PER CURIAM.
In this verbal threshold action, defendant Kurt W. Dorthe appeals from a $19,300,000 jury verdict awarded to plaintiffs Steven and Barbara Visaggio. Because our review of the record convinces us that erroneous and inconsistent evidentiary rulings and comments by the trial court deprived defendant of a fair trial, we reverse.
The parties stipulated to liability as there was no real dispute over the facts of the accident that occurred on March 20, 2010. Defendant Dorthe, then nineteen years old, was in a pickup truck
The issue at trial was the nature and extent of the injuries plaintiff claimed he suffered in the accident. Plaintiff alleged the injury caused him permanent shoulder and spine problems that had a devastating effect on his life. Defendant contended plaintiff suffered no permanent injury in the accident, but only an exacerbation of pre-existing right shoulder problems for which his doctor had already recommended surgery. Given the positions of the parties, evidence of plaintiff's physical condition, both before and after the accident, was obviously critical, as was proof of his physical limitations following the collision.
Plaintiff did not assert any claim for lost wages or medical expenses. The $15,500,000 the jury awarded plaintiff was solely for his pain and suffering. His wife Barbara Visaggio was awarded $3,800,000 on her per quod claim. The total judgment, including prejudgment interest of $797,777.40 and attorneys' fees and costs of $115,616.32, stemming from a $250,000 offer of judgment, was $20,213,393.72. Defendant contends the jury's award is so excessive that it constitutes a miscarriage of justice. He raises the following specific points of error on appeal.
We agree the trial court misapplied its discretion in barring the surveillance videos and a photograph of the plaintiff taken by defendant; in allowing plaintiffs to testify extensively about their adoption of a baby with fetal alcohol syndrome, twenty-two years old at the time of trial; in barring defense counsel from cross-examining plaintiff's expert with records the court had previously ruled were admissible in evidence; in admonishing defense counsel before the jury that his questions were in bad faith; in barring defense counsel from reciprocally cross-examining plaintiff's expert about MRI reports the expert improperly testified on direct examination he agreed with; and in posing specific, critical questions to defendant's expert about the dictation and dissemination of his report. Having reviewed the entire record of this trial, we are convinced that the combination of these errors deprived defendant of a fair trial and resulted in a verdict grossly disproportionate to the injuries. A new trial is warranted.
All of the errors defendant asserts arise out of discretionary rulings of the trial court. "The exercise of discretion implies conscientious judgment taking into account the law and the particular circumstances of the case and is directed by reason and conscience of the judge to a just result."
It is against that standard that we review defendant's several points of error.
Plaintiff testified he had been working since he was thirteen years old, and has spent most of his working life as a home improvement contractor. He owns his own business, doing "everything from finished basements to roofing." Plaintiff testified he did "[a] hundred percent" of the physical work before the accident but is now so limited he had to hire two extra men to do the physical labor he used to do. He testified that at the time of trial in May 2014, four years after the accident, the pain in his neck, back and shoulder was still "constant."
When asked by his counsel to describe the pain in his low back, plaintiff said "it's like somebody sticking an ice pick in my back." When asked if he ever got any relief, plaintiff responded, "No. . . . Never." He told the jury his neck pain was "a constant, no matter what." He claimed he had a "[c]onstant headache . . . 24 hours a day," which "never goes away." He testified he suffered from a "stabbing pain" in his right shoulder and could not raise his right arm "above my head, [or] go behind my back. Just the range isn't there like it was before."
When asked whether the arthroscopic surgery on his right shoulder in 2012, two years after the accident, had helped, plaintiff replied, "No. No. Not really." Asked if he was getting better, or whether his condition was "staying the same," plaintiff responded, "No, it's getting worse."
Plaintiff testified extensively and specifically about the work he could no longer perform after the accident, particularly roofing work. He testified unequivocally that after the accident he could no longer work as a roofer. When asked on cross-examination whether that meant he "never [went] back up on the roof at all," plaintiff responded that he would "go up and estimate, I'm not going up to work on a roof. I mean I can't go up and tear off a roof anymore."
In June 2013, two months before the discovery end date, defendant amended his discovery responses by serving plaintiff's counsel with a single photograph of plaintiff working on a roof. In the cover letter, defense counsel stated his client "has advised he has a video of plaintiff working on a roof." Plaintiff's counsel responded to that letter by serving defendant with a notice to produce the video referenced in counsel's letter.
Following that exchange, the defendant's insurance carrier had plaintiff surveilled on three different dates in July. On August 2, 2013, three weeks before the end of discovery and nine months before trial, defendant amended his answers to interrogatories by serving a thirty-eight page report prepared by ISG Value at the behest of defendant's carrier, detailing surveillance conducted in July 2013 of plaintiff working on a roof.
The report included a summary of the surveillance conducted over the course of the three days, and detailed entries of activities observed by date and time, as well as whether video was obtained. The report also included copies of ten photographs, including pictures of plaintiff carrying a large sheet of plywood up and down a ladder, standing on a roof using an electric saw and a nail gun with his right hand, and carrying a two-story extension ladder alone.
Following service of the ISG report, plaintiff's counsel wrote to remind defense counsel he was "overdue in providing [his] responses to [plaintiff's counsel's] July 8, 2013, request for discovery," but made no mention of the ISG report detailing surveillance conducted after July 8. Defendant's counsel never responded to plaintiff's July 8, 2013 request for discovery and plaintiff's counsel never sought production of the ISG video surveillance or sought the deposition of the individual conducting the surveillance. On May 8, 2014, eleven days before trial, defense counsel sent plaintiff's counsel a copy of the ISG video.
On a motion in limine to exclude the video argued on May 19, 2014, just before jury selection, plaintiff's counsel told the court that the video
Defense counsel responded by explaining that the only request for production from plaintiff was for the video supposedly taken by defendant himself, which was not produced because there was no video but only the single photograph sent to plaintiff's counsel. Defense counsel claimed his reference to video taken by defendant was an error, and that he later learned from his client that there was no video, only the single still shot he had produced. He argued that plaintiff's counsel had possessed the surveillance report for over nine months, including the pictures of plaintiff working on a roof, and had never requested the video or sought to depose the videographer. He claimed plaintiff could not show prejudice "because the description provided in the report matches up with the video."
Plaintiff's counsel countered that he
After asking to see the report, and thus presumably seeing the pictures of plaintiff working on a roof, carrying a large sheet of plywood up and down a ladder, and moving a large extension ladder by himself, the court granted plaintiff's motion to bar the video. Rejecting defendant's claims that possession of the report vitiated any claim of prejudice, the court stated:
The trial court never identified the basis for the discovery violation. Outside of defendant's failure to have responded to plaintiff's notice to produce to advise that the video referenced in counsel's June 2013 letter producing the single photograph did not exist, we find none.
The Supreme Court made clear forty years ago in
Plaintiff's reliance on
Having viewed the surveillance video that defendant included in his appendix, as well as plaintiff's trial testimony, we cannot find the trial court's exclusion of the video harmless. The video, which is slightly over an hour long, depicts a man working diligently with a crew on a second story roof on July 25, 2013, over the course of several hours according to the time stamps. The man repeatedly ascends and descends the ladder to access the roof, doing so on one occasion while holding a large sheet of plywood in his right hand extended behind him with the board balanced against his right shoulder. The man smoothly bends, kneels, crouches, and arises from a sitting position while using a tape measure, hammer, electric saw and a nail gun in his work on the roof. He at one point uses his right hand to violently pull a starter cord several times on the ladder hoist he was using to transport large sheets of plywood and rolls of tarpaper, which he was loading single-handedly, to the roof. Near the end of the video, the man carries the extension ladder some distance before lifting it over his head with his arms fully extended to position it on a rack on the top of his pickup truck.
In his brief on appeal, plaintiff does not concede that he is the man depicted in the video. We, of course, have no idea of whether he is or is not the man working on the roof in the surveillance video, although as the video image is quite clear, determination of that fact should be easily established. We are also mindful of Justice Clifford's observation in
If defendant establishes that plaintiff is the man in the video, then the video, subject to any objections plaintiff might lodge as to its authenticity and fair depiction of the events memorialized, would certainly be highly relevant to the jury's assessment of plaintiff's damages. Because neither side brought the issue of the video to the court's attention until the morning of trial, an adjournment to allow plaintiff to produce his client for re-deposition and thereafter obtain the surveillance videos and depose the investigator might have been a justifiable application of discretion. Barring defendant's use of such highly relevant evidence to impeach plaintiff's trial testimony after defense counsel had advised plaintiff of the existence of the surveillance video nine months earlier in accordance with the discovery rules, however, was manifestly unjust.
We likewise discern no reasonable basis for excluding the photograph defendant took of plaintiff working on a roof separate and apart from the surveillance conducted by his carrier. That photograph was timely produced in discovery. It should have been admitted and defendant allowed to testify as to his observations on the day the photograph was taken.
Over defendant's repeated objections, both plaintiffs were allowed to testify extensively about their adoption of five children, the first of whom was apparently born with fetal alcohol syndrome, had attendant developmental disabilities and later developed inoperable Crohn's disease, necessitating treatments every six weeks. For example, Barbara Visaggio testified that she and her husband already had three children when she saw a film about foster care. When she decided she wanted to "foster a baby," her husband readily agreed and they were offered one of sixty babies "ready for clearance." When asked whether she wanted a boy or a girl, she testified, "I just told them I wanted a baby that had been laying there the longest with no home to go to."
She further testified that led to their adoption of a son, and subsequently to the adoption of his four siblings. Barbara Visaggio testified that the baby boy they first adopted
She further testified the baby had special needs
She further testified that their son "has cognitive and neurological conditions. He was always in special classes through school."
Although the treatments, to which Barbara Visaggio became responsible for taking their son after the accident, occurred only every six weeks, they were relevant to damages, both as to Barbara Visaggio's per quod claim and Steven Visaggio's nonpecuniary claim, as an example of the type of customary activities he could no longer allegedly perform following the accident.
As we have already noted, a critical issue in the case was the extent of injury to plaintiff's right shoulder prior to the accident. Plaintiff admitted on direct examination that he had received "cortisone shots," for a "minor issue" with his right shoulder before the accident. He testified the shoulder "was just a little sore once in a while, and it didn't hinder [him] in any way."
The doctor who treated plaintiff's shoulder before and after the accident, Dr. Vitolo, did not testify. All of the doctors who did testify, plaintiff's orthopedic and radiologic experts and defendant's orthopedic expert, relied on Dr. Vitolo's records in forming their opinions regarding the extent of plaintiff's prior injury and the accident's effect on his shoulder.
Those records revealed that plaintiff had an x-ray of his right shoulder in August 2009, seven months before the accident, revealing mild degenerative osteoarthritic changes. On October 15, 2009, plaintiff went to see Dr. Vitolo complaining of sharp pain in his right shoulder, rated as an "8/10" and limited range of motion. Dr. Vitolo diagnosed "sprains and strains rotator cuff capsule" and provided him a cortisone injection. Dr. Vitolo provided plaintiff with a second cortisone injection in the right shoulder on December 16, 2009, after plaintiff reported "he stretched his shoulder the wrong way and the pain is the same compared to his last visit."
An MRI on January 22, 2010 revealed degenerative hypertrophy of the acromioclavicular joint; a partial thickness tear of the supraspinatus tendon; and a partial thickness tear of the infraspinatus tendon consistent with impingement syndrome. Plaintiff again visited Dr. Vitolo on March 4, 2010, a little over two weeks before the accident, complaining that his pain was "worse compared to last visit" and seeking another cortisone injection. Dr. Vitolo diagnosed "bursae and tendon disorders" and "osteoarthrosis" and gave plaintiff his third cortisone injection.
A note in Dr. Vitolo's records from December 28, 2011, over eighteen months after the accident, states:
Relying on Dr. Vitolo's records, and specifically that note, defendant's orthopedic expert, Dr. Dryer, testified that plaintiff's "right shoulder was symptomatic in the months just prior to the accident, and he in fact did see Dr. Vitolo and records show that he had been offered surgery on the right shoulder" before the accident.
Plaintiff's counsel objected, relying on
Accordingly, Dr. Dryer's testimony about plaintiff being offered shoulder surgery prior to the accident was allowed to stand.
The doctor testified he relied on the MRI studies taken before and after the accident and Dr. Vitolo's records in forming his "opinion that [plaintiff] needed surgery with or without this accident. Regardless of the accident, the surgery was coming. And that's because this joint and the hypertrophy of that joint is a degenerative process, not an accident-related process, was not caused or exacerbated by the accident."
The next witness to testify was plaintiff's orthopedic expert.
When defense counsel sought to cross-examine the expert about the radiologist's findings that the doctor "agreed with," plaintiff's counsel objected, arguing that the radiologist would not be testifying, "it's the
Shortly afterwards, defense counsel asked the expert whether he had reviewed Dr. Vitolo's records. When the doctor said he had, defense counsel asked, "what does it say in his [records] regarding shoulder injury?" The trial court sustained plaintiff's objection, saying "I'll sustain the objection, same reason." Defense counsel then got the expert to agree that he had relied on Dr. Vitolo's records in forming his own opinion.
Defense counsel next asked, did "you note anything about Dr. Vitolo speaking to him about the possibility of surgery before the car accident?" The trial court sustained plaintiff's counsel's objection, stating
It's the same objection and it is sustained. Furthermore, it's the same objection I previously ruled upon with regard to Dr. Dryer, and the question is asked in bad faith. I am going to strike the question and answer and direct the jury not to consider it for any purpose.
When defense counsel responded by apologizing, saying "I didn't mean to do it in bad faith, Judge," the trial court replied, "well, I've ruled, and do not let it happen again."
The question of whether Dr. Vitolo had recommended that plaintiff have surgery on his right shoulder prior to the accident was obviously a contested issue. Neither side called the doctor to interpret his December 28, 2011 note or to ask him whether he had or had not recommended surgery before the accident.
If the recommendation is viewed as a historical fact of plaintiff having been offered surgery before the accident, its admission as substantive evidence would appear unobjectionable.
As defendant's expert testified he relied on Dr. Vitolo's records, we cannot find the trial court abused its discretion in initially allowing defendant's expert to testify to the note.
First, plaintiff's counsel elicited from his own expert that he agreed with the non-testifying radiologist's interpretation of the MRI studies. The case law is clear that should not have occurred.
Next, when defense counsel attempted to explore whether the expert had seen Dr. Vitolo's note stating he had discussed surgery with plaintiff before the accident, which the court had ruled was
Although the law is well settled that the permissible scope of cross-examination is an issue within the trial court's discretion,
As with our conclusion as to the surveillance video, there were certainly different avenues the trial court could have reasonably pursued to address the problems presented by the treatment records. Chastising defendant's counsel before the jury and accusing him of bad faith for asking a witness about a note, which the court had already expressly permitted another witness to testify about, was not one of them.
"A trial judge should never unfairly criticize or humiliate. . . counsel."
Lastly, we comment briefly about the trial court's questions to defendant's expert concerning the editing and dissemination of his report. During cross-examination of defendant's expert, plaintiff's counsel asked him about the administrative service that manages the independent medical examination component of his practice, including the process for the creation and distribution of the reports. After counsel had moved on to another topic, the trial court interrupted the examination to ask the expert his own questions about the process:
These questions would likely have escaped our notice but for the trial court's comments about them on defendant's motion for new trial.
Reading those comments causes us considerable concern about the timing and tone of the judge's questions of defendant's expert at trial, which the cold record would not adequately capture. Having reviewed the entire record, we are convinced the combination of the errors we have discussed deprived defendant of a fair trial and resulted in a verdict grossly disproportionate to plaintiff's injuries.
The remaining issues raised on appeal are either mooted by our disposition or lack sufficient merit to be worthy of comment in a written opinion.
Reversed and remanded for a new trial. We do not retain jurisdiction.