PER CURIAM.
The State appeals the Law Division's October 16, 2013 order admitting defendant Philip H. Leone to pretrial intervention (PTI) over the State's objection. We reverse.
We discern the following facts and procedural history from the record on appeal.
In December 2004, Leone approached a longtime friend to solicit an investment in a Bradley Beach apartment complex. The friend convinced his father, brother, and one of his other friends to invest in Leone's venture. They each contributed $25,000. Leone subsequently misappropriated the entire $100,000, after which he continued to lead the investors to believe that the project was ongoing for approximately seven years.
In 2012, Leone was indicted for second-degree theft by deception, contrary to
Leone was a member of the bar at the time he solicited and received the investment funds, but he denied that he led the victims to believe that he was acting as their attorney with respect to the investment opportunity.
On May 15, the assistant prosecutor who had negotiated the plea agreement wrote a memorandum to the plea judge explaining the reasons for Leone's rejection, citing
On July 24, the parties met for an in-chambers conference with a different judge. She directed the assistant prosecutor to prepare a more thorough memorandum regarding the reasons for the State's rejection of his PTI application, assessing each of the relevant factors. The assistant prosecutor submitted the supplemental memorandum, which considered each of the factors established by
During a hearing on September 18, the judge directed the assistant prosecutor to contact the victims and explain "to them what PTI is, where the case is at this point," adding "I would like them to know that there's an assertion by the defendant that he may lose his position of employment if, in fact, he's denied PTI." She noted that it was important to explain to the victims that Leone's loss of job may impact "their ability to collect on... the remaining amount of [the] civil judgment."
On September 26, the assistant prosecutor provided the trial judge with a letter detailing his conversations with the victims. Three of the victims indicated that they were still opposed to Leone's entry into the PTI program. One victim, the friend to whom Leone first proposed the investment, indicated that he would withdraw his objection to Leone's entry into PTI only if he could "improve his position in the line of the defendant's creditors" in connection with Leone's bankruptcy proceedings.
After hearing additional argument on October 16, the judge granted Leone's motion and ordered his admission to the PTI program over the State's objection. She concluded that "the defendant has shown appropriate remorse," and that Leone would likely lose his employment if not admitted to PTI. Leone's concern about the loss of his job would be "sufficient to deter [him] from committing similar offenses in the future." The judge also found "that the State placed too much weight on the nature of the offense and not sufficient weight on the nature and amenability of this particular defendant," and that it would be "in the best interests of all of [Leone's] creditors, including the victims, that [he] be admitted into PTI so that he can continue to work and pay his debt." She opined that the victims were "angry and upset," but "their opposition [to PTI was] not dispositive," especially given that one victim indicated he would not protest PTI if it meant improving his position in line as a creditor. The judge also expressed concern that the same assistant prosecutor who entered into "the plea agreement [that] specifically stated that [Leone] could apply for PTI" was now denying Leone's request. As a result, the judge found that Leone's "rejection from PTI represent[ed] a patent and gross abuse of discretion by the Prosecutor." This appeal followed.
The State raises the following issue on appeal:
Judicial review of decisions to reject applications for PTI is "`severely limited,'"
The statutory criteria for PTI eligibility are as follows:
(12) The history of the use of physical violence toward others;
At the request of the motion judge, the State submitted an expanded explanation of the reasons for rejecting Leone's PTI application. In rejecting the application, the State relied primarily on the following: (a) Leone, a member of the bar, stole the funds invested by his friends and attempted to "cover his tracks" for seven years "in a pattern of deceit and deception" — 12(e)(1); (b) Leone spent the money on self-indulgent conduct and the owner of the building that was to be purchased with the funds had no recollection of meeting Leone-12(e)(2); (c) opposition of the victims — 12(e)(4); (d) absence of problems or addictions to be addressed through PTI — 12(e)(5) and (6); (e) concern about negative public perception that Leone stole through deceptive conduct, covered up his theft, and when caught was only required to repay the money — 12(e)(7); (f) even though Leone has no other criminal record, he was disbarred for trust account violations unrelated to this case — 12(e)(9); and (g) "the public's faith in the system, that it operates impartially, not favoring any particular class of people, would be subverted by a defendant being able, through the payment of restitution, to buy his way out of a criminal record"—12(e)(14) and (17). The State did not rely on any of the negative factors found in
The issue before the motion judge was not whether she would have evaluated the criteria differently or whether she agreed with the prosecutor's overall conclusions, but whether Leone had "clearly and convincingly establish[ed] that the prosecutor's decision constitute[d] a patent and gross abuse of discretion."
For example, the judge discounted the prosecutor's concerns about Leone's status as a member of the bar. She emphasized that he was acting as a "friend" when he defrauded the victims and then covered up his actions for years. The Supreme Court has made clear, however, that integrity is expected from a member of the bar in both "private and professional" conduct.
Even if Leone's status as an attorney were disregarded, the circumstances and result of his conduct as a "friend" do not support his admission to PTI. The individual whom he persuaded to invest in his scheme, and who then persuaded others to invest, described Leone's conduct and its impact on his life as follows:
Although that victim was eager for complete restitution through collection of the judgment, rather than just the return of his original investment, he forcefully articulated harm beyond the mere loss of money. The motion judge largely disregarded the views of the victims, which she had instructed the assistant prosecutor to solicit, and substituted her own determination that they would be better off if Leone were to be admitted to PTI. Her decision was based, in large part, on Leone's unsupported assertion that acceptance to PTI "is the only way [he] can retain [his] employment."
The judge also expressed concern that the same assistant prosecutor who allowed Leone to make a late application for PTI then opposed his admission. The judge cited no support for the proposition that an assistant prosecutor who agrees to allow a defendant to apply for PTI is precluded from opposing the application. And, as the record reflects, it was the Monmouth County PTI director who first recommended against Leone's admission, based in part on what he perceived to be his lack of remorse during his PTI interview.
In summary, we conclude that the motion judge erred by interjecting herself into the process of weighing applicable factors pertinent to the PTI application. She predicated her decision upon her own assessment of the PTI factors, rather than determining whether the prosecutor failed to consider all relevant factors, considered inappropriate factors, or clearly erred in judgment. She compounded her error by disregarding the State's declared interest in advancing a broader social value in prosecuting this type of crime to avoid giving the appearance of allowing defendants like Leone to buy their way out of criminal responsibility for serious criminal activity. Even if reasonable minds could differ in analyzing and balancing the applicable factors in this case, judicial disagreement with a prosecutor's reasons for rejection does not equate to "a patent and gross abuse of discretion" based on "clear and convincing evidence."
Reversed.