STRAS, Justice.
Appellant Clemmie Howard Tucker pleaded guilty to second-degree unintentional felony murder, Minn.Stat. § 609.19, subd. 2(1) (2010). Under the terms of the plea agreement, the district court sentenced Tucker to 225 months in prison. The sentence represented an upward durational departure from the presumptive sentencing range of 128 to 180 months for a defendant convicted of second-degree unintentional murder with Tucker's criminal history score. Tucker filed a petition for postconviction relief in which he claimed the sentencing court abused its discretion when it imposed an upward departure based on particular cruelty to his victim. The court of appeals affirmed the denial of postconviction relief on the ground that Tucker's failure to render aid to his victim constituted particular cruelty. We granted Tucker's petition for review, and now reverse and remand for further proceedings.
Early in the morning of June 24, 2005, Tucker left the 200 Club in North Minneapolis
Shortly after the shooting, the police responded to reports of a gunshot and a woman calling for help. The police found Garley in her car bleeding and having trouble breathing. Garley later died at the hospital as a result of a single gunshot wound to the chest from a .45 caliber bullet.
Based on the police investigation, the State charged Tucker with one count of second-degree intentional murder. On February 27, 2006, Tucker pleaded guilty to an amended charge of second-degree unintentional felony murder committed during a second-degree felony assault pursuant to Minn.Stat. § 609.19, subd. 2(1) (2010).
Tucker filed a petition for postconviction relief, which the postconviction court denied without an evidentiary hearing. The court of appeals then remanded the case to the postconviction court for the appointment of a public defender. After appointing a public defender and considering the parties' arguments on remand, the postconviction court concluded that the sentencing court abused its discretion when it relied on the zone-of-privacy factor to impose an upward durational departure in Tucker's case. The postconviction court nonetheless denied Tucker's petition for postconviction relief on the ground that Tucker's failure to seek medical aid for Garley after the shooting constituted "particular cruelty," a recognized basis for departure under the Minnesota Sentencing Guidelines ("Sentencing Guidelines"). Minn. Sent. Guidelines II.D. The court of appeals affirmed, holding that a reasonable person in Tucker's circumstances would have realized the risk of injury to Garley, and that Tucker acted in a particularly cruel manner by failing to render assistance to her under the circumstances. Tucker v. State, 777 N.W.2d 247, 251 (Minn.App.2010). We granted Tucker's petition for review.
Generally, we review an upward departure from the presumptive guidelines
The Sentencing Guidelines promote uniformity, proportionality, rationality, and predictability in sentencing. State v. Misquadace, 644 N.W.2d 65, 68 (Minn. 2002). A goal of the Sentencing Guidelines is to ensure that "sanctions following conviction of a felony are proportional to the severity of the offense of conviction and the extent of the offender's criminal history." Minn. Sent. Guidelines I; Jackson, 749 N.W.2d at 357. To ensure uniformity and proportionality in sentencing, "departures from the presumptive guidelines sentence are discouraged." Jackson, 749 N.W.2d at 357. Thus, a district court may depart from the presumptive guidelines sentencing range only if "there exist identifiable, substantial, and compelling circumstances to support a sentence outside the range on the grids." Minn. Sent. Guidelines II.D. "Substantial and compelling circumstances are those demonstrating that `the defendant's conduct in the offense of conviction was significantly more or less serious than that typically involved in the commission of the crime in question.'" State v. Jones, 745 N.W.2d 845, 848 (Minn.2008) (alteration in original) (quoting Misquadace, 644 N.W.2d at 69).
To aid a court in exercising its discretion to depart from a presumptive guidelines sentence, the Sentencing Guidelines articulate "a nonexclusive list of factors which may be used as reasons for departure." Minn. Sent. Guidelines II.D.2. One factor listed in the Sentencing Guidelines that provides a permissible explanation for departure is if the victim of the crime "was treated with particular cruelty for which the individual offender should be held responsible." Minn. Sent. Guidelines II.D.2.b(2). Based upon the facts admitted in Tucker's guilty plea, and after a valid waiver of a Blakely jury, the sentencing court concluded that Tucker's "particular cruelty and failure to render aid" to Garley warranted an upward durational departure.
"`[P]articular cruelty' involves the gratuitous infliction of pain and cruelty `of a kind not usually associated with the commission of the offense in question.'" State v. Rourke, 773 N.W.2d 913, 922 (citation omitted); see also Webster's Third International Dictionary of the English Language Unabridged 1646-47 (2002) (defining the word "particular" as "distinctive
Furthermore, although the failure to aid is relevant to whether a person convicted of a crime has acted in a particularly cruel manner, we have never affirmed a departure for particular cruelty based solely on the failure to render medical aid.
Here, the cruelty associated with the commission of Tucker's offense was of a kind usually associated with the commission of the offense in question. Fleeing the scene of the offense and abandoning the victim is typical behavior for those defendants convicted of second-degree unintentional felony murder. See, e.g., State v. Delk, 781 N.W.2d 426, 428 (Minn.App. 2010), rev. denied (Minn. July 20, 2010); State v. Lory, 559 N.W.2d 425, 427 (Minn. App.1997), rev. denied (Minn. Apr. 15, 1997); State v. Lohmeier, 390 N.W.2d 882, 884 (Minn.App.1986), rev. denied (Minn. Oct. 29, 1986).
Moreover, although the shooting no doubt inflicted great pain on Garley, the record does not show, nor did the sentencing court articulate, how this particular
For the foregoing reasons, we conclude that Tucker's petition for postconviction relief and the files and records of the proceedings conclusively show that Tucker is entitled to postconviction relief because the sentencing court's reason for departure was improper. Accordingly, we reverse the postconviction court's denial of relief and remand for further proceedings consistent with the opinion.
Reversed and remanded.
STRAS, J. Concurring, PAGE, J. Concurring, ANDERSON, G. BARRY, J., GILDEA, C.J., and DIETZEN, J.
PAGE, Justice (concurring).
Although I join in the reasoning and analysis of the court's opinion authored by Justice Stras as it relates to the inapplicability of the aggravating factor of particular cruelty to this case, I write separately because I believe Tucker's upward departure fails for a more fundamental reason: Tucker's failure to aid Garley constituted an uncharged offense and thus is an invalid ground for any upward departure.
Under the Minnesota Sentencing Guidelines, a district court may depart from the presumptive sentence only by "disclos[ing] in writing or on the record the particular substantial and compelling" circumstances justifying the departure. Minn. Sent. Guidelines II.D; see State v. Jackson, 749 N.W.2d 353, 360 (Minn.2008). The Sentencing Guidelines provide a non-exhaustive list of factors that may warrant an upward departure, including when the victim was treated in a particularly cruel manner. Minn. Sent. Guidelines II. D.2.b(2). However, the district court is
In Edwards, we articulated several guiding principles to "assist the district court in determining what facts are `available' for departure." 774 N.W.2d at 601-02. As relevant to this case, one of those guiding principles was to limit "the availability of facts underlying a separate offense to support an upward departure for the conviction at issue." Id. at 602. We stated that "facts underlying an uncharged separate incident are an impermissible basis for departure because those facts do not show that the offense being sentenced was committed in a particularly serious way." Id. (discussing State v. Ott, 341 N.W.2d 883, 884 (Minn.1984)).
Although neither party briefed this issue, I believe that Tucker's failure to aid violates Minn.Stat. § 609.662, subd. 2 (2010). Subdivision 2 provides that "[a] person who discharges a firearm and knows or has reason to know that the discharge has caused bodily harm to another person, shall: (1) immediately investigate the extent of the person's injuries; and (2) render immediate reasonable assistance to the injured person." When the discharge of a firearm results in death, the punishment for failing to investigate and/or provide aid is imprisonment for no more than two years and/or a fine of no more than $4,000. Minn.Stat. § 609.662, subd. 2(b)(1). Here, Tucker discharged his .45 caliber pistol into the driver's side of the windshield of Garley's car, knowing that Garley was still seated in the driver's seat of her car. Based on these facts, in my view, and the court of appeals held as much, Tucker either knew or had reason to know that his discharge of the gun very likely caused bodily harm to Garley. See Tucker v. State, 777 N.W.2d 247, 251 (Minn.App.2010).
As a result, I believe that, under section 609.662, subdivision 2(b)(1), Tucker's failure to aid was a separate offense for which he was not charged and thus as a matter of law cannot be grounds for an upward departure. Consequently, because the upward departure here fails as a matter of law and as a matter of fact, remand to the postconviction court for resentencing is appropriate.
G. BARRY ANDERSON, Justice (concurring).
I concur in the result. I write separately because the court of appeals invented and applied an objective, "reasonable person" rule that has no support in the Minnesota Sentencing Guidelines or in our jurisprudence. In my view, the approach taken by the court of appeals in this case is an error of law that must be corrected, and the majority opinion glosses over the error and opens the door to similar errors in other sentencing cases.
I begin with a brief outline of the jurisprudence that governs this case. When sentencing a criminal defendant, a district court may depart from the presumptive penalty defined by the Sentencing Guidelines if "there exist identifiable, substantial, and compelling circumstances to support a sentence outside the range on the [guideline] grids." Minn. Sent. Guidelines II.D. We have explained that
State v. Rourke, 773 N.W.2d 913, 919 (Minn.2009).
In Rourke, we referred to the circumstances not reflected in the verdict or guilty plea as "additional facts." Id. at 919 n. 5. To satisfy the first Rourke requirement, the additional facts must be admitted by the defendant or proved to a jury beyond a reasonable doubt. Id.; see also Blakely v. Washington, 542 U.S. 296, 301, 303-04, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004); United States v. Booker, 543 U.S. 220, 244, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). When a court, in accordance with the second Rourke requirement, explains why the additional facts warrant a sentence greater than a presumptive guideline sentence, the court may rely on the nonexclusive list of reasons set forth in the Sentencing Guidelines. See Minn. Sent. Guidelines II.D.
Included in the Sentencing Guidelines list of reasons is the aggravating factor that the "victim was treated with particular cruelty for which the individual offender should be held responsible." Minn. Sent. Guidelines II.D.2.b(2). As the majority states, we explained in Rourke that the "particular cruelty" explanation is adequate when the cruelty involved in a crime is "of a kind not usually associated with the commission of the offense in question." See supra at 586 (citing Rourke, 773 N.W.2d at 922 (citation omitted) (internal quotation marks omitted)). We have defined "cruelty" as the "[g]ratuitous infliction of pain." State v. Schantzen, 308 N.W.2d 484, 487 (Minn.1981).
Failure to obtain medical care for a victim is not included in the guidelines list of aggravating factors. On two occasions, we have affirmed a sentencing departure explanation that has referenced a defendant's failure to obtain medical care for the victim. State v. Jones, 328 N.W.2d 736, 738 (Minn.1983); State v. Stumm, 312 N.W.2d 248, 249 (Minn.1981). In those cases, the defendant's failure to obtain medical care for the victim involved an intentional act that gratuitously prolonged the victim's suffering. See Jones, 328 N.W.2d at 737 (noting that Jones left the badly beaten victim alone in his apartment); Stumm, 312 N.W.2d at 249 (noting that Stumm did not inform the mother of a two-year-old that he had struck the child while caring for the child, even after the child vomited several times after the assault, and affirming the decision of the district court to impose an aggravated sentence in part on Stumm's indifference toward caring for the child after the beating). We recently noted that these failure-to-seek-aid cases were decided in the "early stages of the determinate [sentencing] guidelines system" and that guidelines have "since been adjusted, substantially increasing sentence durations." State v. Jones, 745 N.W.2d 845, 849 (Minn.2008) (citation omitted) (internal quotation marks omitted).
In accord with Rourke, I consider the proper question to be answered here is whether a "particular cruelty" explanation provides a substantial and compelling reason to depart from the presumptive sentence based on the additional facts admitted by Tucker. I first consider the additional facts admitted by Tucker.
Tucker pleaded guilty to second-degree unintentional felony murder. His guilty plea reflected his admission that he caused Garley's death while committing a felony assault, without intending to cause her death or the death of any person. See
The State did not challenge Tucker's assertion that he did not know Garley was shot or hurt. The State did not develop facts that shed light on the credibility of Tucker's statement that he did not know Garley was shot or hurt. For example, the State did not ask whether Tucker could see Garley when he fired the gun, nor whether Tucker saw that the bullet hit the windshield. The State did not ask what Tucker did after he fired the gun, nor how long Tucker remained at the scene. Without additional factual information about Tucker's conduct at the scene of the shooting, I conclude that the only additional facts in the record that are possibly relevant to whether an upward departure for particular cruelty is warranted are, first, that Tucker did not render or obtain aid for Garley when he called 911 or at any other time, and, second, that Tucker did not know that Garley was hit by the bullet or injured.
I would hold that based on the additional facts admitted by Tucker, a "particular cruelty" explanation does not provide a substantial and compelling reason to depart from the Sentencing Guidelines. I reach this result because, unlike the defendants in Jones and Stumm, Tucker did not admit any additional facts demonstrating that his failure to obtain medical care for Garley gratuitously prolonged her suffering.
Contrary to our sentencing jurisprudence, the court of appeals reached beyond the facts of this case and considered not only what Tucker did, but also what "[a] reasonable person in Tucker's circumstances, even lacking verification of [Garley's] injury, would have to assume" about what happened to Garley. Tucker v. State, 777 N.W.2d 247, 251 (Minn.App.2010). The court asserted that a reasonable person in Tucker's circumstances "would have to assume that a bullet fired . . . into the area of a car in which another person was seated likely hit and injured that person." Id. The court concluded: "Whether [Tucker] actually knew of [Garley's] injury is not dispositive because Tucker should have known of that possibility. His `particular' cruelty—beyond that of the crime itself— was his indifference as to whether [Garley] was in fact injured and needed medical attention." Id.
To reach this conclusion, the court of appeals rejected the "[s]terile logic" that "an offender cannot be accused of failing to aid an injured victim if the offender is not aware of the injury" and instead offered the following "interpretation" of particular cruelty:
Id. The court of appeals concluded that its interpretation of particular cruelty was
First, the court of appeals, and on appeal to us, the State, cite no precedent from our court that holds an offender responsible for particular cruelty in the sentencing context based on something the offender should have known. I also have found no precedent that holds an offender responsible for particular cruelty based on something the offender should have known. Similarly, we also have never found an offender responsible for particular cruelty based on an outcome that a "reasonable person . . . would suspect" was "very likely" to have followed the offender's conduct. Moreover, the text of the Sentencing Guidelines undercuts the approach taken by the court of appeals. The Sentencing Guidelines list as an aggravating factor that the victim of an offense "was particularly vulnerable due to age, infirmity, or reduced physical or mental capacity, which was known or should have been known to the offender." Minn. Sent. Guidelines II.D.2.b(1). The inclusion of "should have been known" in the particular vulnerability factor stands in contrast to the absence of any such language in the particular cruelty factor, which reads in full: "The victim was treated with particular cruelty for which the individual offender should be held responsible." Minn. Sent. Guidelines II.D.2.b(2).
Second, as support for its "reasonable person" standard for evaluating particular cruelty, the court of appeals relied primarily upon our decision in Stumm. See Tucker, 777 N.W.2d at 251. But Stumm provides no support. In Stumm, the defendant was convicted of second-degree manslaughter for causing the death of his girlfriend's two-year-old child by culpable negligence. 312 N.W.2d at 248 (citing Minn.Stat. § 609.205(1) (1980)). Evidence established that the defendant struck the child in the chest more than once while the defendant was babysitting the child, that one of the blows lacerated the child's small intestine, and that the lacerated intestine led to an infection that killed the child the next day. Id. The defendant put the child to bed after the beating, and over the four hours that followed, checked on the child twice. Id. Each time, the defendant discovered that the child had vomited but left the child in bed after cleaning up the messes. Id. The defendant told the child's mother that the child had vomited after she discovered a third episode of vomiting more than seven hours after the beating. Id. But the defendant did not tell the mother that he had hit the child before the vomiting began. Id. At sentencing, the district court explained that an upward departure was justified "first of all" by the child's particular vulnerability due to age; by the "particular cruelty and violence administered against this child in the form of the striking . . . with a fist"; and by the "apparent indifference toward caring for that child after initiating that beating." Id. We affirmed, finding that the reasons cited by the district court were valid and also "that the circumstances of the offense and the absolute vulnerability of the helpless victim" were sufficient to support an upward departure. Id.
We did not use the phrase "reasonable person" in Stumm. See 312 N.W.2d at 248. Yet, in this case, the court of appeals asserted that, in Stumm, "[a] reasonable person would have considered the possibility that such a beating would cause some injury to an infant and the particular cruelty lay in the offender's failure to inquire further and failure to obtain medical help if necessary." Tucker, 777 N.W.2d at 251. The assertion of the court of appeals is contradicted by the express statement of the district court in Stumm that the "particular cruelty" related to the beating itself—and not to the indifference that followed the beating. See 312 N.W.2d at 249. Stumm does not support the "reasonable
Finally, I also write separately to underscore that the majority opinion relies upon our statement in Rourke that "particular cruelty involves gratuitous infliction of pain and cruelty of a kind not usually associated with the commission of the offense in question," 773 N.W.2d at 922 (citation omitted) (internal quotation marks omitted), to decide this case. I underscore this point because of my concern regarding judicially-created limitations on upward sentencing departures.
GILDEA, Chief Justice (concurring).
I join in the concurrence of Justice G. Barry Anderson.
DIETZEN, Justice (concurring).
I join in the concurrence of Justice G. Barry Anderson.