JOANNA SEYBERT, District Judge.
Christopher Milton and Wendy Guzman, individually and as parents and legal guardians of minor Z.G.M. ("Plaintiffs") commenced this action against Valley Stream Central High School District, Valley Stream South High School, Maureen Henry, Kara Jacobson, Jacqueline Allen, Michael Mahler, Ellen Daniels, Barbara Madigan, "John Doe" Drumm, "John Doe" Geramina, Nurse Jane Doe, Caroline Bormann, J.C., a minor, and "John Doe" Cannon and "Jane Doe" Cannon, as parents and legal guardians of minor J.C., on January 9, 2015. (Compl., Docket Entry 1.) Z.G.M. was assaulted by J.C. while they were both students at Valley Stream South High School. On January 26, 2017, Plaintiffs voluntarily dismissed the claims against Kara Jacobson, Ellen Daniels, "John Doe" Drumm, and Nurse Jane Doe. (
On January 16, 2014, Z.G.M., a student at Valley Stream South High School, left class to retrieve a book from his locker. (Z.G.M. 50-H Exam., Smith Decl. Ex. M, Docket Entry 67-15, 9:5-19, 12:14-21.) Z.G.M. testified that before he reached his locker, he saw J.C. in the hallway, who called him "Afro Man" and "Afro Jack" and began walking toward him. (Z.G.M. 50-H Exam. 13:12-16:21.) Z.G.M. testified that after retrieving the book, he began walking toward a stairwell to return to his class, and J.C. followed him while continuing to call him names. (Z.G.M. 50-H Exam. 17:9-18:3.) According to Z.G.M., before he reached the stairwell, J.C., who was "getting loud[,] . . . started pushing up against [his] left shoulder," and Z.G.M. called J.C. "Chewbacca." (Z.G.M. 50-H Exam. 19:6-22.) Afterward, Z.G.M. continued walking toward the stairwell. (Z.G.M. 50-H Exam. 23:21-24:7.) The next things he remembers is waking up in a wheelchair in the nurse's office. (Pls.' 56.1 Counterstmt. ¶ 294; Z.G.M. 50-H Exam. 23:21-25:22.)
"John Doe" Drumm ("Drumm") was a teaching assistant at the School. (Defs.' 56.1 Stmt. ¶ 26.) Drumm testified that at approximately 1:45 p.m., he observed Z.G.M. and J.C. standing "face to face," heard someone say "fuck," and saw J.C. punch Z.G.M. in the head. (Defs.' 56.1 Stmt. ¶¶ 29, 32.) Z.G.M. fell backwards, and Drumm testified that he ran over to see if he was okay. (Defs.' 56.1 Stmt. ¶¶ 33-34.) Drumm testified that when he laid Z.G.M. down on his back, he saw his "eyes rolling back" and yelled to several teachers to contact the nurse or call an ambulance. (Defs.' 56.1 Stmt. ¶ 35; Pls.' 56.1 Resp. ¶ 35.) Drumm testified that the nurse, Caroline Bormann ("Nurse Bormann") arrived within two minutes and that he relayed what he saw, including that Z.G.M.'s eyes rolled back after the blow. (Defs.' 56.1 Stmt. ¶¶ 36, 38; Pls.' 56.1 Resp. ¶ 38.) However, Nurse Bormann later testified that Drumm did not mention Z.G.M's eyes rolling back. (Bormann Dep., Smith Decl. Ex. P, Docket Entry 67-18, 12:8-11.) Drumm subsequently completed an incident report and a police report describing the events he witnessed. (Defs.' 56.1 Stmt. ¶¶ 107-08.)
Nurse Bormann testified that she was in her office when her secretary received a phone call about the incident and told her that a student had passed out. (Pls.' 56.1 Counterstmt. ¶ 56; Bormann Dep. 7:25-8:14.) She testified that when she arrived, she saw Z.G.M. lying on the floor in the hallway. (Defs.' 56.1 Stmt. ¶ 45.) The parties dispute whether Z.G.M. was alert and oriented when Nurse Bormann arrived; she testified that Z.G.M. was alert and oriented, (Bormann Dep. 12:3-7, 45:23-25), but a concussion checklist indicates confusion and memory loss (Concussion Checklist, Smith Decl. Ex. Q, Docket Entry 67-19), and the principal, Maureen Henry ("Principal Henry"), testified that Z.G.M. was not "fully alert," (Henry Dep., Smith Decl. Ex. B, Docket Entry 67-3, 12:8-9). The parties also dispute the extent to which Z.G.M. was able to answer questions. For example, the District Defendants allege that Z.G.M. was able to answer several questions asked by Nurse Bormann, while Plaintiffs maintain that Z.G.M. was "actually unconscious" when Nurse Bormann arrived and "was only able to answer questions with difficulty after he regained consciousness, [because his] memory was not intact." (Defs.' 56.1 Stmt. ¶ 47; Pls.' 56.1 Resp. ¶ 47.) Nurse Bormann testified that she asked Z.G.M. to "squeeze her fingers and wiggle his feet," and found his eyes to be "round, equal and reactive." (Defs.' 56.1 Stmt. ¶ 48; Bormann Dep. 14:7-20.) Plaintiffs deny that Z.G.M.'s eyes were "round, equal and reactive." (Pls.' 56.1 Resp. ¶ 49.) Principal Henry testified that when she arrived, she observed that Z.G.M. was conscious and lying on the floor. (Defs.' 56.1 Stmt. ¶ 53.)
At that point, Z.G.M. was transported to the Nurse's Office in a wheelchair. (Defs.' 56.1 Stmt. ¶ 56.) Principal Henry testified that she accompanied Z.G.M. to the Nurse's Office, where she asked questions about the incident and "tr[ied] to make him comfortable." (Defs.' 56.1 Stmt. ¶¶ 57, 59; Henry Dep. 11:2-23.) However, Z.G.M. testified that Principal Henry was "intimidating [him]" and "tried to make it seem like [he] was the one who provoked . . . the incident." (Pls.' 56.1 Resp. ¶ 59; Z.G.M. 50-H Exam. 28:7-16.) Z.G.M. testified that he was able to answer the questions asked by Nurse Bormann and Principal Henry without difficulty.
The Concussion Checklist indicated that Z.G.M.'s parents were advised to seek medical attention. (Defs.' 56.1 Stmt. ¶ 63.) There is some dispute regarding what Nurse Bormann advised Z.G.M.'s parents to do; Nurse Bormann testified that she told Guzman she needed to take Z.G.M. to a doctor "immediately." (Bormann Dep. 29:24-25.) Guzman testified that Nurse Bormann told her to take the Concussion Checklist to Z.G.M.'s doctor and "see what they say" but that Nurse Bormann did not tell her to go immediately. (Pls.' 56.1 Resp. ¶ 63; Guzman 50-H Exam., Smith Decl. Ex. N, Docket Entry 67-16, 16:25-17:13.) At that point, Guzman testified that she demanded that Nurse Bormann call an ambulance because she was concerned about internal bleeding, and an ambulance was called. (Pls.' 56.1 Resp. ¶¶ 63, 74; Guzman 50-H Exam. 17:14-21.) Nurse Bormann acknowledged that she called an ambulance at Guzman's request, but also testified that she called after Z.G.M. complained of "seeing waves."
Principal Henry testified that at some point before the police and ambulance arrived, Guzman confronted her and asked why she had not called the police. (Pls.' 56.1 Counterstmt. ¶ 137; Henry Dep. 31:4-8.) Principal Henry explained that she did not call the police "because [she] felt there was no need for the police, because [Z.G.M.] didn't have any marks on his body, and [she] had the boy in the dean's office who did the punch and that [they] were trying to get to the story," but advised Guzman that she "had every right if she wanted to call the police." (Defs.' 56.1 Stmt. ¶ 102; Henry Dep. 31:10-17.) Plaintiffs dispute that Principal Henry advised Guzman that she could call the police. (Pls.' 56.1 Resp. ¶ 102.) Milton testified that when he arrived at the School, he was told that Principal Henry was too busy to speak to him, but that he insisted on talking to her. (Pls.' 56.1 Counterstmt. ¶ 266; Milton 50-H Exam., Smith Decl. Ex. O, Docket Entry 67-17, 14:14-20.) He also testified that, when he and Principal Henry spoke, Principal Henry told him: "[w]ell, there is no sense in us talking, because your wife called the police. Your wife called the police. We don't handle business like this." (Pls. 56.1 Counterstmt. ¶ 267; Milton 50-H Exam. 15:5-9.) However, Guzman indicated that she never asked that the police be contacted. (Guzman 50-H Exam. 18:20-23.)
After Z.G.M. was taken to a hospital, he was diagnosed with an epidural hemorrhage which required emergency surgery. (Pls.' 56.1 Counterstmt. ¶ 278.) Since then, he has sought counseling from a therapist regarding the incident but has not sustained any further complications or ongoing symptoms. (Defs.' 56.1 Stmt. ¶ 130; Pls.' 56.1 Resp. ¶ 130.)
The assault occurred in the stairwell between the second and third floors. (Z.G.M. 50-H Exam. 24:4-25:15.) In January 2014, there were four security guards working at the School, including one security guard who monitored the second and third floors. (Pls.' 56.1 Counterstmt. ¶ 106; Allen Dep., Smith Decl. Ex. D, Docket Entry 67-5, 8:25-9:18.) Teachers were also assigned to monitor hallways, although no teacher was assigned to monitor the third floor at the time of the incident. (Pls.' 56.1 Counterstmt. ¶¶ 108-09; Allen Dep. 11:19-22.) There were no surveillance cameras on the second or third floor. (Pls.' 56.1 Counterstmt. ¶ 107; Allen Dep. 10:21-24.)
According to School policy, a bullying incident is investigated by the principal, who will determine if the bullying allegation is credible. (Defs.' 56.1 Stmt. ¶¶ 12-13.) At Principal Henry's request, Michael Mahler ("Mahler"), the Dean of Students, brought J.C. to his office and requested a statement from J.C., which he provided. (Defs.' 56.1 Stmt. ¶¶ 80, 82-85; J.C. Stmt., Smith Decl. Ex. T, Docket Entry 67-22.) Mahler also contacted J.C.'s parents and obtained statements from two other students, E.M. and W.K. (Defs.' 56.1 Stmt. ¶¶ 86-88.) Mahler was not asked to obtain a statement from Z.G.M. (Defs.' 56.1 Stmt. ¶ 90.) When J.C. was in Mahler's office, Principal Henry arrived and asked J.C. what happened. (Defs.' 56.1 Stmt. ¶¶ 93-94.) J.C. told her that "there were words" between him and Z.G.M., that Z.G.M. pushed him and said "come on, let's fight," and then pushed him again, at which point he punched Z.G.M.
At some point, Principal Henry informed Guzman that disciplinary action had been taken against J.C.; however, Plaintiffs maintain that this occurred only after Guzman inquired and that Principal Henry did not specify how J.C. had been disciplined.
Regarding any prior relationship between the two students, Z.G.M. testified later that he did not know J.C. before encountering him that day, but also stated that J.C. called him "Afro-Man" and "Afro-Jack" about a week before the assault. (Z.G.M. 50-H Exam. 20:7-22:23.) He testified that he did not tell anyone at the school or his parents about that incident. (Z.G.M. 50-H Exam. 22:12-18.) Guzman and Milton testified that prior to the assault, they had never heard of J.C., that Z.G.M. had not mentioned having problems with J.C., and that Z.G.M. never indicated that he was taunted or assaulted by other students. (Defs.' 56.1 Stmt. ¶¶ 18-20, 22-24.) Additionally, Barbara Madigan ("Madigan"), Z.G.M.'s guidance counselor, was not aware of any problems between Z.G.M. and J.C. before the date of the assault. (Defs.' 56.1 Stmt. ¶ 175.) Madigan also testified that Z.G.M. never complained to her about being harassed because of his race and that she did not recall Guzman informing her or Principal Henry that Z.G.M. was being bullied.
On February 4, 2014, Z.G.M. returned to school, and Principal Henry met with Guzman, allegedly at Guzman's request. (Defs.' 56.1 Stmt. ¶ 113; Pls.' 56.1 Resp. ¶ 113.) It appears Madigan was also present at the meeting. (Defs.' 56.1 Stmt. ¶ 172; Pls.' 56.1 Counterstmt. ¶ 33.) Principal Henry relayed the information gathered from witnesses and J.C. about the assault, including that there was an allegation that Z.G.M. had flirted with J.C.'s girlfriend. (Defs.' 56.1 Stmt. ¶¶ 114-16; Pls.' 56.1 Counterstmt. ¶ 145.) Plaintiffs allege that Principal Henry also said that Z.G.M. should not have left the classroom to retrieve his book because he did not have a hall pass. (Pls.' 56.1 Counterstmt. ¶¶ 41-42.) Guzman provided Principal Henry with an Order of Protection, which stated that J.C. must stay away from Z.G.M. "wherever he/she may be [and] make no contact with [Z.G.M.] directly or indirectly, even if invited . . . except for incidental contact at South Valley Stream High School including any school functions . . . ." (Order of Protection, Smith Decl. Ex. CC, Docket Entry 67-31.) Guzman also requested an escort for Z.G.M.
Plaintiffs maintain that within two days of Z.G.M.'s return to school, two of J.C.'s friends threatened Z.G.M. (Pls.' 56.1 Resp. ¶ 119.) Z.G.M.'s teacher, Ellen Daniels ("Daniels"), overheard the incident and wrote a statement. (Defs.' 56.1 Stmt. ¶ 140.) Afterward, Z.G.M. went to see his guidance counselor, Madigan, who showed him photographs to help him identify the students, and reported what she learned to Principal Henry. (Defs.' 56.1 Stmt. ¶ 140; Z.G.M. 50-H Exam. 53:9-55:4; Disciplinary Referral, Smith Decl. Ex. FF, Docket Entry 67-34, at 3.) A Disciplinary Referral completed by Daniels indicates that one of the students said "There that kid [Z.G.M.] I'm going to kick his ass." (Disciplinary Referral at 3.) Both students were suspended by Principal Henry.
"John Doe" Geramina ("Geramina") was Z.G.M.'s science teacher during the 2013-2014 school year. (Defs.' 56.1 Stmt. ¶¶ 193, 195.) During his deposition, Geramina recalled a conversation with Z.G.M. about the pass that allowed him to leave each class three minutes early. (Defs.' 56.1 Stmt. ¶ 199.) He testified that he spoke with Z.G.M. on the first day he used the pass and asked him "what the pass was for" and asked him several weeks later "when the pass expired." (Geramina Dep., Smith Decl. Ex. HH, Docket Entry 67-36, 17:18-18:12.) Plaintiffs allege that Z.G.M. complained to Madigan and Principal Henry about Geramina questioning him about the pass in front of the class. (Guzman 50-H Exam. 48:8-15; Pls.' 56.1 Counterstmt. ¶ 155.)
Madigan testified that when J.C. returned to school after his suspension, Z.G.M. came to talk to her and was "very worried" and "very concerned at what might happen." (Pls.' 56.1 Counterstmt. ¶ 50; Madigan Dep. 51:13-52:4.) However, Z.G.M. never told Guzman of any interaction he had with J.C. after he returned, or that J.C. violated the Order of Protection in the months following the assault. (Defs.' 56.1 Stmt. ¶¶ 126-27, 131; Pls.' 56.1 Resp. ¶ 131.) Additionally, Z.G.M. never told Milton about any incidents with J.C. after the assault or that students made racially motivated comments toward him between the time of the assault and the end of the school year. (Defs.' 56.1 Stmt. ¶¶ 135, 137; Pls.' 56.1 Resp. ¶¶ 135, 137.)
As discussed above, Plaintiffs commenced this action on January 9, 2015. The Complaint asserts the following claims: (1) negligent supervision and failure to supervise pursuant to 42 U.S.C. § 1983 ("Section 1983") (Compl. ¶¶ 130-51); (2) failure to protect pursuant to Section 1983 (Compl. ¶¶ 152-71); (3) failure to adhere to established policy pursuant to Section 1983 (Compl. ¶¶ 172-203; (4) negligence and gross negligence (Compl. ¶¶ 204-28); (5) assault and battery (Compl. ¶¶ 229-37)); (6) claims under 42 U.S.C. §§ 1981 and 1985 ("Sections 1981 and 1985") (Compl. ¶¶ 238-47); (7) intentional infliction of emotional distress (Compl. ¶¶ 248-58); and (8) municipal liability pursuant to Section 1983 (Compl. ¶¶ 259-72).
On February 27, 2017, the District Defendants moved for summary judgment. On May 30, 2017, Plaintiffs filed their opposition, and the District Defendants filed their reply on June 12, 2017. (Pls.' Opp. Br., Docket Entry 71; Dist. Defs.' Reply Br., Docket Entry 73.)
Summary judgment will be granted where the movant demonstrates that there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a). A genuine factual issue exists where "the evidence is such that a reasonable jury could return a verdict for the nonmoving party."
The movant bears the burden of establishing that there are no genuine issues of material fact.
With regard to the Section 1983 claims, Plaintiffs' Complaint is far from clear. The Complaint contains three counts under Section 1983: (1) negligent supervision and failure to supervise pursuant to Section 1983; (2) failure to protect pursuant to Section 1983; and (3) failure to adhere to established policy pursuant to Section 1983. (Compl. ¶¶ 130-203.) The failure to supervise and failure to protect claims are substantially similar; both claims allege that the District Defendants "maintained . . . a special relationship with [ ] Z.G.M," (Compl. ¶¶ 131, 153), were required pursuant to the Due Process Clause to protect Z.G.M.'s rights to "substantive due process, personal security, bodily integrity and the right to [be] protected," (Compl. ¶¶ 134, 156), and were "deliberate[ly] indifferent to the clearly established rights of [ ] Z.G.M," (Compl. ¶¶ 143, 164). Plaintiffs also allege that "Z.G.M. had a right to be free . . . from assault, battery, and harassment and had a constitutional right to bodily integrity," (Compl. ¶¶ 142, 163). Thus, the Court construes the failure to supervise and failure to protect claims as alleging that the District Defendants violated Z.G.M.'s substantive due process rights. The Court will address these claims first.
The District Defendants argue that these claims must be dismissed because (1) negligent conduct cannot form the basis of a Section 1983 claim; (2) the District Defendants did not maintain a special relationship with Z.G.M.; and (3) the District Defendants did not create or increase the danger to Z.G.M. (Dist. Defs.' Br., Docket Entry 68, at 4-8.) In their opposition, Plaintiffs represent that "the facts of [the Section 1983] claim[s] present a case of first impression to this Court," but that these claims "may be considered analogous to claims by prison inmates and state institutionalized patients concerning deprivation of constitutional rights pursuant to § 1983." (Pls.' Opp. Br. at 10.) Plaintiffs maintain that because of compulsory attendance laws for public schools, the District Defendants owed a special duty to Z.G.M. (Pls.' Opp. Br. at 11.) They also argue that that New York State's Dignity for All Students Act ("DASA") heightened that special duty, and as a result, "public schools [must] ensure a safe environment for all students, free from harassment." (Pls.' Opp. Br. at 11.) Plaintiffs contend that because Z.G.M. was in "non-punitive state custody," he can maintain a substantive due process claim, and point to alleged deficiencies in the care provided by Nurse Bormann and Principal Henry's failure to call the police as indicative of violations of due process. (Pls. Opp. Br. at 14-17.)
On reply, the District Defendants argue that Plaintiffs fail to address any of the authority cited in their moving brief. (Dist. Defs.' Reply Br. at 2-3.) Additionally, they point out that as a factual matter, Plaintiffs have not rebutted any of the evidence in the record that the District was not on notice of concerns about Z.G.M's safety or on notice of any tension between Z.G.M. and J.C. prior to the assault. (Dist. Defs.' Reply Br. at 3.) Finally, they contend that the alleged delay in calling an ambulance and failure to contact the police do not establish a substantive due process violation. (Dist. Defs.' Reply Br. at 6-7.)
To establish a claim under Section 1983, a plaintiff must show that the defendant violated a "right, privilege, or immunity secured by the Constitution or laws of the United States . . . by a person acting under color of state law."
The Second Circuit has recognized two exceptions to the general rule articulated in
In
Plaintiffs argue that whether Z.G.M. maintains a special relationship with the District is an issue of first impression for this Court. (Pls.' Opp. Br. at 10.) While that may be true, of the many courts that have addressed this issue, the overwhelming weight of authority is that the special relationship exception does not apply in the school setting.
Z.G.M.'s relationship with the District does not resemble the relationship between the state and prisoners or between the state and individuals who are involuntarily committed, both of which give rise to a heightened duty to protect individuals from private harm. Therefore, this Court joins the majority of courts and holds that Z.G.M.'s status as a student does not impose a constitutional obligation on the District to protect him from private harm, and as a result, Plaintiffs cannot rely on the special relationship exception as the basis for their substantive due process claims.
Although Plaintiffs have not argued that the state-created danger exception applies, the Court will briefly address it.
A state may violate a victim's due process rights "when its officers assist in creating or increasing the danger that the victim faced at the hands of a third party."
Based on the facts presented, the Court finds that the state-created danger exception does not apply. There is no evidence that the District or any of the individual defendants engaged in any conduct that created or increased the risk of harm to Z.G.M. at the hands of J.C. It is undisputed that the District was not on notice of any pre-existing tension between Z.G.M. and J.C. and did not encourage or sanction the violence in any way.
Even if Plaintiffs could show that their claims fell within the narrow exceptions to
To the extent Plaintiffs argue that events which occurred after the assault—Nurse Bormann's alleged failure to call an ambulance, Principal's Henry's failure to call the police, or Geramina's purported harassment of Z.G.M.—establish a substantive due process claim, those claims also fail. (Pls.' Opp. Br. at 13-15.) It is undisputed that an ambulance was called, and the police also responded to the School.
Therefore, for the reasons stated above, Plaintiffs' failure to supervise and failure to protect claims under Section 1983 are DISMISSED.
The District Defendants contend that this claim must be dismissed because violations of policy or state law are not cognizable claims under Section 1983. (Dist. Defs.' Br. at 9.) Plaintiffs emphasize that the District Defendants did not follow the School's policies and "failed to conduct a proper investigation pursuant to DASA." (Pls.' Opp. Br. at 12-13.) This failure, according to Plaintiffs, constituted "deliberate indifference in the enforcement of their policies and practices." (Pls.' Opp. Br. at 14.)
The Court agrees with the District Defendants. Violations of institutional policy or state law are not a basis for a Section 1983 claim.
The parents' claims for psychological injuries and emotional distress under Section 1983 must also be dismissed. (Compl. ¶¶ 149-150, 169-170, 201-202.)
Because Plaintiffs have not established a constitutional violation, their claim for municipal liability under
In light of the dismissal of the federal claims, only Plaintiffs' negligence, gross negligence, and intentional infliction of emotional distress claims against the District Defendants and the assault and battery claim against J.C. and the Cannons remain. "[A]bsent exceptional circumstances, where federal claims can be disposed of pursuant to Rule 12(b)(6) or [on] summary judgment grounds, courts should abstain from exercising pendant jurisdiction."
For the foregoing reasons, the District Defendants' motion for summary judgment (Docket Entry 66) is GRANTED IN PART and DENIED IN PART. Plaintiffs' federal claims under Section 1983 are DISMISSED WITH PREJUDICE. The Court declines to exercise supplemental jurisdiction over the remaining state law claims, and DISMISSES those claims WITHOUT PREJUDICE. The crossclaims are similarly DISMISSED WITHOUT PREJUDICE. If Plaintiffs choose to pursue their state law claims, Defendants may assert crossclaims in that forum. The Clerk of the Court is directed to enter judgment accordingly and mark the case CLOSED.
SO ORDERED.