PATRICIA L. COHEN, Magistrate Judge.
Alan Barnard (Plaintiff) seeks review of the decision of Defendant Nancy Berryhill, Deputy Commissioner of Operations, Social Security Administration (SSA), denying his application for a period of disability and Disability Insurance Benefits under the Social Security Act.
In February 2013, Plaintiff filed an application for a period of disability and Disability Insurance Benefits. (Tr. 129-130). The SSA denied Plaintiff's claims, and he filed a timely request for a hearing before an administrative law judge (ALJ). (Tr. 70-76). The SSA granted Plaintiff's request for review and conducted a hearing on February 2, 2015. (Tr. 33-42). In a decision dated April 13, 2015, the ALJ found that Plaintiff had not been under a disability, as defined in the Social Security Act, through September 30, 2014, the date last insured. (Tr. 22). The SSA Appeals Council denied Plaintiff's subsequent request for review of the ALJ's decision. (Tr. 1-5). Plaintiff has exhausted all administrative remedies, and the ALJ's decision stands as Defendant's final decision.
Plaintiff, then forty years of age, appeared with counsel at the administrative hearing on February 2, 2015. (Tr. 35). Plaintiff stated that he had been unable to work since November 2011 due to issues with "mobility and pain." (Tr. 32, 37). Plaintiff stated that he could not stand for more than thirty minutes without pain and he only felt relief when lying down. (Tr. 37-39). Plaintiff had to lie down five to six times per day, and even after lying down to sleep, he woke up in pain. (
In regard to activities of daily living, Plaintiff stated that he was unable to perform yard work or vacuum. (Tr. 40). Plaintiff testified that he experienced both good and bad days, but generally had two to three bad days per week. (Tr. 40). Plaintiff explained that even if he had a sit-down job, there would be days he could not work or would have to go home early. (
The ALJ briefly questioned Plaintiff about a Cooperative Disability Investigation (CDI).
On February 15, 2012, Plaintiff saw Dr. Jennifer Szalkowski, his primary care physician, and complained of the following: (1) intermittent middle- and lower-back pain radiating to both thighs; (2) numbing and tingling in his legs; (3) insomnia for several months; and (4) a bulge in his abdomen upon straining. (Tr. 252-253). Dr. Szalkowski's objective examination revealed "bilateral thoracic tenderness, paravertebral muscle spasm, bilateral thoracic tenderness, and bilateral lumbosacral tenderness." (Tr. 255). Dr. Szalkowski ordered an x-ray of Plaintiff's lumbosacral spine and prescribed him Mobic, Robaxin, and Ambien. (Tr. 255-258). The x-ray of Plaintiff's lumbar spine revealed no radiographic abnormality. (Tr. 352).
On May 21, 2012, Plaintiff visited Dr. Dale Klein at Pain Management Rehabilitation, complaining of worsening back and leg pain that had caused him to discontinue employment. (Tr. 238). Plaintiff also said that his pain was exacerbated when he stood for extended periods and was relieved through rest. (
On June 28, 2012, Plaintiff saw Dr. Szalkowski for back pain, renal impairment, and ear pain, and Dr. Szalkowski increased his Tramadol. (Tr. 280). On August 8, 2012, Plaintiff complained of worsening back pain, and Dr. Szalkowski changed Plaintiff's medication from Robaxin to Skelaxin. (Tr. 287-89). In September 2012, Plaintiff saw Dr. Szalkowski two more times for back pain, abnormal kidney function, elbow pain, and depression. (Tr. 299, 403, 407). On September 25, 2012, he reported that he was "overall pain free" and displayed normal mobility of his back. (Tr. 403).
On October 26, 2012, Plaintiff presented to the emergency room at Barnes-Jewish St. Peters Hospital due to "traumatic" back pain. (Tr. 356). Plaintiff stated that he injured his back while moving his grandfather, who was quadriplegic. (Tr. 357). The doctor diagnosed him with sciatica and prescribed Vicodin. (Tr. 357).
On February 18, 2013, Plaintiff saw Dr. Margaret Grisell, an orthopedic surgeon, for back pain. (Tr.433). Dr. Grisell noted that her examination was "limited by his being in pain that is out of proportion to the exam[.]" (Tr. 437). Plaintiff returned to Dr. Grisell on April 15, 2013, and she noted that Plaintiff "continues to have pain that is out of proportion to the examination." (Tr. 442). Dr. Grisell wrote: "I again reviewed his imaging with him, and we talked about his diffuse degenerative changes in his low back and the fact that these are really very mild." (Tr. 443). She concluded she had "no surgical intervention to offer him" and referred him to pain management. (
Plaintiff saw Dr. Richard Gahn, a pain medicine specialist on April 30, 2013, complaining of "persistent low back pain radiating into the left buttock and posterior aspect of the left leg intermittently as far down as the calf and ankle." (Tr. 453) Plaintiff's MRI revealed "moderate disc degeneration at L3-4, L4-5, and L5-S1." (Tr. 455). On May 7, 2013, Dr. Gahn administered a lumbar steroid injection. (Tr. 456).
On August 20, 2013, Plaintiff underwent an MRI of the cervical spine without contrast, which showed "small right paracentral disc protrusion at C3-C4 with mild right uncovertebral joint osteoarthritis with mild right neural foraminal narrowing." (Tr. 488). An MRI of Plaintiff's lumbar spine without contrast showed mild degenerative disc disease at L4-S1. (
On September 10, 2013, Plaintiff presented to the emergency room at St. Joseph Hospital West with neck, back, and leg pain after a fall. (Tr. 578). Plaintiff exhibited normal range of motion and tenderness in his midline upper lumbar area. (Tr. 580). The emergency room doctor prescribed Tramadol. (Tr. 582).
On September 15, 2013, Plaintiff presented to the emergency room at Barnes-Jewish St. Peters for aching and stabbing right-sided chest pains. (Tr. 494). Plaintiff received a chest x-ray, and the doctor prescribed hydrocodone. (Tr. 495). Plaintiff's chest x-ray showed no pulmonary infiltrate. (Tr. 497).
Plaintiff saw Dr. Adam LaBore for back pain on October 1, 2013. (Tr. 602). Upon physical examination, Dr. LaBore observed: "No focal sensory or motor deficits in the upper or lower extremities, reflexes are normal and symmetric." (
In January 2014, Dr. Szalkowski informed Plaintiff that an MRI of his shoulder on January 20, 2014, showed:
(Tr. 460). Dr. Szalkowski advised Plaintiff to "set up an appointment with orthopedics." (
On January 29, 2014, Plaintiff saw Dr. Matthew Melander, an orthopedic surgeon, for left shoulder pain. (Tr. 559). Dr. Melander diagnosed Plaintiff with a "partial rotator cuff tear" and "impingement syndrome," and he administered a lidocaine injection. (
On March 6, 2014, Dr. Melander performed a "diagnostic arthroscopy, left shoulder; arthroscopic debridement of type I SLAP tear, left shoulder; arthroscopic supraspinatus repair, left shoulder; arthroscopic subacromial decompression; arthroscopic distal clavicle resection." (Tr. 560). At a follow-up appointment on March 14, 2014, Plaintiff reported some pain, but Dr. Melander noted that the incisions had healed appropriately. (Tr. 558). On April 4, 2014, Dr. Melander noted that Plaintiff's wound had healed. (Tr. 557). Plaintiff received physical therapy from March to May 2014. (Tr. 512-538).
On April 21, 2014, Plaintiff sought treatment for back pain at St. Louis Neuropathy and Pain Relief. (Tr. 478). Physician's Assistant Ryan Rogers noted Plaintiff's antalgic gait and use of a cane. (
Plaintiff followed up with Mr. Rogers on June 23, 2014.
On July 11, 2014, Plaintiff underwent an x-ray on his right knee with normal results. (Tr. 544). At a follow-up appointment on July 21, 2014, Mr. Rogers increased Plaintiff's hydrocodone dosage and prescribed Lidoderm patches. (Tr. 471).
Plaintiff presented to the emergency room at Barnes-Jewish St. Peters Hospital on July 23, 2014 with back pain. (Tr. 550). On July 25, 2014, he presented to the emergency room at St. Joseph Hospital West with back and leg pain. (Tr. 590). Plaintiff reported that hydrocodone and lidocaine patches did not relieve the pain. (
On July 31, 2014, Mr. Rogers completed a medical source statement for Plaintiff. (Tr. 464). Mr. Rogers opined that Plaintiff: (1) could sit or stand/walk for only about two hours in an eight-hour work day; (2) required unscheduled breaks throughout the day; and (3) could only rarely carry ten pounds. (
Plaintiff followed up with Dr. Melander on September 26, 2014. (Tr. 556). Dr. Melander diagnosed Plaintiff with bursitis of the left shoulder and prescribed a Medrol Dosepak. (
On October 15, 2014, Plaintiff saw Dr. Alan Morris for a physical consultative evaluation. (Tr. 562). Dr. Morris noted that Plaintiff could walk fifty feet with his cane and twenty-five feet without his cane. (Tr. 563). Dr. Morris also noted that Plaintiff walked with a slight limp favoring his right lower extremity. (
Eligibility for disability benefits under the Social Security Act requires a claimant to demonstrate that he or she suffers from a physical or mental disability. 42 U.S.C. § 423(a)(1). The Social Security Act defines disability as "the inability to do any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period not less than 12 months." 20 C.F.R. §§ 404.1505(a), 416.905(a). The impairment must be "of such severity that [the claimant] is not only unable to do his previous work but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy. . . ." 42 U.S.C. § 1382c(a)(3)(B).
To determine whether a claimant is disabled, Defendant engages in a five-step evaluation process.
The ALJ applied the five-step evaluation process set forth in 20 C.F.R. § 404.1520 and found that Plaintiff did not engage in substantial gainful activity between his alleged onset date of November 25, 2011 and his date last insured of September 30, 2014, and Plaintiff did not have an impairment or combination of impairments that met or medically equaled the severity of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (Tr. 15-16). The ALJ conclude that Plaintiff had the severe impairments of "discogenic and degenerative disorders of the spine and status-post left shoulder arthroscopy," and the nonsevere impairment of depression. (Tr. 15).
The ALJ found that Plaintiff had no limitations in activities of daily living. (
The ALJ thoroughly reviewed Plaintiff's medical records and found that Plaintiff's "medically determinable impairments could reasonably be expected to cause the alleged symptoms" but Plaintiff's statements "concerning the intensity, persistence, and limiting effects of his symptoms were not entirely credible." (Tr. 19). According to the ALJ, Plaintiff's objective testing "showed only mild or [age-appropriate] degenerative disc disease," and his treatment notes "indicate at best, ailments that appear troublesome but do not impose limitations of such significance as to preclude sustained competitive employment." (
In regard to the medical opinion evidence, the ALJ noted that Dr. Morris, the consultative physician, diagnosed Plaintiff with "chronic lumbar back pain with facet arthrosis and postoperative status arthroscopic surgery left shoulder with limited motion" but stated "these are merely subjective symptoms and not objective diagnoses." (
The ALJ determined that Plaintiff was able to perform past relevant work, such as that of a cashier. (
A court must affirm an ALJ's decision if it is supported by substantial evidence. 42 U.S.C. § 405(g). "Substantial evidence `is less than a preponderance, but enough so that a reasonable mind might find it adequate to support the conclusion.'"
"If, after reviewing the record, the court finds it is possible to draw two inconsistent positions from the evidence and one of those positions represents the ALJ's findings, the court must affirm the ALJ's decision."
Plaintiff claims that the ALJ erred in failing to properly weigh medical opinion evidence. (ECF No. 22). More specifically, Plaintiff argues that the ALJ: (1) failed to consider and weigh the opinion of Dr. Morris, a one-time consultative examiner; and (2) improperly considered the fact that none of Plaintiff's treating physicians recommended that he not seek employment. (ECF No. 22 at 15, 17). In response, Defendant asserts that the ALJ appropriately considered Dr. Morris's opinion and the treating physicians' opinions. (ECF No. 29 at 15-18).
In making a disability determination, the ALJ shall consider the medical opinions in the case record together with the rest of the relevant evidence in the record. 20 C.F.R. §§404.1527, 416.927. "The amount of weight given to a medical opinion is to be governed by a number of factors, including the examining relationship, the treatment relationship, consistency, specialization, and other factors."
Although the ALJ did not specify the amount of weight assigned to Dr. Morris's opinion, it is clear from the decision that he afforded that opinion little weight.
Dr. Morris's opinion was also contrary to the treatment notes of Plaintiff's treating physicians. For example, Dr. Klein recommended conservative therapies and declined to prescribe long-term pain medication. Dr. Grisell found that Plaintiff's pain was "out of proportion to the examination" and observed that the diffuse degenerative changes in Plaintiff's lower back "are really very mild." Likewise, Dr. LaBore noted "minimal single-level disc bulge in the cervical spine, otherwise, no significant findings." None of Plaintiff's treating physicians recommended surgical intervention for his back. Given that Dr. Morris examined Plaintiff only one time and his opinion was inconsistent with the evidence in the record, the ALJ properly discounted that opinion.
Plaintiff also claims that the ALJ may not draw an adverse inference when no treating or examining source makes a statement concerning Plaintiff's inability to work. (ECF No. 22 at 18). Defendant acknowledges the Eighth Circuit precedent holding that a conclusory opinion from a treating physician that a claimant is disabled or unable to work is not entitled to special deference. However, Defendant argues "[t]his does not mean . . . that an ALJ cannot consider the absence of treating physician opinions indicating disability in the record." (ECF No. 29 at 17).
Plaintiff cites no case law in support of his position that an ALJ may not consider the absence of treating physician opinions relating to a claimant's ability to work. To the contrary, the Eighth Circuit has considered this factor when reviewing ALJs' disability decisions.
For the reasons discussed above, the Court finds that substantial evidence in the record as a whole supports Defendant's decision that Plaintiff is not disabled. Accordingly,
A separate judgment in accordance with this Memorandum and Order is entered this date.