Plaintiffs and appellants Leslie Falcon, her minor daughter (minor; at times collectively the Falcons) and Michael Patterson appeal from a summary judgment in favor of defendants and respondents Long Beach Genetics, Inc. (LBG), Esoterix, Inc. (Esoterix), and Laboratory Corporation of America (LabCorp) on plaintiffs' second amended complaint for negligence arising out of an erroneous deoxyribonucleic acid (DNA) test result used to determine minor's paternity. Plaintiffs advance several arguments as to why the trial court erred in granting summary judgment, but we need only decide whether the Civil Code section 47, subdivision (b) litigation privilege (the section 47(b) privilege or the litigation privilege) bars the action and whether the trial court abused its discretion by denying plaintiffs leave to amend. Because defendants' alleged conduct on which plaintiffs rely falls within the section 47(b) privilege, we conclude the trial court did not err in granting summary judgment, nor did it err by denying leave to amend the complaint. Accordingly, we affirm the judgment.
We set out the undisputed material facts as ascertained from the parties' moving and opposing papers (see Guz v. Bechtel National, Inc. (2000) 24 Cal.4th 317, 327 [100 Cal.Rptr.2d 352, 8 P.3d 1089]) and state other facts and draw inferences from them in the light most favorable to plaintiffs. (Code Civ. Proc., § 437c, subd. (c); Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826, 843 [107 Cal.Rptr.2d 841, 24 P.3d 493] (Aguilar).) Having said this, we are compelled to note the difficulty we have had identifying the evidence supporting plaintiffs' claimed disputes as to defendants' enumerated material facts pertaining to the section 47(b) privilege. Plaintiffs' opposing separate statements largely contain argumentative assertions in response to each listed
To further complicate review, plaintiffs make numerous factual assertions in their briefs without record citation. Accordingly, our review of the facts is also hindered by their failure to provide citations to the record that comply with California Rules of Court, rule 8.204(a)(1)(C). We are entitled to disregard such unsupported factual assertions even on de novo review of a summary judgment. (See Mueller v. County of Los Angeles (2009) 176 Cal.App.4th 809, 816, fn. 5 [98 Cal.Rptr.3d 281] ["The claimed existence of facts that are not supported by citations to pages in the appellate record, or not appropriately supported by citations, cannot be considered by this court."]; Stockinger v. Feather River Community College (2003) 111 Cal.App.4th 1014, 1025 [4 Cal.Rptr.3d 385].)
LBG is a laboratory that conducted DNA paternity testing until 2005, when it was acquired by LabCorp. In the fall of 2003, Leslie Falcon and Patterson scheduled a free paternity test with the County of San Diego (County) to confirm that minor was Patterson's child. On September 26, 2003,
In November 2003, LBG issued test results excluding Patterson as minor's biological father and mailed it to both parents. The test results were accompanied by a declaration of LBG custodian of records Christine D'Autremonte, certifying the records. On January 30, 2004, County sent Patterson a letter informing him that the blood test results revealed he was not minor's father. The test results, however, were erroneous, as they were based on the DNA markers of someone other than Patterson. Leslie Falcon did not discover the error until February 2008, in connection with her application to reopen minor's paternity case.
In November 2009, the Falcons sued defendants for negligence. The Judicial Council form complaint alleged that defendants "negligently concluded and thereafter via declaration testimony informed the San Diego Superior Court and Plaintiffs — that through their DNA tests, which were 99.99 [percent] accurate — [minor] was not the daughter of her actual father Michael Patterson," causing damage in November 2003. The Falcons further alleged they "did not suspect, nor were they able to discover this error until the Defendant conducted further DNA tests in February 2008" and that the negligence "caused and continues to cause both economic and non-economic damages to the Plaintiffs." Patterson was added as a plaintiff in July 2010.
Defendants moved for summary judgment and alternatively summary adjudication of issues. They argued (1) plaintiffs' claims were barred by the litigation privilege; (2) defendants owed no duty to plaintiffs; and (3) the complaint was barred by the one-year statute of limitations under the Medical Injury Compensation Reform Act (MICRA)
Plaintiffs opposed the motion, filing separate but largely identical papers. In part, plaintiffs argued the section 47(b) privilege did not apply to LBG's negligent performance of the first paternity test and defendants owed a legal duty to plaintiffs as intended third party beneficiaries of the contract between County and LBG.
At about the same time, Patterson applied ex parte to file a third amendment to the complaint to add a claim for punitive damages. He sought to allege that LabCorp had retested Falcon and Patterson's DNA in 2008 at the request of the San Diego County Department of Child Support Services (DCSS), but did not inform Falcon or Patterson until 2010, and further that LabCorp did not integrate LBG's data after its merger with LBG, which caused LabCorp's cross-referencing system to fail in 2007 to recognize the 2003 testing error. Patterson sought to allege that these failures constituted gross negligence warranting punitive damages. The trial court set a hearing on the motion for March 2, 2012.
Plaintiffs thereafter neglected to timely file their motion for leave to amend, and Patterson again sought ex parte an order shortening time to file the motion. In the amended pleading, Patterson additionally sought to challenge LBG's assertion it was a licensed health care provider for purposes of applying the MICRA statute of limitations, claiming LBG withheld evidence
At oral argument on defendants' summary judgment motion, counsel argued extensively about the existence of litigation, the parties' knowledge of County's paternity proceeding, and their motivation for going to County for blood testing. The court asked counsel to focus on the connection between the DNA test and County's proceeding, and Patterson's counsel represented that the paternity test was a free service offered by County performed without any reference to Medi-Cal or any paternity action. When pressed, however, to identify the record evidence of that assertion, counsel could not, and eventually offered to supplement her showing with materials from DCSS. The Falcons' counsel asked the court to allow them to amend the complaint "to represent the facts, that the negligent gravamen of this, or the gravamen is the negligent conduct, not the noncommunicative conduct [sic]." Plaintiffs also sought to amend the complaint to allege that defendants had conducted a retest in 2007 but did not inform Patterson until 2010, breaching its contract with County and violating Family Code section 7552.
Ruling Berman, supra, 268 P.3d 68 was directly at odds with California authority, specifically Ramalingam v. Thompson (2007) 151 Cal.App.4th 491 [60 Cal.Rptr.3d 11] and Gootee v. Lightner (1990) 224 Cal.App.3d 587 [274 Cal.Rptr. 697], the trial court granted summary judgment in defendants' favor. Taking judicial notice of the existence of County's proceeding, the court ruled the gravamen of plaintiffs' complaint was communicative conduct barred by the section 47(b) privilege; that LBG performed the test in connection with the paternity proceedings initiated by County and plaintiffs' alleged injuries arose from the laboratory's communication of the test results to the parties in that action. The court denied plaintiffs' request for leave to amend the complaint to allege that LBG breached its duty to notify plaintiffs of its 2008 retest results under Family Code section 7552.5 and the contract between it and County. It reasoned that the amendment was unreasonably delayed, as the Falcons had filed the action in November 2009 and Patterson was added in July 2010, but the request to amend was not made until the April 2012 summary judgment hearing. It further ruled plaintiffs could not state a viable cause of action in any event.
"Any party may move for summary judgment in any action or proceeding if it is contended that the action has no merit or that there is no defense to the action or proceeding." (Code Civ. Proc., § 437c, subd. (a).) A defendant moving for summary judgment "bears the burden of persuasion that `one or more elements of' the `cause of action' in question `cannot be established,' or that `there is a complete defense' thereto." (Aguilar, supra, 25 Cal.4th at p. 850; see Code Civ. Proc., § 437c, subd. (p)(2).) Such a defendant bears an initial burden of production to make a prima facie showing of the nonexistence of any triable issue of material fact. (Aguilar, at p. 850.) Once the defendant meets its initial burden of production, the burden shifts to the plaintiff to demonstrate the existence of a triable issue of material fact. (Id. at pp. 850-851.)
On appeal, we review the record and the trial court's decision de novo, liberally construing the evidence in support of the plaintiffs as the opposing parties and resolving doubts concerning the evidence in their favor. (Coral Construction, Inc. v. City and County of San Francisco (2010) 50 Cal.4th 315, 336 [113 Cal.Rptr.3d 279, 235 P.3d 947]; State of California v. Allstate Ins. Co. (2009) 45 Cal.4th 1008, 1017 [90 Cal.Rptr.3d 1, 201 P.3d 1147].) Despite this review in plaintiffs' favor, "plaintiff's evidence remains subject to careful scrutiny. [Citation.] We can find a triable issue of material fact `if, and only if, the evidence would allow a reasonable trier of fact to find the underlying fact in favor of the party opposing the motion in accordance with the applicable standard of proof.'" (King v. United Parcel Service, Inc. (2007) 152 Cal.App.4th 426, 433 [60 Cal.Rptr.3d 359]; see Sangster v. Paetkau (1998) 68 Cal.App.4th 151, 163 [80 Cal.Rptr.2d 66] ["responsive evidence that gives rise to no more than mere speculation cannot be regarded as substantial, and is insufficient to establish a triable issue of material fact"].)
Patterson contends these facts do not meet the elements of the section 47(b) privilege, that is, the existence of an underlying judicial or quasi-judicial proceeding, or the necessary communication made by litigants or other participants authorized by law, to achieve the objects of the litigation, having some connection or logical relation to the action. (See Action Apartment Assn., Inc. v. City of Santa Monica, supra, 41 Cal.4th at p. 1241.) Specifically, Patterson maintains there is no evidence of any dispute, or that a "true case with appropriate pleadings were [sic] filed prior to testing," and there is no evidence he and Falcon had initiated the case or were participating in litigation. He suggests plaintiffs did not need to engage in a paternity fight because they were both "engaged and happy" custodial parents, and the DNA test had no connection or logical relation to the action because he was not refusing to support his child.
Falcon includes similar arguments in her reply brief on appeal. In part, relying on County of San Diego v. Gorham (2010) 186 Cal.App.4th 1215 [113 Cal.Rptr.3d 147], a case not involving the section 47(b) privilege, she argues service of summons and complaint of County's action was a prerequisite to any determination that plaintiffs were litigants in that action, and there was no personal jurisdiction over the parties, violating their rights to due process. She also argues the plaintiffs underwent testing of their own "free will" and did not respond to any court order or ask to be involved in any litigation.
These contentions are meritless. The trial court properly took judicial notice of the existence and pendency of County's superior court proceeding against Patterson (Evid. Code, § 452, subd. (d) [judicial notice proper of records of "any court of record of ... any state of the United States"]; People v. Lee (2011) 51 Cal.4th 620, 651, fn. 20 [122 Cal.Rptr.3d 117, 248 P.3d 651]), and there is no dispute Patterson consented to the defendants' DNA testing. As we explain below, Patterson's stipulation constituted a general appearance in the action, conferring jurisdiction over his person. DNA testing was sought to assist County in the then pending proceeding to ascertain minor's paternity; defendants' acts in conducting the test and
Characterizing the trial court's decision as inequitable, illogical, and contrary to the Legislature's intent in enacting Civil Code section 47, subdivision (b), plaintiffs contend the litigation privilege cannot apply to a free paternity test conducted negligently merely because the erroneous test results were communicated to County and the parties. They argue: "The litigation privilege was intended to protect expert witnesses from being sued for their opinions, for the testimony they offer in court. But DNA paternity testing is mathematical, a test akin to throwing a switch and comparing two printed documents to determine if the marks on the two documents are identical." Plaintiffs assert the entire purpose of defendants' paternity test is
As stated above, plaintiffs squarely allege the basis for negligence liability is that defendants "negligently concluded and thereafter via declaration testimony informed the San Diego Superior Court and Plaintiffs ... through their DNA tests ... [that minor] was not the daughter of her actual father Michael Patterson ...." (Italics added.) Plaintiffs allege that this negligence caused damage in November 2003. Plaintiffs' allegations demonstrate their injuries "resulted from an act that was communicative in its essential nature." (Rusheen v. Cohen, supra, 37 Cal.4th at p. 1058.) Accordingly, the litigation privilege extends not only to defendants' communication of the genetic test results, but the noncommunicative act of the DNA testing itself that is necessarily related to the communication. (Id. at p. 1065.)
Under settled summary judgment standards, we are limited to assessing those theories alleged in the plaintiffs' pleadings. (Conroy v. Regents of University of California (2009) 45 Cal.4th 1244, 1250 [91 Cal.Rptr.3d 532, 203 P.3d 1127] [the materiality of a disputed fact is measured by the pleadings, which set the boundaries of the issues to be resolved at summary judgment]; County of Santa Clara v. Atlantic Richfield Co. (2006) 137 Cal.App.4th 292, 332 [40 Cal.Rptr.3d 313]; Laabs v. City of Victorville (2008) 163 Cal.App.4th 1242, 1253-1259 & fn. 7 [78 Cal.Rptr.3d 372]; Oakland Raiders v. National Football League (2005) 131 Cal.App.4th 621, 648 [32 Cal.Rptr.3d 266].) "`The burden of a defendant moving for summary judgment only requires that he or she negate plaintiff's theories of liability as alleged in the complaint. A "moving party need not `... refute liability on some theoretical possibility not included in the pleadings.' [Citation.]" ... "`[A] motion for summary judgment must be directed to the issues raised by the pleadings. The [papers] filed in response to a defendant's motion for summary judgment may not create issues outside the pleadings and are not a substitute for an amendment to the pleadings.'"'" (County of Santa Clara, at pp. 332-333.) "`The function of the pleadings in a motion for summary judgment is to delimit the scope of the issues: the function of the affidavits or declarations is to disclose whether there is any triable issue of fact within the issues delimited by the pleadings.'" (FPI Development, Inc. v. Nakashima (1991) 231 Cal.App.3d 367, 381 [282 Cal.Rptr. 508].) "[A] plaintiff wishing `to rely upon unpleaded theories to defeat summary judgment' must move to amend the complaint before the hearing." (Oakland Raiders, at p. 648; see County of Santa Clara, at p. 333; Laabs. v. City of Victorville, at p. 1257.)
We are not convinced by plaintiffs' arguments otherwise. The distinction between an expert's opinion testimony, which plaintiffs assert is subject to the privilege, and underlying negligently performed scientific testing, which assertedly should fall outside the privilege, is simply not recognized by California authorities applying the section 47(b) privilege in analogous contexts. For example, in Block v. Sacramento Clinical Labs, Inc. (1982) 131 Cal.App.3d 386 [182 Cal.Rptr. 438], the Court of Appeal held the litigation privilege applied to an action for professional negligence against a toxicologist for a negligently performed blood analysis provided to the district attorney to determine whether criminal charges were warranted. (Id. at pp. 387-388.) The toxicologist had erred in his calculations of the amount of baby aspirin a baby would have ingested based on the salicylate concentration in its blood. (Id. at p. 388.) The plaintiff argued the toxicologist was liable if his lack of ordinary care caused foreseeable injury to her economic interests: "`[O]nce [the defendant] had made his erroneous preliminary determination that the child had ingested a large number of aspirins immediately prior to her death, his purpose was to provide that information to the District Attorney and to the court so that they would rely thereon.'" (Id. at p. 392.) The plaintiff argued there was "`no question'" her injuries were "`clearly foreseeable and in fact foreseen'" by the defendant. (Ibid.)
The Court of Appeal held this theory "place[d] [the defendant's] communication of the report to the district attorney and, later, his testimony in the criminal proceeding, at the heart of the claim of liability.... Whether the matter be characterized as the publication of a negligently prepared report or the negligent publication of the report, plaintiff finds the duty upon which her theory of negligence relies in the foreseeable consequences of publication of the report in or related to the judicial proceeding." (Block v. Sacramento Clinical Labs, Inc., supra, 131 Cal.App.3d at pp. 392-393, fn. omitted.) Any other approach would "substantially defeat the purpose of [the] privilege." (Id. at p. 394.) The court observed that the plaintiff at oral argument sought to escape the privilege by characterizing the action as arising out of the defendant's negligent conduct alone. (Id. at p. 393, fn. 10.) It concluded, however, that under any cognizable theory of duty, "the negligent calculation formed the basis of [the defendant's] communication and was privileged."
More recently, in Wang v. Heck, supra, 203 Cal.App.4th 677, the appellate court affirmed a summary judgment on grounds the section 47(b) privilege barred a plaintiff motorist's negligence claim against a neurologist who had filled out a medical evaluation form for a patient that was relied upon by the Department of Motor Vehicles (DMV) to reinstate the patient's license. (Wang, at pp. 679, 681.) Like plaintiffs in the present case, the plaintiff in Wang sought to avoid the privilege's application by arguing the negligence was not the completion of the DMV medical evaluation form, but the neurologist's treatment of the patient before that time and her failure to warn the patient not to drive. (Id. at pp. 685, 686.) The Court of Appeal rejected that argument. It reasoned none of the plaintiff's causes of action could stand without relying on the neurologist's completion of the DMV medical evaluation form. (Id. at p. 684.) It pointed out that the neurologist was a participant authorized by law to complete the form, and "[a]lthough [the neurologist] did not complete the DMV evaluation form for purposes of testifying in judicial proceedings," the form was used in a "`"truth-seeking proceeding,"'" that is, it was used in the DMV administrative hearing in order for the DMV hearing officer to determine whether to reinstate the patient's license. (Id. at p. 685.) Further, the form was completed to achieve the object of the DMV hearing: to determine the patient's fitness for driving. (Ibid.) The court stated: "[I]t is clear that [the neurologist's] conduct prior to completing the ... DMV evaluation form was the basis of her communication in completing the form. Although appellants attempt to characterize their claim as medical negligence by failing to warn [the patient] not to drive, the basis of their complaint is [the neurologist's] statement on the DMV medical evaluation form that [the patient] could drive safely." (Id. at p. 686.) In concluding the gravamen of the plaintiff's action was communicative, the Wang court's focus was not on the neurologist's testimonial function at a judicial proceeding, but the use of the neurologist's report in connection with that proceeding. As the court in Wang recognized (id. at pp. 686-687), our high court emphasizes the importance of the litigation privilege's absolute protection of access to the courts, even despite its costs: "`"[It] is desirable to create an absolute privilege ... not because we desire to protect the shady practitioner, but because we do not want the honest one to have to be concerned with [subsequent derivative] actions ...."' [Citation.] `"[W]hen there is a good faith intention to bring a suit, even malicious publications `are protected as
Because the conduct relied upon by plaintiffs falls within the section 47(b) privilege, we need not address plaintiffs' arguments concerning whether defendants owed them a duty of care.
Patterson contends he and Falcon were denied their federal due process rights under the Fourteenth Amendment of the United States Constitution because they were never served with the summons and complaint pertaining to County's paternity proceeding, and were never apprised of the pendency of the action. This argument fails for several reasons.
First, such a theory was not pleaded in the operative complaint. The sole cause of action in plaintiffs' second amended complaint is general negligence,
Second, plaintiffs do not provide record citations to support the assertions made in their opening appellate briefs concerning service of any summons and complaint or their lack of knowledge of County's pending paternity proceeding.
The Falcons contend that even if the section 47(b) privilege applies, the trial court reversibly erred by denying their oral motion for leave to amend during the summary judgment hearing. They maintain plaintiffs had timely sought leave to amend in 2011 and 2012 to allege additional claims "stemming from the respondent's subsequent cover up of its negligence." Patterson similarly claims plaintiffs sought leave to amend in January 2012 to include allegations of negligent acts occurring in 2007 and 2008 that delayed Patterson's 2010 discovery that minor was his daughter. Plaintiffs argue they made every possible effort to timely amend the complaint, and did not unreasonably delay in requesting leave to amend.
Further, unwarranted delay in seeking leave to amend may be considered by the trial court when ruling on a motion for leave to amend (Huff v. Wilkins (2006) 138 Cal.App.4th 732, 746 [41 Cal.Rptr.3d 754]), and appellate courts are less likely to find an abuse of discretion where, for example, the proposed amendment is "`offered after long unexplained delay ... or where there is a lack of diligence ...'" (Hulsey v. Koehler (1990) 218 Cal.App.3d 1150, 1159 [267 Cal.Rptr. 523]). Thus, when a plaintiff seeks leave to amend his or her complaint only after the defendant has mounted a summary judgment motion directed at the allegations of the unamended complaint, even though the plaintiff has been aware of the facts upon which the amendment is based, "[i]t would be patently unfair to allow plaintiffs to defeat [the] summary judgment motion by allowing them to present a `moving target' unbounded by the pleadings." (Melican v. Regents of University of California (2007) 151 Cal.App.4th 168, 176 [59 Cal.Rptr.3d 672]; but see Laabs v. City of Victorville, supra, 163 Cal.App.4th at p. 1257, fn. 6 [if at the hearing of a summary judgment motion a party finds his pleading inadequate, the court may and should permit him to amend].)
Plaintiffs have not shown the trial court manifestly abused its discretion in denying them leave to amend. They argue they timely sought to allege "specific further negligent acts" on LabCorp's part in 2007 and 2008 to support an additional claim for negligence or "further gross negligence." These acts, which plaintiffs do not further describe in their opening briefs, presumably are defendants' asserted failure to send the parties copies of the test results from additional DNA testing conducted in 2008. But the trial court's decision was not limited to unreasonable delay and plaintiffs do not address the remainder of the court's ruling, which addressed the requirements of Family Code section 7552.5
The judgment is affirmed.
McConnell, P. J., and Irion, J., concurred.