RICHARD H. KYLE, District Judge.
This action arises out of Plaintiff Jason Procknow's arrest at the Extended Stay America Hotel (the "Hotel") in Eagan, Minnesota, on August 29, 2011. Procknow alleges the arresting officers used excessive force while taking him into custody, in violation of the Fourth Amendment to the United States Constitution, and that several other officers violated the Fourth Amendment by conspiring to search, without a warrant, the room in which he was staying.
Viewed in the light most favorable to Procknow, the record reveals the following facts.
On August 26, 2011, Procknow booked a room at the Hotel through the website
Wisconsin authorities learned of Procknow's whereabouts and contacted Eagan police. They advised Procknow had a prior criminal history, including an attempted murder conviction; would likely flee if confronted; and drove a 2004 black BMW with Wisconsin license plates. A group of Eagan officers, including Defendants Rich Evans, John Collins, Matt Ondrey, and Brian Rundquist, traveled to the Hotel and asked the desk clerk if Procknow was staying there. The clerk found no record of Procknow in the Hotel's computer, as his name had been omitted from the registration form. The officers next asked about Van Krevelen and were informed she was staying in room 315; they went to the room and knocked on the door but received no response. As the officers had not seen Procknow's car in the Hotel's parking lot, they concluded he and Van Krevelen were not there and headed to their squad cars to leave.
As the officers were driving off the property, Evans observed a black BMW with Wisconsin plates entering the Hotel's parking lot, and he radioed the other officers that he believed Procknow had just returned. Collins and Rundquist came back to the Hotel and found Van Krevelen standing alone near the BMW. They spoke with her while Ondrey approached the Hotel to attempt to locate Procknow, who had gone inside. As Ondrey reached the Hotel's double entrance doors, he observed Procknow in the vestibule, having just passed through the inner door from the inside. Ondrey held open the outer door and said "you can come through, I'm heading in," before he recognized Procknow.
Ondrey then moved closer and ordered Procknow to place his hands behind his back. In response, Procknow rolled onto his stomach, ostensibly in an attempt to pull his arm out from against the door to comply with Ondrey's commands. Ondrey, however, interpreted Procknow's actions as an attempt to stand and flee, and he discharged his Taser a second time. Following this second discharge, Procknow managed to roll onto his stomach completely, and Ondrey again ordered him to place his hands behind his back. According to Procknow, as he attempted to do so, and while he was otherwise not resisting, Ondrey Tasered him a third and final time.
At this point, Curry and Rundquist arrived to assist. Procknow claims that as he was lying on the floor, Curry approached and stomped on the back of his head without warning, splitting open his forehead and "busting" open his eye. Procknow also claims that Curry then exclaimed, "Welcome to Minnesota Vikings territory,"
Procknow sat in the Hotel lobby for the next 10 to 15 minutes, with the officers repeatedly asking him for permission to enter room 315; he refused. Rundquist then disappeared from the scene but returned approximately 10 minutes later holding a Hotel room key (obtained from Van Krevelen)
In April 2012, Procknow commenced this action alleging inter alia that Defendants (1) used excessive force while effecting his arrest, in violation of the Fourth Amendment, (2) conspired to unlawfully search room 315, in violation of the Fourth Amendment, and (3) conspired to discriminate against him and did discriminate against him, in violation of 42 U.S.C. § 1985 and the Minnesota Human Rights Act (MHRA), Minn.Stat. § 363A.01 et seq., respectively. While this matter was pending, Procknow was indicted in the United States District Court for the Western District of Wisconsin on 27 counts of tax fraud and identity theft. The indictment was predicated, in part, on evidence found by
On September 13, 2013, Procknow moved in his criminal case to suppress all the evidence found in room 315 as "fruits of [an] illegal search." He expressly argued that the officers' warrantless entry into the room violated the Fourth Amendment. Meanwhile, in this case, on August 16, 2013, Defendants moved for summary judgment on all of Procknow's claims, arguing among other things that the search of room 315 did not violate the Fourth Amendment. To avoid entangling itself with the criminal proceedings — specifically, the suppression motion that rested upon the same predicate as the unlawful-search claim in this case — the Court continued the summary-judgment Motion until after the suppression motion was decided.
On November 5, 2013, United States Magistrate Judge Stephen L. Crocker issued a Report and Recommendation (R & R) in the criminal case recommending that the suppression motion be denied. After an evidentiary hearing at which numerous witnesses testified, Judge Crocker determined that Procknow "was not a legitimate guest at the hotel because he intentionally avoided making known his presence" and thus had no reasonable expectation of privacy in room 315. Shortly after Judge Crocker issued the R & R, Procknow agreed to plead guilty to two of the charges in the indictment (with the Government dismissing the rest), but he reserved the right to challenge on appeal the denial of his suppression motion if the R & R were later adopted by the presiding district judge. That came to pass on December 20, 2013, when United States District Judge William Conley adopted the R & R, specifically agreeing with Judge Crocker that Procknow enjoyed no expectation of privacy in room 315, and even if he had, it terminated upon his arrest. Procknow was later sentenced to 72 months' imprisonment on the two counts to which he pleaded guilty. On February 21, 2014, he appealed his conviction and sentence, as well as the order denying his suppression motion, and that appeal remains pending before the Seventh Circuit.
With the criminal case now resolved, this case has awakened from its dormancy. At the Court's behest, the parties submitted supplemental briefs addressing whether Procknow's unlawful-search claim is precluded by collateral estoppel as a result of the criminal proceedings. That issue, and the remaining issues raised in the summary judgment Motion, have now been fully briefed, and the Motion is ripe for disposition.
Summary judgment is proper if, drawing all reasonable inferences in favor of the nonmoving party, there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(a); Ricci v. DeStefano, 557 U.S. 557, 586, 129 S.Ct. 2658, 174 L.Ed.2d 490 (2009). The moving party bears the burden of showing that the material facts in the case are undisputed. Torgerson v. City of Rochester, 643 F.3d 1031, 1042 (8th Cir.2011) (en banc); Whisenhunt v. Sw. Bell Tel., 573 F.3d 565, 568 (8th Cir.2009). The Court must view the evidence, and the inferences that may be reasonably drawn from it, in the light most favorable to the nonmoving party. Beard v. Banks, 548 U.S. 521, 529-30, 126 S.Ct. 2572, 165 L.Ed.2d 697 (2006); Weitz Co., LLC v. Lloyd's of London, 574 F.3d 885, 892 (8th Cir.2009). The nonmoving party may not rest on mere allegations or denials, but must show through the presentation of admissible evidence that specific facts exist creating a genuine issue of material
The Court begins its analysis with Procknow's discrimination claims, which are easily dispatched. Procknow alleges Defendants (i) "conspir[ed] to discriminate" against him, in violation of 42 U.S.C. § 1985(3), and (ii) did in fact discriminate against him, in violation of the MHRA, although he does not explain the nature of the alleged discrimination. (See Doc. No. 89 at 2.) Regardless, a claim under § 1985(3) requires a plaintiff to show the defendants conspired "for the purpose of depriving [him] of equal protection of the laws, or equal privileges and immunities under the laws," which "requires that the plaintiff prove a class-based invidiously discriminatory animus." Davis v. Jefferson Hosp. Ass'n, 685 F.3d 675, 684-85 (8th Cir.2012) (emphasis added) (citations omitted). There is no evidence of any race-based (or other class-based) animus here. See id. (claim under § 1985(3) failed as a matter of law where plaintiff "failed to show any racial animus on the part of the defendants"). Similarly, Procknow's claim under the MHRA fails because he has not shown he is a member of any protected class. See Minn.Stat. § 363A.02, subd. 1(2)-(3) (unlawful to discriminate against individual in public accommodations or public services based on race, color, creed, religion, national origin, sex, marital status, sexual orientation, or disability); Olson v. CenturyLink, No. A12-0884, 2013 WL 400354, at *1-2 (Minn. Ct.App. Feb. 4, 2013) (public-service or public-accommodation discrimination claim requires proof that plaintiff "is a member of a protected class"). Moreover, Defendants argued in their brief that Procknow has no evidence to support these claims (see Doc. No. 37 at 30-31), and in response Procknow did not address that assertion, a tacit acknowledgement he lacks such evidence. Accordingly, the discrimination claims will be dismissed.
Procknow next contends that officers Evans, Collins, and Renzy conspired to violate his Fourth Amendment rights by searching room 315 without a warrant.
The legality of room 315's search has been thoroughly and exhaustively litigated in the Wisconsin criminal proceedings. After an evidentiary hearing that included live testimony from a number of witnesses, Magistrate Judge Crocker determined that Procknow enjoyed no reasonable expectation of privacy in room 315, a predicate to
Under the doctrine of collateral estoppel, "[o]nce a court has decided an issue of fact or law necessary to its judgment, that determination is conclusive in a subsequent suit based on a different cause of action involving a party to the prior litigation." United States v. Mendoza, 464 U.S. 154, 158, 104 S.Ct. 568, 78 L.Ed.2d 379 (1984). A proponent of collateral estoppel must show (1) the party sought to be precluded was a party to (or in privity with a party to) a prior action, (2) the issue sought to be precluded is the same as the issue involved in the prior action, (3) the issue was actually litigated in the prior action, (4) the issue was determined by a valid and final judgment, and (5) the determination in the prior action was essential to the prior judgment. See, e.g., Sells v. Porter (In re Porter), 539 F.3d 889, 894 (8th Cir.2008). There cannot be any serious dispute these elements are met here.
The first two elements are easily satisfied, as Procknow was a party to the Wisconsin criminal case and the legality of the search was resolved (against him) in that matter.
Procknow next argues elements four and five have not been satisfied because the criminal case terminated by a guilty plea. (Doc. No. 96 at 3.) He contends the legality of the search was neither part of the judgment resulting from his plea nor essential to that judgment. The Court disagrees. Procknow pleaded guilty shortly after Judge Crocker recommended denying his suppression motion. The legality of the search was the only matter
Finally, Procknow argues that collateral estoppel cannot apply because, in his order denying suppression, Judge Conley rested the outcome on two alternative determinations: Procknow enjoyed no expectation of privacy in room 315, but even if he did, it terminated when he was arrested and "ejected" from the Hotel. According to Procknow, when a ruling is based on two independent grounds, either of which is sufficient to support the result, "the judgment is not conclusive with respect to either issue." (Doc. No. 96 at 5 (citing Restatement (Second) of Judgments § 27, cmt. i).) But the Restatement approach has been called into doubt repeatedly, including by the Second, Third, Seventh, Ninth, and Eleventh Circuits, see Jean Alexander Cosmetics, Inc. v. L'Oreal USA, Inc., 458 F.3d 244, 251-53 (3d Cir.2006) (collecting cases), and has never been adopted by the Eighth Circuit.
458 F.3d at 253 (emphasis in original) (internal quotation marks and citation omitted).
For all of these reasons, Procknow is collaterally estopped from challenging the legality of room 315's search, and hence his conspiracy claim fails.
Even if Procknow had not already litigated the search's legality in his criminal case, the Court would find the claim fails on the merits.
As noted above, to establish a Fourth Amendment violation based on an allegedly unlawful search, "a defendant must show that he had a reasonable expectation of privacy in the area searched." Marquez, 605 F.3d at 609. This requires Procknow to show "both a subjective expectation of privacy and that the expectation is objectively reasonable; that is, one that society is willing to accept." United States v. Mendoza, 281 F.3d 712, 715 (8th Cir.2002) (emphasis added). He fails on the second part of this test.
The Supreme Court has recognized that a legitimate expectation of privacy extends to hotel occupants. See, e.g., Stoner v. California, 376 U.S. 483, 490, 84 S.Ct. 889, 11 L.Ed.2d 856 (1964). But that is not the end of the story here, for Procknow was an unregistered Hotel guest "laying low" from law enforcement. True, he paid in advance for the room (in Van Krevelen's name), spent several days there before his arrest, and at least some evidence indicates certain Hotel staff members knew he was there. But by failing to register, Procknow violated both Hotel policy and Minnesota law.
Furthermore, even if society were prepared to recognize some expectation of privacy for Procknow in room 315, any such expectation would have terminated before the officers conducted the search. While a hotel occupant enjoys some measure of Fourth Amendment protection in his room, "[j]ustifiable eviction terminates [the] occupant's reasonable expectation of privacy." United States v. Molsbarger, 551 F.3d 809, 811 (8th Cir. 2009). As noted above, Hotel policy provided that "[a]ny failure to ... register all occupants ... will result in the immediate termination of your stay and your eviction from the room." Hence, any privacy expectation Procknow might have enjoyed was precluded by his failure to register and the concomitant "immediate termination of [his] stay." See, e.g., United States v. Henderson, No. 05-00355-01-CR, 2006 WL 1520288, at *6 (W.D.Mo. May 25, 2006) (no expectation of privacy in hotel room following defendant's arrest, as hotel policy provided "occupants would be immediately evicted if they ... were arrested on the premises"). Moreover, Hotel policy also provided that persons "engaged in illegal activities or disrupting ... other guests ... will be immediately removed from the premises." Procknow was both engaged in illegal activities (violating parole) and caused a disruption by fleeing through the Hotel lobby. Under these circumstances, no reasonable expectation of privacy existed when the officers entered room 315.
In his final claims, Procknow asserts that officers Curry, Ondrey, and Rundquist used excessive force when effecting his arrest, in violation of the Fourth Amendment and Minnesota law. The officers argue they are entitled to qualified immunity on the constitutional claim
"Qualified immunity shields [a] government official[] from liability ... unless the
The constitutional right at issue here is the Fourth Amendment's prohibition on unreasonable seizures. It is undisputed that on August 29, 2011, the date of Procknow's arrest, it was clearly established that police officers could not employ excessive force against an arrestee without running afoul of the Fourth Amendment. See, e.g., Andrews v. Fuoss, 417 F.3d 813, 818 (8th Cir.2005). The question, then, is whether the evidence in the record creates a genuine issue that the officers' conduct violated that right.
Whether a police officer used constitutionally excessive force is analyzed under an "objective reasonableness" standard. Graham v. Connor, 490 U.S. 386, 392, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989); Samuelson v. City of New Ulm, 455 F.3d 871, 875 (8th Cir.2006). The Court must consider, among other things, "the severity of the crime at issue, whether the [plaintiff] pose[d] an immediate threat to the safety of the officers or others, and whether [the plaintiff] ... resist[ed] arrest or attempt[ed] to evade arrest by flight." Samuelson, 455 F.3d at 875 (internal quotation marks and citation omitted). Put another way, determining the reasonableness of the force requires the Court to "evaluate the totality of the circumstances," "careful[ly] balancing of the nature and quality of the intrusion on [the arrestee's] Fourth Amendment interests against the countervailing governmental interests at stake." Copeland v. Locke, 613 F.3d 875, 881 (8th Cir.2010) (citations omitted). This inquiry is an objective one, "without regard to [each officer's] underlying intent or motivation." Samuelson, 455 F.3d at 875-76 (citation omitted). Moreover, the use of force "must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight," and the Court must remain mindful that "officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force ... necessary." Graham, 490 U.S. at 396-97, 109 S.Ct. 1865 (citation omitted). And, because liability under § 1983 "is personal, ... each defendant's conduct must be independently assessed." Heartland Acad. Cmty. Church v. Waddle, 595 F.3d 798, 805-06 (8th Cir.2010).
Procknow first contends that the record creates a genuine issue whether Ondrey employed excessive force through his use of the Taser. The Court agrees in part.
Ondrey deployed the Taser for the first time after Procknow, a large man (6′1″ and 235 pounds), ran from him through the Hotel's lobby. It is undisputed Ondrey was aware of Procknow's prior criminal history, including his attempted murder and fleeing/eluding convictions, and had been advised Procknow would attempt to flee if confronted. A hotel lobby
Ondrey deployed the Taser a second time after Procknow had fallen to the ground, pinning his right arm between himself and a door. At that point, Ondrey approached and repeatedly ordered Procknow to produce his hands. The concern that Procknow might have a weapon persisted,
Ondrey's third and final use of the Taser is more problematic, however. According to Procknow, when Ondrey discharged the Taser for a third time, he (Procknow) had managed to roll onto his stomach, was no longer resisting, and was moving his arms behind his back in order
Finally, Procknow also contends that Ondrey and Rundquist used excessive force after the third Tasering. According to Procknow, by the time Rundquist had arrived to assist, he (Procknow) was already laying on the Hotel floor, not resisting. Nevertheless, Ondrey and Rundquist (allegedly) jumped on him and punched him all over his body. For the reasons discussed immediately above, the use of such force against a compliant, no-longer-fleeing suspect would be unreasonable as a matter of law, despite his earlier attempt to avoid arrest.
Ondrey, Rundquist, and Curry next seek summary judgment on Procknow's statelaw claim for assault, arguing they are entitled to official immunity.
At the outset, the Court notes that although Procknow labeled his alleged beating as an "assault" in the Complaint, a more apt label for his claim would be "battery." See Grady v. Becker, 907 F.Supp.2d 975, 985 n. 11 (D.Minn.2012) (Kyle, J.) (explaining the difference between assault and battery in excessive-force case and noting "the facts ... more easily fit battery than assault"). The Court will analyze the claim accordingly. See, e.g., Webb. v. Hiykel, 713 F.2d 405, 407-08 (8th Cir.1983) ("It is well settled that the `theory of the pleadings' doctrine, under which a plaintiff must succeed on those theories that are pleaded or not at all, has been effectively abolished under the Federal Rules of Civil Procedure."); Tigue v. Swaim, 585 F.2d 909, 913 (8th Cir.1978) (labels of false imprisonment and libel were not controlling where facts alleged in complaint supported constitutional
Official immunity shields a public official from liability if he is "charged by law with duties which call for the exercise of his judgment or discretion" and, in performing those duties, he has not committed "a willful or malicious wrong." Garcia v. Hennepin Healthcare Sys., Inc., Civ. No. 11-1639, 2011 WL 4808200, at *1 (D.Minn. Oct. 11, 2011) (Kyle, J.) (quoting Anderson v. Anoka Hennepin Indep. Sch. Dist. 11, 678 N.W.2d 651, 655 (Minn. 2004)).
If a jury were to credit Procknow's version of events here, it could reasonably conclude that Ondrey, Rundquist, and Curry willfully violated his clearly established right to be free from excessive force. Accordingly, the officers are not entitled to official immunity on Procknow's assault (battery) claim. See, e.g., Johnson v. Carroll, 658 F.3d 819, 829 (8th Cir.2011) (reversing grant of summary judgment based on official immunity where there existed "a factual dispute regarding whether the officers used excessive force during the arrest"); Brown, 574 F.3d at 500-01 (same).
Based on the foregoing, and all the files, records, and proceedings herein,