PETER G. SHERIDAN, District Judge.
This matter is before the Court on Defendants Township of Freehold, Chief Ernest Schrieber, and Lieutenant Dean Smith's motion in limine to preclude the expert opinion of Ken E. Williams, Plaintiff Barsoum S. Israel's expert, as impermissible net opinion. (ECF No. 91). The presumed purpose of Williams's testimony is threefold, to establish: (1) Monell
Because Williams's report was prepared prior to the Court's Summary Judgment Opinion, a number of his opinions are no longer relevant for purposes of trial. At Summary Judgment, the Court dismissed Plaintiff's Monell claims since: (1) there was no plausible nexus between the municipality's alleged failure to preserve video surveillance and Plaintiff's injuries; (2) Lt. George Baumann's failure to conduct an internal affairs investigation into use of force complaints was not causally related to Plaintiff's injuries; and (3) no facts were presented that Lt. Smith received inadequate training. See Israel v. Smith, No. 13-0097, 2017 U.S. Dist. LEXIS 194241, at *8-13 (D.N.J. Nov. 27, 2017). Additionally, in a written decision, Magistrate Goodman denied Plaintiff's motion to add Mrs. Korashy as a plaintiff in this matter. (ECF No. 23).
"Under the Federal Rules of Evidence, a trial judge acts as a `gatekeeper' to ensure that `any and all expert testimony or evidence is not only relevant, but also reliable.'" Pineda v. Ford Motor Co., 520 F.3d 237, 243 (3d Cir. 2008) (quoting Kannankeril v. Terminix Int'l, Inc., 128 F.3d 802, 806 (3d Cir. 1997)). When faced with a proffer of expert testimony under Federal Rule of Evidence 702, "the trial judge must determine at the outset . . . whether the expert is proposing to testify to (1) scientific knowledge that (2) will assist the trier of fact to understand or determine a fact in issue." Daubert v. Merrell-Dow Pharms., Inc., 509 U.S. 579, 592 (1993). "Rule 702 has three major requirements: (1) the proffered witness must be an expert, i.e., must be qualified; (2) the expert must testify about matters requiring scientific, technical or specialized knowledge; and (3) the expert's testimony must assist the trier of fact." Pineda, 520 F.3d at 244.
Both parties agree that Mr. Williams is qualified to testify as an expert. Schneider v. Fried, 320 F.3d 396, 404 (3d Cir. 2003); In re Paoli R.R. Yard PCB Litig., 35 F.3d 717, 741 (3d Cir. 1994).
Next, the proffered testimony must be reliable; that is, "the expert's opinion must be based on the `methods and procedures of science' rather than on `subjective belief or unsupported speculation'; the expert must have `good grounds' for his or her belief." Id. at 742 (quoting Daubert, 509 U.S. at 590).
"Finally, Rule 702 requires that the expert testimony must fit the issues in the case;" that is, "the expert's testimony must be relevant for the purposes of the case and must assist the trier of fact." Schneider, 320 F.3d at 404. "In assessing whether an expert's proposed testimony `fits,' we are asking `whether [the] expert testimony proffered . . . is sufficiently tied to the facts of the case that it will aid the jury in resolving a factual dispute.'" United States v. Schiff; 602 F.3d 152, 173 (3d Cir. 2010) (citing Daubert, 509 U.S. at 591).
Defendants seek to preclude all eight of his opinions as inadmissible net opinion. Plaintiff responds that Williams's opinions are based record evidence and applicable case-law, negating Defendants' net-opinion arguments.
The net opinion rule renders "an expert's bare conclusions, unsupported by factual evidence" inadmissible. May v. Atlantic City Hilton, 128 F.Supp.2d 195, 198 (D.N.J. 2000). "The rule frequently focuses on the failure of the expert to explain a causal connection between the act complained of and the injury allegedly resulting therefrom." Id.; see also Zeller v. J.C. Penney Co., No. 05-2546, 2008 U.S. Dist. LEXIS, at *22 n.13 (D.N.J. Mar. 31, 2008) ("[T]he net opinion rule is merely a restatement of the well-settled principle that an expert's bare conclusions are not admissible under Rule 702 of the Federal Rules of Evidence."). "To be admissible as evidence, the expert's opinion must be based on standards accepted by the legal community and not merely on the expert's personal opinion." Stoeckel v. Twp. of Knowlton, 902 A.2d 930, 938 (N.J. Sup. Ct. App. Div. 2006). Expert opinions will be stricken as net opinions where they have failed "to give the why and wherefore of their opinion, and have provided a mere conclusion." Jimenez v. GNOC Corp., 670 A.2d 24, 27 (N.J. Sup. Ct. App. Div. 1996). This analysis is appropriate when considering whether the opinion will be of "assistance to the trier of fact." Atlantic City Hilton, 128 F. Supp. 2d at 198-99. Against this backdrop, the Court next considers each of Williams's proffered opinions.
Williams's First Opinion criticizes Lt. Smith for his poor judgment in stopping Israel's motor vehicle at this exact location. Williams states:
(Williams Report at 4).
Defendants argue the opinion has little to do with the excessive force claim and is irrelevant. Under Rule 401, evidence is relevant if "it has any tendency to make a fact more or less probable than it would be without the evidence." Fed. R. Evid. 401(a). Here, whether Lt. Smith erred in stopping Israel's car at this location does not address the issue at hand, whether Lt. Smith used excessive force. There is nothing in the Opinion that relates the location of the stop to the use of excessive force. This Opinion is not relevant to the claim. As such, Opinion One is precluded.
Williams's Second Opinion concludes that Lt. Smith violated state law by failing to use the "broken record" strategy when he interacted with Mrs. Korashy, and Lt. Smith "snapped" in his demeanor. Specifically, Defendants contend, "not only is this [opinion] irrelevant as Ms. Korashy is not a plaintiff in this matter, but Mr. Williams fails to cite the source of this `strategy' and how deviation from this strategy supports a cause of action for unlawful arrest or excessive force by plaintiff." (Defs' Motion in Limine at 4).
In his second opinion, Williams concludes, in pertinent part:
(Williams Report at 9) (emphasis added).
Here, since Mrs. Korashy is not a party in this case, the Court finds Williams's second opinion irrelevant. As noted above, evidence is relevant if "it has any tendency to make a fact more or less probable than it would be without the evidence." Fed. R. Evid. 401(a). Here, whether Lt. Smith failed to properly utilize the "broken record" strategy in his interaction with Mr. Korashy does not relate to Plaintiff's excessive force claim. Moreover, Williams's conclusion that "[Lt. Smith] more than likely `snapped,'" crosses from expertise in police procedures into the specialized knowledge of psychology, upon which Williams is not qualified to opine. Opinion No. 2 is precluded as irrelevant.
Williams's Third Opinion concludes that Lt. Smith used excessive force. Defendants contend this opinion is inadmissible since it is predicated on his opinion that the eye-witnesses misperceived the events, which "usurps the authority of the jury to weigh the credibility of witness testimony." (Defs' Motion in Limine at 5).
In Opinion No. 3, Williams concludes that "Lt. Smith used Excessive Force against a person with a disability, even after being told Mr. Israel had pre-existing painful conditions." (Williams Report at 17). In arriving at this conclusion, Williams explained that since Plaintiff's license plate and driver's license both indicated that Plaintiff was disabled, Lt. Smith should have been aware of Plaintiff's disabilities, and should have exercised due care in handling the situation, which he allegedly did not. With regard to eye-witness testimony, Williams explained, "[i]t is likely what some lay witnesses thought they saw as resisting was, in fact, [Plaintiff] flailing because he was in extreme back pain." (Williams Report at ¶ 1.4.1).
Here, the Court finds Opinion No. 3 admissible. First, this opinion is clearly relevant, as it addresses the issue of whether Lt. Smith used excessive force. Fed. R. Evid. 401(a). Second, contrary to Defendants' assertion, this conclusion is largely supported by the factual record, and is fit to assist the jury in determining whether Lt. Smith used force. Finally, Defendants' concern that this opinion will usurp the jury's role can be cured on cross-examination and, if need be, with a curative instruction.
This being said, the Court notes that several underlying assertions made by Williams in arriving at this conclusion shall be barred at trial. First, in arriving at Opinion No. 3, Williams explains, "I have been married for 28 years. Any reasonable husband would have exited the car and tried to help calm the situation if he heard an officer threaten to arrest his wife, knowing she did not commit any crime." (Williams Report at ¶ 1.3.3). This assertion is one for the jury to decide. As such, this portion of the opinion is barred. See Atlantic City Hilton, 128 F. Supp. at 198.
Second, Williams's reference to the LAPD's beating of Rodney King, and the subsequent 1992 Los Angeles riots, is far more prejudicial than probative. (Williams Report at ¶ 1.3.7). Under Rule 403, "[t]he court may exclude relevant evidence if its probative value is substantially outweighed by a danger of . . . unfair prejudice." Fed. R. Evid. 403. "[C]ourts should exclude evidence that risks `an undue tendency to suggest decision on an improper basis, commonly, though not necessarily, an emotional one'" United States v. Guerrero, 803 F.2d 783, 786 (3d Cir. 1986) (quoting Advisory Committee Notes, Fed. R. Evid. 403)). Here, reference to Rodney King has minimal probative value, since the factual circumstances relating to King's arrest are significantly different from the present matter. However, the danger of unfair prejudice is great, since it risks confusing the facts of the case and, more importantly, inflaming the passions or prejudices of the jury. Therefore, this portion of Williams's opinion is also precluded, as its probative value is substantially outweighed by the danger of unfair prejudice. Fed. R. Evid. 403.
Finally, Williams's assertion that "[i]t is likely what some lay witnesses thought they saw as resisting was, in fact, [Plaintiff] flailing because he was in extreme back pain," (Williams Report at ¶ 1.4.1), is purely speculative and unfounded. Williams has no such knowledge. Williams did not witness the traffic stop, nor did he personally interview any of the eye-witnesses to assess their thought process. It is well-settled that "expert testimony [is] inadmissible where [the] expert's `opinion is purely speculative, and not supported by a reliable foundation.'" Casper v. SMG, 389 F.Supp.2d 618, 623 (D.N.J. 2005) (quoting Am. Marine Rail NJ, LLC v. City of Bayonne, 289 F.Supp.2d 569, 589 (D.N.J. 2003)). Being that this assertion is conjectural, it is unreliable and, therefore, inadmissible under Rule 702.
In sum, Opinion No. 3 is admissible; however, Williams's conclusions in paragraphs 1.3.3, 1.3.7, and 1.4.1 are precluded for the reasons discussed above.
In Opinion No. 4, Williams states:
(Williams Report at 21).
In this case, the testimony concerning the events at the police station have been limited. As such, this Opinion is beyond the facts that can be presented at trial. As a result, the opinion is barred.
Williams's Fifth, Sixth, and Seventh Opinions focus on allegations of spoliation and collusion. Defendants argue that these opinions are "pure speculation and Mr. Williams fails to cite to any piece of evidence, let alone any statute, regulation, or standard." (Defs' Motion in Limine at 5).
In Williams's Fifth Opinion, he opines that Lt. Smith is guilty of having tampered with evidence:
(Williams Report at 23).
Similarly, in his Sixth Opinion, Williams concludes that Lt. Smith colluded with other officers, in attempting to destroy evidence:
(Williams Report at 32-33).
Finally, in his Seventh Opinion, Williams concludes:
(Williams Report at 34).
These three opinions are inadmissible for several reasons. First, as noted above, the Court previously ruled at Summary Judgment that Plaintiffs Monell claims were dismissed, since Plaintiff failed to establish a causal connection between his injury and the Freehold Township's alleged unlawful policies or customs. See Israel, 2017 U.S Dist. LEXIS 194241, at *8-13. As such, since these three opinions address the issue of Monell liability, they are no longer relevant for purposes of trial. See Fed. R. Evid. 401(a). Second, Williams offers no standard upon which these opinions are based. "To be admissible as evidence, the expert's opinion must be based on standards accepted by the legal community and not merely on the expert's personal opinion." Stoeckel, 902 A.2d at 938. Here, however, Williams does not specify what specific training, experience or standard he employed in determining that Lt. Smith tampered with evidence and altered surveillance videos. As such, because these opinions are "not supported by a reliable foundation," they are unreliable and, therefore, inadmissible under Rule 702. See Casper, 389 F. Supp. 2d at 623. Finally, these opinions fail to demonstrate a "causal connection between the act complained of and the injury allegedly resulting therefrom." Atlantic City Hilton, 128 F. Supp. 2d at 198. For the foregoing reasons, Williams's Fifth, Sixth, and Seventh Opinions are precluded.
Finally, Defendants seek to preclude the admissibility of Williams's Eighth Opinion since he "merely speculates that the police department was unwilling to investigate the plaintiff's complaint against Lt. Smith, but fails to point to any specific regulation or standard from which defendant police department deviated." (Defs' Motion in Limine at 5). Williams states:
(Williams Report at 39). As discussed above, because the Court's Summary Judgment Opinion previously dismissed this argument, Opinion Eight is dismissed as irrelevant and because the Monmouth County Prosecutor's Office also reviewed the matter. See Israel, 2017 U.S. Dist. LEXIS 194241, at *11-12; see also Fed. R. Evid. 401(a).
This matter having come before the Court on Defendants' motion in limine (ECF No. 91); and for good cause having been shown;
IT IS on this 16th day of April, 2018;