PER CURIAM.
In these back-to-back appeals,
This matter, specifically the Martins' conduct, has a disturbing history. We will not discuss their conduct in detail, but instead rely on the record and findings made by Judge William C. Todd, III in his comprehensive May 29, 2012 oral opinion. We focus on that part of the record relevant to the discrete issues raised in this appeal.
Barbara is the daughter of Hugo's sister, Betty Pater. Prior to Pater's death in September 2010, she was Hugo's power of attorney (POA). Barbara became Hugo's POA after Pater died.
On July 14, 2011, a bank reported to the Atlantic County Adult Protective Services (APS) that it filed claims on Hugo's behalf, asserting that checks from her checking account had been stolen, forged, and cashed. The bank sent APS copies of six checks that totaled $6930. Of the six checks, five were dated after Pater's death, five were payable to Barbara, one was payable to Pater, four bore Hugo's forged signature, two bore Pater's forged signature, and one was endorsed by Pater, one by Pater and Barbara, and three by Barbara. It was not clear who endorsed the sixth check.
During a July 18, 2011 interview with an APS supervisor, Hugo became visibly distraught when shown the checks. She denied that she or Pater signed the checks and said that Barbara had an extensive criminal background and spent time in jail, and she wanted Barbara removed as POA. Hugo also claimed that Barbara was mistreating her and asked for help managing her finances. Concluding that Hugo was a vulnerable adult in need of protective services, APS filed a petition for protective services.
On July 21, 2011, the court appointed a temporary guardian. Hugo was thereafter placed in respondent Meadowview Nursing Home (Meadowview), a nursing home facility owned by the County of Atlantic (County). The Martins were eventually barred from entering Meadowview and contacting Hugo.
A psychiatrist initially examined Hugo and determined that she suffered from dementia, was incompetent and unable to manage her affairs, and required in-home services, but, nevertheless, was capable of attending a hearing. Hugo's treating psychiatrist subsequently examined her and determined that she suffered from dementia, was incompetent and unable to manage her affairs, her ability to concentrate, memory and knowledge of assets were poor, her self-awareness was poor to fair, and she lacked the ability to plan for the future. The psychiatrist concluded that Hugo required nursing home services and was not capable of attending a hearing.
In September 2011, APS filed a complaint for guardianship, identifying Barbara as Hugo's next-of-kin. The court continued the temporary guardian's appointment and also appointed an attorney to represent Hugo during the guardianship proceedings.
Barbara filed an answer and verified cross-complaint, requesting, in part, that she be appointed as Hugo's limited guardian. Kenneth was not named in the guardianship complaint, nor did he file any pleadings. He merely supported Barbara's request for to be appointed as Hugo's limited guardian.
In the verified cross-complaint and a supporting certification, Barbara stated, falsely, that she did not have a criminal background. However, she had several criminal convictions, including convictions for fraud, wire fraud, grand theft and resisting arrest, and was sentenced to both federal and State terms of incarceration. Barbara declined to testify at the guardianship trial, invoking her Fifth Amendment
Prior to the guardianship trial, Barbara requested that Hugo be present during the trial. Barbara did not request a jury trial. Kenneth requested a jury trial, which the trial judge denied for lack of standing under
The Martins' attorneys consented to Judge Todd conducting an in camera interview of Hugo rather than having her present during the trial. The Martins did not object to this procedure after their attorneys withdrew from the case. During the interview, Hugo indicated that she did not independently write the notes requesting a jury trial or to be present at trial, but merely copied what Kenneth told her to copy and did not recall what she wrote or what it was about. She also told the judge that she was comfortable at Meadowview and that Barbara had a criminal background and could not be trusted with her money. The judge determined that Hugo did not request a jury trial.
On the first day of trial, the Martins' attorneys advised Judge Todd that they may seek to be relieved as counsel, citing concerns their clients may elect to testify and present perjurious testimony. The trial began with APS's proposed geriatric psychiatric expert witness.
The Martins' attorneys extensively cross-examined APS's expert as well as an APS fact witness. They also presented the Martins' own expert. On the morning of the second day of trial, the attorneys filed motions to be relieved as counsel. Following the attorneys' arguments and sworn testimony by the Martins, the judge granted the motions, finding as follows, in pertinent part:
The Martins continued pro se on the second day of trial and extensively cross-examined the APS supervisor who interviewed Hugo in July 2011. Kenneth was represented by a new attorney thereafter.
Finding the testimony of APS's expert more credible than the testimony of the Martins' expert, Judge Todd concluded that Hugo suffered from dementia, was an incapacitated person incapable of governing herself and managing her affairs and was in need of a general guardian. After determining that the Martins were not appropriate to serve as Hugo's guardians, the judge appointed the public guardian over Hugo's person and property and granted the public guardian all powers under
Thereafter, on December 25, 2012, Barbara assaulted a Meadowview nurse while she and Kenneth were attempting to remove Hugo from Meadowview. Barbara was charged with simple assault,
On October 10, 2013, the Martins, represented by new counsel, filed an order to show cause and verified complaint, seeking a determination pursuant to
In a November 22, 2013 oral opinion, Judge Raymond A. Batten found that the Martins failed to submit the required affidavit. Rather, they merely alleged, without any competent support, that Hugo never had any mental incapacity at all and only abused alcohol, an allegation that Judge Todd had clearly rejected.
Judge Batten determined that the guardianship judgment granted the public guardian absolute authority over Hugo's person and property, including the power to make visitation decisions. The judge also found that under
In the first appeal, the Martins contend that Judge Todd erred in: (1) rejecting Hugo's request for a jury trial and interviewing her in camera; (2) failing to have Hugo present during trial to confront witnesses whose testimony resulted in the judgment of incapacity; and (3) allowing their attorneys to withdraw from the case during trial. The Martins also contend that because APS's expert was unqualified and Hugo did not waive the patient-physician privilege, the judge erred in permitting him to testify.
We discern no merit whatsoever in any of these contentions. Kenneth lacked standing to request a jury trial, and the Martins lack standing to challenge the denial of Hugo's right to a jury trial or to be present at trial.
Even if the Martins had standing to challenge the denial of Hugo's right to be present during the trial, any error was invited.
Further, any alleged error was harmless.
The Martins also lacked standing to assert the patient-physician privilege to bar APS's expert.
The motions of the Martins' attorneys to be relieved as counsel were properly granted. The attorneys sought to withdraw because their clients indicated they would testify at trial and the attorneys believed the testimony would be perjurious. The Rules of Professional Conduct permit attorneys to withdraw from representing a client when "the client persists in a course of action involving the lawyer's services that the lawyer reasonably believes is criminal or fraudulent."
Nor did Judge Todd abuse his discretion with respect to APS's expert.
In the second appeal, the Martins rely on Rule 4:23-5(a)(1) and (2) to argue that Judge Batten should have dismissed the complaint without prejudice. These Rules, however, do not apply here; they only apply to a dismissal with or without prejudice for failure to make discovery.
In any event, the contention lacks merit. As Judge Batten correctly found, the Martins presented no evidence whatsoever that Hugo had regained her mental capacity. As for visitation, given the Martins' conduct throughout this matter, including their efforts to manipulate Hugo, we do not hesitate to sustain the public guardian's visitation decision, which, in our view, is clearly in Hugo's best interest.
Affirmed.
The petition was dismissed.