PER CURIAM.
Defendant Christopher R. Cherfane appeals his conviction, following a bench trial, for third-degree theft by unlawful taking,
We discern the following facts and procedural history from the record on appeal. We set forth the facts based on the testimony developed at trial, primarily from the State's witnesses.
On January 12, 2010, Cherfane drove co-defendant Blenner Gomes to the Cherry Hill Mall in Cherfane's white BMW so that Gomes could break into some cars to steal money for drugs. Gomes attempted to gain entry into several cars, but was unable to do so. After making eye contact with a security officer, Gomes became nervous and returned to Cherfane's car.
Cherfane and Gomes then went to the nearby Rite Aid to "snatch" someone's purse. While Gomes waited in the bushes near the entrance to the Rite Aid, Cherfane circled the building in his car. Cherfane eventually telephoned Gomes and told him to snatch the next woman's purse because it was taking too long. According to Gomes, Cherfane also told him to punch the woman if she resisted.
As Patricia Ciniglio approached the store, Gomes came up behind her and grabbed her purse. Gomes and Ciniglio tugged on the strap of the purse until it broke. Cherfane began to drive away as Gomes ran toward the BMW, so Gomes ran into a residential development with the purse while screaming for Cherfane to pick him up.
In the meantime, Ciniglio entered the Rite Aid and sought help. A Rite Aid employee pursued Gomes in her truck. Eventually, the employee caught up to Gomes on a residential street and shouted at him to drop the purse.
Coincidentally, Police Sergeant Joseph Vitarelli, who was in an unmarked car and street clothes, was driving by the Ride Aid parking lot when he noticed Gomes, almost covered from head-to-toe on a "mild" January day, standing outside the store's entrance. As Vitarelli was going to investigate, he saw Gomes run off with a purse. He followed Gomes in his unmarked car.
When he arrived at the location where the employee was confronting Gomes, Vitarelli pulled his weapon, identified himself as a police officer, and ordered Gomes to "get down." At that point, Cherfane pulled up next to the unmarked car. Gomes dropped the purse and got into Cherfane's car, after which Cherfane sped away. Vitarelli recorded Cherfane's license plate number and issued a "flash report" over the police radio with a description of Cherfane's vehicle and license plate number.
Later that day, Officer James Watts was waiting near Cherfane's home and initiated a vehicle stop when he saw his car. Cherfane was arrested and his BMW was impounded. The police subsequently took fingerprints from Cherfane's car.
In November 2011, after he was arrested in connection with an unrelated crime, Gomes was fingerprinted. The prints matched those taken from Cherfane's BMW at the time of the purse snatching in January 2010. When the police interrogated Gomes, he implicated Cherfane in the purse snatching. Cherfane and Gomes were subsequently indicted for second-degree robbery,
The trial was held over five days in September and October 2012. Cherfane sought to represent himself at trial, and also to waive a jury trial. After questioning Cherfane about his reasons for both, as well as his understanding of his right to counsel and the need to refrain from seeking to offer testimony in the guise of acting as his own attorney, the trial judge approved Cherfane's requests. He designated Cherfane's retained counsel as standby counsel.
At trial, Gomes testified that he and Cherfane had stopped communicating after the purse snatching. However, Cherfane subsequently contacted Gomes and asked him to speak with an attorney he was thinking of retaining and to tell him that Cherfane was not involved in the purse snatching. Gomes admitted that he lied when he told the attorney that Cherfane was not involved. However, when Cherfane asked him to sign an affidavit to that effect, Gomes refused to do so.
Although Cherfane did not testify, the defense theory of the case, as advanced by standby counsel during his part of the summation, was that Cherfane did not know that Gomes was going to steal a purse and, when he saw Gomes being held at gunpoint by someone in street clothes, he attempted to rescue him in ignorance of the fact that the man with the gun was a police officer.
After listening to the summations given by the prosecutor, Cherfane, and his standby counsel, the trial judge made findings of fact, during which he generally discounted Gomes's testimony. He explained that he did so because he perceived Gomes as slanting his testimony to shift all of the blame to Cherfane. The judge concluded that the only rational explanation for Cherfane's conduct was participation in an agreement with Gomes to steal a purse.
On January 17, 2013, the judge merged the counts and sentenced Cherfane to a term of ninety days in the Camden County Correctional Facility, with the stipulation that programs, like house arrest, could be substituted for incarceration, and to a two-year period of probation. This appeal followed.
Cherfane, now represented by counsel, makes the following arguments on appeal:
We start our analysis with the issue of whether the judge adequately established that Cherfane made a knowing and intelligent waiver of his right to be represented by counsel, and particularly whether the judge fully explained the Fifth Amendment implications of such a waiver.
The Sixth Amendment to the United States Constitution and Article I, Paragraph 10 of the New Jersey Constitution provide that an accused shall be afforded the assistance of counsel in a criminal prosecution.
In
This appeal is focused on the ninth
In
Prior to the beginning of the trial, the judge held a hearing to determine whether Cherfane was making a knowing and intelligent waiver of his Sixth Amendment right to counsel. The judge covered most of the issues discussed in
The State concedes that the trial judge "did not specifically refer to the Fifth Amendment" but argues that he "explained in laymen's terms to defendant that a self-represented defendant's questioning of witnesses can be equivalent to providing testimony." Although the trial judge did make that statement, it was largely in the context of warning Cherfane that he could not testify to facts in the guise of asking questions or making arguments. We do not find that sufficient to satisfy his obligation under the cases we have cited, especially because the judge made no effort to determine whether Cherfane understood the issue of inadvertent self-incrimination.
The problem was compounded by the trial judge's repeated interrogation of Cherfane during his pro se summation. The judge asked Cherfane several times during his summation to explain his conduct or to provide an "innocent explanation" for it. His standby counsel eventually intervened and finished the summation. While we do not believe, as Cherfane now argues, that the trial judge intended to shift the burden of proof from the State to Cherfane, we are concerned, as it appears was standby counsel, that the judge's questions had the clear potential to lead to testimonial statements by Cherfane that could be incriminating.
We find nothing in the record from which we can conclude that Cherfane actually understood the self-incrimination danger, which is a prerequisite for the exceptional case in which a verdict can be upheld despite a trial judge's failure to adhere to the requirements of
Because the judge failed in his well-established obligation to address the self-incrimination issue and satisfy himself that Cherfane understood, and then compounded the problem by interrogating Cherfane during summation, we are constrained to reverse Cherfane's convictions and remand for a new trial on those charges.
Reversed.