MICHAEL P. MILLS, Chief Judge.
On January 3, 2007 Derrick Latory Brown, the petitioner, was convicted of selling cocaine in the Circuit Court of Tate County, Mississippi, and sentenced to fifteen years in the custody of the Mississippi Department of Corrections. Brown appealed his conviction to the Mississippi Supreme Court. The case was assigned to the court of appeals, which found that Brown's claim of error regarding hearsay evidence had merit; therefore, it reversed the trial court judgment and remanded the case for a new trial. Before the new trial began, the state filed a writ of certiorari with the Supreme Court of Mississippi, which was granted. The supreme court reversed the judgment of the court of appeals and reinstated and affirmed the judgment entered by the Circuit Court of Tate County. Brown then filed an Application For Leave To Proceed With Petition For Post Conviction Relief in Circuit Court, but was denied. This matter now comes before the court on the petition of Derrick Latory Brown, through counsel, for habeas corpus relief under 28 U.S.C. § 2254. The respondents have answered, and the petitioner has replied. The state argues that the petition should be denied for a failure to raise any meritorious claims on which habeas corpus relief could be granted. The court will, however, grant relief on Ground Two of the petition for the reasons set forth below.
On November 3, 2003, Antonio Echols, a confidential informant for the Panola County Narcotics Task Force (Task Force), contacted Task Force Commander Jason Chrestman about the possibility of buying four ounces of crack cocaine from Elmer "Little Fudge" Armstrong. Officer Chrestman and the Task Force had used Echols as a Confidential informant on several occasions in the past. By the time Echols contacted Chrestman, Echols had already made telephone contact with Little Fudge, whom he had become acquainted with while incarcerated. Little Fudge, who resided in Tunica, placed Echols on a three-way call with two unidentified people to set up the drug deal. Although some previous court documents have stated otherwise, this conversation was not recorded. Chrestman wanted the drug buy to occur around Crenshaw, in northern Panola County, but either Little Fudge or the unidentified men refused to come to Panola County; therefore, the cocaine sale was to take place at Wal-Mart in Senatobia, Mississippi, the county seat of Tate County. This phone conversation was also not recorded.
After these initial conversations, Commander Chrestman told Echols to come to the Task Force headquarters to finalize the buy. After arriving at headquarters, Echols made the first recorded phone call to the unidentified man, who informed
Echols made a third recorded phone call within the two-hour window of the operation. The exact amount of time transpiring between that call and the previous conversation is unknown. The unknown man informed Echols that he had left Tunica and was now traveling in a white Oldsmobile Delta 88. Echols said that he would call the man in approximately twenty-five minutes. The fourth conversation is brief and consists only of the unknown man informing Echols that he will arrive in approximately ten minutes. Echols says "Alright Rick" at the conclusion of the conversation, but this identification does not reveal the speaker's identity because both men apprehended at the drug bust were named Derrick. The fifth recorded conversation contains statements made between Echols and the unknown man regarding their meeting place in the Wal-Mart parking lot. The two men agreed that they would meet near a small gas station in the south end of the Wal-Mart parking lot.
The Task Force recorded all calls through Echols' body wire. During trial, the Task Force's audiotape recording of Echols' phone conversations prior to the drug buy, as well as a transcript of the tape-recorded phone conversations, were admitted into evidence by the trial court. The quality of the tape is extremely poor. Moreover, Echols and several law enforcement officers testified that the identity of the man with whom Echols was speaking is unknown. After dropping Echols off, officers from the Task Force, the Drug Enforcement Agency in Oxford, and the Tate County Sheriff's Department positioned themselves in several locations in and near the Wal-Mart parking lot. The officers observed a white Oldsmobile Delta 88 enter the parking lot of the Rascals gas station (BP) near the Wal-Mart parking lot. A man wearing a red shirt stepped out of the white Delta 88 and entered the gas station, while the driver proceeded to Wal-Mart, where he approached Echols. There is conflicting testimony on whether Brown drove directly to Echols or if Echols waved him down. Echols opened the back passenger door of the car and the driver instructed him to get into the car; however, Echols refused, claiming that he had been robbed in the past.
During the defendant's case-in-chief, Brown testified on his own behalf. He said that on November 3, 2003, he had planned to go to Wal-Mart in Senatobia to place a Cadillac Escalade go-cart-like toy on layaway for his son. According to Brown, Black had told him that he needed to go to Senatobia and asked Brown to drive because Black did not have a driver's license. When they arrived at the Rascals gas station (BP) and convenience store, Black asked to be dropped off. Brown assumed Black had to use the restroom. Brown dropped off Black and continued the few hundred feet to the Wal-Mart parking lot. Brown claims that while driving through the Wal-Mart parking lot, Echols, a man Brown did not know prior to that day, flagged him down. Echols showed Brown some money. Brown immediately turned away from Echols and went back to the gas station to pick up Black. Then, at Black's insistence, Brown and Black returned to the Wal-Mart parking lot and pulled up to Echols. Echols got into the back seat of the car. Black and Echols then completed the drug transaction. Brown testified that he had not been aware that a drug sale would occur. Brown said he would not have agreed to come to Senatobia with Black if he had known about the drug deal. Brown said that Tedford asked him if he knew Elmer "Little Fudge" Armstrong—and that he said "yes" because "we basically went to school together, you know, from first grade all the way through." Brown denies that he told Tedford that the drugs were supplied by "Little Fudge" Armstrong. There are no recordings or additional witnesses to lend credence to either side of this allegation.
Brown was convicted on November 4, 2005, in Circuit Court of Tate County, Mississippi, for the sale of cocaine. Brown was sentenced to serve a term of fifteen years in the custody of the Mississippi Department of Corrections, with nine years to serve and six years suspended. See State Court record (S.C.R.), Vol. 1, p. 75. On June 6, 2006, the Mississippi Court of Appeals reversed Brown's conviction
Derrick Brown, through counsel, appealed his judgment of conviction and sentence to the Mississippi Supreme Court, which referred the case to the Court of Appeals, assigning the following error:
On June 6, 2006, the Mississippi Court of Appeals reversed and remanded the matter to the trial court. The appeals court held that the narcotics task force's audiotape recording of the confidential informant's telephone conversations with the unidentified person prior to the drug sale should not have been admitted. Further, the Mississippi Court of Appeals held that the trial court's error in admitting the tapes substantially prejudiced defendant— and remanded the case for a new trial. Brown v. State, 969 So.2d 891 (Miss.App. 2007). However the state's petition for a writ of certiorari review was granted, and on November 29, 2007, the Mississippi Supreme Court reversed the decision of the court of appeals, reinstated the judgment of the trial court, and affirmed Brown's conviction and sentence.
Brown then filed an "Application for Leave to Proceed with Petition for Post-Conviction Relief in Circuit Court" and an accompanying "Petition for a Post-Conviction Relief Pursuant to MISS. CODE ANN. § 99-39-1, et seq.," in which he raised the following grounds: ineffective assistance of counsel, insufficiency of the evidence, and that the jury's verdict was against the overwhelming weight of the evidence. The Mississippi Supreme Court denied Brown's application, holding that the conviction was supported by sufficient evidence, was not against the weight of the evidence, and that Brown's claim of ineffective assistance of counsel for failure to pursue these issues was without merit.
Brown, through counsel, seeks habeas corpus relief based upon the following grounds:
Brown has exhausted his state court remedies as to both of the issues raised in the instant petition.
The Mississippi Supreme Court has already considered Grounds One and Two on the merits and decided those issues against the petitioner; hence, these claims are barred from habeas review by the Antiterrorism and Effective Death Penalty Act, 28 U.S.C. § 2254(d), unless they meet one of its two exceptions:
Id. (emphasis added). The first exception, subsection (d)(1), applies to questions of law. Morris v. Cain, 186 F.3d 581 (5th Cir.2000). The second exception, subsection (d)(2), applies to questions of fact. Lockhart v. Johnson, 104 F.3d 54, 57 (5th Cir.1997). Since the petitioner's claims challenge both the application of law and the finding of fact, this court must consider the exceptions in both subsections.
Under subsection (d)(1), a petitioner's claim merits habeas review if its prior adjudication "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law." Id. (emphasis added). A state court's decision is contrary to federal law if it arrives at a conclusion opposite to that reached by the United States Supreme Court on a question of law, or if it decides a case differently from the Supreme Court on a set of "materially indistinguishable facts." Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 1523, 146 L.Ed.2d 389 (2000). A state court's decision involves an unreasonable application of federal law if it identifies the correct governing principle but unreasonably (not just incorrectly) applies that principle to facts of the prisoner's case; this application of law to facts must be objectively unreasonable. Id. at 1521. As discussed below, the petitioner has shown that the Mississippi Supreme Court unreasonably applied the law to the facts, or that the court's decision contradicted federal law. Accordingly, the exception in subsection (d)(1) applies to Ground Two of the instant petition, and the court will consider this claim on the merits.
Under § 2254(d)(2) Grounds One and Two may merit review if those facts to which the supreme court applied the law were determined unreasonably in light of the evidence presented. Because the supreme court is presumed to have determined the facts reasonably, it is the petitioner's burden to prove otherwise, and he must do so with clear and convincing evidence. Miller v. Johnson, 200 F.3d 274, 281 (5th Cir.2000); 28 U.S.C. § 2254(e)(1). As discussed below, the petitioner has failed to meet this burden; as such, he
In Ground One, Brown challenges the sufficiency of the evidence to support his conviction and sentence for the sale of cocaine. Insufficiency of the evidence can support a claim for habeas relief only if the evidence, when viewed in the light most favorable to the State, is such that no reasonable fact finder "could have found the essential elements of the crime beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). The Fifth Circuit restated the standard under which the federal court must proceed in Turner v. McKaskle:
721 F.2d 999, 1000 (5th Cir.1983) (Emphasis Added). Under Mississippi state law, the prosecution must prove:
S.C.R., Vol. 1, p. 20.
In Mississippi, mere presence at the scene of the crime is not enough for a finding of guilt beyond a reasonable doubt. Hughes v. State, 983 So.2d 270, 276 (Miss. 2008). Mississippi law does not recognize guilt by association. Davis v. State, 586 So.2d 817, 821 (Miss.1991) (citing Pryor v. State, 239 So.2d 911, 912 (Miss.1970)). Mere presence at the scene of a crime, even with the intent of assisting in the crime, is insufficient to sustain a conviction "unless the intention to assist was in some way communicated to the [principal actor.]" Crawford v. State, 133 Miss. 147, 147, 97 So. 534 (1923). In addition, "[p]roof that [a suspect] has stood by at the commission of a crime without taking any steps to prevent it does not alone indicate such participation or combination in the wrong done as to show criminal liability, although he approves of the act." Harper v. State, 83 Miss. 402, 415, 35 So. 572, 573 (1904) (quoting McClain on Criminal Law, ch. 15, sec. 194). These principles were also upheld in Martin v. State, 804 So.2d 967 (Miss.2001) (J. Cobb) (Where the court found that the defendant's presence in the kitchen next to a large amount of marijuana, absent any other incriminating evidence, was insufficient to find he possessed the marijuana in any way). The Fifth Circuit rejects "the view that presence at the scene of the crime is alone sufficient proof of participating in, or perpetrating, the substantive offense." See Turner, 721 F.2d at 1002. Indeed, "adding inference to inference does not suffice to support the government's case, either." Id.
The Fifth Circuit has addressed a case that is factually similar to Brown's case, but interprets federal criminal statutes instead of state law. The court's reasoning
Id. at 277-78.
The Fifth Circuit reached the same conclusion on facts similar to the present case in United States v. Gomez, 776 F.2d 542 (5th Cir.1985). In that case, three defendants, one of whom was Antonio Reyes Espinoza, were tried together on the charge of conspiracy to possess with the intent to distribute marijuana—and of aiding and abetting one another. United States v. Gomez, 776 F.2d 542 (5th Cir.1985). The facts and outcome of this case, as it pertains to Espinoza, are important because the Fifth Circuit's treatment of the evidence is applicable to our current case. The parallels are clear:
Id. at 548-49 (emphasis added) (footnote omitted).
The present case can, however, be distinguished from the authority cited above. In those cases, the government produced no evidence that the defendants knew about the crimes or participated in them. In the present case, as far as the drug transaction itself, the prosecution proved only that Brown was present when Black exchanged the drugs for the money
The court instructed the jury that substantial prior knowledge of the drug transaction could be articulated by the participation in the sale or arrangement of the sale of controlled substances. This substantial knowledge, if proved, would render a defendant guilty "in that one who aids and abets another in such a context is guilty as a principal." Id. at p. 21. Jury Instruction 9 explained that guilt could be established without proof that Brown personally committed every act. The jury was instructed that they could find Brown guilty if they believed that he had either directed another to act, or joined another in the action with the intent to commit the crime. Id. at p. 22. However, the jury was also instructed that the accused must "deliberately associate himself in some way with the crime and participate in it with the intent to bring about the crime;" thus, mere presence at the scene of the crime and present knowledge that a crime is occurring are not sufficient to establish a defendant either directed or aided and abetted the crime. The prosecution needed to prove beyond reasonable doubt that the defendant was a participant in the transaction—not merely a knowing spectator. Id. at p. 21-22. The prosecution introduced enough evidence—barely—to prove its case. As such, the petitioner's claims for habeas corpus relief on Ground One will be denied.
The second ground brought by Brown concerns his Sixth Amendment right to confront and cross-examination the witnesses against him. "In all criminal prosecutions, the accused shall enjoy the right to ... be confronted with the witness against him." U.S. CONST. amend. VI. Brown argues that the introduction of the tape recorded telephone conversations and transcripts, without identifying all persons speaking, prevented him from confronting and cross-examining people who have provided incriminating evidence against him. This argument is persuasive.
Improper admission of hearsay evidence violates the confrontation clause only when the evidence was a crucial, critical, or highly significant factor in the framework of the whole trial. Cupit v. Whitley, 28 F.3d 532, 537 (5th Cir.1994). In evaluating a confrontation clause claim, the court must consider five general factors: (1) whether the hearsay evidence was "crucial" or "devastating;" (2) whether prosecutors misused a confession or otherwise engaged in misconduct; (3) whether a joint trial or the wholesale denial of cross-examination was involved; (4) whether the most important prosecution witness, as well as other prosecution witnesses, was available for cross-examination; and (5) the degree to which the hearsay evidence is supported by indicia of its reliability. Gochicoa v. Johnson, 118 F.3d 440, 446 (5th Cir.1997). "The most important of the five factors are the first and the fifth—whether the evidence was "crucial" or
As discussed below, the audio recordings in question are clearly hearsay. Therefore, the court must apply the five factors set forth above to evaluate Brown's claim that the state violated his right to confront the witnesses against him. Regarding factor one, the hearsay evidence was the strongest evidence used to suggest that Brown had knowledge of the impending drug deal. As shown above, the other evidence was both circumstantial and came mostly from a paid confidential informant who, shortly after he assisted the police with the drug arrest in question, was convicted of armed robbery. Thus, the recordings were "crucial" to the state's case and "devastating" to Brown's claimed lack of knowledge. Factors two and three are not relevant and will not be discussed. Admission of the audio recordings into the record satisfies the fourth factor, because the recordings were the prosecution's most important and damaging evidence supporting Brown's knowledge of the drug deal. Brown was thus not allowed to cross-examine the prosecution's star witness (the unidentified person on the tape)—to the great detriment of his defense. The fifth factor speaks for itself. There is no way to credit the reliability of statements made by an unknown person, who is unavailable to testify in court, pertaining to Brown's knowledge of the illegal drug sale. Indeed, although the unknown speaker made veiled references to the impending drug deal, he never made a single statement indicating that Brown was privy to such knowledge.
To analyze this claim further, we must review the state court's finding that the tape was not hearsay. "What is not hearsay evidence in a state court trial is governed by state law." Gochicoa 118 F.3d at 445. The state court analyzed the issue under MISS. R. Ev. 801(c) and found that statements made on the recording were not admitted for the truth of the matter asserted and therefore could be admitted into evidence. The court discussed the issue in detail:
Brown, 969 So.2d at 861.
Brown argues that the introduction of the audio recordings violated his right to confront the unknown witness as stated in Crawford v. Washington, 541 U.S. 36, 51, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004). Crawford applies when hearsay evidence that is testimonial in nature is offered against an accused who does not have an opportunity to cross-examine the declarant of the hearsay at the time it was admitted. Id. The Court declined to provide a comprehensive definition of what is testimonial, holding only that "[t]estimony ... is typically `a solemn declaration or affirmation made for the purpose of establishing or proving some fact.'" Id. The state argues that the audiotape recordings are not hearsay because the state court found they were not offered to prove the truth of the matter asserted, and they had no need to prove such statements.
That argument fails in light of the evidence before the court. The first two conversations were extremely incriminating and appear to have taken place at the unknown man's house. In those conversations Echols and the unknown man discussed: (1) conducting a drug deal, (2) the type and color of the vehicle to be used during the drug deal, (3) whether Echols wanted crack or powder cocaine, (4) who would bring the scales for weighing the cocaine, (5) where the drug deal would take place, and (6) when the unknown man would get there. The state offered no proof that Derrick Brown even overheard those conversations, much less participated in them. The statements had no evidentiary value whatsoever as to Brown—unless the state wanted the jury to believe that Brown either made the incriminating statements, or overheard them—thus assuming, without evidence, that Brown was guilty because he had knowledge of the plan to sell cocaine. Assuming a defendant's guilt flies in the face of the bedrock of American criminal jurisprudence—the presumption of innocence.
The state in the instant case had the burden to prove the truthfulness of statements made on the audio recordings—a burden the state may not transfer to the defendant. Moreover, the recording is clearly testimonial because the tape was offered to corroborate the various witnesses' testimony—and to prove the content—the "gist"—of the conversations, to borrow the term from the trial judge. This is the very definition of "prov[ing] the truth of the matter asserted." In Crawford the court explained, "Testimonial statements of witnesses absent from trial have been admitted only where the declarant is unavailable, and only where the defendant has had prior opportunity to cross-examine" Id. at 59, 124 S.Ct. 1354. The identity of the declarant speaking with the confidential informant on the recordings is unknown; therefore, Brown had no opportunity to confront or cross-examine the man at any point during the case.
In addition, the state court found that the audiotape was not offered to show that Brown was involved in the prearrangement conversations. This is simply not the case. Indeed, the prosecuting attorney herself stated in the post-trial proceedings that Brown's knowing involvement is precisely what a person must infer from the audio recordings.
T.T. 129-130. (emphasis added). Unfortunately for the prosecutor, there is absolutely no evidence in the record to support her conclusion that either Brown or Black was on that tape. The recorded conversations make clear that during the first two recordings the unknown speakers are at someone's house in Tunica, not in the car on the way to the meeting place in Wal-Mart. All of the potentially incriminating statements were made on those first two recordings, and none were made in the later recordings that apparently took place on the trip to Wal-Mart. Thus, even if one were to assume that Brown overheard the statements in the car, nothing in the later statements would tend to prove that he knew anything about the planned drug deal. Hearsay testimony is prohibited to prevent just this sort of assumption; the prohibition against hearsay allows the accused to face his accuser and challenge the testimony against him. Derrick Brown never had that opportunity.
The Mississippi Supreme Court erroneously held that the state "was under no obligation to determine the identity of those persons whose voices were on the tape" and if Brown believed the voices on the tape were someone other than himself, then he could have subpoenaed anyone he desired. Brown, 969 So.2d at 862. This is a flawed understanding of the law. It shifts the burden of proof to Brown (the defendant) and assumes without evidence that Brown knows the identity of the speakers on the recording. Justice Diaz's dissent to the majority opinion of the Mississippi Supreme Court highlights the trial court's error.
Cross-examination offers the accused the ability to test the bias, credibility, memory, and interests of a witness against him. The United States Supreme Court highlights the critical nature of a defendant's ability to cross-examine those testifying against him:
Davis v. Alaska, 415 U.S. 308, 316-17, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974). Likewise, in Pointer v. Texas, the Court condemned the trial court's decision to admit testimony from a declarant who was unavailable for cross-examination:
Pointer v. Texas, 380 U.S. 400, 401, 85 S.Ct. 1065, 1068, 13 L.Ed.2d 923 (1965).
The prosecution in the present case never identified the person featured on the audio recordings—or established that Brown knew the speaker or the content of the taped conversations. As such, Brown never had the opportunity to cross-examine this witness, despite his attorney's hearsay objections. The trial court's deviation from this fundamental legal principle led to the introduction of the highly prejudicial tape-recorded hearsay.
The court also misinterpreted the prejudicial evidence—likely as a result of the introduction of testimony without the possibility to cross-examine the witness.
T.T. 126.
This excerpt shows that both the lawyers and the judge were unaware that the first two recorded phone calls took place before the unknown man departed for Senatobia.
Under Mississippi law, hearsay is "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." MISS. R. EV. 801(c). The information to be gleaned from the first two recorded conversations was extremely incriminating—for the unknown participants in those conversations—but not for Derrick Brown. For the purposes of Derrick Brown's criminal trial, these statements were used to prove the truth of the speakers' words. They were pure hearsay. The state did not know whether Derrick Brown, Derrick Black, or some other person made or heard the recorded incriminating statements. As such, the state could not properly introduce the recorded conversations a into evidence against Derrick Brown over his objection. In doing so, they improperly invited the jury to presume that Derrick Brown either participated in the incriminating conversations—or at least overheard them—and thus had knowledge of the drug deal.
Cross-examination prevents the distortion of evidence presented at trial— so that the evidence is more likely to reflect the truth—what actually occurred. The prejudicial effect from the introduction of the taped conversations permeated the entire trial. The other evidence supporting the state's contention that Brown had prior knowledge of the drug deal was sketchy, at best. While the state might have secured Brown's conviction on such weak evidence, the state might also have failed. Introduction of the recorded statements and transcripts of the unknown man bolstered the admissible evidence by use of inadmissible hearsay—hearsay intended to act as substantive evidence of Derrick Brown's guilt. Admission of that hearsay into evidence violated his Sixth Amendment right to confront and cross-examine his accuser. The trial court's decision to admit that evidence was therefore an unreasonable application of clearly established federal law. Derrick Brown's request for habeas corpus relief in Ground Two of the instant petition will therefore be granted.
For the reasons set forth above, the Derrick Brown's claim for relief based