RICHARD G. KOPF, Senior District Judge.
This matter is before the court on Petitioner Eric McCain's ("McCain") Petition for Writ of Habeas Corpus. (
Summarized and condensed, and as set forth in the court's initial review order (
The facts underlying McCain's offense are summarized as follows. At 2:30 a.m. on July 2, 1990, McCain left the Gothenburg Police Department after Officers Haas and Raffety cited him for criminal mischief and theft of property. (
On July 12, 1990, McCain was charged by information in the Dawson County District Court with first degree (premeditated) murder and use of a firearm to commit a felony. (
McCain did not file a direct appeal.
In 2012, the United States Supreme Court held that "the Eighth Amendment forbids a sentencing scheme that mandates life in prison without possibility of parole for juvenile offenders." Miller v. Alabama, 567 U.S. 460, 479 (2012). The Court expressly declined to consider the "alternative argument that the Eighth Amendment requires a categorical bar on life without parole for juveniles." Id. The Court nevertheless opined that it expected such sentences would be "uncommon," particularly because of "the great difficulty . . . of distinguishing at this early age between `the juvenile offender whose crime reflects unfortunate yet transient immaturity, and the rare juvenile offender whose crime reflects irreparable corruption.'" Id. at 479-80 (quoting Roper v. Simmons, 543 U.S. 551, 573 (2005), and Graham v. Florida, 560 U.S. 48, 68 (2010)).
After the Nebraska Supreme Court determined that Miller applied retroactively, see State v. Mantich, 287 Neb. 320, 842 N.W.2d 716, 731 (2014), the state district court granted McCain's request for postconviction relief and ordered resentencing. (
Before McCain's resentencing, the United States Supreme Court decided Montgomery v. Louisiana, 577 U.S. ___, 136 S.Ct. 718 (2016), and Tatum v. Arizona, 580 U.S. ___, 137 S.Ct. 11 (2016). In Montgomery, the Supreme Court held that its decision in Miller announced a new, substantive constitutional rule that was retroactive on state collateral review. Montgomery, 577 U.S. at ___, 136 S. Ct. at 737. Montgomery quoted Miller, that "life without parole is excessive for all but the rare juvenile offender whose crime reflects irreparable corruption." Montgomery, 577 U.S. at ___, 136 S. Ct. at 734 (quoting Miller, 567 U.S. at 479-80) (internal quotation marks omitted). More recently, in Tatum, the Supreme Court repeated this quote from Montgomery when it remanded several first-degree murder cases for reconsideration. The cases involved juveniles who were sentenced to life imprisonment without parole, were resentenced after Miller, and, upon resentencing, were again given life imprisonment without parole. The Court in Tatum vacated all the life sentences and directed that upon remand, the sentencing courts should "address[ ] the question Miller and Montgomery require a sentencer to ask: whether the [juvenile] was among the very rarest of juvenile offenders, those whose crimes reflect permanent incorrigibility" as opposed to those whose "crime reflects unfortunate yet transient immaturity." Tatum, 580 U.S. ___, 137 S. Ct. at 12 (quoting Montgomery, 577 U.S. at ___, 136 S. Ct. at 734) (internal quotation marks omitted).
The state district court held a comprehensive mitigation hearing before resentencing. (
A resentencing hearing was held on November 3, 2016. (
McCain appealed his sentence to the Nebraska Supreme Court, arguing that his sentence amounted to a "de facto" life sentence without parole in violation of Miller, Montgomery, Tatum, and the Eighth and Fourteenth Amendments. (
The State filed a motion for summary affirmance, arguing that "the reasoning underpinning" the Nebraska Supreme Court's prior decisions in State v. Mantich, 295 Neb. 407, 888 N.W.2d 376 (2016) (Mantich II), cert. denied, 138 S.Ct. 128 (2017); Garza, 295 Neb. 434, 888 N.W.2d 526; State v. Smith, 295 Neb. 957, 892 N.W.2d 52 (2017), cert. denied, 138 S.Ct. 315 (2017); and State v. Nollen, 296 Neb. 94, 892 N.W.2d 81 (2017), cert. denied, 138 S.Ct. 165 (2017),
On August 2, 2017, the Nebraska Supreme Court sustained the State's motion and summarily affirmed the judgment of the state district court. (
McCain timely filed his Petition in this court on April 27, 2018, contending that his sentence violates the Eighth Amendment's ban on cruel and unusual punishment because he was a minor at the time of his offense and he received a de facto life sentence without a finding of irreparable corruption. (
When a state court has adjudicated a habeas petitioner's claim on the merits, there is a very limited and extremely deferential standard of review both as to the law and the facts. See 28 U.S.C. § 2254(d). Section 2254(d)(1) states that a federal court may grant a writ of habeas corpus if the state court's decision "was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d)(1). As explained by the Supreme Court in Williams v. Taylor, 529 U.S. 362 (2000), a state court acts contrary to clearly established federal law if it applies a legal rule that contradicts the Supreme Court's prior holdings or if it reaches a different result from one of that Court's cases despite confronting indistinguishable facts. Id. at 405-06. Further, "it is not enough for [the court] to conclude that, in [its] independent judgment, [it] would have applied federal law differently from the state court; the state court's application must have been objectively unreasonable." Rousan v. Roper, 436 F.3d 951, 956 (8th Cir. 2006).
With regard to the deference owed to factual findings of a state court's decision, section 2254(d)(2) states that a federal court may grant a writ of habeas corpus if a state court proceeding "resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d)(2). Additionally, a federal court must presume that a factual determination made by the state court is correct, unless the petitioner "rebut[s] the presumption of correctness by clear and convincing evidence." 28 U.S.C. § 2254(e)(1).
As the Supreme Court noted, "[i]f this standard is difficult to meet, that is because it was meant to be." Harrington v. Richter, 562 U.S. 86, 102 (2011). The deference due state court decisions "preserves authority to issue the writ in cases where there is no possibility fairminded jurists could disagree that the state court's decision conflicts with [Supreme Court] precedents." Id. Indeed, "[i]t bears repeating that even a strong case for relief does not mean the state court's contrary conclusion was unreasonable." Id.
However, this high degree of deference only applies where a claim has been adjudicated on the merits by the state court. See Brown v. Luebbers, 371 F.3d 458, 460 (8th Cir. 2004) ("[A]s the language of the statute makes clear, there is a condition precedent that must be satisfied before we can apply the deferential AEDPA [Antiterrorism and Effective Death Penalty Act] standard to [the petitioner's] claim. The claim must have been `adjudicated on the merits' in state court.").
The Eighth Circuit clarified what it means for a claim to be adjudicated on the merits, finding that:
Worthington v. Roper, 631 F.3d 487, 496-97 (8th Cir. 2011) (internal quotation marks and citations omitted).
The court also determined that a federal court reviewing a habeas claim under AEDPA must "look through" the state court opinions and "apply AEDPA review to the `last reasoned decision' of the state courts." Id. at 497. A district court should do "so regardless of whether the affirmance was reasoned as to some issues or was a summary denial of all claims." Id. The Supreme Court agrees, stating:
Richter, 562 U.S. at 98 (citations omitted).
More recently, the United Supreme Court, in Wilson v. Sellers, ___ U.S. ___, 138 S.Ct. 1188 (2018), indicated that if there is no reasoned state court opinion to "look through," Richter's "could have supported" standard controls. See Wilson, ___ U.S. at ___, 138 S. Ct. at 1195. Under that framework, a habeas court must determine "what arguments or theories supported, or could have supported, the state-court decision, and then ask whether it is possible fairminded jurists could disagree." See Richter, 562 U.S. at 102.
As the sole ground for his Petition, McCain contends that his sentence violates the Eighth Amendment's ban on cruel and unusual punishment because he was a minor at the time of his offense and he received a de facto life sentence without a finding of irreparable corruption. (
McCain, however, is unable to cite to any Supreme Court authority clearly holding that a discretionary sentence like his—a term of years for murder with the possibility of parole within his lifetime—is equivalent to a life sentence without the possibility of parole and is cruel and unusual punishment in violation of the Eighth Amendment. See, e.g., Lockyer v. Andrade, 538 U.S. 63, 72 (2003) (noting the Supreme Court "has not established a clear or consistent path for courts to follow" "in determining whether a particular sentence for a term of years can violate the Eighth Amendment"). To the contrary, in Lockyer, the Supreme Court rejected a criminal defendant's claim that the state court's conclusion that a sentence of two consecutive terms of twenty-five years to life did not violate the Eighth Amendment was contrary to or an unreasonable application of clearly established federal law. Id. at 73-75. In upholding the sentence, the Lockyer Court determined the defendant's sentence was materially distinguishable from a Supreme Court case involving a life sentence without the possibility of parole because the defendant was eligible for parole, id. at 74, even though he would not be eligible until he was eighty-seven years old, id. at 79 (Souter, J., dissenting).
The same is true here. Not only is McCain parole eligible in his lifetime, he did not even receive a life sentence. McCain points to Miller, Montgomery, and Tatum as support for his Eighth Amendment claim, but none of those cases said anything about "de facto life sentences" or otherwise addressed the narrow issue on which McCain's Petition depends. See Miller, 567 U.S. at 479 (prohibiting sentencing schemes that mandate "life in prison without possibility of parole for juvenile offenders"); Montgomery, 577 U.S. at ___, 136 S. Ct. at 732 (holding "Miller's prohibition on mandatory life without parole for juvenile offenders" applied retroactively to cases on collateral review); Tatum, 580 U.S. ___, 137 S. Ct. at 12 (vacating the life sentences of juveniles who were resentenced after Miller, and, upon resentencing, were again given life imprisonment without parole, and directing that upon remand, the sentencing courts should address the question Miller and Montgomery require a sentencing court to ask: whether the juvenile "was among the very rarest of juvenile offenders, those whose crimes reflect permanent incorrigibility" as opposed to those whose "crime reflects unfortunate yet transient immaturity"); see also In re Harrell, No. 16-1048, 2016 WL 4708184, at *2 (6th Cir. Sept. 8, 2016) (concluding "the rule on which [the defendant] relie[d]—that the functional equivalent of life without parole is unconstitutional—is not the rule established in Miller and made retroactive in Montgomery" because those cases "apply, by their own terms, only to mandatory sentences of life without parole").
"[T]he Supreme Court has not yet explicitly held that the Eighth Amendment extends to juvenile sentences that are the functional equivalent of life." Starks v. Easterling, 659 F. App'x 277, 280 (6th Cir. 2016) (unpublished), cert. denied, ___U.S. ___, 137 S.Ct. 819 (2017). Miller, Montgomery, and Tatum were expressly premised on the severity of sentencing a juvenile to life in prison without the possibility of parole. See Montgomery, 577 U.S. at ___, 136 S. Ct. at 732-35 (describing life without parole as "the harshest possible penalty for juveniles" (quoting Miller, 567 U.S. at 489); Tatum, 580 U.S. ___, 137 S. Ct. at 12 ("In the context of life without parole, we stated that `appropriate occasions for sentencing juveniles to this harshest possible penalty will be uncommon.'" (quoting Miller, 567 U.S. at 479)). In Miller, the Supreme Court drew a clear distinction between life in prison without parole and lesser sentences like "life with the possibility of parole" "or a lengthy term of years." Miller, 567 U.S. at 465, 489.
On resentencing after Miller, McCain was not—as prohibited by Miller— sentenced to life in prison without the possibility of parole pursuant to a mandatory sentencing scheme that did not give the sentencing judge discretion to consider mitigating circumstances. McCain was resentenced to a term of years after a comprehensive hearing that included mitigation evidence and will be eligible for parole when he is fifty-seven years old. The Supreme Court simply has not extended the rule of Miller, Montgomery, and Tatum to a sentence like McCain's. Cf. United States v. Jefferson, 816 F.3d 1016, 1019 (8th Cir. 2016), cert. denied, ___ U.S. ___, 137 S.Ct. 2290 (2017) (joining several other circuits in refusing to extend the holding of Miller to discretionary life sentences and declining to consider the defendant's argument that Miller applied to his 600-month "de facto life sentence"); Bell v. Uribe, 748 F.3d 857, 869 (9th Cir. 2014), cert. denied, ___ U.S. ___, 135 S.Ct. 1545 (2015) (finding no Miller violation where the juvenile offender was sentenced to life in prison without the possibility of parole because the sentencing judge "consider[ed] both mitigating and aggravating factors under a sentencing scheme that afford[ed] discretion and leniency").
Indeed, in Montgomery, 577 U.S. at ___, 136 S. Ct. at 736, the Supreme Court explained a state could "remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole." "Allowing those offenders to be considered for parole ensures that juveniles whose crimes reflected only transient immaturity— and who have since matured—will not be forced to serve a disproportionate sentence in violation of the Eighth Amendment." Id.; see also Miller, 567 U.S. at 479 ("A State is not required to guarantee eventual freedom," but must provide "some meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation" (quoting Graham, 560 U.S. at 75)). That is precisely what happened when McCain was resentenced.
The court finds that McCain has failed to show that there was no reasonable basis for the Nebraska Supreme Court to deny relief. See Richter, 562 U.S. at 98. The court's decision is supported by the constitutional principles announced in Miller, Montgomery, and Tatum, and fairminded jurists could not disagree with the outcome. See Richter, 562 U.S. at 103. Specifically, McCain's sentence to a term of years with the possibility of parole in his lifetime does not run afoul of the constitutional principles announced in Miller and its progeny. See Garza, 2018 WL 1710183, at *3-5. Furthermore, "it is not an unreasonable application of clearly established Federal law for a state court to decline to apply a specific legal rule that has not been squarely established by th[e] [Supreme] Court." Richter, 562 U.S. at 101 (first alteration in original) (quoting Knowles v. Mirzayance, 556 U.S. 111, 122 (2009)).
McCain is not entitled to habeas relief.
A petitioner cannot appeal an adverse ruling on his petition for writ of habeas corpus under § 2254 unless he is granted a certificate of appealability. 28 U.S.C. § 2253(c)(1); 28 U.S.C. § 2253(c)(2); Fed. R. App. P. 22(b)(1). The standards for certificates (1) where the district court reaches the merits or (2) where the district court rules on procedural grounds are set forth in Slack v. McDaniel, 529 U.S. 473, 484-85 (2000). The court has applied the appropriate standard and determined that McCain is not entitled to a certificate of appealability.
IT IS THERFORE ORDERED that the habeas corpus petition (
2. Whether a de facto sentence of life without parole for a juvenile denies the offender a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation demanded by the Eighth Amendment to the United States Constitution and de facto sentence of life in violation of Miller v. Alabama, 567 U.S. 460, 132 S.Ct. 2455 (2012), Montgomery v. Louisiana, 577 U.S. __, 136 S.Ct. 718 (2016),
and Tatum v. Arizona, 580 U. S. __, 137 S.Ct. 11 (2016). (