CARLSON, Presiding Justice, for the Court:
¶ 1. Roger Eric Thorson was indicted on June 3, 1987, and charged with the capital murder of Gloria McKinney, his ex-girlfriend, during the commission of a kidnapping on March 4, 1987. On Thorson's direct appeal of his capital-murder conviction and sentence of death, this Court affirmed the trial court on all issues except a Batson issue, and the case was remanded to the trial court to conduct a Batson
¶ 2. Thorson subsequently filed a Petition for Post-Conviction Relief with this Court, seeking an Atkins hearing pursuant to Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002); Lynch v. State, 951 So.2d 549 (Miss.2007); and Chase v. State, 873 So.2d 1013 (Miss.2004). See Thorson v. State, 994 So.2d 707, 709 (Miss.2007). We granted Thorson relief and permitted him an evidentiary hearing to determine whether he was mentally retarded. Id. On January 7-8, 2010, the Circuit Court of the Second Judicial District of Harrison County conducted a hearing, with Judge Roger T. Clark presiding. After the hearing, Judge Clark took the matter under advisement, directed the court reporter to transcribe the proceedings and to furnish copies of the transcript to counsel for the parties, and established a briefing schedule. Once all briefs had been submitted, Judge Clark, on June 4, 2010, entered an eight-page order thoroughly discussing the issue before him and finding that Thorson was not mentally retarded under Atkins. Upon entry of this order denying his petition for post-conviction relief under Atkins, Thorson appealed to us.
¶ 3. The Court heard oral arguments of counsel and received from the parties, through counsel, post-argument citation of supplemental authority under Mississippi Rule of Appellate Procedure 28(j). Upon review, we find that the trial court did not abuse its discretion by finding that Thorson was not mentally retarded. The record supports the trial court's finding that Thorson failed to meet the first prong of Atkins, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335.
¶ 4. At the evidentiary hearing on January 7-8, 2010, both the defense and the State offered expert testimony on the issue of whether Thorson was mentally retarded under Atkins, which required Thorson to show that: (1) he had significantly subaverage intellectual functioning; (2) he had deficits in two or more adaptive skills; (3) he was eighteen years of age or younger when the retardation manifested itself; and (4) he was not malingering. See Chase, 873 So.2d at 1027-29 (interpreting Atkins, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335).
¶ 5. Thorson called Dr. Victoria Swanson and Dr. Mark Zimmerman,
¶ 6. Having heard testimony from both parties' experts and having considered all the IQ tests performed on Thorson, the trial court found that Thorson had failed to show that he had an IQ of 75 or below:
¶ 7. In reaching his conclusion that Thorson did not have an IQ of 75 or below, the trial judge did not find Thorson's experts' reliance on the Flynn Effect to be persuasive. The Flynn Effect "is a phenomenon positing that, over time, standardized IQ test scores tend to increase with the age of the test without a corresponding
¶ 8. Notwithstanding the trial court's finding that Thorson had not met the first prong of Atkins, the trial court, "out of an abundance of caution ... reviewed the evidence regarding the other three prongs of the Atkins test, adaptive skills, manifestation before age eighteen, and malingering."
¶ 9. In contrast, Dr. Swanson conducted a Vineland-II Adaptive Behavior Scales (VABS-II) test and an Adaptive Behavior Assessment System-II (ABAS-II)
¶ 10. Aside from the Vineland test, Dr. Swanson also interviewed several other witnesses familiar with Thorson and reviewed numerous documents relating to Thorson's history. She conducted other tests
¶ 11. In light of these findings, her mental examination of Thorson, and the Vineland test, Dr. Swanson further concluded that Thorson currently had "significant limitations," which satisfied Atkins's second prong, in communication, functional academics, self-direction, and work skills.
¶ 12. Viewing all the evidence offered at the hearing concerning Thorson's adaptive functioning, the trial court found Dr. Swanson's retrospective tests to be "unreliable and unpersuasive." The trial court stated,
¶ 13. The trial judge then specifically discussed the evidence in support of his conclusion that Thorson had failed to prove adaptive deficits in communication and work skills. He found that the "record is replete with examples of Thorson's ability to communicate, albeit not always truthfully." He also found that a social-history evaluation performed circa 2001 noted that Thorson's development was within the normal range; Thorson's medical requests from 1988 to 1998 demonstrate an ability to ask for specific medications and to monitor the medications he received; and a neurologist, Dr. Sidney Smith, had examined Thorson on April 3, 1987, and had found that Thorson was "completely oriented" and without "cognitive deficits." The trial court also pointed out that Dr. McMichael had testified Thorson's vocabulary and word use, as demonstrated in his videotaped statement, was not consistent with a mentally retarded person.
¶ 14. Regarding work skills, the trial court found that Thorson had maintained several jobs from 1974 to 1987, and some of those jobs had lasted for more than a year. The trial court reasoned that the record did not reveal why Thorson had left these jobs or had been asked to leave. Additionally, the trial court noted that
¶ 15. Both Dr. MacVaugh and Dr. Swanson agreed that Thorson had a deficit in academic functioning. The trial judge even stated that "except for the deficit in academics the defendant has failed to establish significant deficits in any other adaptive functioning." However, the trial court further explained that Thorson had failed to prove by a preponderance of the evidence that Thorson's academic deficits "were caused by his mental retardation." Accordingly, the trial court concluded that Thorson did not have a deficit in academic functioning for purposes of Atkins. The trial judge did not provide any specific discussion as to why Thorson did not have a deficit in self-direction.
¶ 16. In today's appeal, Thorson argues that the trial court committed clear error when it found that Thorson was not mentally retarded under Atkins. Thorson alleges that the trial court committed several errors, arguing that the trial court abused its discretion (1) in permitting Dr. MacVaugh and Dr. McMichael to offer expert testimony for the State related to the assessment or diagnosis of mental retardation; (2) by not relying on Dr. Swanson's and Dr. Zimmerman's expert assessments and diagnoses of mental retardation; (3) by accepting Dr. MacVaugh's and Dr. McMichael's determination that Thorson did not exhibit significantly subaverage intellectual functioning; (4) by rejecting Dr. Swanson's and Dr. Zimmerman's determination that Thorson exhibited significantly subaverage intellectual functioning; (5) by ignoring scientifically established errors of measurement for the assessment of significantly subaverage intellectual functioning; (6) by accepting Dr. MacVaugh's and Dr. McMichael's determinations that Thorson did not have concurrent deficits or impairments in at least two areas of adaptive functioning; (7) by rejecting Dr. Swanson's determination that Thorson exhibited concurrent deficits or impairments in at least two areas of adaptive functioning; (8) by rejecting Dr. Swanson's use of retrospective testing for adaptive functioning; (9) by rejecting Dr. Swanson's clinical judgment; and (10) by applying an incorrect standard to the adaptive-functioning prong of a mental-retardation assessment and ignoring clear evidence of onset prior to age eighteen.
¶ 17. For purposes of this opinion, we have combined some of these issues. Moreover, because this Court finds the first issue to be dispositive, we do not address the second Atkins prong—deficits in adaptive functioning—or any issues raised by Thorson pertaining thereto.
¶ 18. "When reviewing a lower court's decision to deny a petition for post conviction relief this Court will not disturb the trial court's factual findings unless they are found to be clearly erroneous." Doss v. State, 19 So.3d 690, 694 (Miss.2009) (citing Brown v. State, 731 So.2d 595, 598 (Miss.1999)) (citations omitted). This Court "must examine the entire record and accept `that evidence which supports or reasonably tends to support the findings of fact made below, together with all reasonable inferences which may be drawn therefrom and which favor the lower court's findings of fact....'" Doss, 19 So.3d at 694 (citing Mullins v. Ratcliff, 515 So.2d 1183, 1189 (Miss.1987)) (citations omitted).
¶ 19. However, "`where questions of law are raised the applicable standard of review is de novo.'" Doss, 19 So.3d at 694 (citing Brown v. State, 731 So.2d at 598). "The burden of proof at an evidentiary
¶ 20. In Atkins, 536 U.S. at 321, 122 S.Ct. 2242, the United States Supreme Court held that imposing the death penalty on mentally retarded inmates constituted cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution. The Atkins decision left to the States "the task of developing appropriate ways to enforce the constitutional restriction upon [their] execution of sentences." Lynch, 951 So.2d at 556 (citing Atkins, 536 U.S. at 317, 122 S.Ct. 2242) (citations omitted).
¶ 21. In Atkins, the majority approvingly cited two definitions of mental retardation. The American Association on Mental Retardation
Chase, 873 So.2d at 1027 (quoting Atkins, 536 U.S. at 308 n. 3, 122 S.Ct. 2242). The American Psychiatric Association (APA) provided the second, similar definition of mental retardation:
Chase, 873 So.2d at 1028 (citing Diagnostic and Statistical Manual of Mental Disorders
¶ 22. In Foster v. State, 848 So.2d 172, 175 (Miss.2003), this Court adopted these definitions and further held that "the Minnesota Multiphasic Personality Inventory-II (MMPI-II) is to be administered since its associated validity scales make the test best suited to detect malingering...." In Chase, we clarified this statement, "stating that the expert should use the MMPI-II, and/or any other tests and procedures permitted under the Mississippi Rules of Evidence, and deemed necessary to assist the expert and the trial court in forming an opinion as to whether the defendant is malingering." Chase, 873 So.2d at 1028 n. 19.
¶ 23. In Chase, this Court held that no defendant can be adjudged mentally retarded under the Eighth Amendment unless the defendant produces an expert who testifies that:
Chase, 873 So.2d at 1029.
¶ 24. In Chase, this Court explained that the DSM-IV provides that "`mild' mental retardation is typically used to describe persons with an IQ level of 50-55 to approximately 70." Chase, 873 So.2d at 1028 n. 18. Accordingly, we note that the cutoff for mild mental retardation is an IQ of 70, which is two standard deviations of 15 points below the mean of 100, as measured by the Wechsler Adult Intelligence Scale. See Atkins, 536 U.S. at 309 n. 5, 122 S.Ct. 2242; Bowling v. Commonwealth of Kentucky, 163 S.W.3d 361, 374-75 (Ky. 2005) (informing that the Wechsler Adult Intelligence Scale (3rd. ed.) defines significantly subaverage intellectual functioning as ... two or more standard deviations below the mean).
¶ 25. In Chase, this Court noted further that "mental retardation may, under certain conditions, be present in an individual with an IQ of up to 75" if this individual "exhibit[s] significant deficits in adaptive behavior." Chase, 873 So.2d at 1028, 1028 n. 18. Therefore, if a defendant proves by a preponderance of the evidence that his or her IQ falls at or below the cutoff for mild mental retardation,
¶ 26. This Court also explained that any defense expert addressing whether a defendant meets the requirements of Atkins "must be a licensed psychologist or psychiatrist, qualified as an expert in the field of assessing mental retardation, and further qualified as an expert in the administration and interpretation of tests, and in the evaluation of persons, for purposes of determining mental retardation." Chase, 873 So.2d at 1029.
¶ 27. Ultimately, to prove mental retardation, a defendant must show by a preponderance of the evidence that (1) he has significantly subaverage intellectual functioning (2) he has deficits in two or more adaptive skills; (3) he was eighteen or younger when the retardation manifested
¶ 28. The trial judge declared Dr. MacVaugh to be an expert in forensic psychology with a particular emphasis in Atkins determinations and Dr. McMichael to be an expert in the field of forensic psychology. Thorson contends that the trial court abused its discretion by allowing Dr. MacVaugh and Dr. McMichael to testify. Specifically, Thorson argues that Dr. MacVaugh's and Dr. McMichael's backgrounds, training, and experience do not qualify them as experts under Chase, and allowing them to testify would render the Atkins decision illusory.
¶ 29. In support of this argument, Thorson argues that Dr. MacVaugh was admitted only as an expert in forensic psychology and that Dr. MacVaugh admitted that he was self-educated on Atkins. Thorson also points out that Dr. MacVaugh is not board-certified and argues that he has insufficient experience, focusing his practice solely on forensic psychology and having "only personally examined `probably a hundred' individuals to determine whether or not they are mentally retarded, much of which was done in his doctorate and post-doctorate training." Moreover, Thorson contends that Dr. MacVaugh has assessed individuals for mental retardation only twenty-five times in the last four years, which is obviously insufficient.
¶ 30. Thorson also argues that Dr. McMichael was improperly qualified to testify as an expert under Chase, which requires qualification "as an expert in the field of assessing mental retardation ... [and] in the administration and interpretation of tests...." See Chase, 873 So.2d at 1029. Thorson points out that Dr. McMichael candidly admitted that he neither administers nor interprets results for the purpose of diagnosing patients as mentally retarded and that he has not done many evaluations for the sole purpose of determining mental retardation.
¶ 31. The State argues that Thorson waived any objections to both of the State's experts because Thorson did not object to the trial court's expert certification of either Dr. MacVaugh or Dr. McMichael. The State argues that "[h]eightened appellate scrutiny in death penalty cases does not require abandonment of our contemporaneous objection rule which applies with equal force to death cases." See Scott v. State, 878 So.2d 933, 953 (Miss. 2004), overruled on other grounds by Chamberlin v. State, 989 So.2d 320 (Miss. 2008).
¶ 32. Alternatively, the State argues that Dr. MacVaugh was properly qualified as an expert. In support of this argument, the State cites Doss v. State, 19 So.3d 690 (Miss.2009), and Wiley v. Epps, 668 F.Supp.2d 848 (N.D.Miss.2009), in which Dr. MacVaugh was certified as an expert. The State argues that Dr. MacVaugh's experience—performing hundreds of assessments—not only makes him qualified to assess mental retardation in a clinical context, but also makes him uniquely qualified to assess mental retardation in individuals on death row. Additionally, the State argues that Dr. McMichael, Service Chief of the Forensic Services Unit at the Mississippi State Hospital, was correctly qualified to testify under Atkins. The State contends that Dr. McMichael is a licensed forensic psychiatrist.
¶ 33. This Court finds that the trial court did not abuse its discretion by permitting
¶ 34. In its Order, the trial court found that Thorson had failed to prove mental retardation by a preponderance of the evidence. Thorson now argues that the trial court abused its discretion by not relying on Thorson's more experienced experts who testified that Thorson suffered from mild mental retardation.
¶ 35. In support of this argument, Thorson describes his experts' credentials. Thorson points out that Dr. Zimmerman has had extensive experience in testing individuals for mental retardation as part of his clinical practice, having, inter alia, been responsible for assessing individuals to determine whether they were qualified for admission into the Lufkin State School in Texas. Dr. Zimmerman also has tested hundreds, if not thousands, of individuals for mental retardation and has been qualified as an expert in several states. Thorson also points out that Dr. Swanson, a clinical psychologist, testified for Thorson. Dr. Swanson is eminently qualified, having assessed and tested "thousands and thousands" of people for mental retardation since 1973. Dr. Swanson ultimately testified that, with a reasonable degree of medical certainty, she believed Thorson is mentally retarded under Atkins.
¶ 36. This Court finds that Thorson's argument is misplaced. Thorson cannot show that the trial court abused its discretion simply because Thorson's two experts are vastly experienced in assessing mental retardation. This Court has never rubber-stamped the opinions of experts simply because the experts are experienced. See Miss. R. Evid. 702; see also Edmonds v. State, 955 So.2d 787, 791 (Miss.2007) (excluding the testimony of a qualified expert's testimony and explaining that "a court should not give such an expert carte blanche to proffer any opinion he chooses").
¶ 37. Relying on the testimony of Dr. McMichael and Dr. MacVaugh, the
¶ 38. Thorson argues that Dr. MacVaugh administered no tests to determine Thorson's level of intellectual functioning. Instead, six doctoral-level students performed most of the substantive work that Dr. MacVaugh relied upon in forming his expert opinion that Thorson is not mentally retarded. Dr. Robert Storer, a post-doctoral psychologist, administered the IQ test upon which Dr. MacVaugh based his expert report. Thorson argues that the State "should not be allowed to bootstrap potentially unscientific or improper testing performed by a potentially unqualified, and absent, witness by allowing another witness to `rely' on the work of the absent witness." Thorson also points out that Dr. McMichael candidly admitted that he does not administer or interpret IQ tests.
¶ 39. Moreover, Thorson argues that, even assuming Dr. MacVaugh's reliance on the work of others in reaching his conclusions comports with the APA and the AAIDD, then the Full-Scale IQ (FSIQ) of 79 that resulted from the State's IQ testing of Thorson should be reported with a confidence interval of between 75 and 83, without applying the Flynn Effect and the tree-stump effect.
¶ 40. Pointing to his own experts' findings, Thorson continues to argue that the trial court abused its discretion in finding that Thorson did not have subaverage intellectual functioning. He points out that Dr. Zimmerman's personally conducted IQ test
¶ 41. Thorson continues, providing that Dr. Swanson determined, based on her extensive review of Thorson, that Thorson's full-scale IQ was probably around 71 or 72 and that Thorson had not been malingering. Dr. Swanson did not personally perform an IQ test but reviewed IQ tests conducted by Dr. Gasparrini in 1988, by Dr. Zimmerman in 2005, and at Whitfield in 2008. She also testified that Thorson's intellectual development "topped off" somewhere around the sixth grade, consistent with mild mental retardation, and that Thorson was still functioning at that sixth-grade level.
¶ 43. The State adds that Dr. MacVaugh also reviewed Thorson's report cards from first grade through his sophomore year at Ocean Springs High School. According to the State, these progress reports indicated that Thorson did not apply himself in school. The State also provided a copy of Thorson's General Educational Development Test (GED) or High School Equivalency Diploma. In addition, the State pointed out that Dr. MacVaugh's IQ score of 79 was within two points of Dr. Gasparrini's 1988 score of 77, despite the fact that these scores were achieved on two different editions of a test, administered decades apart.
¶ 44. Dr. McMichael testified that Thorson failed to meet the first Atkins prong because Thorson did not have a sufficiently low IQ. He testified that Thorson's word choice in his videotaped statement was not consistent with someone who was mentally retarded.
¶ 45. Having considered the record, we find the trial court did not abuse its discretion by relying on the testimony of the State's experts and finding that Thorson does not have an IQ of 75 or below. Although Dr. MacVaugh did not personally administer the IQ test to Thorson, the test was administered by a post-doctoral psychologist, present in the courtroom on the day of the hearing. Thorson did not object to Dr. MacVaugh's testimony before the trial court, and even assuming that Thorson had made a contemporaneous objection, Mississippi Rule of Evidence 703 permits experts to base their opinions on evidence not in the record so long as experts in the field ordinarily rely on such opinions in forming their opinions. Here, all of the IQ tests performed on Thorson were submitted into evidence and subject to cross-examination. Both Dr. MacVaugh and Dr. Swanson relied on IQ tests performed by other psychologists in reaching their opinions. This argument is without merit.
¶ 46. Moreover, the trial judge had ample evidence before him in the form of two IQ tests above 75 to determine that Thorson was not mentally retarded. Although the margin of error or confidence interval in Dr. MacVaugh's IQ test of 79 was 75-83, we find that the trial court committed no error by not picking the low end of an error margin to serve as a basis for finding that Thorson had proven mental retardation by a preponderance of the evidence, especially in light of the other IQ test score above 75. As Dr. MacVaugh stated, "[I]t's a little intellectually dishonest to do that because you don't interpret a score only as existing in the low end of the
¶ 47. Accordingly, because of the varying IQ tests and the fact that Thorson had the burden of proof, we find that Thorson did not prove by a preponderance of the evidence that he has significantly subaverage intellectual functioning. Of course, this argument presupposes that the trial court did not abuse its discretion by not applying margins of error to the IQ tests, which is the next issue this Court will address.
¶ 48. As stated, the trial court found that Thorson had not proven significantly subaverage intellectual functioning. The trial court, however, did not apply the Flynn Effect
Allen, 614 F.Supp.2d at 1275.
¶ 49. The trial court considered these phenomena in its Order; however, in finding
¶ 50. Thorson now argues on appeal that the trial court abused its discretion by not applying the Flynn Effect or the tree-stump effect to lower Thorson's IQ score. Thorson points out that Dr. Swanson testified that failure to take the Flynn Effect into account results in an artificially high IQ score. Dr. Swanson wrote in her expert report that "[t]he Flynn Effect is generally accepted in the scientific community and experts in the field of mental retardation recommend that both the obtained and Flynn-adjusted IQ scores be reported in Atkins-related cases." Moreover, Thorson states that the AAIDD recognizes the Flynn Effect as necessary for reliability, particularly when conducting retrospective diagnoses, "when the individual with mental retardation did not receive an official diagnosis of mental retardation during the developmental period."
¶ 51. According to Dr. Swanson, Thorson's IQ is likely 71 or 72, applying these adjustments to Thorson's varying IQ scores. Dr. Swanson's report stated,
¶ 52. Thorson also points out that Dr. MacVaugh, in his report, applied the Flynn Effect and incorrectly stated that the IQ cutoff was 70 for mental retardation, as opposed to 75. Dr. MacVaugh wrote in his report that
¶ 53. In contrast, the State argues that the trial court heard evidence from both parties concerning standard errors of measure and considered them when making its conclusions. The State cites Dr.
Dr. McMichael also testified, stating that, to his knowledge, the publisher of the WAIS-III (the IQ test administered to Thorson) does not endorse the recommendation to modify the WAIS-III scores to correct for the Flynn Effect.
¶ 54. This Court finds that Dr. MacVaugh was correct in his statement that the cutoff for mild mental retardation is 70. See Chase, 873 So.2d at 1028 (stating that "`mild' mental retardation is typically used to describe persons with an IQ level of 50-55 to approximately 70"). However, in Chase, importantly, this Court also recognized that, according to the DSM-IV, "`it is possible to diagnose Mental Retardation in individuals with IQ's between 70 and 75 who exhibit significant deficits in adaptive behavior.'" Id. at 1028 n. 18. Accordingly, if the defendant establishes by a preponderance of the evidence that his or her IQ is 75 or below, then the trial court must address the second Atkins prong—deficits in adaptive functioning.
¶ 55. We cannot say that the trial court abused its discretion by finding that Thorson did not have an IQ of 75 or below, despite the Flynn Effect or the tree-stump effect.
¶ 56. In light of the conflicting expert testimony surrounding the Flynn Effect and the fact that this Court has neither adopted nor rejected this effect, this Court cannot say that the trial court committed
¶ 57. Based on today's discussion, we find that Thorson failed to prove significantly subaverage intellectual functioning by a preponderance of the evidence under Atkins. We agree that the trial court's factual findings were not clearly erroneous and find that Thorson failed to meet his burden of proof at the evidentiary hearing. The trial court had before it two IQ scores over the requisite minimum for continuing to test the defendant under Atkins. Therefore, the trial court did not have to address the remaining Atkins prongs. Because of our disposition on the issues discussed, we need not discuss the remaining issues raised by Thorson.
¶ 58. Thus, the trial court's denial of Roger Eric Thorson's petition for post-conviction relief is affirmed.
¶ 59.
WALLER, C.J., DICKINSON, P.J., RANDOLPH, LAMAR, KITCHENS, CHANDLER, PIERCE AND KING, JJ., CONCUR.