ROBERT L. MILLER, JR., District Judge.
Robby Ritchie
Mr. Ritchie's application for disability insurance benefits was denied initially, on reconsideration, and after an administrative hearing at which he and a vocational expert testified. Based on the record before her, the ALJ found that Mr. Ritchie had severe impairments—diabetes mellitus with neuropathy in the bilateral hands and feet and obesity—and non-severe impairments—back and neck impairments, hepatitis C, and hypertension—but concluded that none of his impairments met or medically equaled any of the impairments listed in 20 C.F.R. Pt. 404, Subpt. P, App. 1.
The ALJ decided that Mr. Ritchie had the residual functional capacity to perform light work, as defined in 20 C.F.R. § 404.1567(b), with limitations,
The issue before the court isn't whether Mr. Ritchie is disabled, but whether substantial evidence supports the ALJ's decision that he wasn't disabled.
Mr. Ritchie presents five issues for review: (1) whether substantial evidence supported the ALJ's step two determination that Mr. Ritchie's neck and lumbar impairments weren't severe; (2) whether the ALJ properly determined that Mr. Ritchie's impairments didn't meet or medically equal a listing; (3) whether the ALJ erred in crafting her residual functional capacity determination; (4) whether the ALJ's credibility determination is patently wrong; and (5) whether the Appeals Council erred when considering newly submitted evidence. Mr. Ritchie asks the court to either reverse the Commissioner's decision and award benefits or remand the case for further proceedings.
Mr. Ritchie first argues that the ALJ erred at step two of the sequential evaluation of disability when she determined that Mr. Ritchie's neck and lumbar impairments were "non-severe." Mr. Ritchie argues that the ALJ didn't address evidence in the record that could have supported a finding that those impairments were severe.
At step two, an ALJ considers the medical severity of the claimant's impairment; the burden was on Mr. Ritchie to show that he had a "severe impairment." 20 C.F.R. § 404.1520. The step two inquiry is "a de minimis screening for groundless claims" and "[a]n impairment is not severe only if it is a slight abnormality that has no more than a minimal effect on the ability to do basic work activities."
Despite evidence in the record that Mr. Ritchie's neck and "major back surgery" hadn't solved his spinal issues and that he suffered ongoing pain, the ALJ, citing evidence from a consultative examiner and a treating physician, found that Mr. Ritchie's neck and lumbar impairments—also described as spinal disorders in the record—were non-severe. The ALJ didn't acknowledge or discuss the opinions of two state agency physicians—Drs. M. Brill and Fernando Montoya—that Mr. Ritchie's spinal disorder was severe.
The opinions of Drs. Brill, Montoya, and Yoder regarding Mr. Ritchie's spinal disorder—none addressed by the ALJ—are sufficient to meet step two's de minimis screening and demonstrate that this impairment was more than a slight abnormality with no more than a minimal effect on his ability to do basic work activities.
The Commissioner notes that step two is merely a threshold requirement and argues that the court should find that the ALJ's error was harmless because she found at least one severe impairment, proceeded to the remaining steps of the evaluation process, and considered his spinal disorder when fashioning a residual functional capacity determination. Cf.
To support her argument that the ALJ properly considered Mr. Ritchie's spinal disorder at step four, the Commissioner points to portions of the ALJ's opinion including boilerplate language saying she considered all of Mr. Ritchie's impairments when determining his residual functional capacity. But at step four in her opinion, she expressly stated that Mr. Ritchie's "residual functional capacity is based upon the evidence of the claimant's diabetes mellitus and obesity," [Doc. No. 15 at 21]. And even if the court agreed that the ALJ's error at step two was harmless, remand still would be required because the ALJ didn't consider the opinions of Drs. Brill, Montoya, and Yoder regarding Mr. Ritchie's spinal disorder at any point in her opinion, despite the requirement that she consider all relevant evidence, especially medical reports of treating physicians. See
Mr. Ritchie makes other arguments to support his contention that the ALJ improperly determined Mr. Ritchie's residual functional capacity, but because the court has already determined that the ALJ didn't consider relevant evidence in fashioning the residual functional capacity determination, the court declines to address those arguments.
Mr. Ritchie next argues that the ALJ didn't properly consider whether he had an impairment or combination of impairments that meets or medically equals a listing. He contends that the ALJ should have at least discussed whether he met or medically equaled Listing 1.04 (spinal disorders) given his back and neck impairments combined with his obesity, but Mr. Ritchie's counsel told the ALJ at the administrative hearing that Mr. Ritchie wasn't contending he met a listing. Accordingly, Mr. Ritchie forfeited this argument.
Mr. Ritchie asserts two errors regarding the ALJ's credibility determination: (1) the ALJ discounted Mr. Ritchie's credibility because she believed the objective medical evidence didn't support the limitations Mr. Ritchie claimed; (2) the ALJ improperly dismissed Mr. Ritchie's claims of limitations based on her assessment of his activities of daily living.
ALJs' credibility determinations "are entitled to special deference because the ALJ is in a better position than the reviewing court to observe a witness," but those determinations "are not immune from review."
Mr. Ritchie is correct that an ALJ can't discount his "statements about the intensity and persistence of pain or other symptoms or about the effect the symptoms have on his or her ability to work" just because "they are not substantiated by objective medical evidence."
Mr. Ritchie is on better footing when he argues that the ALJ improperly discounted his credibility based on his activities of daily living. "Although it is appropriate for an ALJ to consider a claimant's daily activities when evaluating their credibility . . . this must be done with care,"
The ALJ noted that Mr. Ritchie reported he "could drive a car for 30 minutes, perform household chores (e.g. sweep, mop, wash dishes and vacuum), prepare meals and shop."
Because this matter is being remanded on another issue, the court needn't decide whether this problem alone makes the ALJ's credibility determination patently wrong. On remand, the ALJ should ensure that her credibility determination is reasoned and supported. See
Mr. Ritchie next contends that the Appeals Council's rejection of evidence he submitted from his treating physician requires remand. The evidence in question—a letter from his treating physician that was prepared after the ALJ issued her decision—described the physician's opinion of Mr. Ritchie's medical condition and stated that his "chronic lumbar and cervical spine problems do pose a chronic and life time interference with his ability to work." [Doc. No. 438]. Mr. Ritchie hasn't shown that the Appeals Council erred because this new evidence alone doesn't provide a basis for changing the ALJ's decision, see
The court VACATES the Commissioner's decision and REMANDS this case for further proceeding consistent with this opinion.
SO ORDERED.