WILLIAM P. JOHNSON, District Judge.
THIS MATTER comes before the Court upon Defendant's Motion to Dismiss Plaintiffs Juan Coronel, Eric Enriquez and Robert Gallegos, filed September 28, 2016
Defendant seeks sanctions in the form of dismissal against Plaintiffs Coronel, Enriquez and Gallegos ("Plaintiffs" for purpose of this motion) for failing to respond to discovery, despite Defendant's efforts to correspond with opposing counsel in an effort to secure either the requested discovery or the dismissal of these non-responsive parties. The time in which to respond to discovery expired over two months ago. See Exs. C & D (emails between counsel, affording extension until July 17, 2016 to respond to discovery requests).
Under Federal Rule of Civil Procedure 37(d)(1)(A)(ii), the Court may order sanctions if "a party, after being properly served with interrogatories . . . or a request for inspection . . . fails to serve its answers, objections, or written response." Under subsection (d)(3), which cross-references Rule 37(b)(2)(A)(i)-(vi), the sanctions may include dismissing the case in whole or in part, or rendering default judgment. Under Rule 41(b), "[i]f a plaintiff fails to prosecute or comply with these rules . . . a defendant may move to dismiss the action or any claim against it." Courts in the Tenth Circuit considering dismissal under either of these rules apply the factors in Ehrenhaus v. Reynolds, 965 F.2d 916 (10th Cir. 1992) (affirming dismissal under Rule 41), which are the following:
965 F.2d at 921; see also Klein v. Harper, 777 F.3d 1144, 1147-48 (10th Cir. 2015 (affirming dismissal under Rule 37). Defendant contends that these Plaintiffs appear to have abandoned their lawsuit and that their conduct meets the Ehrenhaus factors.
Plaintiffs' counsel euphemistically states that they have "experienced difficulty" obtaining responses from a number of the individually-names plaintiffs in this lawsuit, including the plaintiffs who are the subject of this motion. Doc. 61 at 2. No reason is given for their refusal to cooperate in the discovery process except that they are "fearful of retaliation" by MTC, and that they believe the questions are "too invasive for a simple claim of unpaid wages and overtime." Id. Neither reason holds any weight with the Court. If Plaintiffs feel the discovery questions are too invasive, they should have filed a motion objecting to the discovery requests under the procedural rules instead of complaining about their fear of reprisal from their employer. See Fed.R.Civ.P. 33(b)(4) and 34(b)(2)(C). Their situation is no different from any other plaintiff in any case where the employer is being sued.
Nonetheless, Plaintiffs urge the Court to deny Defendant's motion and issue a lesser sanction in the form of a warning that their status as individual-plaintiff participants in this case is at serious risk of dismissal, and a deadline for responding to the discovery propounded to them by Defendant. Plaintiffs' counsel points out that lesser sanctions are appropriate because Defendant has already received discovery information about the nature and scope of Plaintiffs' claims through the discovery obtained from other plaintiffs in the lawsuit. That is all well and good, but the reality is that discovery information about other plaintiffs is worthless with regard to the specific positions of Plaintiffs Coronel, Enriquez and Gallegos.
The Court finds that Plaintiffs' refusal to comply with discovery is willful and without any merit, but the Court will not dismiss these Plaintiffs at this time. Defendant claims that Plaintiffs have already received the warning that is required under Ehrenhaus, but this warning came from Defendant and Plaintiffs' own attorneys and is not sufficient to support a sanction as severe as dismissal or to comport with due process requirements. The warning must come from this Court. See Ehrenhaus, 965 F.2d at 922 (warning by Court that failure to comply with court order would subject plaintiff's claims to dismissal).
Therefore, Plaintiffs Coronel, Enriquez and Gallegos may consider themselves sufficiently warned by virtue of this Order.
Plaintiffs are hereby placed on notice by the Court that they have