JOHN A. ROSS, District Judge.
This matter is before the Court on Defendants' Motion for Summary Judgment (Doc. No. 97) and Plaintiff's Motion to Strike Affidavit of Terry Webb. (Doc. No. 106) Plaintiff brings this action under 42 U.S.C. § 1983 against defendants Terry Webb, Ian Wallace and Timothy Lancaster, in their individual capacities, for alleged violations of his First Amendment rights. Specifically, Plaintiff alleges Defendants disciplined him in retaliation for filing informal resolution requests ("IRRs") and grievances against prison officials. (Third Amended Complaint (TAC), Doc. No. 75)
As a threshold matter, Defendants argue that Plaintiff has failed to comply with Local Rule 7-4.01(E) by failing to "specifically controvert" their Statement of Uncontroverted Material Facts.
In November 2010, Plaintiff Frederick Davis was an inmate in Housing Unit 5 at the Potosi Correctional Center ("PCC") in Mineral Point, Missouri. (Defendants' Statement of Uncontroverted Material Facts (SOF), Doc. No. 98-1, ¶ 7)
Defendant Timothy Lancaster was employed as an Administrative Inquiry Officer by the Missouri Department of Corrections ("MDOC") at PCC. As an Administrative Inquiry Officer, Lancaster investigated potential rule violations in the facility to ensure its safety and security. (SOF, ¶¶ 1-2)
Defendant Terry Webb was employed as a Functional Unit Manager by the MDOC at PCC. As a Functional Unit Manager, Webb was the hearing officer during disciplinary hearings. (SOF, ¶¶ 3-4)
Defendant Ian Wallace was employed as the Deputy Warden for the MDOC at PCC. As Deputy Warden, Wallace reviewed disciplinary hearing recommendations and decided whether the violation justified referral to the administrative segregation ("ad-seg") committee. (SOF, ¶¶ 5-6)
On or about November 23, 2010, Lancaster was interviewing offender David Stewart regarding issues in Housing Unit 5. During the course of this interview, Stewart advised Lancaster that Plaintiff was "mass producing" an IRR to file on staff Officer Brian Hall and had approached him and other offenders to mass file this complaint. Stewart showed Lancaster documents in Plaintiff's handwriting that supported these allegations. (SOF, ¶¶ 8-10) Finding Stewart to be a reliable informant because he had given truthful information numerous times, Lancaster informed Warden Troy Steele of the allegations. Warden Steele instructed Lancaster to place Plaintiff on Temporary Administrative Segregation status and conduct an inquiry. (SOF, ¶¶ 11-12)
Lancaster interviewed Plaintiff on December 14, 2010. (SOF, ¶ 13) Plaintiff stated he showed offenders his grievance (Doc. No. 98-5) and admitted assisting offenders David Stewart and Roland Alfred with their grievances. (SOF, ¶ 16) Lancaster also authorized a search of Plaintiff's cell, which produced documents supporting the allegations that Plaintiff was circulating a mass IRR, namely three pages of a written complaint and one typed fill form complaint against Officer Hall. (SOF, ¶ 14; Doc. No. 98-11)
Based on this information, on January 4, 2011, Lancaster issued Plaintiff a major conduct violation for violating Rule 9.3 Inciting Organized Disobedience
Webb was the hearing officer on Plaintiff's Rule 9.3 Organized Disobedience disciplinary hearing conducted on January 13, 2011. (SOF, ¶¶ 17, 18) Webb recommended Plaintiff be found guilty of the conduct violation based on the evidence, including Lancaster's written report and the offender's statements contained therein. (SOF, ¶ 21; Doc. No. 98-8)
Wallace reviewed the disciplinary hearing documents and Lancaster's report and found that Plaintiff's statements merited referral to the ad-seg committee. (SOF, ¶¶ 22-24) Plaintiff was disciplined for circulating mass IRRs, which is not allowed according to Department of Corrections Policy, i.e., Rule 9.3 Inciting Organized Disobedience. (SOF, ¶ 27)
The standards for summary judgment are well settled. In determining whether summary judgment should issue, the Court must view the facts and inferences from the facts in the light most favorable to the nonmoving party. The moving party has the burden to establish both the absence of a genuine issue of material fact, and that it is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c);
To prevail on a § 1983 claim for retaliation in violation of the First Amendment, Plaintiff must demonstrate "(1) that he engaged in a protected activity, (2) a government official took adverse action against him that would chill a person of ordinary firmness from continuing in the activity, and (3) the adverse action was motivated at least in part by the exercise of the protected activity."
An inmate's claim for retaliation must fail where the alleged retaliatory conduct violation was issued for an actual violation of a prison rule.
In support of their motion, Defendants argue that Plaintiff has failed to establish any element of his retaliation claim. First, Plaintiff was not engaged in a constitutionally protected activity. While Plaintiff admittedly has a right to use the grievance process himself in accordance with prison policies and procedures, he does not have a constitutional right "to incite other inmates to file grievances or to assist other inmates in filing lawsuits."
Plaintiff responds that Defendants have failed to demonstrate the validity of the conduct charge. (Response, Doc. No. 102-1, pp. 2-3) He challenges Defendants' characterization of the documents found in his cell as a "petition/mass IRR," and repeatedly states that such a "petition/mass IRR" was never found. Plaintiff argues there was no evidence that he either "encouraged offenders to assemble" or "refused to disperse" pursuant to the language of Rule 9.3 or that any other offenders were written up for the same conduct. (
In reply, Defendants state that Plaintiff's allegations of racial discrimination were directed at Officer Brian Hall, a non-party, and, therefore, not material to his retaliation claim. (Reply, Doc. No. 103, pp. 3-4) Further, Rule 9.3 is not limited to acts of disobedience by assembling and refusing to disperse; the Rule expressly includes engaging "in other acts of organized disobedience."
Plaintiff alleges Lancaster filed a false conduct violation because he wanted him removed from the housing unit. (TAC, ¶ 13; Deposition of Frederick Davis (Davis Depo.), Doc. No. 98-3, 77:25-81:17) Lancaster wrote the conduct charge based on the undisputed evidence of record that Plaintiff was reported by another offender, that Plaintiff admitted showing his IRR to other offenders, and that a search of Plaintiff's cell uncovered letters with comments and instructions to others on how to draft a similar letter. (Doc. No. 98-5; Davis Depo., Doc. No. 98-2, 34:16-37:24) The Court finds this to be "some evidence" of conduct beyond simply assisting another offender and is in fact evidence of encouraging or inciting disobedience in violation of Rule 9.3.
Plaintiff alleges Webb demonstrated bias at his January 13, 2011 conduct violation hearing by failing to conduct an independent investigation and by not permitting him to call witnesses, namely, those offenders interviewed by Lancaster, or to review a surveillance videotape.
Prison officials, like other officials, are presumed to be impartial decision makers, and an inmate's subjective beliefs, without more, that the officials acted improperly, are insufficient to survive summary judgment.
In his affidavit, Webb states that as a hearing officer, he does not try a case or do a separate investigation; rather, he reviews the evidence to make sure the conduct violation was properly given. (Webb Affidavit, Doc. No. 98-6, ¶ 4)
Further, the Court previously ruled, on Plaintiff's motion to compel, that disclosing the identity of those individuals interviewed by Lancaster would implicate the safety and security of both the individuals and the corrections facility, and denied the motion to compel. (Doc. No. 105) As for Plaintiff's request for the surveillance tape from November 23, 2010, because the allegations against him were not time or place specific, any video surveillance footage is not relevant to this case.
Finally, Plaintiff acknowledges that Webb took him aside after the hearing and told him his door was always open for Plaintiff's complaints. (Davis Depo., Doc. No. 98-3, 83:14-84:11) This action is certainly inconsistent with a retaliatory motive.
Plaintiff argues Wallace was retaliatory because he sided with corrections officers. (Davis Depo., Doc. No. 98-2, 72:8-73:20) This unsupported conclusion is insufficient to show a retaliatory motive.
Because the undisputed record is clear that "some evidence" exists that Plaintiff incited organized disobedience in violation of prison rules, the Court will grant Defendants' motion for summary judgment on Plaintiff's retaliatory discipline claim.
Defendants argue they are entitled to qualified immunity. (Mem. in Supp., Doc. No. 98, pp. 13-15) In response, Plaintiff argues the Court has already ruled that Defendants are not entitled to qualified immunity, relying on the Court's orders denying Defendants' motions to dismiss. (Doc. Nos. 24, 50) The Court's denial of Defendants' motions to dismiss is not dispositive of the argument raised in their motion for summary judgment. On a motion to dismiss, the Court accepts as true all of the factual allegations contained in the complaint, even if it appears that "actual proof of those facts is improbable," and reviews the complaint to determine whether its allegations show that the pleader is entitled to relief.
Government officials are generally afforded qualified immunity under § 1983 when performing discretionary functions unless their conduct violates clearly established law.
As discussed above, Plaintiff has failed to establish he was engaged in a constitutionally protected activity when he encouraged other offenders to file complaints against Officer Brian Hall. Plaintiff also failed to establish that Defendants disciplined him because he was engaging in constitutionally protected activity, because "some evidence" existed that Plaintiff committed a rule violation. Because Plaintiff's claim of retaliatory discipline fails as a matter of law, Defendants are entitled to qualified immunity with respect to this alleged retaliatory action.
Accordingly,
An appropriate Judgment will accompany this Memorandum and Order.
Q: Today is January 10
A: No.
Q: It is not?
A: Oh. 2013? Yeah. I have —
Q: It just changed.
A: — problems with that, yeah. Right. (Doc. No. 98-2, 5:15-21)