PER CURIAM.
Defendant Jorge Castro appeals from his convictions for aggravated sexual assault and other offenses arising from an incident involving N.M., with whom he had an on-again, off-again relationship for approximately four years. For the reasons that follow, we affirm.
Defendant and N.M. cohabited at defendant's home in Pennsylvania from November 2006 to February 2007. N.M. testified that she "always wanted to leave but he would always dominate" her and that they had argued because he was seeing other women behind her back.
Defendant and N.M. continued to have contact with each other after N.M. moved out. On February 16, 2007, they had an argument and had consensual sex afterward. N.M. testified that she did not see defendant again until March 28, 2007. They continued to call each other. N.M. testified that defendant called and left messages from other women on her cell phone. Telephone records revealed that in March 2007, N.M. made fifty-three calls to defendant's cell phone. She stated that she called him because all her belongings were still at his house in Pennsylvania and he refused to return them. When defendant called her, she returned his call to tell him to stop calling if he was not going to return her belongings.
N.M. testified that, on March 28, 2007, she again told defendant to stop calling her. Telephone records showed that defendant called N.M that morning at work or on her cell phone at 9:14, 9:16, 9:31, 9:37, 9:47, 9:51, 9:59, 10:04 (twice), 10:05 (twice), 10:06, 10:07, 10:10, 11:42, 11:45, and 12:05 p.m. N.M. testified that, as a result of these calls, she felt ill and vomited and was permitted to leave work after 11:30 a.m.
N.M. returned home and prepared to take a shower. She heard someone knock on the door to her apartment, wrapped herself in a towel, and asked who was at the door. She opened the door slightly and saw defendant's shoes and New Jersey Transit uniform.
Armando Santiago lived upstairs from N.M., but did not know her well. He testified that, on March 28, 2007, he came home for lunch and was opening the door when he saw defendant knocking on N.M's door. Santiago observed N.M open the door, peek out and hold the door with her right shoulder to keep it from opening completely. Santiago saw defendant put his left foot toward the door and used his left hand to hold the door open. Santiago testified that N.M. told defendant to "get out" and described her tone of voice as "like she wasn't expecting somebody and she got like scared at the same time."
N.M. testified that defendant asked her to "look at his face and to allow him to come in[.]" N.M. told him to "please leave [her] alone and to leave[,]" but defendant "pushed the door" and entered the apartment. Defendant grabbed her by the back of the head, tried to kiss her, and bit her lips. She told him to leave her alone and to leave, that nothing was going to work out between them. Defendant told N.M. he wanted her to return to Pennsylvania with him. N.M. testified that she fought back, "[b]iting" and "hitting him." Her towel fell off in the struggle. N.M. called him a "monster." Defendant said that if she "didn't go back with him[, she] was not going to be with anyone, [and] that [she] was going to lose [her] daughters."
During the struggle, defendant broke a chain that N.M. was wearing around her neck. She fell down and hit her left knee. N.M. testified that during the "fighting" and "brawling," they "got to the kitchen area." Defendant grabbed a bottle of wine, held it over N.M.'s mouth, and poured wine down her throat and onto his shirt.
Defendant started taking off his clothes, grabbed N.M., and pushed her into the bedroom while N.M. continued to hit him. N.M. testified that she pushed back against defendant as he was pushing her into the bedroom. He threw her onto the bed, causing her head to hit the wall. Defendant got on top of her. He was biting her breasts and penetrating her vagina with his fingers while N.M. continued to fight him. N.M. testified that it was painful and felt "[h]orrible" when he put his fingers into her vagina. "He was putting them in very hard, sort of like to hit [her], to make [her] feel pain." Defendant kept saying that they should get married. He also said they should break "that little card that the phone has[,]" which, N.M. explained, meant he did not want her "to have any relationship with any of [her] friends, with anybody ... at all." She told him "[t]hat it was too much, that he had had his chance[.]"
N.M. testified that, while they were fighting, defendant received a phone call. Although he did not answer the phone at first, she was able to escape to the kitchen, where she stood, shaking, by the sink. Still naked and "very afraid of him[,]" she did not try to leave or call anyone.
N.M. testified that defendant grabbed her again and threw her on the mattress. He continued biting her and tried to tear her lip even more with his mouth. She stated that defendant penetrated her with his penis, then withdrew his penis, and rubbed it all over her and around her lips. He put his fingers into her vagina and ejaculated between her breasts. After defendant ejaculated, N.M. broke a chain he was wearing around his neck. Defendant then hit her below her left eye with his closed fist. N.M. testified that the blow was hard, causing the bruise to turn purple right away. Defendant got dressed, then hit N.M. and threw her on the ground before leaving with the chain from N.M.'s neck, as well as her anklet.
N.M. testified she got up and looked for her cell phone to make a call. When she could not find it, she got dressed and went to her car. N.M. put her car in reverse to exit her parking spot, and then in drive to go down the driveway. Defendant came down the alleyway and hit the front-end of her car with the front-end of his car. He opened the passenger door of his car and threw out N.M.'s phone. N.M. hit defendant's car twice as he was backing up "[t]o defend [herself]" because "[h]e want[ed] to kill [her]." N.M. drove towards North Broad Street and hit defendant's car again. N.M. returned to her apartment, where she tried to make a call, but her damaged phone no longer worked.
Police officers from both Hillside and Elizabeth responded to the scene.
Elizabeth police officers Thomas O'Connor and Linda Lensch interviewed N.M. at her apartment. O'Connor testified N.M. was "visibly upset" and had "black eyes, visible swelling to her face," the "swelling on the face around her eye was still red and swollen. It hadn't bruised up, didn't appear to be like an old injury where it was bruised up yet." Her wrist was also swollen. She was "distracted, ... it would take her a minute to answer a question ... [i]t just didn't seem like she was concentrating on us there talking to her." The officers spoke to her in English. She tried to answer in Spanish and spoke in broken English, saying she did not speak English well.
O'Connor testified that N.M. told them she had received two harassing phone calls at work that upset her from an ex-boyfriend, whom she identified as defendant. She took the rest of the day off and went home. O'Connor recounted what N.M. said occurred thereafter: she took a shower and heard a knock at the door. She answered the door in a large bath towel. Defendant tried to convince her to let him into the apartment to discuss their relationship. He attempted to enter; she tried to close the door but he was able to push it open. He proceeded to say he was sorry. N.M. told the officers she replied, "I'm tired of your abuse and leave me alone[.]" She said he entered the apartment, closed the door, grabbed a bottle of wine, and demanded she drink some. N.M. told them that defendant grabbed the towel, pushed her onto the bed, ripped off her necklace and anklet and laid on the bed next to her. N.M. told the officers defendant wanted to have sex with her; she said she did not want to have sex with him and that defendant then punched and slapped her. O'Connor interpreted her statement to mean that there had been domestic violence but no sex between N.M. and defendant.
Lensch also described N.M. as "very agitated[,] ... kind of panicking, breathing fast and walking around." She testified that, in the interview at N.M.'s apartment, N.M. spoke in "very broken English, heavily-accented, ... she had difficulty speaking English." Lensch was only "somewhat" able to communicate with her.
At the police department, Lensch gathered domestic violence forms. She explained to N.M. that defendant would be charged with simple assault and released on bail. Lensch described N.M.'s reaction:
According to Lensch, the change in the officers' understanding was the product of the follow-up questions asked at headquarters rather than any change in N.M.'s statement. In fact, Lensch testified that N.M.'s story or words never changed.
O'Connor and Lensch took N.M. to Trinitas Hospital, where she was examined by Catherine Kinney, a SANE (Sex Assault Nurse Examiner) nurse. Kinney testified that a skin surface assessment revealed: a tear to N.M.'s lip, bruises to her cheek; redness, scratches, and bruises to her wrists and arms; a laceration to her right pinkie; bruises on her hips; redness on her shoulders; bite marks on both breasts; redness on right breast; bruises on inner thighs; and scratches and redness on right inner ankle. Kinney noted thirty injuries in total: nine on N.M.'s back and twenty on her front. Kinney testified that, based on her training and experience, the injuries appeared to be fresh, and the bruising appeared to be caused by force of some kind. A gynecological exam of N.M. revealed a lateral tear to N.M.'s vaginal wall, which Kinney testified would have been caused by force. Kinney further testified that based on her training and experience, the external injuries she observed, along with the tear in N.M.'s vaginal wall, were consistent with N.M.'s description of what happened to her.
In support of its case, the State called Detective Thomas J. Paret, an expert in the field of polygraph administration and interpretation. Paret conducted a polygraph examination of defendant in Spanish on July 23, 2007. Defendant stipulated, with advice of counsel, that the results would be admissible at trial. Prior to asking any questions, Paret advised defendant of his
Paret asked defendant his version of what happened. Defendant replied that he did not have sex with N.M. He told Paret that N.M. had made numerous calls to his cell phone and said she wanted to see him. He did not want to go but went over because "she had gone home sick from work and was complaining to him that she wanted to see him." Paret testified that defendant gave the following account of what occurred at N.M.'s apartment:
Paret conducted a five-question pre-test, or certified verification of sensitivity ("CVOS") exam, to familiarize defendant with the components of the polygraph. Paret formulated ten questions to be asked as part of the polygraph exam and conferred with defendant's attorney prior to reviewing those questions with defendant. The relevant questions asked of defendant during the polygraph were: (1) "[D]id you have sex with [N.M.] on March 28, [2007]?"; (2) "[W]ere you the person that had sex ... with [N.M.] on ... March 28, [2007]?"; and (3) "[O]n March 28, 2007 were you the person that had sex with [N.M.?]" Defendant responded "no" to each of those questions. After comparing defendant's answers to the relevant questions to his responses to the other questions, Paret concluded that defendant was being deceptive on the relevant questions.
Paret advised defendant's attorney that defendant failed the exam. Paret then returned to the exam room and explained the results to defendant. Defendant, again, insisted he did not have sex with N.M. that day. Paret testified that after he started reviewing the test results again, defendant stated he wanted to speak with his attorney, and the post-test interview ended.
In November 2007, approximately three months after the polygraph examination, Lynn McBride, supervisor of the New Jersey State Police DNA laboratory, compared dried secretions obtained from N.M. to a buccal swab obtained from defendant. McBride determined that defendant was the source of the DNA found in the dried secretions.
Defendant was indicted on the following charges: first-degree aggravated sexual assault in violation of
Defendant did not testify at trial. Defendant's attorney argued to the jury that defendant and N.M. had engaged in consensual sex. The testimony presented by the defense can be summarized as follows:
Detective Cosimo Tripoli and Officer Steven B. Waters of the Hillside Police Department responded to the accident scene. After determining that the accident occurred in Elizabeth, Tripoli contacted his headquarters to notify Elizabeth. He noticed that defendant had some scratches and that his shirt was torn; defendant also appeared "a little excited ... like he was in shock a little bit." He only observed N.M. briefly, escorting Emergency Services to her home. She was "crying ... a little emotional" and spoke only Spanish. Tripoli did not have much contact with her but testified she did not make any allegation of sexual assault. Waters interviewed N.M. at her apartment. He testified that "it was very difficult because there was a language barrier." He used an unknown male at N.M.'s apartment as an interpreter. Waters testified that N.M. did not mention she had been sexually assaulted.
Katherine Rodriguez, an employee of the ambulance service for the Elizabeth Police Department, testified she was dispatched to the roll call room to see N.M. The purpose was to "listen to what the patient has got to say and just write whatever the patient says and whatever patient complains about." Rodriguez did not recall if she questioned N.M. in Spanish or in
English. N.M. stated her boyfriend assaulted her with fists. The medical report did not indicate that rape was the cause of N.M.'s injuries.
Yolanda Aracena, a driver with New Jersey Transit, testified she knew defendant from her job and also knew N.M. Aracena carpooled with defendant to work from Pennsylvania. She stated that N.M. stopped residing with defendant in Pennsylvania in February 2007. She testified that she observed N.M. parked in defendant's driveway three times thereafter.
Kelly Fisher, the human resource manager where N.M. was employed, testified that N.M. worked there from September 2001 to October 2007 as a sales coworker in the "recovery as-is department." Fisher stated that this was not "just [a] Spanish speaking" position.
The jury found defendant guilty on all five counts. At sentencing in July 2009, the court merged counts two (second-degree burglary) and three (second-degree sexual assault) into count one (first-degree aggravated sexual assault), and count five (fourth-degree criminal sexual contact) into count four (third-degree aggravated criminal sexual contact). On count one, the court sentenced defendant to a fourteen-year term of imprisonment, with an eighty-five-percent period of parole ineligibility and parole supervision for life. On count four, the court sentenced defendant to a concurrent four-year term of imprisonment.
Defendant presents the following arguments for our consideration in this appeal:
After reviewing defendant's arguments in light of the record and applicable legal principles, we are satisfied that none have merit. Further, defendant has raised several arguments interspersed in the arguments raised in Points I, III, and IV, as well as the arguments raised in Point II, which lack sufficient merit to warrant discussion in a written opinion.
In Point I, defendant challenges the admission of polygraph evidence and Paret's expert testimony. Because these arguments are raised for the first time on appeal, we review them for plain error.
The trial of this matter concluded shortly before the Supreme Court decided
The Court's statement that a hearing on reliability would be required "the next time" plainly reflects an intention that its ruling be prospective.
Defendant argues further that Paret's expert testimony was improper and prejudicial. He contends that, although the witness did not explicitly state an opinion as to the guilt or innocence of defendant, his testimony had the effect of doing so.
Paret was initially asked "how a polygraph works." He explained that, because telling the truth "becomes the norm" instilled in children, when one tells a lie, "it creates tension within the body[,] ... your automatic nervous system kicks in and it's something that you can't control." He then explained that there were involuntary and uncontrollable changes in blood pressure, respiration, and body heat, all of which were measured in a polygraph examination. Because the testimony depicted the physical manifestations of deception as involuntary, uncontrollable, and measurable by the polygraph examination, it had the capacity to persuade the jurors that the exam was infallible, a danger specifically recognized by the Court.
The following exchange took place:
Detective Paret made additional comments that implicitly characterized the polygraph examination as a means of separating the guilty from the innocent. He discussed the need to establish rapport with an examinee "because ultimately no one's going to confess to what they did unless they really like you[,]" and also said that, in the pre-interview, he advised examinees "that they're there to take the exam, to clear their name[.]"
In
In
The defendant in
Plainly, N.M.'s testimony was central to the State's case against defendant. However, identification was not an issue and there was substantial corroboration of her accusation. Her neighbor, Santiago, testified that he observed defendant thrust his foot in the doorway to N.M.'s apartment and use his hand to keep the door open while N.M. struggled to keep the door from opening completely. He described N.M. as "scared." Although N.M. did not report the assault as a rape when initially interviewed by the police officers, Lensch testified that she was only "somewhat" able to communicate with her because N.M. spoke in "very broken English, heavily accented" and "had difficulty speaking English." Most significant, N.M. provided a detailed account of the sexual assault, including defendant's ejaculation on her chest and the pain experienced from his forceful digital penetration. The physical examination conducted by the SANE nurse revealed injuries that were consistent with her description of the assault and the DNA in the dried secretions obtained from her person matched that of defendant.
We are mindful that N.M.'s testimony was not impervious to attacks upon her credibility. But the record shows that defense counsel skillfully and aggressively pursued every vulnerability in her testimony and, in addition, presented witnesses to buttress the points he attempted to make in cross-examination. As a result, the jury had a full opportunity to assess N.M.'s credibility. Although Paret's opinion testimony was flawed by improper statements, we cannot say that it led to an unjust result in this case.
In Point III, defendant argues that the prosecutor committed misconduct in posing certain questions during the trial and in comments made in summation that had the effect of improperly calling attention to defendant's post-arrest silence and failure to testify. Because there were no objections to any of these comments at trial, these challenges are subject to review for plain error.
Prosecutors are "expected to make vigorous and forceful closing arguments to juries[,]"
The potential success of a defense of consent rested in no small measure upon the destruction of N.M.'s credibility, a goal vigorously pursued by defense counsel throughout the trial. In opening statement, cross-examination, and in summation, defense counsel portrayed her as a liar whose accusation was rooted in hatred and jealousy. A prominent point in this argument was the apparent inconsistency in statements N.M. made about the assault. The theme of counsel's opening statement was that she had given nine different "stories" about the event. In cross-examination, counsel pursued and coordinated several themes that supported the argument that N.M. was not credible. He questioned N.M. about her failures to: tell the Hillside police officers there had been a sexual assault; tell the ambulance crew that she was in pain from what she had described in court as a brutal assault; call the police for help when she was able to get away from defendant after the first sexual assault; and to report a prior alleged rape by defendant to the police. In all of these circumstances, it would be reasonable to expect that N.M. would have made the statements if true. And, if she had done so, those actions would have provided corroboration for her testimony. Counsel ably used her failure to do so to attack her credibility. In addition, to undermine her assertion that her English was poor, counsel questioned N.M. about the length of time she had been in the United States and her employment history. He called into question her claim she had been reluctant to divulge details of the sexual assault due to embarrassment by establishing that she had been trained as a nurse in her native country. He challenged her account that it was defendant who was the spurned and spiteful lover by showing that her telephone calls to him were far more numerous after the break-up and by having her admit that, on a prior occasion after they broke up, they had an argument that was followed by consensual sex. In short, the cross-examination skillfully attacked N.M.'s credibility.
Defense counsel continued this theme in his summation, beginning by saying, "it's time to hear the truth." He stated,
Counsel repeatedly referred to N.M. as a liar thereafter.
It is within this context that we review the challenges to the prosecutor's remarks.
Defendant made statements to the police at the scene and in a handwritten statement regarding the events after he was arrested for simple assault. In each statement, defendant said N.M. invited him to her apartment; she abused him and threw wine on him; and then rammed his car. He did not mention that he had sex with N.M. in either statement. Defendant argues that statements by the prosecutor noting this omission and stating there was no evidence to support the defense of consent constituted improper comment on his post-arrest silence and failure to testify. In addition, he contends the comments shifted the burden of proof to him. We disagree.
"When in custody, a suspect is privileged to say nothing at all to the police and is under no duty to give a statement[.]"
However, in
The fact is, defendant did not remain silent, either before or after his arrest. When the police arrived to investigate the motor vehicle accident, he gave them an account of what transpired before N.M. crashed into his vehicle. After he was arrested for simple assault, he prepared a handwritten statement on a domestic violence form at police headquarters. And, although not noted in defendant's argument, he flatly denied having sex with N.M. at the July 2007 polygraph examination.
Finally, defendant argues that there were numerous errors in the instructions given to the jury. The trial court held an extensive charge conference with counsel on the record, reviewing the instruction to be given on each charge and soliciting requests for instructions. The only requests made by defense counsel were (1) that the court advise the jury that defendant denied committing any crime and asserted that the act was consensual and (2) a charge on self-defense. The court agreed to charge the jury that defendant maintained N.M. had consented to sex. The court declined to give a charge on self-defense and counsel did not make any objection either at the time of the ruling or after the charge was given. As defense counsel conceded, self-defense was not a defense to any of the charges in the indictment. The court did not commit error, let alone plain error,
Defendant also contends that the trial court committed plain error in failing to provide the jury with instructions on: the permissible use of his oral and written statements, his silence on the issue of consent, and
Defendant also contends that the court's instruction on burglary constituted plain error. In defining burglary for the jury, the trial court defined the essential elements as:
The court explained that the unlawful purpose meant that "the defendant intended to commit an unlawful act inside the [apartment]." He then identified the unlawful acts alleged:
However, the charges of aggravated sexual assault and aggravated criminal sexual contact alleged in the indictment constituted "aggravated" offenses only if they were committed during the course of a burglary.
If the only predicate unlawful purposes identified were aggravated sexual assault and aggravated criminal sexual contact, defendant's argument would have some merit. However, the court also properly included sexual assault, criminal sexual contact, harassment and simple assault. At a minimum, there was overwhelming evidence that defendant committed a "simple assault" upon N.M., including the evidence of multiple contusions. Therefore, we discern no prejudice to defendant from the error in the instruction, let alone plain error. We have considered defendant's other challenges to the charge and are satisfied they lack sufficient merit to warrant discussion in a written opinion.
Affirmed.