct. at 2092, 182 L.Ed.2d at 990-91. The Secret Service agents asserted a qualified immunity defense, contending that it was not "clearly established" that a retaliatory arrest would have violated the First Amendment. Id. at ___, 132 S.Ct. at 2092, 182 L.Ed.2d at 991. The United States District Court denied the motion, and the United States Court of Appeals for the Tenth Circuit affirmed. Id. In reversing the judgment of the Tenth Circuit Court of Appeals, the Supreme Court reasoned that, the "Tenth Circuit's precedent governing retaliatory arrests was far from clear", and thus, concluded that the Secret Service agents were entitled to qualified immunity. Reichle, 566 U.S. at ___, 132 S.Ct. at 2095, 182 L.Ed.2d at 993.
Similarly, in Pearson, 555 U.S. at 227-28, 129 S.Ct. at 813, 172 L.Ed.2d at 570-71, in an undercover sting operation, police officers arrested the respondent, Alton Callahan, inside of his home and searched his home incident to arrest after he attempted to sell methamphetamine to a police informant. Callahan filed a Section 1983 action against the police officers, alleging that the warrantless entry into his home violated the Fourth Amendment. Id. at 228-29, 129 S.Ct. at 814, 172 L.Ed.2d at 571. The District Court granted summary judgment in favor of the officers on the basis of qualified immunity, reasoning that many other federal district and circuit courts had adopted the "consent-once-removed
In another Section 1983 claim alleging a violation of Fourth Amendment rights, the Supreme Court in Wilson v. Layne, 526 U.S. 603, 616, 119 S.Ct. 1692, 1700, 143 L.Ed.2d 818, 831 (1999) concluded that officers who had brought media members into the home of a suspect while executing a warrant had violated the Fourth Amendment, but concluded that the police officers were entitled to qualified immunity. In so doing, the Court observed that, at the time of the media ride-a-long, "there were no judicial opinions holding that this practice became unlawful when it entered a home." Id. Accordingly, "[g]iven such an undeveloped state of the law, the officers in this case cannot have been expected to predict the future course of constitutional law", and therefore, were entitled to qualified immunity. Id. at 617, 119 S.Ct. at 1701, 143 L.Ed.2d at 832 (citation and quotation omitted).
In considering just where on the spectrum of qualified immunity the government official's actions have fallen, particularly in the context of alleged Fourth Amendment violations, the Supreme Court has recognized that consideration must be given to the factual circumstances the official confronted. Anderson v. Creighton, 483 U.S. 635, 640-41, 107 S.Ct. 3034, 3039-40, 97 L.Ed.2d 523, 531 (1987). In Anderson, a federal agent, Russell Anderson, conducted a warrantless search of the Creighton family home in search of a man suspected of committing a bank robbery. Id. at 637, 107 S.Ct. at 3037, 97 L.Ed.2d at 529. The Creightons, thereafter, filed a Bivens action against Anderson asserting a violation of their Fourth Amendment rights; the United States District Court dismissed the claim and the Eighth Circuit reversed, concluding that Anderson was not entitled to qualified immunity because "the right Anderson was alleged to have violated — the right of persons to be protected from warrantless searches of their home unless the searching officers have probable cause and there are exigent circumstances — was clearly established." Id. at 637-38, 107 S.Ct. at 3038, 97 L.Ed.2d at 529. The Supreme Court reversed the Eighth Circuit, concluding that it had erred by refusing "to consider the argument that it was not clearly established that the circumstances with which Anderson was confronted did not constitute probable cause and exigent circumstances." Id. at 640-41, 107 S.Ct. at 3039, 97 L.Ed.2d at 531. Accordingly, the Court remanded the case to the Eighth Circuit and instructed the court to consider the relevant inquiry, which it deemed to be, the "objective (albeit fact-specific) question whether a reasonable officer could have believed Anderson's warrantless search to be lawful, in light of clearly established law and the
Not surprisingly, in the instant case, the parties assert that the conduct in issue falls at different points on the qualified immunity spectrum. Officer Schultz and Sergeant Proctor not only assert that the Baltimore City Code affirmatively authorized their conduct, but they also contend that there is no clearly established law prohibiting "the seizure of vehicles when the vehicles are illegally parked and present multiple dangers to the environment and public safety." Dehn Motor disagrees, arguing that the Baltimore City Code did not authorize the towing, and instead, takes the position that pursuant to Duncan v. State, 281 Md. 247, 378 A.2d 1108 (1977); Huemmer v. Mayor and City Council of Ocean City, 632 F.2d 371 (4th Cir.1980); and Associates Commercial Corp. v. Wood, 22 F.Supp.2d 502, 504 (D.Md.1998), "[i]t strains credulity that two police officers, presumably trained in the constitutional rights afforded under the Fourth and Fourteenth Amendment, could reasonably believe that they could simply seize and impound 67 automobiles without a court order or warrant".
Judge Cannon concluded that the Officers' actions fell in the sarcomere between law which expressly authorized the officers' conduct and that which affirmatively prohibited it. While she referenced various Baltimore City Ordinances,
As the Supreme Court dictated in Anderson, to analyze a qualified immunity defense, we must consider the circumstances with which the officers were confronted. Anderson, 483 U.S. at 640-41, 107 S.Ct. at 3039, 97 L.Ed.2d at 531. Viewing the facts in a light most favorable to the non-moving party, as we must on a motion for summary judgment, Jones v. Mid-Atl. Funding Co., 362 Md. 661, 667, 766 A.2d 617, 620 (2001), we note that both officers testified in their deposition that the vehicles were towed because they were illegally parked on the street and because the vehicles parked on the Dehn Motor lots posed environmental and fire hazards, as they were leaking fluids into the ground.
Taking into consideration the circumstances about which the officers testified that they confronted and the absence of
All references to the Maryland Code are to the Courts and Judicial Proceedings Article, Maryland Code (1974, 2006 Repl.Vol., 2008 Supp.), unless otherwise noted.
Judge Evelyn Omega Cannon concluded otherwise, however, when she granted Sergeant Proctor's and Officer Schultz's joint motion for summary judgment.
Id. at 441, 93 S.Ct. at 2528, 37 L.Ed.2d at 714-15 (emphasis added). In Wilson v. State, 409 Md. 415, 435, 975 A.2d 877, 888 (2009), in which we embraced the community caretaking doctrine, we described its function, in part, as "as a general public welfare rule or what is sometimes known as the `public servant' exception. When the police act to protect the public in a manner outside their normal law enforcement function, many courts have applied the doctrine to validate many warrantless searches and seizures, and in a variety of circumstances."
Heather Meeker, "Clearly Established" Law in Qualified Immunity Analysis for Civil Rights Actions in the Tenth Circuit, 35 Washburn L.J. 79, 81 (1995) (footnotes omitted).