ANDREW P. RODOVICH, Magistrate Judge.
This matter is before the court on the Motion to Exclude Opinions of Plaintiffs' Designated Expert Stephan Neese [DE 75] filed by the defendants, Dock W. Woodward, Jr. and YRC, Inc., on August 11, 2015. For the following reasons, the motion is
This case arose from a motor vehicle accident that occurred on September 15, 2012. At approximately 1:55 a.m., the defendant, Dock Woodward, Jr., was driving a tractor trailer owned by the defendant, YRC, Inc., on a dark, unlit portion of Highway 41 outside Lowell, Indiana. While driving southbound on Highway 41, Woodward hit a pedestrian, Robert L. Stachon, the plaintiff. Stachon has alleged that Woodward negligently caused his injuries.
Stachon has retained an expert, Stephan Neese, to show that Stachon was walking on the shoulder when the truck struck him. Neese found that the accident occurred 100 to 130 feet north of Stachon's final position. He concluded that Stachon was walking on the shoulder based on the scene measurements, vehicle inspection, medical records, and the pedestrian trajectories. Additionally, Neese relied on an experiment using a toy truck and a wooden doll to calculate Stachon's vault distance, skid distance, and trajectory. The defendants have argued that the court should exclude Neese's opinions because he used an unreliable methodology and speculated to formulate his opinions.
The admissibility of expert evidence is governed by Federal Rule of Evidence 702,
Under
In light of
To satisfy the reliability requirement, the expert must be qualified in the relevant field, and his opinion must be based on sound methodology.
The expert testimony must "fit the issue to which the expert is testifying."
Once evidence is deemed reliable, it still must be excluded if it is not relevant, which under Rule 702 means that it is not likely "to assist the trier of fact to understand the evidence or determine a fact in issue. . . ."
First, the defendants have argued that Neese used an unreliable methodology to determine that the accident occurred 100 to 130 feet north of Stachon's final position. Neese relied on the location of one of Stachon's socks to determine where the accident occurred and how far the truck propelled Stachon. After the accident, the Lake County PD found Stachon's socks and flip-flop sandals across the highway. Officers found Stachon's first sock on the fog line separating the right-hand travel lane from the shoulder and approximately 100 feet from Stachon's final position. Officers found his second sock and a sandal in the left-hand travel lane approximately sixty-seven feet south of the fog line sock. They found his second sandal in the right-hand travel lane approximately 125 feet south of the fog line sock and approximately twenty-five feet past Stachon's final position.
Neese concluded that a sock could not travel more than thirty feet after an impact because it is lightweight. Therefore, he found that the accident occurred within thirty feet of the first sock, the fog line sock. Additionally, he determined that the truck propelled Stachon between 100 and 130 feet because Officers found Stachon 100 feet from the fog line sock. Neese relied on accident studies that found that eyeglasses, hats, and shoes could travel up to seventy feet after impact. However, he testified that lightweight objects, like hats or socks, had an upper limit around thirty feet. Therefore, he assumed that the fog line sock travelled thirty feet.
Although Neese relied on the fog line sock's location to determine the impact area, he testified that it was improper to "use shoes and hats and that type of stuff for an impact area." Neese Depo. at 135. In spite of that, Neese relied on the fog line sock's location. Furthermore, he based his conclusion on the assumption that a sock only could travel thirty feet after impact. However, he could not explain how Stachon's second sock travelled sixty-seven feet farther than the fog line sock. Rather, Neese admitted that some forces could have moved the socks after impact and that he did not know where the socks came off Stachon's feet. He speculated that some force either moved the second sock or that it came off Stachon's foot after the fog line sock. Moreover, Neese testified that the impact could have occurred more than thirty feet north of the fog line sock.
Considering the above, Neese did not use a reliable methodology. He relied on the fog line sock's location to determine an impact area, despite testifying that it was improper to rely on similar objects to determine an impact area. Additionally, his conclusion relied on the assumption that a sock only could travel thirty feet after impact. However, he could not explain how the fog line sock travelled thirty feet, but the other sock travelled an additional sixty-seven feet. Furthermore, he did not know when either sock came off Stachon's foot or whether other forces could have moved the socks after the impact. Therefore, Neese used speculation and assumption, as opposed to data and analysis, to conclude that the impact occurred 100 to 130 feet from Stachon's final position.
Second, the defendants have argued that Neese interpreted Stachon's medical records incorrectly and without any medical expertise. Neese's conclusion that the impact occurred 100 to 130 feet from Stachon's final position placed the impact on the shoulder of the highway. In support of that opinion, Neese reviewed Stachon's medical records and concluded that he did not have road rash. He indicated that the lack of road rash demonstrated that the impact propelled Stachon over the paved asphalt and into the grassy area.
Although Neese interpreted Stachon's medical records to conclude that he did not have road rash, Neese has never received any medical training. Additionally, he has not taken a college or graduate level course in medicine. Moreover, Neese was not a licensed engineer, and admitted that he was not a biomechanical engineering expert. Therefore, he is not qualified to render a medical opinion or to interpret medical records. Even if Neese were qualified to provide a medical opinion or to interpret the medical records, his opinion would contradict Stachon's medical records. Paramedics noted abrasions and lacerations across Stachon's body, and Stachon's treating nurse found road rash lacerations across Stachon's body. Furthermore, doctors at Loyola Hospital and St. Anthony's Hospital found similar abrasions and injuries.
Third, the defendants have argued that Neese used unreliable methodology and speculative assumptions to determine Stachon's vault distance, skid distance, and trajectory. To determine Stachon's vault distance, skid distance, and trajectory, Neese relied on his opinion that the truck propelled Stachon 100 to 130 feet. However, this court has determined that Neese relied improperly on speculation and assumption to determine that the truck propelled Stachon 100 to 130 feet. Therefore, by relying on that opinion, Neese also relied on speculation and assumption to make his vault distance, skid distance, and trajectory opinions.
However, the defendants also identified other errors with Neese's calculations. To determine how far Stachon vaulted in the air and skidded on the ground, Neese needed to determine a vertical launch angle. Neese testified that one must determine the angular relationship between the vehicle and the pedestrian, which requires measuring the angles of the vehicle, to calculate the vertical launch angle. However, Neese never measured the angular dimensions of the YRC truck or an exemplar truck. Rather, Neese simply chose four degrees as the vertical launch angle.
Neese also needed to determine the horizontal launch angle to calculate Stachon's trajectory. However, because he did not measure the angular dimensions of the YRC truck, Neese conducted an accident simulation to determine the horizontal launch angle. Neese used a Toys-R-Us plastic toy truck and an art supply store wooden doll to simulate the accident. Neese rolled the toy truck into the doll and measured the direction the doll moved to determine that Stachon's horizontal launch angle was between five and fourteen degrees.
The defendants have demonstrated numerous flaws with Neese's accident simulation. Because Neese did not measure the YRC truck, he could not replicate it with the toy truck. The toy truck also did not replicate the YRC truck's stiffness properties, force-deflection characteristics, or yield points. Additionally, the weight ratio between the toy truck and the wooden doll was not close to the weight ratio of the YRC truck and Stachon. The wooden doll did not represent the biomechanical properties of a human, was not biofidelic, and was not validated to respond to trauma like a human. Furthermore, if the toy truck and wooden doll were scaled to the YRC truck and Stachon, the doll would replicate a 6'9"
Considering the above, Neese did not use reliable methodology to determine Stachon's vault distance, skid distance, and trajectory. First, Neese relied on his 100 to 130 foot throw distance, which he based on speculation and assumptions. Second, he simply chose a vertical launch angle without measuring the YRC truck or an exemplar truck. Third, his accident simulation failed to account for numerous differences between the actual accident and his simulation.
In response, Stachon failed to show that Neese used a reliable methodology for his opinions. He failed to respond substantively to any of the defendants' arguments. Additionally, he did not indicate whether Neese's methods could be tested, were subjected to peer review, had a known or potential rate of error, were subject to standards, or were accepted generally. Rather, he indicated that Neese's throw range was similar to the defendants' experts, and that Neese's report stated that he gave his opinions with a reasonable degree of scientific certainty.
Although Neese's throw range overlapped partially with one of the defendants' experts
Based on the foregoing reasons, the Motion to Exclude Opinions of Plaintiffs' Designated Expert Stephan Neese [DE 75] is