RICHARD F. BOULWARE, II, District Judge.
This matter is before the Court on a Motion for Summary Judgment filed by Defendants Las Vegas Metropolitan Police Department (LVMPD), Andrew Walsh, Troy Barrett, and James Bozek. ECF No. 28. Plaintiff Duane Jensen, a corrections officer employed by LVMPD, alleges that Defendants violated his First Amendment rights by disciplining him for publicly criticizing an official act of another police officer. For reasons that will be discussed in further detail below, the Court finds that Jensen was entitled to First Amendment protection because he was speaking as a private citizen on a matter of public concern. The Court also finds that there are genuine issues of material fact with respect to whether Jensen was disciplined for his speech and whether Defendants participated in the issuance of that discipline. Defendants' motion is therefore denied.
Based upon the evidence presented by both parties and the Court's preliminary findings of undisputed fact stated on the record at the hearing held on May 6, 2015, the Court finds the following facts to be undisputed.
Plaintiff Duane Jensen is employed as a Corrections Officer II with LVMPD. Defendants Walsh, Barrett, and Bozek were employed by LVMPD and assigned to its Internal Affairs Bureau (IAB) at all times relevant to this case. Walsh was a Lieutenant, Barrett was a Sergeant, and Bozek was an officer. On August 5, 2013, IAB received a complaint regarding Officer Jensen from an officer of the Boulder City Police Department. The Statement of Complaint asserts that Jensen was convicted of a misdemeanor in Boulder City for unlawfully dumping oil and did not promptly notify his supervisor when he received the citation or when he was convicted. It also states that Jensen "publicly criticized the official acts of a Boulder City Police officer to multiple residents of Boulder City" and that Jensen had been "walking around Boulder City on his days off, approaching people, identifying himself as a police officer, and telling them that [the Boulder City officer] lied on the witness stand." Statement of Compl. 1-2, Mot. Summ. J. Ex. B.
IAB conducted an internal investigation and issued a Disposition that sustained the complaint against Jensen on the following violations: (1) Civil Service Rule 510.2 — Standards of Conduct, for engaging in a criminal act; (2) LVMPD Procedure 5/101.52 — Criminal Violations by Law Enforcement Employees, for failing to promptly notify his supervisor of his citation or conviction; and (3) LVMPD Regulation 4/104.05, Criticism of Official Acts, for publicly criticizing an official act of another police officer. On January 2, 2014, Jensen received and signed an Adjudication of Complaint that listed the above three violations and stated that Jensen would receive a 40-hour suspension with a 20-hour option. On January 14, 2014, after returning from his suspension, Jensen received and signed a revised Adjudication of Complaint. The revised adjudication included the first two violations listed above, but did not include the violation for Criticism of Official Acts. The revised adjudication did not change the discipline imposed upon Jensen.
Jensen, proceeding pro se at the time, filed an Amended Complaint on April 21, 2014, alleging that Defendants violated his First Amendment rights by disciplining him for speech that did not disrupt the operation of his workplace. ECF No. 8. Defendants filed a Motion to Dismiss with Summary Judgment or, in the Alternative, Motion for More Definite Statement on April 24, 2014. ECF No. 10. On July 31, 2014, Plaintiff retained counsel. ECF No. 20. Discovery closed on January 30, 2015, and Defendants filed a Motion for Summary Judgment on February 27, 2015. ECF Nos. 26, 28.
On May 6, 2015, the Court held a hearing on Defendants' Motion to Dismiss and Motion for Summary Judgment. Minutes of Proceedings, ECF No. 35. At the hearing, the Court denied the Motion to Dismiss and took the Motion for Summary Judgment under submission.
Summary judgment is appropriate when the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show "that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a);
"In order to carry its [initial] burden of production, the moving party must either produce evidence negating an essential element of the nonmoving party's claim or defense or show that the nonmoving party does not have enough evidence of an essential element to carry its ultimate burden of persuasion at trial."
After review of the parties' arguments and evidence, the Court concludes that Defendants' Motion for Summary Judgment must be denied. First, the Court finds that Jensen spoke as a private citizen on a matter of public concern and that a genuine issue of material fact exists as to whether Jensen was disciplined for his speech. This finding precludes summary judgment on his First Amendment retaliation claim. Second, the evidence shows that Defendants Walsh, Barrett, and Bozek personally participated in the alleged violation of Jensen's First Amendment rights. Finally, Walsh, Barrett, and Bozek are not entitled to qualified immunity.
Before turning to the motion itself, as it stated on the record at the hearing on May 6, 2015, the Court reiterates that the exhibits submitted by Jensen in his Opposition are not authenticated and cannot be considered.
The Court finds that Jensen was speaking as a private citizen on a matter of public concern at the time he made the alleged critical comments about the Boulder City police officer. Further, the Court finds that the evidence creates a genuine issue of material fact as to whether Jensen was in fact disciplined for his speech. Summary judgment is therefore denied on the merits of Jensen's First Amendment claim.
"The First Amendment shields public employees from employment retaliation for their protected speech activities."
The first step in this balancing inquiry "requires determining whether the employee spoke as a citizen on a matter of public concern. If the answer is no, the employee has no First Amendment cause of action based on his or her employer's reaction to the speech. If the answer is yes, then the possibility of a First Amendment claim arises."
In addition to the two steps set forth in
The Court finds that Jensen spoke on a matter of public concern and as a private citizen, thus satisfying
First, as a matter of law,
Here, Jensen told members of the public on several occasions that a Boulder City police officer lied on the witness stand. Speech regarding such unlawful alleged conduct is clearly a matter of public concern.
Second, Jensen was speaking as a private citizen. A public employee "speaks as a private citizen if the speaker had no official duty to make the questioned statements, or if the speech was not the product of performing the tasks the employee was paid to perform."
In this case, the undisputed evidence shows that Jensen is a correctional officer employed by the Las Vegas Metropolitan Police Department and that he made the statements at issue on his days off while walking around Boulder City. The statements concerned a police officer employed by another city who, Jensen alleged, made false statements in connection with a criminal case brought against Jensen for dumping oil. It cannot legitimately be argued that Jensen's official duties as a correctional officer included speaking on his days off about police officers of other departments regarding their conduct in connection with a criminal case brought against him personally, nor can it be contended that he was paid to do so. Therefore, construing the evidence before it in the light most favorable to Jensen, the Court finds that Jensen was speaking as a private citizen.
As Defendants do not argue that their conduct satisfied the second step of the
In their motion, Defendants argue that Jensen was not disciplined for his expression of speech, but rather simply for being convicted of a misdemeanor. Defendants also contend that the discipline Jensen received was the minimum he could have received based upon his misdemeanor conviction. Thus, Defendants dispute that Jensen has satisfied the First Amendment causation requirements as set forth in the
The "substantial or motivating factor" inquiry is a question of fact, and "the plaintiff bears the burden of showing . . . [that the] speech was a substantial or motivating factor in the adverse action."
In arguing that Jensen was not disciplined for his speech, Defendants point to the fact that Jensen received a 40-hour suspension—the minimum discipline available for cases in which an employee has engaged in or admitted conduct less than a felony under LVMPD's Handbook and Guide for Managers and Supervisors.
The Court finds that Jensen has established a genuine issue of material fact as to whether his speech was a substantial or motivating factor in his discipline. First, although Jensen was convicted of a misdemeanor in October 2011,
Additionally, the fact that the Criticism of Official Acts violation was later removed from the Adjudication does not disprove that Jensen's discipline was at least partially based on that violation. "Curative measures simply do not tend to prove that a prior violation did not occur."
If the government employer fails the two-step
The Court finds that Jensen has established a genuine issue of material fact with respect to whether Defendants would have taken the same disciplinary action even if he had not made, or Defendants had not known of, the critical comments regarding another police officer. First, Defendants have not demonstrated undisputedly that Jensen would have automatically or definitely been disciplined for his misdemeanor conviction under LVMPD policy even absent his critical comments. This is to say that while conduct capable of disciplinary action (Jensen's conviction) was brought to the attention of IAB, the Court was not informed of any policy or practice by which IAB or LVMPD would lack the discretion to nonetheless decline to apply any disciplinary action based on that conduct. Rather, the Court understands LVMPD policy or practices to still allow discretion regarding the decision whether or not to recommend or implement disciplinary action after an investigation.
That IAB or LVMPD retained discretion over Jensen's discipline is supported by the deposition testimony of Captain Richard Suey, Jensen's supervisor and a member of the committee that developed the LVMPD disciplinary matrix. Dep. of Capt. Richard Suey 6:6-18, 27:20-21, Mot. Summ. J. Ex. I ("Suey Dep."). When asked, Captain Suey did not state that a major suspension would automatically result from an officer's misdemeanor conviction.
Defendants also argue that Lieutenant Walsh, Sergeant Barrett, and Officer Bozek cannot be held liable for violating Jensen's First Amendment rights because IAB itself does not issue any discipline. IAB investigates potential violations and makes recommendations, but the actual discipline imposed is ultimately determined by the officer's own chain of command. The Court finds that genuine issues of material fact exist as to whether Defendants Walsh, Barrett, and Bozek personally participated in the alleged violation of Jensen's First Amendment rights.
Generally, under 42 U.S.C. § 1983,
The Court finds that genuine issues of material fact preclude summary judgment with respect to each of the individual Defendants. With respect to Walsh, the evidence shows that the lieutenant supervising the IAB investigators must approve of the investigators' recommended findings before those findings can be sent to the allegedly offending officer's chain of command for the actual imposition of discipline. Suey Dep. at 18:21-25, 19:1-4. The Statement of Complaint shows that Walsh was assigned to Jensen's IAB complaint and that he completed his review of the complaint on October 30, 2013. Statement of Compl. 3, Mot. Summ. J. Ex. A. Moreover, Jensen testified that when he called IAB to voice his concerns about being disciplined for his speech, Walsh told him to "[i]nclude me in the lawsuit, too, because I was the one that approved that." Dep. of Duane Jensen 31:3-19, Mot. Summ. J. Ex. D.
As for Bozek and Barrett, the evidence shows that they were assigned as investigator and supervisor, respectively, to the IAB complaint regarding Jensen's conduct. Statement of Compl. 6, Mot. Summ. J. Ex. A. The investigator is primarily responsible for completing the investigation of the complaint, while the sergeant reviews the investigation before both officers confer with their lieutenant. Suey Dep. at 18:21-23.
Based upon this evidence, genuine issues of material fact exist as to (1) whether Walsh, Barrett, or Bozek set in motion a series of actions by Jensen's commanding officers which they knew (or reasonably should have known) would lead to the alleged violation of Jensen's First Amendment rights, and (2) whether Jensen's chain of command never would have made the decision to suspend him but for the conduct of Walsh, Barrett, or Bozek. There is no evidence in the record to confirm that such a disciplinary process could have occurred without the participation of these officers. Indeed, the record supports an inference that this was the normal process by which discipline was imposed, that the Defendants were therefore an indispensable part of the imposition of discipline on Jensen.
The Court also finds that the individual Defendants are not entitled to qualified immunity. In reaching this decision, the Court observes that the relevant question for purposes of qualified immunity is not (as Defendants argue) whether they were entitled to investigate Jensen, as that is not the conduct that he alleges violated his First Amendment rights. Instead, the Court analyzes the decision to issue a disposition recommending discipline for the violation of Criticism of Official Acts.
"Qualified immunity shields federal and state officials from money damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was `clearly established' at the time of the challenged conduct."
The Court finds that Walsh, Barrett, and Bozek are not entitled to qualified immunity. First, as explained above, the Court has found that Jensen spoke as a private citizen on a matter of public concern and that there are genuine issues of material fact as to whether Jensen's speech was a substantial or motivating factor for his discipline and whether Defendants personally participated in the alleged violation. Therefore, resolving all disputes in favor of Defendant, the Court finds that Defendants violated Jensen's First Amendment Rights for the purposes of its analysis of qualified immunity.
Second, the Court finds that Jensen's right to be free from retaliation for engaging in protected speech was clearly established when he was disciplined in January 2014. "[I]n 1968, the Supreme Court established that public employees have a First Amendment right to be free from retaliation for commenting on matters of public concern, even when the protected comments are critical of their employers."
It was also clearly established that Jensen's speech was made as a private citizen on a matter of public concern. In 2004, the Ninth Circuit held that "[u]nlawful conduct by a government employee," which is what Jensen's speech alleged, "is a matter of public concern."
Defendants argue correctly that "a reasonable but mistaken belief that [their] conduct was lawful would result in the grant of qualified immunity."
For the reasons stated above,
IT IS ORDERED that Defendants' Motion for Summary Judgment (ECF No. 28) is DENIED.