PAUL BARBADORO, District Judge.
Barbara Kraft, a former Assistant Research Professor in Ocean Engineering at the University of New Hampshire ("UNH"), filed suit in New Hampshire Superior Court against UNH and Larry Mayer, Director of the Center for Coastal & Ocean Mapping ("CCOM"). She asserted state law claims for wrongful termination, breach of contract, intentional interference with contractual relations, and intentional infliction of emotional distress. She also asserted a federal law claim under 42 U.S.C. § 1983, alleging a substantive due process violation. Based on federal question jurisdiction over Kraft's Section 1983 claim, defendants removed the action to this court. Defendants now move for summary judgment on all claims. For the reasons provided below, I grant the motion with respect to Kraft's Section 1983 claim and decline to exercise supplemental jurisdiction over her state law claims.
Kraft began working at CCOM in June 2001 as a post-doctoral fellow. In March 2004, she was promoted to Research Scientist II, a position funded through a grant awarded to UNH by the National Oceanic and Atmospheric Administration ("NOAA"). Kraft was named in CCOM's grant proposal submitted to NOAA in January 2005. NOAA approved CCOM's funding through December 2010.
In February 2006, Kraft was promoted to the position of Assistant Research Professor in Ocean Engineering. Her letter of appointment, dated March 7, 2007, stated that her salary was to be covered by the CCOM operating budget through grants from NOAA, the Office of Naval Research ("ONR"), or other sources. Doc. No. 4 at 30. The letter also provided that Kraft would "be responsible for conducting research and producing results consistent with the tasks outlined in the grants from which your support is drawn."
In October 2007, Kraft filed a complaint under UNH's Misconduct in Scholarly Activity ("MISA") policy against Mayer, who, as the Director of CCOM, was Kraft's supervisor, and Luciano Fonseca, then an Assistant Research Professor at CCOM.
In January 2008, approximately two weeks after the completion of the MISA inquiry, Mayer told Christian de Moustier, then a tenured Professor at CCOM, "that he wanted to fire Kraft." De Moustier Aff., Doc. No. 26-79, at 7. After Mayer repeated his intention to fire Kraft at a meeting de Moustier attended, de Moustier "warned Kraft to keep a low profile because Mayer was looking for reasons to fire her."
Kraft sensed Mayer's hostility towards her at around the same time. In January, she received a "caustic" email from him expressing his disapproval of her criticism of a CCOM graduate student. Kraft perceived the email as uncharacteristic of Mayer, because he did not ask for her side of the story and proceeded to seek the Dean's advice on how to manage the minor conflict. She believed that Mayer was working to document any reason to terminate her in retaliation for the MISA complaint. Over the next nine months, she reported to several UNH administrators that Mayer wanted to terminate her.
Mayer avoided speaking to Kraft until April 2008, when he came into her office. In response to her remark that it had been a long time since she had seen him, Mayer said, "I haven't spoken to you because I've been mad at you." Doc. No. 24-5 at 481. Kraft concedes that he possibly added, "but I'm not mad anymore."
Subsequently, Kraft met with Donna Marie Sorrentino, Director of the UNH Affirmative Action and Equity Office, to express concerns about a hostile work environment. She discussed her concern regarding Mayer's remark that he wished to terminate her, Fonseca's ongoing abusive and discriminatory behavior, and the University's lack of response in addressing the MISA inquiry team's recommendations. Sorrentino initiated a Discrimination and Harassment Complaint/Incident Report and met with Joseph Klewicki, Dean of the College of Engineering and Physical Sciences, to discuss Kraft's concerns. Dean Klewicki recommended following up with Vice Provost Taylor Eighmy. Sorrentino relayed the message to Kraft. Kraft had previously met with Eighmy to discuss results of the MISA inquiry and found the meeting unproductive and stressful. As a result, she did not follow up with him this time.
In May 2008, after the academic year ended, Kraft left her office at CCOM and began working in de Moustier's lab in Kingsbury Hall. She did so in an effort to remove herself from the hostile work environment. Since she would not receive compensation from CCOM during the summer months, she did not think it was incumbent upon her to inform Mayer or anyone else at CCOM of her decision.
When the new academic year began in September, Kraft negotiated an alternative work arrangement agreement with Mayer. Tracy Birmingham facilitated the negotiations.
In November 2008, Birmingham followed up with Kraft about her work arrangement. At the same time, she informed Vice Provost Eighmy of her belief that it would be best if Kraft left CCOM for another job. She added, "I also think we might minimize our risk exposure with [Kraft] with some relatively easy efforts to show our concern for her future prospects." Doc. No. 26-51 at 38. Kraft contends that the ambiguous reference to "risk exposure" regarded her charge that Mayer was seeking to retaliate against her for the MISA complaint.
In December 2008, Kraft sent a progress report to Mayer detailing her work during the fall term. Regarding the three papers that the September agreement required Kraft to complete and submit for publication by the end of 2008, she had completed the first, had begun working on the second, and had not started the third.
In January 2009, Kraft contacted Birmingham about her work arrangement for the spring term. Birmingham offered to facilitate another agreement between Kraft and Mayer. After reviewing a proposed agreement outlining expectations for the spring term, Kraft informed Birmingham that she was "extremely uncomfortable signing a letter of agreement that does not address the fundamental issues raised in my MISA complaint and that continues to punish me for having filed such a complaint." Doc. No. 26-52. As a result, Birmingham informed Kraft that she was not required to sign the letter of agreement. The letter, which Kraft received in March 2009, provided that Kraft would continue her appointment as a CCOM Assistant Research Professor for the spring 2009 term while working in Kingsbury Hall. Doc. No. 24-13. It also stated that during the spring term, Kraft would complete the work outlined in the September agreement.
On March 31, 2009, Kraft sent to Mayer a detailed update of the research she had completed to date during the spring term. She received an email from Mayer acknowledging receipt of her progress report but providing no feedback. In response, Kraft emailed Birmingham to inform her that she had never received a performance evaluation in her eight years at CCOM nor had she received any feedback on the progress reports she had submitted to Mayer. She added, "I am left to assume that my research is satisfactorily meeting expectations. If this is not the case, then the CCOM Director needs to communicate that to me." Doc. No. 26-55.
On April 29, Kraft informed Mayer and Birmingham of her desire to continue working from her remote location during the fall 2009 term. In June, she provided another summary of her work progress during the spring term and asked Mayer to inform her if he needed any additional information. She had yet to complete the two remaining papers required under the September 2008 and March 2009 agreements.
On or about July 20, 2009, Kraft received a letter from Mayer stating that CCOM could not continue to fund her work beyond October 22, 2009. Doc. No. 24-15. A few days later, she received a letter from Dean Klewicki informing her that in the absence of CCOM funding, she would need to seek external funding to maintain her appointment as Assistant Research Professor. Doc. No. 24-17. The letter also stated that Kraft could extend her appointment through October 2010 by taking an unpaid leave of absence until she was able to secure external funding.
In response to Kraft's request for clarification of the reasons for her termination, Mayer wrote her a letter dated September 4, 2009. In pertinent part, the letter stated that Kraft had completed only one of the three papers required by the September 2008 and March 2009 agreements, and that she had not identified any NOAA-related research projects that she intended to pursue. Doc. No. 24-16. Based on her progress reports, neither Mayer nor the NOAA program manager "found any indication of any effort that could justify support from our NOAA contract."
In response to further inquiries from Kraft, Birmingham informed her that Mayer had decided to discontinue her funding "because of your failure to perform the requisite work," and that in the absence of funding, Kraft could not be re-appointed. Doc. No. 24-18. Birmingham concluded by stating that "while poor performance was implicated in the decision to discontinue your CCOM funding, your termination was by policy a `Termination Due to Lack of Funding/Appointment Limitation.'"
Summary judgment is appropriate when the record reveals "no genuine dispute as to any material fact and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56 (a). The evidence submitted in support of the motion must be considered in the light most favorable to the nonmoving party, drawing all reasonable inferences in its favor.
A party seeking summary judgment must first identify the absence of any genuine issue of material fact.
Kraft asserts a number of claims in connection with her employment termination, including a Section 1983 claim and four state law claims. Defendants move for summary judgment on all claims.
Kraft asserts a claim for damages pursuant to 42 U.S.C. § 1983, alleging that defendants unlawfully deprived her of protected liberty interests in her good name and reputation. Defendants argue that their actions in terminating Kraft did not violate Kraft's liberty interests.
Section 1983 provides a remedy for violations of federal rights elsewhere conferred.
To sustain her substantive due process claim, Kraft "must show both that the [challenged] acts were so egregious as to shock the conscience and that they deprived [her] of a protected interest in life, liberty or property."
607 F.3d at 881 (quoting
Cases that have found state action egregious enough to be considered conscience-shocking have generally involved highly intrusive physical acts.
Acknowledging that substantive due process violations generally involve physical intrusions, the First Circuit has "left open the possibility that verbal or other less physical harassment . . . might rise to a conscience-shocking level."
Here, Kraft contends that Mayer unlawfully interfered with Kraft's liberty interest in her good name and reputation by terminating her employment in retaliation for her MISA complaint against him. In addition to Mayer's retaliatory animus, Kraft contends that defendants engaged in "conscience-shocking" behavior by: (1) placing Birmingham, UNH Special Counsel, "under cover to pose as an intermediary to deal with Kraft" after Kraft relocated her office to Kingbury Hall; and (2) "set[ting] in motion a high level team of administrators to ignore her claim of hostile environment and retaliation while planning to accommodate Mayer, the source of the hostile work environment and retaliation." Pl.'s Obj. to M. for Summ. J., Doc. No. 26-1, at 13.
In light of the high hurdle that the applicable standard imposes, Kraft has produced insufficient evidence to permit a reasonable factfinder to conclude that defendants' conduct was so offensive and egregious as to shock the conscience. Even assuming that Kraft's termination resulted from Mayer's retaliatory animus and that other UNH administrators condoned the retaliatory termination, their bad faith motivation is insufficient to amount to conscience-shocking behavior.
Moreover, Kraft's allegations that UNH administrators ignored her hostile work environment complaints and posted Birmingham as an intermediary between Mayer and Kraft without disclosing her role as Special Counsel, do not describe conscience-shocking behavior. Even if I assume that UNH administrators "intentionally or recklessly caused injury to the plaintiff by abusing or misusing government power," Kraft has failed to "demonstrate a degree of outrageousness and a magnitude of potential or actual harm that is truly conscience shocking."
Kraft's Section 1983 claim fails even if I assume that her substantive due process claim is subject to the less demanding "arbitrary and capricious" standard that the First Circuit used in evaluating substantive due process claims by tenured teachers before the Supreme Court adopted the shock the conscience standard.
Here, defendants have articulated an ostensibly legitimate reason for terminating Kraft's employment that is supported by facts in the record: her funding was terminated due to inadequate performance and a failure to propose research consistent with the terms of the grant supporting her position. Her undisputed failure to complete and submit for publication two of the three papers required under the September 2008 and March 2009 agreements at least arguably shows that her performance was inadequate. Therefore, even if Kraft could show that retaliatory animus was a moving reason behind her termination, the adequacy of the stated reason for her termination precludes a substantive due process violation under the less demanding arbitrary and capricious standard.
Because defendants' conduct was not conscience-shocking, nor even arbitrary and capricious, I need not determine whether Kraft had a protected liberty interest in her good name and reputation. Her substantive due process claim fails as a matter of law.
In addition to her Section 1983 claim, Kraft also asserts four state law claims. Having disposed of the only federal law claim in this action, I must determine whether to exercise supplemental jurisdiction over the remaining state law claims.
The Supreme Court has recognized that "in the usual case in which all federal-law claims are eliminated before trial, the balance of factors . . . will point toward declining to exercise jurisdiction over the remaining state-law claims."
In terms of convenience and fairness to the parties, the fact that Kraft chose to file her suit in state court is an important consideration. Defendants removed the case to federal court, thereby denying Kraft her choice of forum. Now that I have dismissed the only federal law claim, fairness weighs in favor of allowing Kraft to litigate the remaining claims in state court, the forum she initially chose.
Also relevant is the fact that a remand would not unfairly prejudice the parties. Although discovery has been completed, there is no reason why the discovered materials cannot be used in state court litigation.
Considerations of judicial economy similarly support remanding the case. Although the case has been pending in federal court for some time, this court has not devoted substantial resources to it. In fact, defendants' motion for summary judgment is the first dispositive motion the court has been asked to entertain. Therefore, the court has not developed expertise in the case that would result in economies in continued federal litigation.
Lastly, comity interests are advanced by allowing a state court to resolve Kraft's remaining claims. In addition to the general principle that "[n]eedless decisions of state law should be avoided [] as a matter of comity,"
Consideration of comity is all the more relevant in a case like this, where it is by no means clear that all of the state law claims are without merit.
For the aforementioned reasons, I grant defendants' motion for summary judgment (Doc. No. 24) on Kraft's Section 1983 claim. Pursuant to 28 U.S.C. § 1367(c), I remand Kraft's supplemental state law claims to state court.
SO ORDERED.