Plaintiff Carol Cheal brought this action for age discrimination against her former employer, defendant El Camino Hospital. Defendant successfully prevailed upon the trial court to grant summary judgment in its favor despite numerous materially disputed facts. As too often happens, the merits of the case were obscured to the point of invisibility in the deluge of statements, counter-statements and objections, that mark modern summary judgment practice. The record clearly raises triable issues of fact with respect to whether plaintiff was performing adequately at the time of her discharge and whether the discharge was the product of a belief to the contrary or of discriminatory animus against older workers on the part of plaintiff's immediate supervisor. We will therefore reverse the judgment.
Plaintiff worked in defendant's nutrition services department from August 1987 until her discharge in October 2008 at age 61. At all relevant times she
Up to and including her performance evaluation in August 2007, plaintiff always received a rating of "Meets' Standards," which she declared without contradiction was "the highest category of performance on the Hospital's `Performance Evaluation.'" But things changed after July 2007, when defendant hired Kim Bandelier to supervise all employees on the clinical side of nutritional services, including plaintiff. By January 2008, Bandelier was accusing plaintiff of numerous shortcomings. On April 14, 2008, Bandelier gave plaintiff a written warning for failure to conform to the hospital's "two-patient identifier procedure," discussed in more detail below (see pt. II.E.2., post). On June 3 she issued a second, "[f]inal" warning for failure to comply with the same procedure.
On Monday, September 8, 2008, Bandelier accused plaintiff of incorrectly preparing one or more menus for a patient restricted to "pudding thick" liquids, in a manner that allowed, or could have allowed, the patient to receive thinner, "honey thick" liquids. On September 25, 2008, a hospital manager told plaintiff that she was no longer considered competent to perform her duties as a diet clerk or diet tech, and that she could either take another position in the nutrition services department, accept a severance package, or be discharged. About a week later, plaintiff informed defendant that any further communication should go through her attorney. On October 10, 2008, defendant notified plaintiff that her employment was terminated.
Plaintiff filed this action on April 30, 2009, asserting causes of action for age discrimination, wrongful demotion and termination, failure to investigate or take corrective action against age discrimination, and retaliation for complaints of unlawful discrimination. Defendant answered with a general denial and 14 affirmative defenses. On August 13, 2010, defendant filed a motion for summary judgment, asserting 77 supposedly undisputed facts in support. Plaintiff responded to each of these assertions and submitted 37 additional facts that she contended precluded summary judgment. Each party lodged numerous objections to the evidence put forth by the opposing party. The court issued an order sustaining some objections, overruling the rest, and granting the motion for summary judgment. The court wrote that summary judgment was warranted because (1) "[p]laintiff fail[ed] to show she performed her job in a satisfactory manner"; (2) defendant "establishe[d] a legitimate, nondiscriminatory reason for its actions" while "[p]laintiff ... [did] not produce substantial evidence that Defendant's stated
Plaintiff filed this timely appeal.
"`We summarized the principles governing an appeal of this type in Reeves v. Safeway Stores (2004) 121 Cal.App.4th 95, 106-107 [16 Cal.Rptr.3d 717] (Reeves): "On appeal from an order granting summary judgment `we must independently examine the record to determine whether triable issues of material fact exist. [Citations.]' [Citation.] The question is whether defendant `"`conclusively negated a necessary element of the plaintiff's case or demonstrated that under no hypothesis is there a material issue of fact that requires the process of trial.' [Citation.]" [Citation.]' ... [Citations]; (see Guz v. Bechtel National Inc. (2000) 24 Cal.4th 317, 335, fn. 7 [100 Cal.Rptr.2d 352, 8 P.3d 1089] (Guz) [`the issue ... is simply whether, and to what extent, the evidence submitted for and against the motion ... discloses issues warranting a trial'].) ... [Citation.] Moreover, `we must view the evidence in a light favorable to plaintiff as the losing party [citation], liberally construing [his] evidentiary submission while strictly scrutinizing defendants' own showing, and resolving any evidentiary doubts or ambiguities in plaintiff's favor. [Citations.]' [Citations.] And a plaintiff resisting a motion for summary judgment bears no burden to establish any element of his or her case unless and until the defendant presents evidence either affirmatively negating that element (proving its absence in fact), or affirmatively showing that the plaintiff does not possess and cannot acquire evidence to prove its existence. [Citations.]"' (Mamou v. Trendwest Resorts, Inc. (2008) 165 Cal.App.4th 686, 710-711 [81 Cal.Rptr.3d 406] (Mamou).) In determining whether a triable issue was raised or dispelled, we must disregard any evidence to which a sound objection was made in the trial court, but must consider any evidence to which no objection, or an unsound objection, was made. (See Reid v. Google, Inc. [(2010)] 50 Cal.4th 512, 534 [113 Cal.Rptr.3d 327, 235 P.3d 988]; Code Civ. Proc., § 437c, subds. (b)(5), (c), (d).) Such evidentiary questions, however, are subject to the overarching principle that the proponent's submissions are scrutinized strictly, while the opponent's are viewed liberally.'" (McCaskey v. California State Auto. mobile Assn. (2010) 189 Cal.App.4th 947, 956-957 [118 Cal.Rptr.3d 34].)
The trial court thus ruled that plaintiff would be unable at trial to establish the second factor, i.e., that she was "performing competently in the position [s]he held."
Here the trial court concluded that plaintiff had failed to show competent performance because the evidence showed that she "made several mistakes on menus between January and May in 2008." But aside from triable issues concerning the number and magnitude of the "mistakes" she made (discussed below), there was strong evidence before the court that the hospital, under its own written policies, anticipated and expected such mistakes because, given the nature of the work, they were inevitable. According to plaintiff's uncontradicted account, the hospital prepared about 500 meals a day, which required processing 500 menus. Of these, perhaps a third were "special diets." Each food selected by a patient on a special diet had to be checked against, and modified if necessary to conform to, the physicians' orders for that patient. As a result, plaintiff declared, "errors by all Diet Office staff invariably resulted." For this reason, the hospital relied on a multi-tiered system of safeguards in which "tally clerk[s]" reviewed the work of menu clerks, a "checker" on the kitchen staff compared tray contents to menu entries, and the nurses, who actually delivered the trays to special-diet patients, assumed "the final responsibility for the check of the food tray." This statement is substantiated by a copy of a written policy attached to, and identified in, plaintiff's declaration. It states that upon delivery of a meal tray to the nursing station, "Nursing staff is responsible for immediately confirming the accuracy of each tray by checking the menu heading, room number, name and diet order on each menu, with the most recent diet order for that patient."
Also bearing on this subject was evidence of the pervasiveness of similar errors by other hospital employees performing similar work. Although neither side attempted to quantify these rates, plaintiff declared with respect to the two patient identifier requirement, violations of which formed the basis for the two written warnings she received (see pt. II.C.2., post), "I have personal knowledge that other Diet Staff (diet clerks, menu clerks and tally clerks) had problems with and frequently failed to follow the `two patient identifier' system as required by Ms. Bandelier." Of the five other workers in the department, all but one were under 40 years of age. Plaintiff declared, "When I presented copies of the menu mistakes by these other Diet Staff employees to Ms. Bandelier, she made excuses for these other, younger workers' mistakes. While I received discipline and written warnings for failing to follow the `two patient identifier' system, to my knowledge no other Diet Clerk was disciplined by way of a written warning for failing to follow the two patient identifier systems."
Much of defendant's evidence seems intended to suggest that the errors attributed to plaintiff were unacceptably grave because they implicated patient safety. No attempt was made, however, to quantify either the number or potential seriousness of mistakes committed by other persons performing
In addition to triable issues over the performance standards governing plaintiff's work, the record presents substantial evidentiary conflicts over the extent to which plaintiff actually committed the "several errors" found by the trial court. Bandelier's declaration and its attachments suggest, by our count, 19 distinct areas or incidents of unsatisfactory performance. Sixteen of these consist of "coachings" Bandelier assertedly "conducted with" plaintiff as recited in an e-mail Bandelier prepared for a supervisor as plaintiff's discharge neared. Bandelier cited the e-mail in her declaration in support of an averment that "[a]lmost immediately upon my arrival, I had to counsel Ms. Cheal on mistakes and patient-safety related problems with her job performance." The intended implication, obviously, is that many of the "coaching" occasions pointed to an instance or area of unsatisfactory performance.
Nearly every item on the e-mailed list, however, was squarely controverted by plaintiff. The first entry, "soiled menus," is manifestly intended to suggest that on the date specified, plaintiff had been guilty of improperly using such menus. Plaintiff flatly denied that she had done so, and that she had been "coached" for doing so. She declared, "I was not `counseled' about using soiled menus ... because I did not have any soiled menus I was working with. Rather, during a conversation about overtime, Ms. Bandelier simply stated that when there is a soiled menu (e.g. due to a liquid spill, coffee, etc.) a new one should be prepared. This conversation ... did not relate to any work I was doing that day or recently." In other words, Bandelier had taken an abstract statement she made about best practices, described it as "coaching," and cited it as somehow reflective of unsatisfactory performance.
Another entry referred to a "coaching" in September 2007 for "allowing grapefruit juice on menu," which the e-mail described as a "HUGE no no" and "a patient safety issue." Bandelier's declaration also contains an averment that on an unspecified date, plaintiff "allow[ed] grapefruit juice on a diet
The e-mail also referred to a "coaching" on "consistent carb diets." Again the implication is that plaintiff was doing something wrong, though defendant makes no attempt to explain the entry. The sole explanation comes from plaintiff, who declared, "This alleged `coaching' had nothing to do with any `mistake' or `patient safety incident' by me. Rather, it relates solely to Bandelier's objection to a long-standing Hospital policy .... On this day, I prepared a diabetic patient's menu according to the long-standing Hospital policy.... Bandelier took issue with how the diet staff (specifically me) prepared diabetic menus. When I explained to Bandelier that I had prepared the patient's menu in accordance with the Hospital's long-standing policy, she stated, `Oh, I didn't know that. But you are still wrong.' I replied, `Well, if I am wrong, then the whole diet office is wrong, because that is how I was trained by the dieticians.' Ms. Bandelier then stated that going forward we must insure that a diabetic patient is limited to 3-4 carbs per meal. I did not disagree with Ms Bandelier's change to the Diet Office's practice, and followed it consistently thereafter...."
A trier of fact could reasonably find that other "coachings" were likewise unrelated to any breach of existing performance standards but were reflective instead of Bandelier's introduction of new practices. Thus Bandelier cited plaintiff's "fail[ure] to stamp menus with the name of a drug (Warfarin) that affected what foods were allowed on the patient's menu." But according to
Other "coachings" could easily be viewed by a trier of fact as so trivial that their recordation was more suggestive of persecution than of anything resembling legitimate concern with performance. The entry about "soiled menus" might easily fall in this category. Two other entries in the e-mailed list consist of bare allusions to a "dirty work station." Again plaintiff's explanation for the entry stands uncontested: One incident occurred when "before I went to lunch I took a clean and unused mask from my pocket and placed it on my desk.... On the other occasion as I arrived to work I pulled my gloves out of my pocket and put them on my desk. I had not even sat down yet when Ms. Bandelier noticed my glove and told me to keep my area clean. Ms. Bandelier reminded us all to keep our work stations clean as they were shared by others. I followed her instructions and did not leave a dirty work station."
The last incident listed in Bandelier's memo occurred in July 2008 and is described only as "Lemon wedge on neutropenic diet." No attempt has been made to substantiate this incident, which plaintiff contends was entirely fabricated. She declared, "Ms. Bandelier approached me in the Diet Office and stated, `I don't know what patient it is or what room number, but you allowed a lemon wedge on a patient's menu.'[
Several of the alleged performance deficiencies, including both of the written warnings preceding plaintiff's discharge, consisted of failures to strictly comply with the "two patient identifier" procedure introduced by Bandelier. According to Bandelier, this procedure required menu clerks to mark restricted-diet menus with the patient's first and last name and date of birth so that the person delivering the meal could use that information to confirm the identity of the patient to whom it was delivered. The date of birth was to be marked with a highlighter in order to flag the menu as a special one and to make the information easier to find. Apparently this information was to be written not only once on a menu sheet but three times, i.e., next to each meal. Plaintiff declared without contradiction that the policy only applied to patients with certain medically restricted diets, i.e., those with "dysphagi[a] [(difficulty swallowing properly)], bariatric stage I and II, food allergies and drug interaction."
Plaintiff conceded that in the first few months after the policy's adoption, she did not always strictly conform to it, sometimes failing in particular to enter a patient's first name or to mark the date of birth with a highlighter. However, she declared, "I have personal knowledge that other Diet Staff (diet clerks, menu clerks and tally clerks) had problems with and frequently failed to follow the `two patient identifier' system as required by Ms. Bandelier." Bandelier acknowledged that plaintiff commented on the pervasiveness of these errors by other workers, but declared that she "repeatedly advised Ms. Cheal that if Diet Clerks or other employees made mistakes in their work, it was Ms. Cheal's responsibility to report those mistakes." How Bandelier responded to plaintiff's reports is somewhat beside the point, though a trier of fact might find an interesting discrepancy in the seeming fact that Bandelier hunted down plaintiff's errors on her own initiative, while leaving the errors of younger workers to be discovered and reported, if at all, by others. The more pertinent question is whether defendant established that plaintiff's infractions of the policy exceeded the hospital's norms — as established, for instance, by the rate and severity of errors committed by other workers. Defendant plainly failed to establish the absence of a triable issue of
A fact finder could also conclude that Bandelier substantially exaggerated the number and severity of plaintiff's violations of the two patient identifier policy — or at least that defendant failed to substantiate the number and severity claimed. Bandelier declared that on April 8, 2008, plaintiff committed violations "on six different menus." According to plaintiff, however, the first two menus were not subject to the two patient identifier procedure. The first involved a patient on a "Dental/Mech soft diet," which according to plaintiff, "is
Plaintiff points out quite correctly that redactions on the next two menus render them incompetent or at best ambiguous with respect to the claimed errors. One of them bears an apparent sticky note with the handwritten legend, "No b-day [¶] No 1st name." However, on the copy in the record, what appears to be a rectangular redaction mark appears at or near two of the three places where a date of birth would apparently be entered. This supports an inference that the information was lacking, at most, from one of the three redundant locations. On the next menu a sticky note contains the legend, "Need 1st name," but since the names have been entirely obliterated it is impossible to tell whether the first name was missing from all three meals or only one meal. The last menu bears a sticky note saying "No b-date," and no obvious redactions where a birth date might appear. But as to it, too, plaintiff observes with some justice that given defendant's redactions, it is impossible to verify Bandelier's characterization of the document.
In an attempt to fill this evidentiary vacuum, Bandelier declared that she had "reviewed the color copies of the menus in my file, which contain the
In any event there is no suggestion that plaintiff failed to observe the two patient identifier protocol after June 8, 2008. The evidence thus supports an inference that, even if she was slower to adapt to the protocol than other employees — a premise defendant has failed to show is free of factual controversy — she had come into full compliance some four months before her discharge.
Plaintiff also raised a triable issue of fact whether the incident immediately preceding her discharge constituted an instance of deficient performance. The more-or-less undisputed facts concerning this incident appear to be these: A medical order was issued on Friday, September 5, 2008, restricting the patient in room 310A to "pudding thick" liquids. Plaintiff prepared the patient's menus that day and the next day, which covered meals on September 6 and 7. There is no competent evidence that either of these menus was in any manner deficient.
On Monday, September 8, a speech therapist apparently reported to Bandelier that she had observed "honey thick" liquids on the patient's tray, instead of the "pudding thick" liquids to which the patient was restricted. Assuming this reflected an error in the patient's menu, the menu would have been prepared the previous day by one Rebecca. Several hours after learning of the matter, and near the end of the shift, Bandelier went to the menu office, where plaintiff was still working on menus for the next day's meals. Bandelier found the menu for room 310A, and saw that it had been stamped "Thick Liquid (honey consist.)," with no notation of the "pudding thick" restriction. She showed the menu to plaintiff, along with the nutrition order restricting the patient to pudding thick liquids.
Apart from these facts, the parties' versions and interpretations of events diverge materially. First, a conflict exists with respect to what the speech therapist told Bandelier concerning the erroneous liquids she apparently observed. According to Bandelier, the therapist told her that the patient had
It follows that if any error was to be attributed to plaintiff with respect to room 310A — based on this record — it had to rest on the premise that plaintiff prepared an erroneous menu on Monday, September 8. As to that issue, plaintiff raised a triable issue by asserting that she had not yet finished with the menu when Bandelier intervened in its preparation. Plaintiff declared, "Because I had not yet completed my `review' process of all menus, I had not yet written `pudding' by the `thick' stamp, which was my custom and practice. It is important to note that the Hospital does not have a `pudding thick' stamp, so we use the `honey thick' stamp[,] cross out honey[,] and write `pudding' when appropriate. As my regular practice was to go over all menus before ending my shift, I had not yet completed my review and menu preparation. Thus, I had not had the opportunity yet to cross out the word
Bandelier went to great lengths at the time, and defendant goes to great lengths now, to discredit plaintiff's statements on this point. But it is not the office of summary judgment to weed out claims based on judges' doubts about the veracity of supporting evidence. We find nothing in the record rendering this testimony so intrinsically unworthy of belief that a trier of fact could not credit it.
If the menu was still awaiting final review, as plaintiff insists, then the features pounced upon by Bandelier had not ripened into an actual defect. A fact finder could so conclude. After all, so far as the record shows, plaintiff had properly prepared the same patient's menus on two prior days. If her testimony about her work procedures is believed — and as noted, we see no basis to hold that a fact finder could not believe it — then this was not an instance of deficient performance.
Plaintiff concedes making one serious error under Bandelier's supervision: On January 23, 2008 — eight plus months before her discharge — she wrote on a patient's menu that the patient was restricted to "semi-thin" liquids when in fact the patient had been restricted to thick liquids. Bandelier gave her an "oral counseling" reflected in a written memorandum placed in plaintiff's file. As discussed above, however, a trier of fact could conclude that under defendant's own written policies, the occasional commission of such errors fell within the norm of acceptable performance. Defendant made no attempt to demonstrate that similar errors were not made by other, younger employees at similar or greater rates.
A fact finder could conclude that, apart from this one error eight months before her discharge, plaintiff exhibited no significant failures of competence while under Bandelier's supervision. Since she had up to that time always been found to have rendered satisfactory performance, a jury could find that
We turn to the question whether the judgment can be sustained on another ground.
Here we think the many evidentiary conflicts and uncertainties about the litany of accusations lodged against plaintiff by Bandelier go far toward casting the legitimacy of the cited justification in doubt and supporting in its stead an inference of discriminatory animus. In addition, however, plaintiff presented another smoking gun in the declaration of Diana Hendry, a former friend of Bandelier's, who averred that Bandelier once confessed to her that she favored younger and pregnant workers, and that she was concerned about this treatment being noticed. According to Hendry, "One evening when I was at Ms. Bandelier's house for dinner, she said to me, `We shouldn't have lunch anymore or talk socially at work ... People are starting to notice I'm favoring the younger and pregnant ones.'" (Original ellipsis, italics added.)
If this statement was admissible, it provided an ample basis for a finding that Bandelier's treatment of plaintiff had nothing to do with genuine deficiencies in plaintiff's work and everything to do with discriminatory animus against older workers. However the trial court sustained a hearsay objection to this averment, declaring it "double hearsay," in that it consists of "Hendry's recitation of what Bandelier told her for the truth of the out of court statements." This characterization is accurate as far as it goes; Hendry's declaration was itself hearsay, and Bandelier's statement to her was thus
The second layer — Bandelier's statements to Hendry — present a more genuine question. Plaintiff characterizes them as "admissions" or "party admissions," citing Evidence Code section 1222, which codifies an exception for statements by a person authorized to speak for a party. It is far from clear, however, that Bandelier could be found to have been authorized to state to a coworker that she was discriminating against a protected class of employees. (See O'Neill v. Novartis Consumer Health, Inc. (2007) 147 Cal.App.4th 1388, 1403 [55 Cal.Rptr.3d 551] [no error in exclusion of meeting minutes signed by director of regulatory affairs, in absence of further evidence that he had authority to speak for company]; Morgan v. Regents of University of California (2000) 88 Cal.App.4th 52, 70 [105 Cal.Rptr.2d 652] [statements by human resources employees concerning futility of applications for rehire were not vicarious admissions where no evidence of authority in that "none of the individuals under discussion were involved in the decisions not to rehire appellant"]; cf. O'Mary v. Mitsubishi Electronics America, Inc. (1997) 59 Cal.App.4th 563, 570-574 [69 Cal.Rptr.2d 389] [holding admissible vice-president's statement to managers that director said company wanted to replace managers over 40].)
A more colorable ground for treating Bandelier's statements as vicarious admissions might be found in Evidence Code section 1224 (section 1224), which makes admissible, against a party to litigation, statements by a person on whose breach of duty that party's liability may depend.
A statement by Bandelier to a then friend that she "favored" younger employees — and thus disfavored (discriminated against) older employees — was antithetical to her "pecuniary" interests in that, if publicly known, it would expose her employer to liability and jeopardize her own present and future employment. Although we have found no apposite California decision, a leading federal case held admissible, as a statement against interest, a worker's statement to fire investigators that he and some coworkers had entered their employer's premises after hours and had been smoking there not long before an early morning fire. (Gichner v. Antonio Troiano Tile & Marble Co. (D.C.Cir. 1969) 133 U.S.App. D.C. 250 [410 F.2d 238, 242] (Gichner), cited in House Com. on Judiciary, H.R.Rep. No. 93-650, 1st Sess. (1973) p. 16 (Fed. Rules Evid.), reprinted at 1974 U.S. Code Cong. & Admin. News, pp. 7075, 7089.) Judge Wright wrote that "[a] statement is against pecuniary and proprietary interest when it threatens the loss of employment, or reduces the chances for future employment, or entails possible civil liability." (401 F.2d at p. 242.) The worker's "admission that he had been there after hours, for a purpose unrelated to his employment, and while there did something which may have caused the destruction of his employer's stock in trade, reflects on his responsibility and trustworthiness, and can reasonably be said to jeopardize his standing with his employer." (Ibid.)
We think Bandelier's statement to Hendry sufficiently jeopardized her career prospects to be found against her pecuniary interests for purposes of a hearsay objection. It may also be admissible as a declaration against legal interest, i.e., as exposing her to civil liability.
Here a statement by Bandelier that she had been "favoring younger and pregnant [workers]" had a distinct tendency not only to jeopardize her career but to build a case against her personally for workplace harassment, and perhaps other torts. As already noted, she was immune from liability for engaging in most discriminatory employment practices. (Reno v. Baird, supra, 18 Cal.4th at p. 663; Jones v. Lodge at Torrey Pines Partnership (2008) 42 Cal.4th 1158, 1173 [72 Cal.Rptr.3d 624, 177 P.3d 232].) But her immunity did not extend to claims of discriminatory harassment, for which the Legislature has unmistakably imposed personal liability on individual workers.
We conclude that for purposes of summary judgment, at least, the statement in question was admissible as a declaration against interest. To the extent the question involved any discretion, the trial court's implied determination to the contrary was an abuse of discretion. As we observed at the outset, in ruling on motions for summary judgment courts are to "`liberally construe the evidence in support of the party opposing summary judgment and resolve doubts concerning the evidence in favor of that party.'" (Conroy v. Regents of University of California (2009) 45 Cal.4th 1244, 1249-1250 [91 Cal.Rptr.3d 532, 203 P.3d 1127], quoting Yanowitz v. L'Oreal USA, Inc. (2005) 36 Cal.4th 1028, 1037 [32 Cal.Rptr.3d 436, 116 P.3d 1123]; see Stationers Corp. v. Dun & Bradstreet, Inc. (1965) 62 Cal.2d 412, 417 [42 Cal.Rptr. 449, 398 P.2d 785] ["In examining the sufficiency of affidavits filed in connection with the motion, the affidavits of the moving party are strictly construed and those of his opponent liberally construed, and doubts as to the propriety of granting the motion should be resolved in favor of the party opposing the motion."].)
The order granting summary judgment rested entirely on two propositions: (1) Plaintiff had failed to raise a triable issue of fact with respect to whether she had performed her job competently, and (2) plaintiff had failed to raise a triable issue of fact in controversion of defendant's claim that she was fired for perceived performance problems and not as the result of discriminatory animus. We have concluded that neither of these premises can be sustained on this record.
The judgment is reversed.
Elia, J., and Grover, J., concurred.
On appeal defendant does not defend the error induced by its meritless hearsay objection, contending instead that the lemon wedge accusation is a "red herring," and plaintiff's references to it "[i]nexplicabl[e]," because "Plaintiff received no discipline for the issue." Bandelier herself cited this supposed incident in her memorandum, and by reference in her declaration, as evidence of deficient performance.