ORTRIE D. SMITH, Senior District Judge.
Pending is Petitioner's Petition for Writ of Habeas Corpus filed pursuant to 28 U.S.C. § 2254. Petitioner's Motion for Discovery is also pending. Both the motion (Doc. # 31) and the Petition (Doc. # 22) are denied.
The underlying facts were summarized by the Missouri Supreme Court as follows:
The conviction and sentence were affirmed on direct appeal. The trial court denied postconviction relief, and this decision was affirmed.
The Court's review of the Record, including particularly the Trial Transcript (hereinafter "T.Tr.") reveals that the defense theory did not involve denying that Petitioner killed Smith, Wells, or Barnes. Instead, the defense attempted to persuade the jury that Petitioner did not have the mental state required for first degree murder. Additional facts about the crimes and the underlying proceedings will be discussed as they become relevant to Petitioner's claims.
Pursuant to the Antiterrorism and Effective Death Penalty Act ("AEDPA"), a writ of habeas corpus shall not be issued on a claim litigated on the merits in state court unless the state court's decision
28 U.S.C. § 2254(d). The "contrary to" and "unreasonable application" provisions in the first subsection have independent meaning. The "contrary to" provision applies "if the state court arrive at a conclusion opposite to that reached by the Supreme Court on a question of law, or reached a decision contrary to Supreme Court precedent when confronting facts that were materially indistinguishable."
Most of Petitioner's claims assert ineffectiveness on the part of trial counsel and are governed by the standard set forth in
In his first claim, Petitioner contends his trial counsel was ineffective for failing to investigate and present several pieces of mitigating evidence during the penalty phase. Specifically, he faults trial counsel for (1) failing to obtain a PET scan of his brain and elicit testimony from a doctor (such as Dr. David Preston, who testified at the postconviction proceeding), (2) failing to introduce medical records of Petitioner's prior head injuries, (3) failing to present testimony from Dr. Mark Cunningham to establish that Petitioner would not present a danger to other prisoners or prison staff and (somewhat paradoxically) that Petitioner's "childhood development contained several risk factors that put him at risk to commit violence," and (4) failing to present testimony from an employer, a childhood friend, and a neighbor. Consideration of these claims requires a general understanding of the evidence presented during the penalty phase, which the Court will organize based on the claims at issue.
Defense Counsel
Generally speaking, a PET scan can reveal diminished energy usage in particular areas of the brain, thereby signifying damage. However, it cannot show the cause of damage, nor can it demonstrate the existence of diminished capacity, predict future behavior, or establish a person's state of mind. Dr. Preston testified that a PET scan performed on Petitioner in 2006 revealed damage in Petitioner's frontal lobe.
The Missouri Supreme Court concluded Defense Counsel was not ineffective in failing to investigate or introduce the results of a PET scan. First, counsel did not fail to investigate the possibility: the Record establishes (and the Missouri Supreme Court found) that the possibility was considered and rejected because there was no guarantee the scan would reveal useful information. This potential had added significance because of the possibility that the test results might have to be shared with the prosecution, who would then have ammunition to counter the defense's planned theory. The decision not to pursue a PET scan was therefore seen as strategic and not the product of ineffectiveness. The Missouri Supreme Court also held that the PET scan results would have "merely corroborated the testimony of Drs. Smith and Gelbort," and "[t]he failure to develop or introduce cumulative evidence does not constitute ineffective assistance of counsel." Finally, the court concluded there was no showing of "a reasonable probability the jury would have recommended a life sentence" if the PET scan's results had been introduced. 290 S.W.3d at 708-09.
The Court concludes the Missouri Supreme Court's application of
The cumulative nature of the evidence also suggests there is no prejudice. The PET scan would have confirmed the experts' testimony, but would not have added anything to it. Petitioner insists he has demonstrated that at least one juror would have voted not to impose the death penalty if medical evidence was introduced by pointing to a newspaper article where the jury foreperson was described (not quoted) as stating "the jury did not buy the evidence that Forrest had brain damage, depression and that when he was drinking or taking drugs excessively, his mental problems got worse." This argument is unavailing for several reasons. First, as noted, the article does not specify the exact words utilized. Second, it is an unsworn statement; while the article is part of the postconviction legal file it is not necessarily competent evidence. Third, jurors are generally precluded from offering testimony about their thought processes. Finally, it does not indicate that the lack of medical evidence was the deciding factor on the issue of brain injury, it does not indicate that evidence of the PET scan would have mattered, and it does not indicate what any juror would have done if he or she thought Petitioner had a brain injury.
Ultimately, the Missouri Supreme Court was left to do what courts are often required to do: evaluate the Record and render a judgment as to the likelihood that a proceeding's outcome would have been different. The Court cannot declare the Missouri Supreme Court's assessment was an unreasonable application of
Another issue related to these same general factual matters involves medical records of prior head injuries. As explained by the Missouri Supreme Court, Petitioner's medical records were
290 S.W.3d at 710. These records were available to and reviewed by the defense's experts, but Petitioner faults Defense Counsel for not admitting the medical records into evidence. Petitioner argues the records would have provided a firmer factual grounding for the experts' opinions, instead of leaving them to admit they relied on Petitioner's self-made reports about his medical history. The Missouri Supreme Court affirmed the finding that counsel had legitimate reasons for not seeking admission of the medical records. Those reasons included a combination of factors, including (1) they did not establish anything that was crucial, (2) the records were given to the experts for review, (3) there was concern about opening the door to further details about the baseball bat incident's connection to a drug deal, (4) there was no serious argument at trial regarding the existence of these prior injuries. 290 S.W.3d at 710.
Petitioner minimizes the effect of the drug deal associated with the baseball bat incident, arguing there was abundant evidence about his drug use. However, Kenyon testified in his deposition (which was admitted in evidence in the postconviction proceeding) that he and Turlington perceived a difference between evidence of Petitioner's drug use and his involvement in drug distribution. Kenyon Dep. at 34-35, 69-72; P.Tr. at 630. In any event, Defense Counsel's decision was not so deficient and unreasoned that it violates
Separately, even if the performance prong was violated there is no prejudice arising from the failure to admit the records. The Missouri Supreme Court's decision affirming Defense Counsel's assessment that this was not a significant issue is confirmed by a review of the trial transcript. There is not a reasonable possibility that admission of the medical records would have affected any juror's decision.
Dr. Cunningham is a clinical and forensic psychologist who explained that he was capable of addressing two topics: (1) childhood factors that constitute risk factors creating tendencies toward violence and illicit behavior and (2) a defendant's likelihood of committing future violent acts while in prison. P.Tr. at 258, 285-86. Petitioner focuses on the second topic, although at times he appears to contend counsel should have elicited testimony from the first topic as well.
Defense Counsel interviewed Dr. Cunningham and consciously elected not to call him as a witness. Defense Counsel explained that there was information suggesting Petitioner was involved in a homicide in California and he was concerned that Dr. Cunningham's analysis about Petitioner's future dangerousness could be impeached with such information. Kenyon Dep. at 19-20, 67-68. In addition, after preliminary discussions with Dr. Cunningham, Defense Counsel was concerned that his testimony would not be particularly helpful. Kenyon Dep. at 21-23, 69; P.Tr. at 520-21. Defense Counsel also believed Dr. Smith's testimony would adequately address issues related to Petitioner's upbringing, making Dr. Cunningham's testimony cumulative and unnecessary. P.Tr. at 521.
The Missouri Supreme Court affirmed the postconviction court's conclusions in this matter, which it described as follows:
290 S.W.3d at 715.
Petitioner contends the Missouri Supreme Court's conclusion that Dr. Cunningham's testimony would have been cumulative is objectively unreasonable because Defense Counsel offered no evidence regarding Petitioner's future dangerousness. However, given the evidence and issues in the Record and the context of the statement quoted above, the Missouri Supreme Court was holding that Dr. Cunningham's testimony about Petitioner's childhood risk factors was cumulative — and this finding is not objectively unreasonable. Petitioner also argues that Defense Counsel's fears about the uncharged California murder were unreasonable because there were viable arguments to preclude the prosecution from using this information to impeach Dr. Cunningham. This may be true; however, the mere existence of arguments that might or might not work does not render Defense Counsel's strategic decision inappropriate. Defense Counsel had to balance the possibility of keeping the evidence out with the risk that the effort might fail. One could envision a circumstance in which Defense Counsel might be faulted for offering Dr. Cunningham's testimony precisely because it opened the door to use of the California murder as impeachment. Either way, Petitioner is complaining about a considered strategic decision that does not violate
Petitioner also argues strongly about the lack of any evidence on the issue of future dangerousness and contends, essentially, that Dr. Cunningham's testimony would have rebutted the prosecution's arguments. He invites the Court to revisit the state courts' assessment of Dr. Cunningham's credibility, but Petitioner misses the point of the state courts' findings. The state courts did not say Dr. Cunningham was not credible and therefore would not have been believed (an issue related to
Petitioner faults Defense Counsel for failing to call Dennis Smock, Curt Fuller, and Anthony Jacobs as witnesses during the penalty phase. The Missouri Supreme Court summarized the evidence they could have provided as follows:
290 S.W.3d at 710-11. The court went on to hold there was no prejudice from the failure to call these witnesses:
Eddie Starks was a witness at trial. At the time of trial he was facing charges for possession of a controlled substance and domestic assault. Petitioner believes there was some sort of deal between Starks and the prosecutor related to these charges that was not disclosed at trial, and the failure to disclose this deal violated
Respondent initially contended this claim was not exhausted but invited the Court to deny it on the merits. In response to the Court's Order (Doc. # 32), Respondent modified its position and "waive[d] the exhaustion defense ... without any qualification." (Doc. # 33). There is now no reason to determine whether the claim has been exhausted because even if it has not been exhausted Respondent has waived the defense.
Respondent also argues the claim has been procedurally defaulted because it was not presented to the state courts for consideration. A habeas petitioner is required to fairly present his claim to the state court; that is, he must present the same facts and legal theories to the state court that he later presents to the federal courts.
"Unless a habeas petitioner shows cause and prejudice, a court may not reach the merits of ... procedurally defaulted claims in which the petitioner failed to follow applicable state procedural rules in raising the claims."
Starks testified he was Harriett Smith's boyfriend and was in her house the morning of the murders — December 9, 2002 — having spent the previous night there. T.Tr. at 869, 872. Wells came to the house around 9:30 a.m., and Starks went into the computer room. T.Tr. at 873. At some point, he overheard a conversation between Smith and Petitioner that culminated with shots being fired. T.Tr. at 874-76. Starks hid in a closet before attempting to sneak out of the house through the basement. On his way to the basement he saw Wells on the couch; he had been shot. T.Tr. at 876-77. He exited out the back door from the basement and went to a neighbor's house; on the way, he observed Petitioner near a pickup truck by the mail box. T.Tr. at 878. Starks used the phone to call Karen Workman to come get him; during the conversation he told her that Petitioner had shot Wells and that he had been unable to find Smith. T.Tr. at 843-44. After picking up Starks at the neighbor's house, Workman, her daughter (who was driving) and Starks returned to Smith's house where they found Wells on the couch and Smith in her bedroom. Both individuals were dead. T.Tr. at 845.
Starks was asked about his prior criminal convictions during cross-examination. Defense Counsel then attempted to ask questions about the pending charges, which were filed in the Summer of 2004 — almost a year and a half after the murders, and almost a year and a half after Starks first discussed the murders with law enforcement officials. The trial court permitted Defense Counsel to ask Starks to identify the pending charges; in response to those questions Starks testified he was facing pending criminal charges for domestic assault and possession of methamphetamine and that the prosecutor on those charges was James Gray, the Dent County prosecutor and a member of the prosecution team. T.Tr. at 899-901.
In addition to relating the events of that day to Workman, Starks spoke on at least two occasions with law enforcement officials: once at the scene, T.Tr. at 831, 835, and again that night. T.Tr. at 1058-59. According to Defense Counsel's closing argument, Starks also testified at the preliminary hearing, T.Tr. at 1255-56, which took place in April 2003.
In placing Starks' testimony in context with the other evidence at trial, it is important to note that he did not provide any information regarding the murder of Deputy Barnes. It should also be noted that he did not testify actually seeing Petitioner shoot anyone. With respect to his testimony about the murders of Smith and Wells, Starks' testimony constituted circumstantial evidence that was corroborated in a variety of ways. Angelia Gamblin
The Court has reviewed in camera materials submitted by the Dent County Prosecutor's Office, the Office of the State Public Defender (which represented Starks) and the state courts. Those materials confirm both charges in question (misdemeanor domestic assault and felony drug possession) were brought more than eighteen months after the crimes occurred and more than a year after Starks testified at the preliminary hearing. While the domestic assault charge was filed approximately four months before Petitioner's trial and dismissed approximately six weeks after, there is nothing in the records to suggest there was an agreement to dismiss the charge in exchange for testimony. The drug possession charge was filed approximately three months before Petitioner's trial and dismissed three months after, but there is also nothing in these files reflecting any sort of agreement between the prosecutor and Starks.
Petitioner's
"One of the fundamental tenets of
Assuming, arguendo, that a deal existed, relief would still be denied because the failure to divulge its existence would not have prejudiced Petitioner. Impeachment information must be divulged, and Petitioner argues the existence of a deal with the Dent County Prosecutor could have demonstrated Starks was testifying in a manner designed to curry favor with the prosecutor. There is a fatal flaw in this reasoning, which is that the events giving rise to the charges against Starks occurred after he told law enforcement officials about Petitioner's involvement in these murders. Starks' testimony was consistent with what he told the police in 2002. Starks' testimony was consistent with what he told other witnesses in 2002. Starks testimony is presumably
Karen Workman made two brief, unsolicited comments indicating Petitioner had previously been in prison. The first occurred during direct examination; the questions and answers at issue appear below:
T.Tr. at 840-41. The second reference occurred during cross-examination:
T.Tr. at 854.
Defense Counsel did not object to either of Workman's references to Petitioner's prior incarceration. Kenyon testified that he did not object because he did not want to highlight these fleeting references for the jury. Turlington testified she would not have objected if the issue had been raised with the jury during voir dire, which was done in this case. The postconviction court denied relief, concluding (1) Defense Counsel had strategic reasons for not objecting and (2) the "two brief references" had no effect on the proceedings given the strength of the State's case. Respondent's Exhibit J-2 at 383-84.
Petitioner did not testify at the trial, and there seems to be little doubt that evidence of Petitioner's prior convictions was inadmissible at the guilt phase. The real issue, however, is whether the failure to object in this case (1) constituted deficient performance and (2) prejudiced Petitioner. Petitioner insists the answer to both questions is "yes" because an objection would have resulted in a curative instruction. However, Kenyon could justifiably believe the curative instruction would cause more harm than the situation he sought to cure: Workman's statements were brief and isolated, and asking the jury to disregard the comments would have called far more attention to the matter. Attorneys frequently decline to object for precisely this reason, and Kenyon's assessment does not constitute deficient performance.
Petitioner also seems to suggest that reversal would have been automatic. The Missouri Supreme Court has held that "[e]vidence of prior criminal acts is never admissible for the purpose of demonstrating the defendant's propensity to commit the crim with which he is presently charged."
A nine-and-a-half inch hunting knife was found on Petitioner's belt when he was arrested. A photograph of this knife was introduced into evidence at trial.
In this proceeding, Petitioner fails to explain why the Missouri Supreme Court's decision is unreasonable. In particular, the Missouri Supreme Court's determination that there was no valid evidentiary objection to be made is a decision to which deference is due because the Missouri Supreme Court is the final arbiter of state law. In any event, the Court agrees that even if an objection could have been made, there is no possibility that the jury's verdict on guilt would have been different if the photograph had not been introduced into evidence.
The controlling case with respect to prosecutorial misconduct in closing argument is
Under Missouri law, "[t]he difference between first and second degree murder is the element of deliberation."
Petitioner finds fault with several statements in the prosecution's penalty phase argument; each one was considered by the Missouri Supreme Court and rejected. 183 S.W.3d at 228. The factual errors Petitioner complained of were found to be fair inferences from the Record. The misstatements of law alleged by Petitioner were held to be correct statements of Missouri law. In proceedings before this Court, Petitioner essentially reiterates his prior arguments, but offers nothing to suggest the Missouri Supreme Court was wrong — much less unreasonable — in its assessment of the Record and its application of federal law.
Lois Lambiel, Deputy Barnes' sister, testified at the penalty phase about the effect of Deputy Barnes' death on the family. Petitioner concedes such evidence is permitted, but contends Lambiel's testimony was infirm because (1) some of it was hearsay, (2) some of it violated the Confrontation Clause, (3) Lambiel improperly testified that other siblings became ill or died as a result of Deputy Barnes' murder, and (4) the evidence was generally too inflammatory.
Petitioner does not identify the out of court statements Lambiel testified about that were offered for the truth of the matter asserted. The Court's independent review fails to unearth any hearsay. The Confrontation Clause arguments rest on the alleged hearsay, and they fail for the reason just stated.
The Court has reviewed Lambiel's statements about her brothers, one of whom she described as experiencing five strokes after Deputy Barnes' death and the other who died six months after Deputy Barnes. T.Tr. at 1349-50. Taken in context, the Court agrees with the Missouri Supreme Court's assessment: "there was no testimony directly linking, or even suggesting, that their deteriorating health was in any way related to Ms. Barnes's murder." 183 S.W.3d at 225.
Petitioner's final argument relates to statements Lambiel made at the sentencing hearing, wherein she essentially asked the sentencing judge to impose the death penalty. T.Tr. at 1780. These statements were not only made outside the jury's presence, but were made approximately two months after the jury returned its verdicts recommending the death penalty be imposed. As the Missouri Supreme Court concluded, "[t]here is no possible way that this statement could have influenced the jury's recommendation." 183 S.W.3d at 225-26.
Instruction No. 5 instructed the jury as follows:
Respondent's Exhibit B-3 at 576. This instruction is predicated on section 562.067 of the Revised Missouri Statutes, and both the statute and the wording of Instruction No. 5 have been held to be constitutional.
Petitioner contends the trial court improperly allowed the removal of two prospective jurors for cause. Prospective jurors may be removed for cause if their views on capital punishment would prevent or substantially impair their ability to fully and fairly consider all possible punishments.
The Court will not set forth the answers provided by Venirepersons Parrott and Geiger. It is sufficient to say that, having reviewed, them, there is ample justification for the trial court's conclusion that these members of the panel could not fully and fairly consider imposing the death penalty. T.Tr. at 527-30, 533-34, 570-71, 575-76. The Missouri Supreme Court's affirmance on this point is based on reasonable factual findings and applications of federal law. 183 S.W.3d at 231. Relief on this claim is not warranted.
Petitioner's ninth point alleges his rights were violated because the statutory aggravating factors were not contained in the information. He concedes this argument is foreclosed by the Eighth Circuit's decision in
For these reasons, Petitioner's request for habeas corpus relief pursuant to 28 U.S.C. § 2254 is denied.
IT IS SO ORDERED.