NOEL L. HILLMAN, District Judge.
This matter is presently before the Court upon the filing of a Motion for Judgment on the Pleadings (ECF No. 23) by Plaintiff, and a Motion to Dismiss (ECF No. 24) by Defendants. For the reasons set forth below, the motions will be DENIED.
Plaintiff James P. Yuratovich, a prisoner confined at the Federal Correctional Institution in Fort Dix, New Jersey, filed this civil action asserting claims pursuant to 42 U.S.C. § 1983 and paid the requisite filing fee. On August 4, 2014, the Court completed its
In lieu of filing an Answer, on September 22, 2015, Defendants filed a Motion to Dismiss or Motion for Summary Judgment. (ECF No. 20). In an Order dated September 25, 2015, the Court denied Defendants' motion as procedurally improper, without prejudice to Defendants filing a procedurally appropriate motion to dismiss or motion for summary judgment. (ECF No. 22).
On October 8, 2015, Plaintiff filed a Motion for Judgment on the Pleadings (ECF No. 23), which is more accurately described as a motion for default judgment. October 21, 2015, Defendants filed a second Motion to Dismiss. (ECF No. 24).
Although Plaintiff titles his motion, "Motion for Judgment on the Pleadings," it is more accurately described as a motion for default judgment. Specifically, Plaintiff asserts that Defendants, as of October 5, 2015, had not responded to the allegations of the Complaint. Accordingly, Plaintiff contends that the time for a response pursuant to Federal Rule of Civil Procedure 12(a)(c) has lapsed. Therefore, he requests a default judgment.
Entry of default judgment, however, is a two-step process. FED. R. CIV. P. 55(a), (b). A party seeking to obtain a default judgment must first request that the Clerk of the Court "enter ... the default" of the party that has not answered the pleading or "otherwise defend[ed]," within the time required by the rules or as extended by court order. FED. R. CIV. P. 55(a). Of particular relevance to the instant case, timely serving and filing a motion to dismiss under FED. R. CIV. P. 12(b), precludes entry of default.
In this case, as discussed above, Defendants have filed two separate motions to dismiss (ECF No. 20, 24) in response to Plaintiff's Complaint. The later-filed motion remains pending and is addressed below.
Accordingly, because Defendants have submitted a motion to dismiss, the entry of default would be inappropriate.
Defendants seek dismissal of Plaintiff's claims pursuant to Federal Rule of Civil Procedure 12(b)(6). Specifically, Defendants assert that, because Plaintiff seeks only injunctive relief in the form of certain medical treatments, and because those treatments have been provided, the Complaint should be dismissed as moot. (Br. 6, 16-17, ECF No. 24-1). In addition to the mootness argument, Defendants assert that Plaintiff's claims should be dismissed as unexhausted, (
In reviewing a Rule 12(b)(6) motion to dismiss, a court must only consider the facts alleged in the pleadings, the documents attached to or specifically referenced in the complaint if the claims are based on those documents, and matters of judicial notice.
If any matters outside the pleadings are presented to the court, and the court does not exclude those matters, a Rule 12(b)(6) or Rule 12(c) motion must be treated as a summary judgment motion pursuant to Rule 56. FED. R. CIV. P. 12(d).
Here, Defendants assert that the Court can consider documents outside the pleadings without converting the motion to dismiss into one for summary judgment. (Br. 16, ECF No. 24-1). Defendants cite case law from the Third Circuit and from other districts in support of this contention.
Indeed, the Third Circuit has held that "[a]lthough the plain language of Rule 12(b) seems to require conversion whenever a district court considers materials outside the pleadings, we and other courts of appeals have held that a court may consider certain narrowly defined types of material without converting the motion to dismiss."
As Defendants point out, one "exception to this general rule [that only the pleadings may be considered in a 12(b)(6) motion] provides that a "`document integral to or explicitly relied upon in the complaint' may be considered `without converting the motion [to dismiss into one for summary judgment].'"
In their brief, Defendants conclude that "this Court may consider the court records from Plaintiff's prior federal civil action without converting the motion to dismiss into one for summary judgment." (Br. 16, ECF No. 24-1). However, Defendants do not reference any prior federal civil action filed by Plaintiff, or the documents contained therein, in support of the instant motion. Moreover, Plaintiff asserts that he "has never filed any previous civil rights complaints while he has been incarcerated." (Compl. 8, ECF No. 1).
Because Defendants do not explain how the extraneous documents they rely on in support of their motion fall under any of the exceptions discussed above, those documents may not be considered without conversion of the instant motion to dismiss to a motion for summary judgment. Additionally, to the extent Defendants request dismissal based on Plaintiff's failure to exhaust his administrative remedies, this Court notes that "[f]ailure to exhaust is an affirmative defense under the [Prison Litigation Reform Act], and inmates are not required to specially plead or demonstrate exhaustion in their complaints."
This Court has discretion to either convert the motion to dismiss into a motion for summary judgment, or to ignore the matters presented outside the pleadings and continue to treat the filing as a motion to dismiss.
Also, it has been suggested that a "court should not convert a motion to dismiss into a motion for summary judgment when little discovery has taken place."
At this stage in the litigation, little discovery has been exchanged. Indeed, Plaintiff recently filed a motion requesting discovery from Defendants. (ECF No. 25). Moreover, because the instant motion is described only as a Motion to Dismiss, and because Plaintiff is a prisoner representing himself
Because Defendants have presented no arguments for dismissal under Rule 12(b)(6) which do not rely on the extraneous documentation, there is no basis for the Court to grant their motion. Accordingly, it is denied without prejudice to Defendants filing a Rule 12(b)(6) motion to dismiss which does not rely on documents outside the pleadings, or which relies on documents which fall under an exception to the general rule that the a court may only consider the facts alleged in the pleadings, the documents attached to or specifically referenced in the complaint, and matters of judicial notice. Alternatively, Defendants may file their responsive pleading to the Complaint, followed by a motion for summary judgment submitted in accordance with the Federal Rules of Civil Procedure and the Local Civil Rules.
For the foregoing reasons, Plaintiff's Motion for Judgment on the Pleadings (ECF No. 23), which is more accurately described as a motion for default judgment, is DENIED. Defendants' Motion to Dismiss (ECF No. 24) is DENIED without prejudice. Defendants are required to file a responsive pleading within 30 days.
An appropriate Order will follow.