P. KEVIN CASTEL, District Judge.
Arthur Nigro and Fotios Geas have each filed a motion to vacate, set aside, or correct a sentence pursuant to 28 U.S.C. § 2255 (the "Motions"). Nigro asserts that the government suppressed exculpatory information in violation of his right to due process, and that he was deprived of effective assistance of counsel guaranteed by the Sixth Amendment. Geas asserts that he was deprived of effective assistance of counsel at trial and on appeal, as well various other violations of his due process rights. For the reasons set forth below, Nigro and Geas's Motions are denied.
On February 17, 2010, an Indictment was unsealed charging movant Arthur Nigro and five other defendants with crimes including those related to their activities with the Genovese Organized Crime Family (the "Genovese Crime Family"), including the murder of Adolfo Bruno. (09 cr 1239 (PKC), Dkt. No. 5.) A Superseding Indictment was filed on March 9, 2010, adding additional charges against Nigro, and charging movant Fotios ("Fred") Geas with various crimes related to his association with the Genovese Crime Family. (09 cr 1239 (PKC), Dkt. No. 23.) Prior to trial, indicted defendant Anthony Arillotta entered a plea of guilty pursuant to a cooperation agreement. Thereafter, the grand jury returned a series of superseding indictments culminating in the S5 Indictment filed on January 20, 2011. (09 cr 1239 (PKC), Dkt. No. 115.) Ultimately, Nigro was charged with racketeering, racketeering conspiracy, murder of Adolfo Bruno in aid of racketeering, murder of Adolfo Bruno to obstruct justice, extortion conspiracy, and interstate travel in aid of racketeering. Fotios Geas was charged for the aforementioned crimes as well as a second count of murder in aid of racketeering in connection with the murder of Gary Westerman.
Nigro was represented by retained counsel Murray Richman and Lawrence Hochheiser in pretrial proceedings and throughout trial. Frederick H. Cohn was appointed counsel pursuant to the Criminal Justice Act to represent Fotios Geas. (09 cr 1239 (PKC), Dkt. No. 43.) Because Geas was "death eligible," the Court also appointed Harvey Fishbein as counsel learned in the law relating to the death penalty.
The trial of Nigro and Fotios Geas had originally been scheduled to commence on November 1, 2010. On August 26, 2010, the Court adjourned the trial date to March 8, 2011 to give counsel adequate time to review discovery and prepare for trial. (09 cr 1239 (PKC), Aug. 26, 2010 Conf. Tr. 14-17.) Another brief adjournment was granted, and trial was scheduled to commence on March 14, 2011. (09 cr 1239 (PKC), Dkt. No. 154.)
Approximately one month prior to trial, the government voluntarily produced its Jencks Act material. 18 U.S.C. § 3500. (09 cr 1239 (PKC), Feb. 16, 2011 Conf. Tr. 12.) Defendant Fotios Geas moved for a 90-day adjournment of trial to absorb the material and to hold the Warden of the Metropolitan Detention Center in contempt of an order by this Court granting Fotios Geas improved access to certain discovery materials. (09 cr 1239 (PKC), Dkt. No. 140.) The Court held two sessions on the contempt prong, ultimately concluding on February 17, 2011, after the personal appearance of the Warden, that Fotios Geas would have proper and timely access to the materials. (09 cr 1239 (PKC), Feb. 17, 2011 Conf.) The Court declined to continue the trial date because it was satisfied that there would be no prejudice to any defendant. (09 cr 1239 (PKC), Feb. 16, 2011 Conf. Tr. 16-18.)
Trial, in fact, began on March 14 with jury selection and continued for 13 days. On the second day of deliberations, April 1, 2011, the jury returned a verdict, finding Nigro guilty on five counts and Fotios Geas guilty on six counts; both defendants were acquitted on one count, Count Three, which charged them with the murder of Adolfo Bruno for the purpose of obstructing justice. The evidence before the jury included the testimony of four cooperating witnesses—Anthony Arillotta and Felix Tranghese, "made members" of the Genovese Family, and Frankie Roche and Mitchell Weissman, "associates" of the Genovese Family. In addition to testimonial evidence, the government introduced statements by some co-conspirators obtained through wiretaps, surveillance photographs, phone records, and other physical evidence.
Nigro was sentenced principally to three counts of life imprisonment and 240 months on two counts to run concurrently. He was also ordered to forfeit $234,000, and a $500 special assessment was imposed. Geas was sentenced principally to four counts of life imprisonment and 240 months on two counts, also to run concurrently. He was also ordered to forfeit $120,000, and a $500 special assessment was imposed. Nigro and Geas each filed timely notices of appeal (09 cr 1239 (PKC), Dkt. No. 226, 229), and the Second Circuit affirmed their convictions.
Nigro contends that the government failed to disclose exculpatory material in a timely fashion in violation of
Nigro contends that the government violated his right to due process by producing 6,000 pages of documents for the first time 33 days before the start of trial. (Pet'r Nigro Br. 22-23.) Of the approximately 6,000 pages produced 33 days before trial, over 4,000 pages related to two witnesses who the government advised defense counsel, at least as of February 15, 2011, that it did not intend to call at trial. (09 cr 1239 (PKC), Dkt. No. 142, at 9.) Movants have failed to demonstrate that the materials produced 33 days before trial were anything other than routine Jencks Act material with the possible exception of one or two documents that will be discussed. 18 U.S.C. § 3500. The government need not produce and the Court is prohibited from ordering the production of statements by government witnesses "until said witness has testified on direct examination in the trial of the case."
The only document or documents, among the 3500 materials, that arguably were
Ultimately, the thrust of movant Nigro's argument is that the material in question could have been used to show that Bologna, rather than Nigro, was responsible for the crimes at issue. (Pet'r Nigro Br. 24.) However, trial counsel had the documents 33 days before trial and had other ample evidence which they used to do just that. (
Nor does the fact that some portion of the material produced 33 days before trial was exculpatory necessarily mean that the evidence was suppressed within the meaning of
The material in question was disclosed in a production of approximately 6,000 pages of documents more than one month before trial. Although the production was sizable, given the length of time that defendant's counsel had to review the material, the Court concludes that it was disclosed in time to be effectively used at trial. Nigro had two retained counsel available to him. Similarly, Geas was represented by two senior members of the Court's CJA panel with Court-approved CJA funding for three paralegals. Both Nigro and Geas had highquality legal representation, who were capable of reviewing and assessing the impact of the documents. Nigro seeks to compare the present case to
Even if the Roche debriefing material constituted
To succeed on a claim of ineffective assistance of counsel in violation of the Sixth Amendment, a defendant must overcome a presumption of effective representation by presenting evidence that counsel's performance fell below an objective standard of reasonableness based on prevailing professional norms.
Nigro alleges that his trial counsel was ineffective by: (1) failing to cross-examine Bologna's out-of-court statements pursuant to Rule 806; (2) failing to introduce evidence showing that Anthony Arillotta and Felix Tranghese could not have seen the excerpt from a Presentence Report that led to the order to kill Bruno; (3) failing to cross-examine James Santaniello regarding Nigro's involvement in his extortion; and (4) failing to obtain and introduce evidence of Nigro's incapacitation in 2002.
Nigro contends that his trial counsel was deficient for failing to cross-examine John Bologna. (Nigro's Br. 32.) As indicated above, John Bologna was a former associate of the Genovese Crime Family and a cooperating witness for the government. However, the government did not call him as a witness at Nigro's trial and thus there was no Bologna to be cross-examined. Of course, he could have been called by the defense, but to call a government cooperator as a defense witness, who would likely refuse to meet with defense counsel before taking the stand, would be, to put it mildly, a high-risk strategy. Nevertheless, Nigro contends that many of the government's witnesses relied on coconspirator statements and/or hearsay statements of Bologna, and therefore, Bologna's representations to the government that contradict those coconspirator statements and/or hearsay statements could have been introduced as impeachment evidence pursuant to Rule 806, Fed. R. Evid. Specifically, Nigro argues that his trial counsel should have introduced Bologna's previous statements in which he, among other things, identified Pasquale "Scop" DeLuca, rather than Nigro, as the Boss of the Genovese Crime Family. (Pet'r Nigro's Br. 32-33.)
The Court must be cognizant that it is "ill-suited to second-guess" trial counsel's strategic decisions.
Here, the decision of Nigro's retained and experienced trial counsel, Messrs. Richman and Hochheiser, not to pursue the requested impeachment of Bologna's hearsay statements does not fall below an objective standard of reasonableness. Trial counsel's strategy, which was evident at trial, was to exploit Bologna's absence from the government's case. In pursuing that strategy, trial counsel deflected blame from Nigro onto Bologna. (
The Second Circuit has cautioned that risky and even ill-advised action is not enough to overcome the presumption of effective assistance of counsel.
Nor can Nigro show that prejudice arose from failing to impeach Bologna. As discussed above, Nigro's trial counsel already presented substantial evidence attempting to deflect the blame not only to Bologna, but others as well. (
Similarly, movant's argument that trial counsel should have introduced the government's earlier Title III wiretap application—in which the government alleged that one by the name of "Artie," believed to be Nigro, was a "soldier" being considered for promotion to a captain—is also unavailing. First, the application only intimates that Nigro may be the individual being discussed. Second, aside from the fact that the decision not to cross examine Bologna's hearsay statements with this evidence constitutes a strategic decision, the cumulative evidence presented by trial counsel attempting to prove that Nigro was not in charge makes it unlikely that the wiretap application would have had any impact on the outcome of the trial. In addition, the fact that Nigro was not mentioned in the vast majority of recorded meetings is not substantial, let alone conclusive, proof that he was not a boss of the Genovese Crime Family. Considering that the government's theory of the case was that the Genovese Crime Family "has taken significant steps to protect and insulate its Boss" (S5 Indictment ¶ 7), it is unlikely that the mere fact that Nigro was not mentioned would have changed the outcome of the trial. Furthermore, trial counsel elicited testimony from Arillotta demonstrating that Nigro was not in any of the surveillance videos that Arillotta had reviewed. (Tr. 937-38.)
Nigro also alleges that his trial counsel's performance was deficient by failing to impeach Anthony Arillotta and Felix Tranghese's testimony relating to the excerpt from Emilio Fusco's Presentence Report. At trial, the government offered testimony that the decision to kill Bruno originated from the content of one page of Fusco's Presentence Report that could be read as stating that Bruno had told law enforcement officers that Fusco was a "made member" of the Genovese Crime Family. Nigro contends that Arillotta and Tranghese testified that they reviewed the Presentence Report in the spring of 2003, even though the report was not completed until September 2003. Therefore, impeaching Arillotta and Tranghese's testimony would have shown that the witnesses were lying and potentially "compared notes" prior to testifying. (Pet'r Nigro's Br. 58-61.)
Nigro misstates the record. As the government rightfully points out, Arillotta never testified that he saw the Presentence Report in the spring of 2003. In fact, he testified that he first learned of the Presentence Report "during the late summer of '03," which is consistent with when the Report was completed. (Tr. 633.) And while Tranghese initially testified that he saw the Report in the spring of 2003, he later clarified that he first saw the report in the middle of 2003, but was "not sure of the month." (Tr. 1563, 1639.) Based on Arillotta's and Tranghese actual trial testimony, Nigro's contention fails on its face.
Nigro also contends that his trial counsel failed to impeach Arillotta about his testimony related to Geas's alleged contact with Nigro in 2006. In 2006, Nigro contends that he was arrested and placed "on strict pretrial supervision," and that as a result, Geas could not have made contact with Nigro. (Nigro's Br. 66.) But Arillotta explicitly stated at trial that Geas spoke with Nigro "when he was released from prison." (Tr. 768.) Nigro offers no explanation regarding the nature of his pretrial supervision, and why it would have prevented him from contacting Geas. Therefore, the Court concludes that trial counsel's decision not to crossexamine Arillotta on this subject was reasonable.
Nigro's claim that his trial counsel was ineffective for failing to impeach Santaniello pursuant to Rule 806 is also without merit. Nigro contends that his trial counsel should have brought out at trial that although Santaniello—a victim of one of defendants' extortion schemes—met with the FBI on several occasions, he never specifically named Nigro as one of his extortionists. The statute under which Nigro was charged and found guilty for extortion, 18 U.S.C. § 1951, does not require the government to prove that Nigro personally extorted Santaniello. Rather, all that is required, and what is alleged in the S5 Indictment, is that Nigro "did combine, conspire, confederate, and agree together with others to commit extortion." (S5 Indictment, at 30.) Setting aside any possible deficiency in trial counsel's performance, there is no conceivable prejudice that arose from failing to pursue a line of impeachment that would not disprove the government's case. Accordingly, the likelihood that the overall outcome would have been different under the circumstances is improbable.
Nigro's claim that trial counsel was ineffective for not calling Dr. Thomas Apuzzo, Nigro's medical doctor, is equally unavailing. Nigro contends that Dr. Apuzzo would have testified that he was hospitalized from May 2002 through June 18, 2002 for a heart attack, and was subsequently ordered to bedrest for much of 2002. (Nigro's Br. 62-64.)
The Court will not second-guess trial counsel's strategic decision to question the government's witnesses about Nigro's health, rather than calling Dr. Apuzzo.
Geas also alleges deficiencies in the performance of both his trial counsel and appellate counsel. Specifically, Geas alleges that his trial counsel failed to sufficiently prepare for trial due to the Court's denial of a continuance, and failed to convey his wish to discuss a plea deal with the government. Geas also alleges that his appellate counsel was deficient by: (1) misrepresenting his experience in RICO cases; (2) failing to participate in oral argument; and (3) failing to file a petition for rehearing en banc.
Geas's initial ineffective assistance claim arises from the Court's denial of a motion to continue the trial to a later date. Geas contends that the failure to allow the trial to be continued to a later date rendered his counsel's performance ineffective. (Geas's Br. 4-5.) Geas fails to mention that the Court granted a generous four-month continuance to allow the parties additional time to prepare for trial. (09 cr 1239 (PKC), Aug. 26, 2010 Conf. Tr. 14-17.) Although the Court denied a request for an additional continuance, that decision "is a matter traditionally within the discretion of the trial judge.'"
In addition, Geas argues that his trial counsel was deficient by not relaying to the government his wish to pursue a plea bargain. However, "the failure to obtain a plea bargain is not evidence of ineffective assistance of counsel when the record does not contain evidence that one might have been offered."
The two-prong
A review of appellate counsel's brief confirms that his performance was objectively reasonable. Appellate counsel advanced a number of non-frivolous arguments, and he intelligently and capably represented Geas's interests. Geas does not allege, and the Court cannot find, that appellate counsel "omitted significant and obvious issues while pursuing issues that were clearly and significantly weaker."
Geas also argues that appellate counsel's failure to participate in oral argument amounts to constitutional error. However, Geas's counsel explained his rationale for not participating in oral argument. In a letter dated November 15, 2013, Geas's appellate counsel stated that he thought that oral argument "can only hurt a case," and that "I put everything I have to say in my briefs." (Geas's Br., Ex. A.) This letter indicates that the decision to forego oral argument was a strategic decision that was not objectively unreasonable.
Geas's argument that his appellate counsel's failure to petition for rehearing amounts to deficient performance is also meritless. Although the Supreme Court has held that criminal defendants have a right to appointed counsel on their initial appeal, "the Court has not found the right to exist with respect to certiorari review and other discretionary appeals."
The Court has considered the purported errors committed by Nigro's and Geas's attorneys both individually and "in the aggregate."
In addition to his ineffective assistance of counsel claim, Geas raises a number of other claims that he asserts warrant setting aside his verdict. None of them have merit.
On direct appeal, Geas challenged the Court's ruling not to disclose to defendants sealed material of an ex parte proceeding that was held in the District of Massachusetts.
Geas also contends that the "District Court violated Due Process when determining the for[f]eiture amount of $120,000." (Geas Mot., at 4.) However, the Second Circuit has squarely held that "§ 2255 may not be used to bring collateral challenges addressed solely to noncustodial punishments."
Lastly, Geas argues that certain counts of the S5 Indictment were improperly charged in violation of the Sixth Amendment. According to Geas, the use of the phrase "in aid of racketeering" as used in Counts Three and Four is overbroad, and "circumvents a defendant's right to be charge[d] by indictment of all elements constituting an offense." (Geas's Mot., at 8.) Geas does not allege how the use of the phrase "in aid of racketeering" is vague or otherwise unconstitutional. Furthermore, courts has consistently rejected challenges on vagueness grounds to 18 U.S.C. § 1959.
Geas also contends that Counts Six and Seven of the S5 Indictment were not properly charged. Count Six, which charges Geas with an extortion conspiracy pursuant to 18 U.S.C. § 1951, was flawed because it did not identify the victim of extortion. Count Seven, which charges interstate travel in aid of racketeering pursuant to 18 U.S.C. § 1952, was flawed because it did not identity which facility or business was utilized to perpetrate interstate travel in aid of racketeering. These contentions do not have merit. The Sixth Amendment guarantees that ""[i]n all criminal prosecutions, the accused shall enjoy the right . . . to be informed of the nature and cause of the accusation." U.S. Const. amend. VI. To satisfy these requirements, "`an indictment need do little more than to track the language of the statute charged and state the time and place (in approximate terms) of the alleged crime.'"
For the foregoing reasons, the Motions brought by Nigro (15-cv-3444 (PKC), Dkt. No. 9) and Geas (14 cv 09534 (PKC), Dkt. No. 1) are DENIED. The Clerk is directed to enter judgment for the respondent.
Movants have not made a substantial showing of the denial of a constitutional right and, accordingly, a certificate of appealability will not issue. 28 U.S.C. § 2253;
SO ORDERED.