LOUISE W. FLANAGAN, District Judge.
This matter comes before the court on the parties' cross motions for judgment on the pleadings. (DE 16, 22). Pursuant to 28 U.S.C. § 636(b)(1) and Federal Rule of Civil Procedure 72(b), United States Magistrate Judge Robert B. Jones, Jr., issued a memorandum and recommendation, ("M&R"), wherein it is recommended that the court grant plaintiff's motion, deny defendant's motion, and remand this matter to defendant for further proceedings. Defendant timely filed objections to the M&R and plaintiff responded. In this posture, the issues raised are ripe for ruling. For the reasons that follow, the court adopts as its own the recommendation of the magistrate judge, grants plaintiff's motion, and remands this case to the Commissioner.
On September 7, 2011, plaintiff filed an application for supplemental security income. On September 19, 2011, plaintiff filed an application for a period of disability and disability insurance benefits. Both applications alleged a disability onset date of October 15, 2007. Plaintiff's claims were denied both initially and on reconsideration. On April 4, 2013, an administrative law judge ("ALJ") held hearing in this matter. On April 17, 2013, the ALJ entered order denying plaintiff's request for benefits. On May 29, 2014, the Appeals Council, after considering the evidence presented at hearing, as well as supplemental evidence, denied plaintiff's request for review. On July 28, 2014, plaintiff timely filed complaint in this court.
The court has jurisdiction under 42 U.S.C. § 405(g) to review defendant's final decision denying benefits. The court must uphold the factual findings of the ALJ "if they are supported by substantial evidence and were reached through application of the correct legal standard."
To assist it in its review of defendant's denial of benefits, the court may "designate a magistrate judge to conduct hearings . . . and to submit . . . proposed findings of fact and recommendations for the disposition [of the motions for judgment on the pleadings]."
The ALJ's determination of eligibility for Social Security benefits involves a five-step sequential evaluation process, which asks whether:
In the instant matter, the ALJ performed the sequential evaluation. At step one, the ALJ found that plaintiff had not engaged in substantial gainful activity since October 15, 2007, the date of alleged onset of disability. At step two, the ALJ found that plaintiff had the following severe impairments: arthritis of the left knee, hypertension, diabetes mellitus, and obesity. However, at step three, the ALJ determined that these impairments were not severe enough, either individually or in combination, to meet or medically equal one of the listings in the regulations. Prior to proceeding to step four, the ALJ determined that during the relevant time period plaintiff had the residual functional capacity ("RFC") to perform light work, subject to certain limitations. These limitations included: lifting 20 pounds occasionally, lifting and carrying 10 pounds frequently, sitting for six hours in an eight-hour work day. In addition, the ALJ found that plaintiff could stand or walk for a total of six hours in an eight-hour work day, but required a work environment that would permit her to change between sitting and standing positions at least once per hour. Finally, the ALJ found that plaintiff could climb, balance, stoop, kneel, crouch, and crawl occasionally, but that she should avoid exposure to workplace hazards such as unprotected heights and dangerous machinery. In making this assessment, the ALJ found plaintiff's statements about her own limitations not fully credible. At step four, the ALJ concluded plaintiff was unable to perform any past relevant work. At step five, the ALJ concluded that plaintiff was not disabled for purposes of the Social Security Act, because there are jobs that exist in significant numbers in the national economy that plaintiff can perform.
Defendant objects to the M&R's recommendation that this case be remanded for further analysis because the ALJ failed to explain the weight given to a 2006 opinion of plaintiff's treating physician, Mark Burt. Specifically, defendant argues that Burt's opinion is not entitled to consideration for three reasons. First, defendant argues that it is irrelevant, given that it was rendered prior to the alleged onset date of plaintiff's disability. Next, defendant argues that it is not entitled to consideration because plaintiff had two surgeries subsequent to Burt's opinion that render it nugatory. Finally, defendant argues that, even if the ALJ should have discussed Burt's opinion, its failure to do so was "harmless error," because the evidence overwhelmingly supports the conclusion that plaintiff is not disabled.
In August 2006, some 14 months prior to plaintiff's alleged disability onset, Burt opined that she was partially permanently disabled in her left knee. (Tr. 366). Burt further opined that plaintiff permanently was restricted from kneeling or squatting because of her knee injury. (Tr. 366). After Burt issued his opinion, plaintiff had two surgeries on her left knee. Other medical opinions, issued after the alleged onset of plaintiff's disability, note that the range of motion in her left knee is "normal." (Tr. 579, 610, 613;
Defendant first argues that Burt's opinion is irrelevant because it pre-dates plaintiff's alleged disability onset date. The court disagrees. Where evidence predating the alleged date of disability is made part of the record, the regulations require the Commissioner to consider that evidence.
Defendant next argues, without citation, that Burt's 2006 opinion is irrelevant because plaintiff's surgery is presumed to have corrected her condition. Thus, defendant contends, she cannot rely on Burt's 2006 opinion to establish any limitation on her ability to kneel or squat. In essence, defendant argues that all evidence establishing a disability prior to a surgery categorically becomes irrelevant after the procedure. The court disagrees. Although medical treatment may render an otherwise disabling symptom non-disabling, it only does so where such treatment is effective.
Defendant finally argues that the ALJ's failure to discuss Burt's opinion is harmless error, which would allow the court to affirm the ALJ notwithstanding the previously discussed procedural deficiencies. "[R]eversal is not required when the alleged error clearly had no bearing on the procedure used or the substance of the decision reached."
Based on the foregoing, upon de novo review of the portions of the M&R to which specific objections were raised, and upon considered review of the remainder, the court ADOPTS the M&R as its own, GRANTS plaintiff's motion for judgment on the pleadings, (DE 16), and DENIES defendant's motion for the same (DE 22). Pursuant to sentence four of 42 U.S.C. § 405(g) this case is REMANDED to the Commissioner for further proceedings consistent with this order. The clerk is DIRECTED to close this case.
SO ORDERED.