DICKINSON, Presiding Justice, for the Court:
¶ 1. In this murder prosecution, the trial judge ruled in limine that the defendant would not be allowed to support his self-defense claim with evidence of the victim's prior bad acts, including a violent criminal history. Because the defendant's knowledge of this evidence would be highly probative of the reasonableness of his conduct and fear of the victim, we reverse and remand for a new trial.
¶ 2. Because Rudy Quilon was homeless following his release from prison, Harvill Richardson permitted Quilon to move into his home while he got back on his feet. Over the next five months, Quilon became increasingly unwelcome as he bragged about having been convicted for murder and armed robbery, his previous experiences as a gang member, and killing a "snitch" in prison. He warned that he could harm those who upset him.
¶ 3. On numerous occasions, Richardson attempted to persuade Quilon to leave the home, but Quilon claimed that he could not leave because he had no transportation or place to go. This prompted Richardson to offer Quilon a car and money for rent, but Quilon refused and repeatedly used threats to coerce Richardson and to remain in the home.
¶ 4. This situation culminated when Quilon, who had begun watching pornography on Richardson's computer, stated that he wanted to have sex with Richardson's wife. Richardson ordered Quilon to gather his belongings and leave. Quilon refused and walked out to a shed behind the home where Richard kept axes and other tools that could be used as weapons.
¶ 5. Richardson called 911 and informed the dispatcher that he had shot a man named Rudy Quilon in his back yard. Richardson stated that Quilon had come at him in a threatening manner and "kept coming towards me," and that "I told him don't come towards me any more." He told the dispatcher that he had fired one warning shot at the ground, which Quilon ignored, and that Quilon had said "don't do that, I'll take care of you." Expert testimony established that Richardson shot Quilon at close range, "somewhere in the range of 30 inches from the end of the barrel to the man's skin where the bullet went in."
¶ 6. Despite Richardson's version of the facts and claim of self-defense, the State had him indicted for murder and then filed a motion in limine, seeking to prevent him from introducing evidence of Quilon's prior bad acts. The State argued that the convictions would be improper impeachment evidence under Mississippi Rule of Evidence 609 because they did not involve an element of dishonesty and were more than ten years old, and that the probative value of the convictions was greatly outweighed by the risk of prejudice. And during the pretrial hearing on the State's motion, the prosecutor moved ore tenus for the trial court to redact from the 911 transcript a reference to Quilon being a felon.
¶ 7. Richardson's counsel responded by making it clear that he did not intend to use Quilon's prior bad acts, including his convictions, for impeachment purposes.
¶ 8. Also, Richardson's counsel played the recording of the 911 call for the trial judge and then argued:
¶ 9. Instead of responding to Richardson's argument, the State returned to its Rule 609 argument concerning impeachment, after which the trial judge granted the State's motion in limine without reservation, stating "with regard to the state's motion in limine to exclude the victim's
¶ 10. Defense counsel then voiced concern as to whether the trial judge's ruling merely prohibited reference to Quilon's convictions or also precluded the defendant's testimony that Quilon had bragged about his crimes to instill fear in the defendant, which affected his state of mind on the night of the killing. The trial judge noted the necessity of showing an overt act before the victim's propensity became relevant. Defense counsel responded that the trial judge had heard sufficient evidence of an overt act.
¶ 11. The trial judge did not address or assess Richardson's argument. Instead he referred back to Rule 601's impeachment standard, stating that Quilon's convictions were too remote in time to be relevant and that their probative value was outweighed by their prejudicial impact. Defense counsel then proffered Richardson's testimony, which included his account of how Quilon had bragged about his violent past to instill fear in Richardson as a means of manipulation. Richardson also explained the reasons why he had sought to remove Quilon from his home on the night of the killing, and how Quilon had come out of the storage shed with his hand concealed behind his back, advancing toward him and refusing to stop, even after Richardson verbally had warned him and had fired a warning shot into the ground.
¶ 12. After hearing Richardson's proffer, the trial judge stated that his original ruling would stand. Richardson was tried and convicted of murder.
¶ 13. We review the trial judge's decision to admit or exclude evidence for an abuse of discretion,
¶ 14. Evidence with "any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence" is relevant.
¶ 15. Although relevant, character evidence — also referred to as prior bad acts — may not be used "for the purpose of proving that [a person] acted in conformity
¶ 16. Rule 404(a)(2) — which allows a defendant to admit evidence of a "pertinent trait of character of the victim of the crime" — applies on its face. The character trait at issue — violence — is certainly "pertinent" to Richardson's claim of self-defense. And Rule 404(b) — which allows character evidence to be introduced for "other purposes" — applies because Richardson clearly and forcefully attempted to use the prior criminal history, not to show propensity, but to show his state of mind, that is, that at the time of the shooting, he feared Quilon, and that his fear was reasonable.
¶ 17. Murder requires deliberate design.
¶ 18. Prior to our adoption of the rules of evidence, our cases held that, "[o]rdinarily the character or reputation of the deceased person is not involved as part of the issue in a murder case, and proof relative thereto is generally inadmissible."
¶ 19. Today, the admissibility of evidence is controlled by the Mississippi Rules of Evidence,
¶ 20. So, even were we to apply our pre-rules caselaw, the trial judge should have allowed Richardson to introduce evidence of his knowledge of Quilon's violent criminal history. The dissent seems to believe that the trial judge would have allowed Richardson to testify about his knowledge of Quilon's criminal conduct and violent past. Nothing in the trial judge's rulings suggests this is so. Indeed, after the trial judge granted the State's motion to exclude evidence of Quilon's violent past, Richardson proffered the testimony he wished to provide concerning his fear of Quilon because of his violent past. At the conclusion of the proffer, the trial judge reaffirmed his ruling excluding the evidence:
¶ 21. At no point did the trial judge ever indicate he would allow Richardson to testify about Quilon's violent past. To the contrary, the trial judge made it quite clear that he would not allow Richardson to testify about Quilon's threats and his knowledge of Quilon's violent history. Defense counsel then engaged in the following exchange with the trial court:
¶ 22. We find the trial court's ruling to have been quite clear. Richardson was not going to be allowed to present evidence of Quilon's violent history, either through his own testimony or otherwise.
¶ 23. Due to the importance of the defendant's state of mind in a self-defense case, the trial judge's erroneous decision to exclude this evidence significantly hampered
¶ 24. The State incorrectly argued that Quilon's violent criminal history was precluded by Rule 609 — a rule that applies only to impeachment of witnesses. The trial judge committed reversible error by refusing to allow Richardson to defend himself with evidence that tended to show his state of mind at the time of the killing. This evidence was crucial to Richardson's claim of self defense. We therefore must reverse Richardson's conviction and remand for a new trial.
¶ 25.
RANDOLPH, P.J., LAMAR, KITCHENS, KING AND COLEMAN, JJ., CONCUR. PIERCE, J., DISSENTS WITH SEPARATE WRITTEN OPINION JOINED BY WALLER, C.J., AND CHANDLER, J.
PIERCE, Justice, dissenting:
¶ 26. Because I find no reversible error in this case, I respectfully dissent from the majority's decision to reverse Harvell Richardson's murder conviction.
¶ 27. At the outset, the trial court's ruling was based on a pretrial motion in limine, which by its nature constitutes a tentative ruling, subject to change by the trial court during the course of trial as the evidence fully develops. See State v. Hicks, 806 So.2d 261, 265 (Miss.2002) (noting that "[p]re-trial evidentiary rulings in limine are inherently subject to change depending upon what actually transpires at trial"). The State sought the motion in limine to exclude testimony or reference to the decedent, Rudolpho Quilon's 1976 and 1985 felony convictions, which, based on the record, Richardson was not aware of until the two prior convictions were disclosed by the State during discovery.
¶ 28. In granting the motion, the trial court stated:
(Emphasis added.) Afterwards, the defense requested that it be allowed to proffer Richardson's testimony regarding Quilon's criminal past, which the trial court allowed. The majority's fact recitation of the case comes mainly from this proffered testimony.
¶ 29. After Richardson's proffer, the following exchange occurred between the trial court and counsel for the respective parties:
¶ 30. Richardson's attorney also made the following argument to the trial court:
¶ 31. I do not read the trial court's pretrial ruling as refusing to allow Richardson to defend himself with evidence that tended to show his state of mind at the time of the killing. Indeed, the State acknowledged during the pretrial hearing that Richardson could testify to whatever Richardson wanted to say regarding his state of mind. Clearly, what the State sought to prevent, however, was nonevidentiary, prejudicial remarks about Quilon's past being improperly interjected into the case. (Emphasis added.)
¶ 32. The majority finds this "inherently contradictory," which tells me the majority failed to read and comprehend the rest of my dissent. See Maj. Op. at n. 17. As the aforementioned colloquies illustrate, Richardson's trial counsel wanted to know how he could introduce evidence of the victim's character without putting on a defense.
¶ 33. In order to introduce evidence of the victim's character, for self-defense purposes, Mississippi law requires that there be a question as to who was the initial aggressor. How that question arises depends, of course, on the circumstances attending that particular case. But, how that question does not arise, I am certain, is through comments and statements made by trial counsel during voir dire, opening statements, witness examination, and at closing arguments.
¶ 34. At the pretrial hearing, multiple and conflicting versions of what allegedly transpired between Richardson and Quilon the night of the shooting were presented to the trial court, which may or may not have demonstrated an act of aggression on Quilon's part. All the trial court was left with was speculation as to which version might evolve at trial. This was what concerned the trial court, and it served as the basis for the court's ruling. And I find no abuse of discretion therein.
¶ 35. For these reasons, I respectfully dissent.
WALLER, C.J., and CHANDLER, J., join this opinion.