JOHN MICHAEL VAZQUEZ, District Judge.
Dear Litigants:
The Court is in receipt of the partial motion to dismiss filed by Defendants University Hospital — UMDNJ ("University Hospital" or the "Hospital") and Jane Blomstrom (collectively "Defendants"). D.E. 16. Defendants seek to dismiss the complaint as to Blomstrom for insufficient service of process and also seek to dismiss Count Four of the complaint, a claim for intentional infliction of emotional distress, as to all Defendants due to Plaintiff's failure to comply with the New Jersey Tort Claims Act ("NJTCA"). Plaintiff, who is pro se, did not oppose Defendants' motion. For the reasons stated below, Defendants' motion is
Plaintiff worked as a patient advocate at University Hospital's Emergency Room for eleven years.
After the complaint was filed, Plaintiff attempted to serve both Defendants at University Hospital. On January 21, 2016, a process server left a summons and complaint for each Defendant with Eva Serruto, the Associate General Counsel and Director of Employment Law at University Hospital. See Declaration of Eva M. Serruto, Esq. in Support of Defendants' Motion to Dismiss ("Serruto Decl.") ¶¶ 1, 4 (D.E. 16-4). The executed summons, which was filed on February 8, 2016 states that Serruto received a copy of the summons and complaint on behalf of University Hospital and Blomstrom. See D.E. 4. But by the time Plaintiff filed the complaint and attempted to serve Blomstrom, she was no longer employed by the Hospital. University Hospital states that Blomstrom was an employee from July 14, 2009 to July 16, 2014. Serruto Decl. ¶ 3, 5.
In addition, after University Hospital was served with the complaint (the Hospital does not dispute that service as to it was proper) it conducted a search for tort claim notices that were filed with University Hospital and related to this matter. The Hospital did not find any relevant notices of claim. Id. ¶ 6. The complaint does not indicate that Plaintiff filed a tort claim notice after any of the three alleged medical events occurred, and Plaintiff did not provide any additional documentation by which the Court could determine that notice was ever filed.
Defendants argue that pursuant to Fed. R. Civ. P. 12(b)(5), the complaint should be dismissed as to Blomstrom, or in the alternative, that the summons as to her should be stricken for insufficient service of process. Defs' Br. at 3-4 (D.E. 16-1). Specifically, Defendants argue that serving Blomstrom at her former place of business does not satisfy the service of process requirements of Fed. R. Civ. P. 4(e). Id.
Rule 12(b)(5) permits courts to dismiss a case for insufficient service of process. The party effecting service has the burden of establishing that service was sufficient. Grand Entm't Grp., Ltd. v. Star Media Sales, Inc., 988 F.2d 476, 488 (3d Cir. 1993). Courts, however, have "broad discretion" in deciding a motion to dismiss pursuant to Rule 12(b)(5). Hoist v. Neu, Jersey, No. 12-5370, 2013 WL 5467313, at *3 (D.N.J. Sept. 30, 2013). "Where a plaintiff acts in good faith, but fails to effect proper service of process, courts are reluctant to dismiss an action." Id. (quoting Ramada Worldwide Inc. v. Shriji Krupa, LLC, No. 07-2726, 2013 WL 1903295, at *6 (D.N.J. Apr. 17, 2013). Instead, courts often "quash service and grant plaintiff additional time to properly serve the defendant." Id.
Rule 4(e) establishes the methods for effecting service upon individual defendants. Pursuant to Rule 4(e), individuals may be served (1) personally, (2) by leaving a copy of the summons and complaint at the individual's dwelling or usual place of abode with someone of suitable age who resides there, (3) by delivering a copy of the summons and complaint to an agent authorized by appointment or law to receive service of process, or (4) following the state law where the Court is located or where service is made for serving a summons. New Jersey Rule 4:4-4(a), which is the applicable state rule here concerning service of process, mirrors the federal rule. N.J. Rule 4:4-4(a).
In this instance, the proof of service states that the summons and complaint was served on Serruto, who received service on behalf of Blomstrom. D.E. 4. It is clear that leaving the summons and complaint at a defendant's place of business does not satisfy Rule 4(e) or N.J. Rule 4:4-4(a). See Laffey v. Plousis, No. 05-2796, 2008 WL 305289, at *5 (D.N.J. Feb. 1, 2008) (concluding that defendants were improperly served where plaintiff left a copy of the summons and complaint at the defendants' workplace); Wohlegmuth v. 560 Ocean Club, 302 N.J.Super. 306, 309 (App. Div. 1997) ("The service at defendant's place of business is an improper mode of service on a resident individual."). No party, however, provides any evidence to establish whether third-party Serruto was an authorized agent who could accept service on behalf of Blomstrom. There is also no indication that Plaintiff tried to personally serve Blomstrom or leave of copy of the summons and complaint at her place of dwelling. But ultimately, because it is Plaintiff's burden to establish that service was proper, this lack of evidence suggests that service was ineffective. See Malloy v. Verizon, No. 12-2366, 2013 WL 6865568, at *3 (D.N.J. Dec. 23, 2013). As a result, the Court concludes that Blomstrom has not been served properly and the Court cannot exercise personal jurisdiction over her.
Although Blomstrom was improperly served, the Court is reluctant to dismiss the complaint as to her because it appears that Plaintiff acted in good faith when attempting to serve Blomstrom. If proper service is not effected within 90 days of filing the complaint, the matter is subject to dismissal. Fed. R. Civ. P. 4(m). Before a court dismisses a case for insufficient process, however, it must determine whether good cause exists to extend the time for service. Petrucelli v. Bohringer & Ratinger, GMBH, 46 F.3d 1298, 1305 (3d Cir. 1995). If a plaintiff can demonstrate that good cause exists, "the district court must extend the time for service." Id. If no good cause exists, "the court may in its discretion decide whether to dismiss the case without prejudice or extend time for service." Id. A plaintiff has the burden to establish whether good cause exists. Mason v. Therics, Inc., No. 08-2404, 2009 WL 44743, at *2 (D.N.J. Jan. 6, 2009). Here, Plaintiff has not opposed Defendants' motion, therefore, he fails to establish good cause.
A court may still exercise its discretion and extend the time for service even if there is not good cause. Petrucelli, 46 F.3d at 1305. In determining whether to grant a discretionary extension, the court may consider several factors including "1) actual notice of the action, 2) prejudice to the defendant, 3) statute of limitations, 4) conduct of the defendant, 5) whether the plaintiff is represented by counsel, and 6) any other relevant factor." Jumpp v. Jerkins, No. 08-6268, 2010 WL 715678, at *7 (D.N.J. Mar. 1, 2010). One factor that frequently weighs in favor of exercising discretion is a plaintiff's pro se status. See, e.g., Cain v. Abraxas, 209 F. App'x 94, 97 (3d Cir. 2006) (stating a plaintiff's pro se status "frequently weigh[s] in favor of exercising such discretion").
Here, Plaintiff attempted to serve process on Defendants within a month of filing his complaint. While he mistakenly tried to serve Blomstrom at her prior place of employment,
Defendants also argue that count four of the complaint, which asserts a tort claim for intentional infliction of emotional distress against Defendants, should be dismissed because Plaintiff failed to comply with the requirements of the NJTCA, N.J.S.A. 59:1-1, et seq. Defs' Br. at 5-7.
A party that asserts a tort claim seeking damages from a public entity or public employee
University Hospital is a public entity for purposes of the NJTCA and its employees are also provided with protection from tort claims under the act. See N.J.S.A. 18A:64G-6.1a (stating that University Hospital is a separate entity from Rutgers University but remains a public entity), 59:1-3 ("Public employee' means an employee of a public entity"). Intentional infliction of emotional distress is a common law tort subject to the NJTCA. See Pena v. Div. of Child & Family Servs., No. 08-1168, 2010 WL 3982321, at *6 (D.N.J. Oct. 8, 2010). As a result, Plaintiff was required to comply with the NJTCA notice requirements in bringing count four of the complaint.
University Hospital states that it has no record of receiving a notice of claim from Plaintiff (Serruto Decl. ¶ 6) and Plaintiff fails to provide any information from which the Court could find that a notice of claim was filed. As a result, the Court concludes that Plaintiff did not file a notice of claim based on the evidence currently available. In addition, because Plaintiff's complaint addresses events that accrued more than one year ago, in 2013 and 2014, he is statutorily prohibited from filing a late notice of claim and is "forever barred from recovering against" Defendants. See N.J.S.A. 59:8-8. Consequently, the Court will dismiss Count Four of Plaintiff's complaint. The Court, however, will dismiss Count Four without prejudice so that, if appropriate, Plaintiff may provide evidence that he filed a timely notice of claim.
In sum and for good cause shown, it is
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