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STATE v. SMITH, A-1670-09T4. (2011)

Court: Superior Court of New Jersey Number: innjco20110615414 Visitors: 10
Filed: Jun. 15, 2011
Latest Update: Jun. 15, 2011
Summary: NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION PER CURIAM. A jury found defendant guilty of eluding, in violation of N.J.S.A. 2C:29-2(b); aggravated assault, in violation of N.J.S.A. 2C:12-1(b)(5)(a); aggravated assault, in violation of N.J.S.A. 2C:12-1(b)(7); conspiracy to receive stolen property, in violation of N.J.S.A. 2C:5-2 and 2C:20-7; receiving stolen property, in violation of N.J.S.A. 2C:20-7; unlawful possession of a weapon, a motor vehicle, in violation
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NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION

PER CURIAM.

A jury found defendant guilty of eluding, in violation of N.J.S.A. 2C:29-2(b); aggravated assault, in violation of N.J.S.A. 2C:12-1(b)(5)(a); aggravated assault, in violation of N.J.S.A. 2C:12-1(b)(7); conspiracy to receive stolen property, in violation of N.J.S.A. 2C:5-2 and 2C:20-7; receiving stolen property, in violation of N.J.S.A. 2C:20-7; unlawful possession of a weapon, a motor vehicle, in violation of N.J.S.A. 2C:39-5(d); and possession of a weapon, a motor vehicle, for an unlawful purpose, in violation of N.J.S.A. 2C:39-4(d). The trial court sentenced defendant to a ten-year term of imprisonment for eluding and consecutive five-year terms for the two counts of aggravated assault. The court also sentenced defendant to concurrent four-year terms for conspiracy to receive stolen property, possession of a weapon for an unlawful purpose and a violation of probation. The court merged defendant's other convictions. Thus, the court imposed an aggregate term of twenty years imprisonment upon defendant, without any period of parole ineligibility.

Defendant's convictions were based on the following evidence. On the morning of January 15, 2007, Manuel Souto and Miguel Sanabria, police officers with the Newark Police Department, were on duty. At 7:50 a.m., they were dispatched to 12th Avenue and 20th Street in Newark following a report of a car being stripped.

When they arrived on the scene, they observed up to ten men removing parts from a green 1995 Honda. A black Acura was parked in front of the Honda. As soon as the men saw the patrol car, they began to scatter.

The driver of the Acura, who Officers Sanabria and Souto identified as defendant, was in the car when they arrived, and another person jumped in the back window afterwards. Souto got out of the patrol car first and walked toward the Acura. Sanabria exited the patrol car on the sidewalk-side, and also walked toward the Acura.

Since the Acura was running, the officers told defendant several times to stop the car and exit the vehicle. Instead, defendant put the car in reverse and drove up on to the hood of the Honda, pushing it back between one-half to a full car length. At that point, both officers drew their weapons and continued ordering defendant to stop while trying to block his escape. Defendant quickly drove straight toward Souto, who again ordered him to stop, stepped out of the way, slipped, fell, and fired twice at the car because he was afraid he would be killed. Sanabria also fired his weapon at the car multiple times. However, none of their shots struck defendant, and he was able to drive away from the scene.

Defendant then headed east on 12th Avenue towards 18th Street, where he turned against traffic towards East Orange, driving at a speed of sixty-five to seventy miles per hour. At the intersection of 18th Street and Central Avenue, defendant went through a red light and collided with a Ford Explorer being driven by Lakeisha Jones. According to Jones, defendant did not slow down at all as he entered the intersection. Although Jones went to the hospital after the collision, she was not seriously injured. However, defendant and a passenger riding in the Acura with him were seriously injured.

On appeal, the Public Defender presents the following arguments on defendant's behalf:

POINT I: THE CHARGE ON AGGRAVATED ASSAULT S-IGNIFICANT BODILY INJURY - WAS CONFUSING, MISLEADING, AND INCORRECT. (Partially Raised Below). A. THE ORAL CHARGE CONFLICTED WITH THE VERDICT SHEET. B. THE VERDICT SHEET ALLOWED THE JURY TO DELIBERATE ON A LESSER MENS REA NOT AUTHORIZED BY THE STATUTE. C. THERE WAS NO EVIDENCE FROM WHICH THE JURY COULD REASONABLY FIND SIGNIFICANT BODILY INJURY, SO ONLY ATTEMPTED INFLICTION OF SIGNIFICANT BODILY INJURY SHOULD HAVE BEEN CHARGED. POINT II: THE TRIAL COURT'S FAILURE TO EXCUSE THE ENTIRE JURY POOL FOLLOWING THE JURY'S EXPOSURE TO INCURABLY PREJUDICIAL COMMENTS BY A CORRECTIONS OFFICER DEPRIVED DEFENDANT OF THE RIGHT TO DUE PROCESS OF LAW AND A FAIR TRIAL BY AN IMPARTIAL JURY. POINT III: MULTIPLE INSTANCES OF PROSECUTORIAL MISCONDUCT DENIED DEFENDANT HIS RIGHTS TO DUE PROCESS AND A FAIR TRIAL (Not Raised Below). POINT IV: THE CUMULATIVE IMPACT OF THE ERRORS DENIED DEFENDANT A FAIR TRIAL (Not Raised Below). POINT V: A REMAND IS NECESSARY FOR CORRECTION OF THE JUDGMENT OF CONVICTION, RES-ENTENCING, AND A FULL RESTITUTION HEARING. A. THE JUDGMENT OF CONVICTION DOES NOT PROPERLY REFLECT EITHER THE JURY'S VERDICT OR THE COURT'S SENTENCE. B. THE COURT ERRED IN IMPOSING MAXIMUM SENTENCES ON THE THREE CONTROLLING CONSECUTIVE TERMS. C. A REMAND IS NECESSARY FOR AN INQUIRY INTO DEFENDANT'S ABILITY TO PAY RESTITUTION.

In addition, defendant has submitted a pro se supplemental brief which presents the following arguments:

POINT I: THE EVIDENCE WAS INSUFFICIENT TO DEMONSTRATE THAT THE APPELLANT KNOWINGLY CONSPIRED TO COMMIT THEFT, SPECIFICALLY THE STRIP[P]ING OF [AUTOS], THE TRIAL COURT ERRED IN DENYING APPELLANT'S MOTION FOR A JUDGMENT OF ACQUITTAL. POINT II: PETITIONER IS ENTITLED TO ALL JAIL CREDITS FOR ALL OF THE TIME THAT HE SPENT IN CUSTODY PRIOR TO HIS SENTENCE WHICH TOTAL IS 917. POINT III: THE VERDICTS WERE SHARPLY AGAINST THE WEIGHT OF THE EVIDENCE, NECESSITATING REVERSAL.

We agree with defendant's argument, presented under Point I(A) of the brief submitted by the Public Defender on defendant's behalf, that the part of the verdict sheet relating to the charge of aggravated assault upon Jones had the capacity to confuse the jury. Therefore, the conviction for that offense must be reversed and the case remanded for a new trial. We reject defendant's other arguments relating to the conduct of the trial, the imposition of consecutive sentences for eluding and the aggravated assault upon Souto, and jail credits.1 Therefore, we affirm defendant's other convictions and his sentences for those convictions. However, as the State concedes, the case must be remanded for a hearing regarding defendant's ability to pay restitution and correction of the judgment of conviction.

I.

Defendant was charged with second-degree aggravated assault upon Jones, in violation of N.J.S.A. 2C:12-1(b)(1). At the close of the State's case, defendant moved to dismiss this charge on the ground that the State had failed to prove that Jones had suffered "serious" bodily injury when the Acura being driven by defendant collided with her car. The State opposed this motion on the basis that the jury could find that defendant had purposefully attempted to ram into Jones' car and cause her serious bodily injury:

He goes barreling through that intersection against the red light at a major thoroughfare at 65 to 70 miles an hour. Was it his intention to cause — to clip somebody and put a road block against — in front of somebody who was pursuing him to divert the attention of any pursuing unit who might stop to render aid to somebody? . . . It's relevant, and the jury should be allowed to consider that, that he did this, he committed this act deliberately. He already tried to kill two police officers. What's to say he wasn't attempting to strike Ms. Jones' vehicle, to use her as basically a roadblock to the police.

The trial court accepted this argument and denied defendant's motion to dismiss the charge of aggravated assault upon Jones. Defendant does not challenge this ruling.

At the charge conference, defense counsel argued that the State had not presented evidence from which the jury could find that Jones suffered either "serious" or "significant" bodily injury and therefore the only form of second-degree aggravated assault, in violation of N.J.S.A. 2C:12-1(b)(1), and the lesser-included offense of third-degree aggravated assault, in violation of N.J.S.A. 2C:12-1(b)(7), that should be submitted to the jury was that defendant had purposefully attempted to cause serious or significant bodily injury to Jones by deliberately ramming her car. The trial court agreed that the jury instructions regarding second and third-degree aggravated assault should be thus limited.

After instructing the jury regarding the charge of second-degree aggravated assault, of which defendant was acquitted, the trial court gave the jury the following instruction regarding the charge of third-degree aggravated assault:

Now, although it is not charged in the indictment, Ladies and Gentlemen, the law requires me to charge you on lesser included offenses of attempted aggravated assault. The lesser included charge of attempted aggravated assault serious bodily injury is that of aggravated assault significant bodily injury. Now, part of our statute reads as follows as it applies to this count. A person is guilty of aggravated assault if he attempts to cause significant bodily injury to another or causes significant bodily injury purposely or knowingly, or under circumstances manifesting extreme indifference to the value of human life, recklessly causes such significant bodily injury. The question, if you find appropriate to answer, is how do you find as to the lesser included charge that the defendant, David Smith, did commit third degree aggravated assault by purposely — by attempting to cause significant bodily injury to Lakeisha Jones. So, again the question has to do with attempt, and I'm going to focus my instructions on that concept. Now, to find the defendant guilty of attempting to cause significant bodily injury to another, the [S]tate must prove the following beyond a reasonable doubt: That the defendant purposely attempted to cause significant bodily injury to another. If you find beyond a reasonable doubt that the defendant attempted to cause significant bodily injury, it does not matter whether such injury actually resulted. The law provides that a person is guilty of attempt if acting purposely, he did or omitted to do anything that under the circumstances as a reasonable person would believe them to be, was an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime. The step taken must be one that is strongly corroborative of defendant's criminal purpose. The accused must be shown to have a firmness of criminal purpose in light of the steps that he had already taken. These preparatory steps must be substantial and not just very remote. . . . . I used the word purposely. Again that definition equally applies here. If you find that the [S]tate has proven beyond a reasonable doubt that the defendant attempted to cause significant bodily injury to another, you must find the defendant guilty. If you find the [S]tate has failed to prove any element beyond a reasonable doubt of attempting to cause significant bodily injury to another, then you must find the defendant not guilty.

After instructing the jury regarding third-degree aggravated assault, the court gave the following instruction regarding the additional lesser-included offense of simple assault, in violation of N.J.S.A. 2C:12-1(a):

The statute reads as follows: A person commits a simple assault if he attempts to cause or purposely, knowingly, or recklessly causes bodily injury to another. In order to find Mr. Smith guilty of this charge, the following elements must be proven: One, that the defendant did cause bodily injury to Lakeisha Jones; and, two, that the defendant acted purposely or knowingly or recklessly in causing bodily injury to Lakeisha Jones. The first element the [S]tate must prove beyond a reasonable doubt is that the defendant caused bodily injury to another. Bodily injury is defined as physical pain, illness or any impairment of the physical condition. The second element that the [S]tate must prove beyond a reasonable doubt is that the defendant acted purposely, or knowingly, or recklessly in causing bodily injury to Lakeisha Jones. I already defined for you purposely, knowingly and recklessly and those definitions equally apply here.

The jury verdict sheet regarding the assault charges against defendant read as follows:

6. How do you find as to Count Six of the Indictment charging the defendant, David Smith, with third degree aggravated assault attempting to cause bodily injury of police officer M. Souto while in uniform or exhibiting evidence of his authority? _____Not Guilty _____ Guilty 7. How do you find as to Count Seven of the Indictment charging the defendant, David Smith, with third degree aggravated assault, attempting to cause bodily injury of police officer M. Sanabria while in uniform or exhibiting evidence of his authority? _____Not Guilty _____ Guilty 8A. How do you find as to Count Eight of the Indictment charging the defendant, David Smith, with second degree aggravated assault, by attempting to cause serious bodily injury to Lakeisha Jones? _____ Not Guilty _____ Guilty NOTE: If you find David Smith NOT GUILTY as to count 8A, please go on to Question 8B. 8B. How do you find as to the lesser included charge that defendant, David Smith, did commit third degree aggravated assault by purposely, knowingly, or recklessly causing significant bodily injury to Lakeisha Jones? _____ Not Guilty _____ Guilty NOTE: If you find David Smith NOT GUILTY as to count 8B, please go on to Question 8C. 8C. How do you find as to the lesser included charge that defendant, David Smith, did commit simple assault by causing bodily injury to Lakeisha Jones? _____ Not Guilty _____ Guilty

"A verdict sheet is intended for recordation of the jury's verdict and is not designed to supplement oral jury instructions." State v. Gandi, 201 N.J. 161, 196 (2010). However, if a verdict sheet is misleading and has the capacity to cause misunderstanding concerning the elements of an offense, a reversal of defendant's conviction may be required. See id. at 197.

The jury verdict sheet with respect to the charge of third-degree aggravated assault upon Jones was highly misleading. Although the State agreed that defendant could be found guilty of this offense only if the jury found he had "attempted to cause" significant bodily injury to Jones, which requires a showing of a "purpose" to inflict such injury, and the trial court instructed the jury on the basis of this theory, the verdict sheet indicated that defendant could be found guilty of this offense based on "knowing" or "reckless" conduct.

Furthermore, the jury question regarding the charge of third-degree aggravated assault upon Jones appeared immediately after the three jury questions regarding the charges of third-degree aggravated assault upon Officers Souto and Sanabria and second-degree aggravated assault upon Jones, each of which indicated that the State had to show that defendant had "attempt[ed] to cause" bodily injury or serious bodily injury. Therefore, a person reading the jury question relating to the charge of third-degree aggravated assault upon Jones could understandably have gotten the impression that even though defendant could be found guilty of the other aggravated assault charges only if he was found to have "attempt[ed] to cause" bodily injury, he could be found guilty of the charge of third-degree aggravated assault upon Jones based on a showing that he acted "knowingly" or "recklessly."

The risk that the jury could have gained this misconception of the elements of the charge of third-degree aggravated assault upon Jones was increased by the fact that the court submitted to the jury the charge of simple assault upon Jones as an additional lesser included offense and correctly instructed the jury that it could find defendant guilty of this offense if it found he had "acted purposely, or knowingly, or reckless in causing bodily injury to Lakeisha Jones." Therefore, the erroneous jury verdict sheet question regarding the charge of third-degree aggravated assault upon Jones, considered in light of the court's instructions regarding the charge of simple assault upon Jones, created a substantial danger that the jury was given the erroneous impression that defendant could be found guilty of third-degree aggravated assault upon Jones based on a showing that he acted "knowingly or recklessly."

Moreover, it was especially important for the jury to have a correct understanding of the mental state that the State had to establish for defendant to be found guilty of third-degree aggravated assault upon Jones. Because the State's evidence indicated that defendant drove into the intersection at sixty-five to seventy miles per hour, the jury could easily have found that defendant acted recklessly. However, because Jones did not suffer a significant injury as a result of the collision, defendant could not be found guilty on that basis. Instead, the State had to show that defendant attempted to cause Jones significant bodily injury by deliberately ramming her car, which would have been a more problematic finding for the jury to make than that defendant acted recklessly. Therefore, the jury verdict sheet question that created the erroneous impression that defendant could be found guilty of the charge of third-degree aggravated assault upon Jones based on reckless conduct requires a reversal of defendant's conviction for that offense.

II.

Defendant's other arguments relating to the conduct of his trial are without merit and require only brief discussion. R. 2:11-3(e)(2).

The trial court properly handled the issue involving the improper comments by a potential juror in the elevator. The court identified which jurors had been exposed to the comments, interviewed each privately, ascertained that none had repeated the comments to any other jurors, instructed each not to discuss the comments, and excused each of the jurors who had heard the comments. The trial court did not abuse its discretion in denying defendant's motion to dismiss the entire jury pool based on this prospective juror's comments in the elevator.

Although the prosecutor's questioning of defendant about whether there was any reason for Sanabria, Souto and Jones to lie was improper, this brief line of questioning during the prosecutor's cross-examination was not sufficiently prejudicial to deprive defendant of a fair trial. See State v. Dellisanti, 203 N.J. 444, 463 (2010). The other questions the prosecutor asked defendant that he argues require a reversal of his conviction either were successfully objected to and stricken from the record or were not improper. None of the prosecutor's comments improperly denigrated defense counsel.

III.

Defendant argues that the trial court erred in imposing three consecutive maximum sentences for his convictions for eluding, aggravated assault upon Souto, and aggravated assault upon Jones. We have reversed defendant's conviction for the aggravated assault upon Jones for the reasons set forth in section I of this opinion. Thus, we only need to address defendant's ten-year sentence for eluding and consecutive five-year sentence for the aggravated assault upon Souto. Defendant's challenge to the sentence imposed for the aggravated assault upon Jones is moot, pending a retrial of that charge.

In State v. Yarbough, 100 N.J. 627, 644 (1985), cert. denied, 475 U.S. 1014, 106 S.Ct. 1193, 89 L. Ed. 2d 308 (1986), the Court established guidelines for determining whether sentences should be concurrent or consecutive, including whether or not:

(a) the crimes and their objectives were predominantly independent of each other; (b) the crimes involved separate acts of violence or threats of violence; (c) the crimes were committed at different times or separate places, rather than being committed so closely in time and place as to indicate a single period of aberrant behavior; (d) any of the crimes involved multiple victims; (e) the convictions for which the sentences are to be imposed are numerous. [footnote omitted.]

Applying these criteria, the trial court properly imposed consecutive sentences upon defendant for the aggravated assault upon Souto and eluding. These were two quite distinct crimes, "involv[ing] separate acts of violence or threats of violence," first upon Souto and second upon the police officers or members of the public such as Jones who were or could have been injured for eluding the police by his reckless operation of the Acura. Moreover, the crimes involved occurred at "separate places" and involved "multiple victims" and defendant's convictions were "numerous," including not only the aggravated assault and eluding but also conspiracy to receive stolen property, receiving stolen property, unlawful possession of a weapon, and possession of a weapon for an unlawful purpose. Therefore, the trial court did not abuse its discretion in imposing consecutive sentences. We are also satisfied that the aggregate sentence of fifteen years that defendant must now serve as a result of the reversal of his conviction for the aggravated assault upon Jones is not excessive.

IV.

Defendant argues, and the State acknowledges, that there must be a remand for a hearing regarding defendant's ability to pay restitution. Therefore, we remand for such a hearing.

Defendant also argues, and the State acknowledges, that the judgment of conviction does not properly reflect either the jury's verdict or his sentence. Therefore, we remand for entry of an amended judgment of conviction that accurately reflects the jury's verdict and the court's oral sentence.

Accordingly, we reverse defendant's conviction for third-degree aggravated assault upon Jones and remand the case for a retrial of that charge. We affirm defendant's other convictions. We remand for a hearing on defendant's ability to pay restitution and correction of the judgment of conviction.

FootNotes


1. As the State argues, this is solely an appeal from defendant's judgment of conviction under Indictment No. 2007-07-2565. Defendant's conviction for the violation of probation and the award of jail credits relating to that sentence is not before us.
Source:  Leagle

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