NOEL L. HILLMAN, District Judge.
This action concerns an eviction which took place on November 13, 2013. Presently before the Court is a motion for summary judgment [Doc. No. 21] filed by Plaintiff Albert J. Fields and two cross-motions for summary judgment filed by the remaining Defendants in this case, Francine Dickerson [Doc. No. 35] and Elizabeth Loyle [Doc. No. 39].
Plaintiff avers that on July 12, 2010, he entered into a residential lease agreement with the Salem Housing Authority for a one-bedroom unit located at 133 Anderson Drive, Salem, New Jersey. (Am. Compl. ¶ 6 [Doc. No. 3].) On April 21, 2011, the Salem Housing Authority performed its annual rent evaluation and increased Plaintiff's rent from $50 to $364 per month. (
In May 2012, the Salem Housing Authority performed another rent evaluation and determined Plaintiff's new rental amount to be $206 per month. (Am. Compl. ¶ 15.) From May 16, 2012 to October 15, 2012, Plaintiff was incarcerated and consequently lost his job. (
In June 2013, the Salem Housing Authority performed its annual rent evaluation and increased Plaintiff's rent from $50 per month to $308. (Am. Compl. ¶ 30.) Plaintiff opposed the rent adjustment in writing, arguing that there should be an exemption for child support and an "income disregard." (
On August 5, 2013, the Salem Housing Authority advised Plaintiff by letter that given his unreported past earnings, he owed $2,521 in retroactive rent by August 21, 2013. (
On November 1, 2013, Plaintiff moved in Superior Court to vacate the judgment for possession. (Budic Cert., Exhibit J.) Plaintiff argued that when his rent was increased in June 2013, a grievance procedure should have been initiated. Plaintiff argued the failure to notify him of the grievance procedure was grounds to vacate the judgment of possession. (
Following Judge Fineman's determination in the Superior Court of New Jersey, Plaintiff filed the instant federal complaint against the Salem Housing Authority, Dickerson, and Loyle on February 7, 2014.
On August 7, 2014, Plaintiff again moved to vacate the judgment in Superior Court arguing that the Salem Housing Authority misrepresented to the Court that he did not initiate a grievance. (Budic Cert., Exhibits N, O.) In a written decision dated October 30, 2014, Judge Fineman denied Plaintiff's second motion and found:
(Oct. 30, 2014 Decision at 2-4; Malandre Cert., Exhibit P.) Further, Judge Fineman found that even if Plaintiff could prove the notice was deficient, the grievance process would have been futile because it was "undisputed" Plaintiff owed the Salem Housing Authority retroactive rent for concealed income. (
(Budic Cert., Exhibit T [Doc. No. 35-4].) Plaintiff then filed a notice of appeal to the New Jersey Appellate Division on January 23, 2015. (Budic Cert., Exhibit U.)
Plaintiff originally brought this action in federal court related to the same events against the Salem Housing Authority and two of its employees, Elizabeth Loyle and Francine Dickerson. (Am. Compl. ¶¶ 3, 4.) On July 10, 2015, this Court screened Plaintiff's amended complaint pursuant to 28 U.S.C. § 1915(e) and found that Plaintiff failed to state a plausible claim for relief against the Salem Housing Authority in Counts I-III. The Court determined, however, that Plaintiff's Section 1983 claims contained in Count IV of his amended complaint against Dickerson and Loyle could proceed. (
Plaintiff contends in Count IV of his complaint that he submitted a written grievance to Dickerson and Loyle concerning an increase in his rent, but they failed to provide him with an informal hearing and instead commenced eviction proceedings.
Plaintiff asserts claims pursuant to 42 U.S.C. § 1983 and the Court exercises subject matter jurisdiction over this action pursuant to 28 U.S.C. § 1331.
Summary judgment is appropriate where the Court is satisfied that "`the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,' . . . demonstrate the absence of a genuine issue of material fact" and that the moving party is entitled to a judgment as a matter of law.
An issue is "genuine" if it is supported by evidence such that a reasonable jury could return a verdict in the nonmoving party's favor.
Initially, the moving party bears the burden of demonstrating the absence of a genuine issue of material fact.
Once the moving party has met this burden, the nonmoving party must identify, by affidavits or otherwise, specific facts showing that there is a genuine issue for trial.
Defendants argue that Plaintiff's remaining claim is barred by the doctrine of collateral estoppel. Collateral estoppel, or issue preclusion, "refers to the effect of a judgment in foreclosing relitigation of a matter that has been litigated and decided."
With regard to issues first presented to a state tribunal, federal courts have consistently afforded preclusive effect to issues decided by state courts, and, thus "res judicata and collateral estoppel not only reduce unnecessary litigation and foster reliance on adjudication, but also promote the comity between state and federal courts that has been recognized as a bulwark of the federal system."
In determining the preclusive effect of a state court judgment, the Court applies the rendering state's law of preclusion.
Under New Jersey law, in order for the doctrine of collateral estoppel to apply the party asserting the doctrine must show that: (1) the issue to be precluded is identical to the issue decided in the prior proceeding; (2) the issue was actually litigated in the prior proceeding; (3) the court in the prior proceeding issued a final judgment on the merits; (4) the determination of the issue was essential to the prior judgment; and (5) the party against whom the doctrine is asserted was a party to or in privity with a party to the earlier proceeding.
Even where the five requirements are met, however, courts may exercise their discretion to deny preclusion where its application would be unfair.
Here, it is very clear the five factors are met, and that fairness weighs in favor of preclusion. First, Defendants seek to preclude a claim identical to one decided in the prior proceedings. In Count IV of Plaintiff's amended complaint he alleges that Loyle and Dickerson "deprived [him] of the opportunity for a hearing under the Public Housing grievance procedure prior to eviction . . ." (Am. Compl. at 18-19.) Likewise, in the October 30, 2014 decision, Judge Fineman denied Plaintiff's motion to vacate the judgment for possession entered on October 18, 2013. Judge Fineman summarized Plaintiff's argument as follows: "[Mr. Fields] contends that he was not given an opportunity for an informal grievance discussion, nor a formal hearing." (Oct. 30, 2014 Decision at 2). The issue presented to this Court — whether Plaintiff was given an opportunity to engage in informal and formal grievance procedures — was the exact issue decided by Judge Fineman in the Superior Court of New Jersey.
The same issue was again litigated when Plaintiff filed a motion for reconsideration which was denied in a January 20, 2015 written decision. (Jan. 20, 2015 Decision at 2 ("The Court is satisfied that the Salem Housing Authority fulfilled its obligations in offering [Mr. Fields] an opportunity for an informal and formal hearing, and that the Court that entered judgment therefore had jurisdiction over the mater, and properly entered judgment.")) Thus, the issue was actually litigated in the prior proceedings. Further, both decisions were findings on the merits.
Additionally, the determination of this issue was essential to the prior judgments. A matter is essential when it was necessary to support the judgment rendered in the final action.
Finally, Defendants seek to invoke collateral estoppel defensively against Plaintiff, who was a party to the state court proceedings. In New Jersey, mutuality of parties is not required for collateral estoppel to apply; rather, the party preclusion is asserted against must be a party or in privity to a party in the first proceedings.
Additionally, the Court is convinced that fairness weighs in favor of preclusion. By applying the doctrine of collateral estoppel, the Court is avoiding repetitious litigation and preventing waste, harassment, uncertainty and inconsistency. Plaintiff's remaining claim was considered at least three times by the state court. Plaintiff had more than an adequate opportunity to obtain a full and fair adjudication in the prior action.
For the reasons set forth above, Defendants' motions for summary judgment will be granted and Plaintiff's motion for summary judgment will be denied.
An Order consistent with this Opinion will be entered.