JEROME B. SIMANDLE, Chief District Judge.
Plaintiff Kathryn Van Orden ("Plaintiff") filed this suit individually and as administratix of the estate of her daughter, Celena J. Sylvestri, who drowned in her car after officials opened the floodgates of the Veterans Memorial Lake Dam in Salem County in anticipation of the arrival of Hurricane Irene in August 2011. Plaintiff brought this action against various municipal, county, and state officials alleging various statelaw tort claims and a state-created danger claim under 42 U.S.C. § 1983.
The state defendants asserted sovereign immunity under the Eleventh Amendment and have already been dismissed from this case. [Docket Item 32.]
In a subsequent opinion, the Court granted dismissal of the state law claims against Salem County and the Salem County Sheriff ("the Salem County Defendants"), but refused to dismiss on sovereign immunity grounds, and further denied summary judgment on the § 1983 claim for state created danger because discovery was not yet complete. [Docket Item 107.]
On March 31, 2015, the parties filed a stipulation of voluntary dismissal as to Defendant Pilesgrove Township, stating in part that "the parties agree that the dismissal of the Pilesgrove defendants will automatically convert to a dismissal with prejudice at the close of discovery." [Docket Item 71.] Pretrial factual discovery ended in this matter on August 31, 2015 and since no party has moved to reinstate Pilesgrove Township [
Presently before the Court are two motions for summary judgment on Plaintiff's state-created danger claim brought by the Woodstown Defendants and the Salem County Defendants.
The Veterans Memorial Lake Dam ("the Dam") is located in the Borough of Woodstown in Salem County, New Jersey, and is owned and operated by the Borough of Woodstown. (Vanaman Dep. 37:15-22; Woodstown Ex. 26, 33 "Maps.") While the State has oversight of the Dam through regulations and enforcement of the regulations, the operation of the Dam is solely the responsibility of the Borough of Woodstown. (
The Dam has an Emergency Action Plan ("EAP") in place. Under the EAP, Defendants are responsible for identifying and securing areas that are threatened by the Dam. (Pl. SMF ¶ 12.) The Dam's EAP delineates different roles and responsibilities for the municipal, county, and state offices of emergency management ("OEMs") as follows:
Municipal OEM Responsibilities:
County OEM Responsibilities:
NJ State OEM Responsibilities:
Hurricane Irene was a large and destructive tropical hurricane that hit Salem County, New Jersey on August 28, 2011. In anticipation of the hurricane, an evening briefing was held on August 25, 2011, two days prior to Irene's expected arrival, to give county staff and department heads an updated weather briefing from the National Weather Service and to stress to municipalities that they should prepare ahead of time for the storm. (Pompper Dep. 46:2-8, 54:13-24, 61-62; Woodstown Ex. 17, Salem County Power Point demonstration.) Based on experience with the damage wrought by a prior hurricane, Hurricane Floyd in 1999, and by another major storm two weeks earlier on August 14, 2011, both the Woodstown and Salem County Defendants knew there was the potential for severe flooding. (Pfeffer Dep. 102:2-9; 108-13-15.) During the prior storm on August 14, Harry Vanaman, the Emergency Management Coordinator for the Borough of Woodstown, in consultation with Richard Pfeffer, the Mayor of the Borough of Woodstown at the time, and Jeff Pompper, the Salem County Director of Emergency Services, opened the Dam's floodgates in response to rising waters in the Dam. (Vanaman Dep. 63:11-64:1.) Route 40 near Kings Highway was not affected by the opening of the floodgates on August 14, 2011. (Pfeffer Dep. 85:4-85:9.)
With the August 14 storm fresh in Defendants' mind, the main concern with Hurricane Irene was that the ground was still saturated with water from rainstorms occurring throughout the previous two weeks. (Pompper Dep. 70:7-19.) This meant there would likely be more runoff than normal. (
In deciding how to prepare for the Hurricane and a potential Dam breach, Woodstown had little concern regarding downstream effects, relying on a recent hydrologic and hydraulic analysis of the Dam ("Engineer Analysis"), which indicated that in the case of dam failure during a 100-year storm, there would be no negative impacts to residential homes or major highways 2500 feet or more downstream of the Dam. (Pl. Ex. 19, Remington and Vernick Engineers report, Woodstown/Pilesgrove/000018; Pfeffer Dep. 101:5-11, 107:20-22.) Based on the Engineer Analysis' finding, Defendants did not consider flooding at the Route 40 and Kings Highway intersection because it was around 10,000 feet downstream from the Dam. (Vanaman Dep. 258:5-14.)
Defendants also relied on the Woodstown's EAP "Inundation Maps" that predicted which areas would be affected if the Dam overtopped. (Pl. Ex. 11, "Inundation Map.") The maps did not include any residential or commercial structures or roadways in the "affected" areas, and more to the point, it did not include the intersection of Route 40 and Kings Highway as a predicted area for flooding. (
In anticipation of the storm, Governor Christie issued a state-wide State of Emergency. N.J. Exec. Or. No. 73 (Aug. 25, 2011). The emergency order authorized the State Director of Emergency Management, "through the police agencies under his control, to determine the control and direction of the flow of vehicular traffic on any State or interstate highway . . . including the right to detour, reroute, or divert any or all traffic . . ."
(Woodstown 000033-000037, Executive Order No. 73.)
Salem County also issued a travel ban which prohibited all non-emergency vehicles from traveling on any road in the County after 10:00 p.m. on August 27, 2011. (
On Friday, August 26, 2011, two days before Hurricane Irene hit, the Dam's floodgates were partially opened in order to lower the Dam's water levels on Memorial Lake to prevent the Dam from overtopping. (Vanaman Dep. 47:12-20, 60:1-9; Pompper Dep. 72:2-19, 76:4-20.) This decision was made by Mr. Vanaman, Mr. Pfeffer, and Mr. Pompper, with the intent to control flooding. (Vanaman Dep. 234:12-236:14; Pompper Dep. 72:2-76:20.) In anticipation of the coming heavy rains, the floodgates were fully opened the following day, August 27, 2011, to take pressure off the dam and provide a reservoir for the Hurricane's rains to fill. (Vanaman Dep. 60:1-9, 234:12-236:14, 238:9-242:13.) This decision was made by Mr. Vanaman, Mr. Pompper, and Mr. Pfeffer, who were concerned that if an upstream dam broke, it could threaten the integrity of the Veteran's Dam and potentially cause a total dam failure. (Vanaman Dep. 238:9-242:13; Pfeffer Dep. 80:23-84:11.)
Mr. Pompper, from Salem County, subsequently notified the South Regional Office of Emergency Management that Mr. Vanaman was concerned the Dam might overtop and so he was opening the floodgates. (Pompper Dep. 77:4-78:11.) Woodstown's Director of Public Safety, Chris Simmermon, called the New Jersey State Police to inform them that the Dam's floodgates had been fully opened. (Simmermon Dep. 129:6-17; Woodstown Ex. 10, "Woodstown/Pilesgrove 00042-00045.")
Despite opening the floodgates, the Dam still overtopped around 10:30 p.m. on August 27, 2011 and water flooded over Mill Street, the road that runs over the top of the Dam, triggering an emergency condition under the Emergency Action Plan for the Dam ("EAP"). (Vanaman Dep. 37:6-12, 89:9-13; Pompper Dep. 89:1-10.) When Mr. Vanaman learned that this had occurred, he ordered the Woodstown police to block off the affected area of Mill Street and notified the New Jersey State Police of the Dam's Conditions, pursuant to the EAP. (Pompper Dep. 88:13-89:10.) When Salem County heard that the Dam had overtopped, Mr. Pompper quickly notified nearby Pilesgrove Township and Dupont Chambers Works, an active chemical plant, but did not take any further action because State police indicated they were taking control since Route 40 near Kings Highway is in the jurisdiction of the State police. (Pompper Dep. 105:23-106:17; 115:1-15.)
Due to the severity of the flooding, at around 9:43 p.m. on August 27, the New Jersey State Police told Salem County that they would close the affected section of Route 40 east of Kings Highway within the next four hours. (
In the Borough of Woodstown, almost every road was flooded and bridges were giving out; Woodstown had no control over the water coming from upstream. (Vanaman Dep. 447-450.) The Woodstown Police Department was continuously responding "from one emergency to the next" throughout the storm. (Simmermon Dep. 25.) Three people were required to evacuate when water flooded their home from a failed dam upstream, the East Lake Dam. (Vanaman Dep. 226.) The Woodstown Police Department was busy pulling people out of flooded cars. (Simmermon Dep. 144:1-10.)
At around 11:00 p.m. on August 27, 2011, Route 40 at Chestnut Run, a tributary which flows into the Salem River downstream of the Dam, overtopped with water and shut down Route 40/45 upstream of the Route 40 and Kings Highway intersection. (Zilinksi Dep. 63:11-65:2; Simmermon Dep. 156:12-157:9, 162:13-163:4; Vanaman Dep. 304:21-305:15.
At around 1:00 a.m. on August 28, 2011, Ms. Sylvestri called the 911 Emergency Center indicating she was trapped in her car on Route 40 at the intersection of Kings Highway with water up to her neck. (Oliveto Dep 9:20-13:5; Woodstown Ex. 20, "Sworn Statement of Daniel Cumming.") Ms. Sylvestri had been aware of the Salem County travel ban, as well as the State of Emergency, but departed her home around 11 p.m. to visit a friend. (Oliveto Dep. 28:18-29:6.) Detective Cumming who responded on-scene to Ms. Sylvestri's call, reported that "the weather conditions throughout the evening prior to and during the initial part of our response included heavy downpours of rain and strong winds. Visibility was extremely low due to the weather and darkness of night." (Woodstown Ex. 21, Cumming Report.) Mr. Cunning further stated, "upon arrival on scene, the responders [State Police and Fire Department] encountered not only the weather conditions, but what appeared to be flash flooding of US 40." (
The last time the Dam overtopped was during Hurricane Floyd in 1999. (Executive Director for Lower Township Municipal Utilities Authority, Carl DeMercantonio Dep. 79:1-10.) During that storm, the Dam's floodgates were opened several days prior to the storm. (
After Hurricane Floyd, the Borough of Woodstown began repairs on Veterans Memorial Lake. (
The record shows that Woodstown was again contacted repeatedly in February, March, July, and August 2007 because of an overdue dam safety inspection report, which required Woodstown to conduct a "visual dam safety inspection and submit a detailed report on the findings." (
In July, 2011 Woodstown conducted an Engineer Analysis, with "the intent to gather all existing information for the dam, including previous studies that had been performed for areas upstream and downstream of the site." (Woodstown Ex. 16, "R & V Report," Woodstown/Pilesgrove 000018.) The information from the studies was then used to develop models to determine potential flooding impacts on downstream properties during both a 24-hour and 100-year storm. (
Pursuant to Fed. R. Civ. P. 56(c), a motion for summary judgment will be granted if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine dispute as to any material fact and that the moving party is entitled to judgment as a matter of law.
In deciding a motion for summary judgment, the court's role is not to evaluate the evidence and decide the truth of the matter, but to determine whether there is a genuine issue for trial.
The threshold question in any § 1983 lawsuit is whether the plaintiff has sufficiently alleged a deprivation of a constitutional right. Plaintiff's claim invokes the substantive component of the Due Process Clause of the Fourteenth Amendment, which "protects individual liberty against certain government actions regardless of the fairness of the procedures used to implement them."
However, the
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Plaintiff has suffered a grievous tragedy no mother should have to bear. However, even giving all reasonable inferences to Plaintiff, the facts as alleged do not indicate that this tragedy was the result of a state-created danger. For the reasons set forth below, this Court holds that Plaintiff has not raised a genuine issue of material fact to counter either Salem County or Woodstown Defendants' Motions for Summary Judgment. Based on the factual record as put forth, no reasonable fact-finder could find that Defendants had acted in a manner that satisfied all four elements of a state-created danger test. Therefore, Plaintiff has not alleged a cognizable claim under § 1983.
The decision to open the floodgates does not amount to a state-created danger because no reasonable juror could find that Defendant's actions shocked the conscience.
Plaintiff alleges in her Complaint that the decision to open the floodgates without closing Route 40 or providing law enforcement where Ms. Sylvestri was swept away was wrongful and conscious shocking (Cl. ¶ 6). Defendants Woodstown and Salem County argue that there is nothing in the record to establish that the decision to open the floodgates was a wrongful decision, let alone a conscience-shocking one. (Woodstown MSJ at 10; Salem County MSJ at 11.) The Court finds Plaintiff fails to raise a genuine issue over whether the Salem County or Woodstown Defendants consciously disregarded a great risk of serious harm by deciding to open the floodgates during Hurricane Irene.
The Supreme Court has emphasized that the "touchstone of due process" is protection against arbitrary government action.
The measure of what actions count as conscience shocking is "no calibrated yard stick," and is a highly fact-specific inquiry.
Three possible standards of culpability can be used to determine whether state action shocks the conscience: (1) intent to cause harm; (2) deliberate indifference; or (3) gross negligence or arbitrariness that indeed shocks the conscience.
In the context of municipal liability, as is the case at hand, the Supreme Court has defined deliberate indifference as a more "stringent standard of fault, requiring proof that a municipal actor disregarded a known or obvious consequence of his action."
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A Plaintiff can get around the subjective requirement of the deliberate indifference standard if the risk of harm is clearly obvious. See
In the present case, there is nothing in the record to show that opening the floodgates posed such an "obvious" risk of harm to drivers like Ms. Sylvestri at the Route 40 and Kings Highway intersection. Nor does the evidence create any question as to whether Defendants were consciously aware of such a risk and chose to ignore it. No reasonable jury could find that either the Woodstown or Salem County Defendants were actively aware, or recklessly unaware, of the threat to drivers on Route 40 near Kings Highway upon opening their floodgates because: (1) opening the Dam's floodgates was a necessary procedure to prevent the Dam from overtopping; (2) the recent Engineer Analysis classified the Dam as low hazard, meaning it did not predict any disaster effects, and indicated a dam failure would not impact residential highways such as Route 40; (3) the Inundation Map predicting what areas would flood if the Dam overtopped did not include Route 40 and Kings Highway; and (4) there was a county-wide travel ban and a State of Emergency in place that prevented drivers like Ms. Sylvestri from driving on the roads. Thus, Ms. Sylvestri's death regrettably was not a "known or obvious consequence" to opening the floodgates.
First, and quite significantly, opening the floodgates was a necessary protocol for relieving pressure from the Dam in order to prevent overtopping or full dam failure. (Vanaman Dep. 238:15-16.) The Woodstown and Salem County emergency actors were concerned about the Dam being able to withstand the pressure if another dam upstream broke during the Hurricane, so they took the only possible precaution in opening the floodgates. (Vanaman Dep. 238:9-242:14; Pfeffer Dep. 80:23-84:11.) Opening the floodgates created a reservoir so that the lake could absorb extra water from the anticipated hurricane and potential dam breaches from other dams. (Vanaman Dep. 234:12-236:14.) In a storm just two weeks prior on August 14, 2011, the Defendants had opened the floodgates to relieve pressure on the Dam and experienced no flooding near Route 40. (Vanaman Dep. 245.) After that storm, the Defendants held an informal critique discussing how everything went when opening the Dam and whether any improvements needed to be made.
Second, Defendants relied on a professional engineer analysis to determine that opening the floodgate was a safe measure that would not affect any residential areas or roadways such as Route 40. The Engineer Analysis by Remington and Vernick, which Woodstown received August 10, 2011, stated that in the event of a 100-year or 24 hour storm with dam failure there was no danger of "negative impacts to residential homes, major highways or railroads." (Woodstown Ex. 16, R & V report — Woodstown/Pilesgrove/000018.) Just as the court in
Based on these reports, the Defendants did not expect the effects of opening the floodgates to be something they could not control, or to extend to roadways such as the intersection of Route 40 and Kings Highway. The Analysis examined the effects of total dam failure, which releases significantly more water than simply opening the floodgates. It was conducted by reputable engineers just a few weeks prior to Hurricane Irene. For Defendants to assume that there would be no significant harm to Route 40 and Kings Highway intersection based upon this report, even if Plaintiffs were able to prove correlation between opening the floodgates and the severity of the flooding at Route 40, does not arise to the level of deliberate indifference. In opening the floodgates, Defendants were simply not aware, nor recklessly unaware, of any risk for them to deliberately disregard.
Further, Defendants relied on the EAP for the Dam to infer that the area near Route 40 and Kings Highway would not be affected by flooding in the event of the Dam overtopping. The inundation map for the Dam, which predicts areas to be affected by the Dam overtopping, did not include Ms. Sylvestri's location in the anticipated flood-zones. (Woodstown Ex. 28, Inundation Map.) Under the section titled, "Description of Inundated Area," the EAP for the Dam stated, "Undeveloped Salem River Flood Plain. No residential or commercial structures or roadways are within the inundation area." (Woodstown Ex. 39, "Description of Inundated Areas") (emphasis added).
Finally, for several hours preceding and including the time of Ms. Sylvestri's drive through the severe storm, there was a County-wide travel ban in place (Woodstown Ex. 18 "Travel Ban"), along with Governor Christie's State of Emergency (Executive Order No. 73), which gave Defendants reason to believe no one would be on the roads, especially in rural areas such as Route 40 and Kings Highway. This further reinforces the idea that neither the Woodstown nor Salem County Defendants "subjectively appreciated and consciously ignored" a risk of serious harm to drivers at Route 40 by opening the floodgates.
Vanaman, Pfeffer, and Pompper were certainly aware of the risks associated with opening the floodgates, for which they took adequate safety precautions and emergency measures, mainly in preparation for the flooding of Mill Street. There is no evidence from which a reasonable jury could conclude that any of these individuals were aware that the risks of opening the floodgates could affect as far downstream as Route 40 and Kings Highway; thus, such a result from opening the Dam's floodgates was not a risk for them to "subjectively appreciate and consciously ignore."
Plaintiff must allege facts demonstrating that she can reasonably meet each of the four
Plaintiff alleges that the Woodstown Defendants violated her substantive due process rights by failing to maintain an updated EAP. In granting summary judgment to Woodstown on this claim, the Court need not look further than the first element of the state-created danger claim. The record does not raise a genuine question as to whether the harm was a "fairly direct" result of Woodstown's actions in not maintaining an updated EAP. Thus Plaintiff has not adequately pled a state-created danger claim and summary judgment will be granted in favor of the Woodstown Defendants.
State actors are not liable every time their actions could potentially set into motion a chain of events that result in harm. The Supreme Court has explained for instance, that "[a] legislative decision that has an incremental impact on the probability that death will result in any given situation — such as setting the speed limit at 55-miles-per-hour instead of 45 — cannot be characterized as state action depriving a person of life just because it may set in motion a chain of events that ultimately leads to the random death of an innocent bystander."
The crux of Plaintiff's argument is exactly the kind the Court in
Here too, there are too many attenuated variables to find that Woodstown's failure to update the EAP was the "catalyst" for Ms. Sylvestri's death. Even if Plaintiff could show that opening the floodgates did indeed cause the flooding at the Route 40 intersection, which the experts on each side dispute, there is nothing in the record to support a juror finding that changes in the EAP would have created a different outcome. There is no evidence of causation because: (1) the Woodstown Defendants did not have the jurisdiction to close the area of Route 40 where Ms. Sylvestri drowned; (2) if Defendants did not open the floodgates, the Dam would have overtopped causing greater flooding; (3) Defendants had to weigh many competing factors in deciding how to allocate limited emergency resources; and (4) the potential effects from the failure to update the EAP after Hurricane Floyd were cured prior to Hurricane Irene.
It is undisputed that the Woodstown Defendants did not have the authority to close the road themselves. The area of Route 40 where Ms. Sylvestri drowned was not located within the Borough of Woodstown, (
Since the State police during Hurricane Irene knew that Route 40 was flooded, any updates to the EAP to include the fact that the area had flooded during Hurricane Floyd would not have made a difference. After the floodgates had been opened, the State police knew that Route 40 was affected and took what they believed to be appropriate measures. At 9:43 p.m. on August 27, 2011, Sergeant Miller reported that the State police would close the Route 40 Bridge east of Kings Highway "within the next four hours." (Woodstown Ex. 19, "Phone Message from Sergeant Jay Miller of New Jersey State Police.") Sergeant Miller testified that even if the police had known earlier that flooding would occur in that area, they would have had no way to block the highway. (Statement of Jay Miller 6:5-8.) New Jersey State Police Detective Daniel Cunning noted in his report that, "the weather conditions throughout the evening prior to and during the initial part of our response included heavy downpours of rain and strong winds. Visibility was extremely low due to the weather and darkness of the night." (Woodstown Ex. 21, "Cunning Report.") The State police had even requested barriers to close the road, but were denied because the high winds would turn the cones and signage into dangerous projectiles. (
Further, even if Woodstown had jurisdiction to close the road (which they undisputedly did not), its decision as to how to allocate its resources during an emergency requires careful policy determinations. The Woodstown Defendants had a "host of policy choices" to make, both before and during Hurricane Irene.
The flooding of Route 40 near Kings Highway was by no means the only dangerous situation near the Borough or County at the time. (
Finally, while there may not have been an immediate update to the EAP following Hurricane Floyd, this was eventually cured and did not cause any lasting inadequacies in the EAP. The Emergency Operation Plan ("EOP") for the Borough of Woodstown was updated prior to Hurricane Irene. Mr. Vanaman as the Emergency Management Coordinator for the Borough, testified that he reviewed and updated the EOP in March 2011. (Vanaman Dep. 479:8-17.) Mr. Vanaman did not choose to update the Emergency Action Plan for Veterans Memorial Lake, because "if something in this document did not need to be updated, it stayed the same as it was before." (Vanaman Dep. 479:18-21.) Mr. Vanaman also conducted at least two training sessions prior to August 2011, training employees on opening the floodgates and determining if a dam was in an advisory, warning, or emergency condition. (Vanaman Dep. 167:12-24; 221:16-223:27.) Additionally, the Engineer Analysis, which predicted no impact to residential roadways, was conducted prior to Hurricane Irene and satisfied the requirement that Woodstown conduct a "visual dam safety inspection" pursuant to N.J.A.C. 7:20-1.11(c).
The Court thus finds no reasonable juror could determine that updating the EAP prior to Hurricane Irene would have had any material impact on Woodstown's actions. Plaintiff can therefore not establish that the Woodstown Defendants' actions were the "catalyst" for Ms. Sylvestri's death, and her statecreated danger claim will fail. Summary Judgment will further be granted in favor of the Woodstown Defendants on this claim and those parties are dismissed.
The Supreme Court has counseled a restrained approach in the area of substantive due process.
489 U.S. at 203.
Again, in
Under our state-created danger jurisprudence, this Court cannot find that the Woodstown or Salem County Defendants' decision to open the flood gates, or the Woodstown Defendants' alleged failure to update the EAP, amounts to a state-created danger. For the foregoing reasons, the respective Summary Judgment Motions for the Salem County and Woodstown Defendants are granted. Plaintiff's state-created danger claim is hereby dismissed. An appropriate Order follows.