NICHOLAS G. GARAUFIS, District Judge.
Plaintiff Anthony Baksh claims that officers of the New York City Police Department ("NYPD") pulled him over without reasonable suspicion or probable cause, wrongfully arrested and searched him after he was unable to produce his driver's license, used excessive force against him, and made false statements about the incident to prosecutors. (Am. Compl. (Dkt. 10).) He brings this action under 42 U.S.C. § 1983, alleging violations of his Fourth, Fifth, and Fourteenth Amendment rights, and New York tort law. The City of New York (the "City") and the officers involved in the incident—Sergeant Christopher Fusaro and Police Officers Jasmin Nikocevic, Michael Yapp, John Czech, and Jonathan Leon (collectively, the "Officer Defendants")—move for summary judgment on all claims. (Defs. Mem. in Supp. of Mot. for Summ. J. ("Defs. Mem.") (Dkt. 24).) For the reasons that follow, Defendants' motion is GRANTED TN PART and DENIED IN PART.
The following statement of facts is largely taken from the parties' Local Rule 56.1 statements and deposition testimony, with the evidence "constru[ed] . . . in the light most favorable to the non-moving party."
Around midday on August 15, 2015, Plaintiff was pulling into the parking lot of a supermarket in South Brooklyn when he was stopped by Police Officers Jasmin Nikocevic and Michael Yapp. (Pl. 56.1 ¶¶ 1-4; Pl. Dep. Tr. (Dkt. 30-1) 21:7-22.) The parties dispute why the officers stopped Plaintiff: Nikocevic and Yapp testified that they pulled Plaintiff over because he was driving without his seatbelt (Defs. 56.1 ¶¶ 2-4), but Plaintiff avers that he was wearing his seatbelt at the time (Pl. 56.1 ¶ 2-4; Pl. Dep. Tr. 27:21-24, 29:25-30:3).
The parties dispute whether Plaintiff then produced his registration and insurance information. (Pl. 56.1 ¶ 11.
Plaintiff testified that, after he asked Nikocevic for a pen, Nikocevic's "attitude changed completely as if it was night and day," causing Plaintiff to "fear[] for [his] life" and dial 911, which in turn caused Nikocevic and Yapp to call for backup. (Pl. 56.1 ¶¶ 14-15; Pl. Dep. Tr. 29:20-21, 30:3-4.) At this point, the parties' accounts of the incident diverge sharply. According to Defendants, Plaintiff rolled up his window and failed to comply with multiple instructions that he step out of the car. (Defs. 56.1 ¶ 13; Nikocevic Dep. Tr. 35:18-36:11.) Plaintiff testified, however, that he never rolled up his window or refused to comply with any of the officers' requests. (Pl. 56.1 ¶ 13.) According to Plaintiff, Nikocevic put his hand on his baton, threatened that "we can do this the easy way and the hard way and I am going to break the f---ing window." (Pl. Dep. Tr. 30:17-20.) Plaintiff testified that he told the 911 operator that Nikocevic was "trying to break [his] window because [Plaintiff was] not writing down the information that [Nikocevic was] asking [him] for because [Plaintiff did not] have a pen." (
As Plaintiff started to step out of his car, Nikocevic, with the assistance of several other officers, allegedly grabbed Plaintiff, slammed him against the car (causing him to hit his head), and handcuffed him. (
Plaintiff was arraigned on charges of operating a vehicle without a seatbelt in violation of New York Vehicle and Traffic Law § 1229-C(3) and obstructing governmental administration in violation of New York Penal Law § 195.05. (Am. Compl. ¶ 19.) Plaintiff was not charged with driving without a license, and the Kings County District Attorney's Office noted on its screening sheet that Plaintiff did, in fact, have a valid driver's license. (Office of the District Att'y, Kings Cty., Complaint Room Screening Sheet (Dkt. 30-7).) Plaintiff was released on his own recognizance and had two subsequent court appearances before the charges were adjourned in contemplation of dismissal. (Pl. 56.1 ¶¶ 41-45.)
Plaintiff filed suit against the City and the Officer Defendants on December 11, 2015 (Compl. (Dkt. 1)), then filed an amended complaint on May 12, 2016 (Am. Compl.). In his amended complaint, Plaintiff alleges that the Officer Defendants violated his constitutional rights to be free from false arrest and imprisonment (Am. Compl. ¶¶ 46-51), unlawful search (
Following discovery, Defendants moved for summary judgment. (Defs. Mot.;
The court may enter summary judgment "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). On a motion for summary judgment, the court draws all reasonable inferences and resolves all ambiguities in favor of the non-moving party.
"The doctrine of qualified immunity shields officials from civil liability so long as their conduct `does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'"
"Where the right at issue in the circumstances confronting police officers was clearly established but was violated, the officer will still be entitled to qualified immunity if it was objectively reasonable for him to believe that his acts did not violate those rights."
Defendants ask the court to enter summary judgment in their favor as to each of Plaintiff's § 1983 claims. The court discusses each claim in turn.
First, Plaintiff claims that the Officer Defendants arrested and detained him without a warrant or probable cause, in violation of his Fourth Amendment rights.
"A [S]ection 1983 claim for false arrest is substantially the same as a claim for false arrest under New York law."
"The existence of probable cause to arrest constitutes justification and is a complete defense to an action for false arrest . . . ."
Defendants move for summary judgment on Plaintiffs false-arrest claim on the grounds that there was probable cause for his arrest because he was not carrying his driver's license when he was stopped and that, in any event, Nikocevic is entitled to qualified immunity. (Defs. Mem. at 8-13.) Plaintiff argues in response that Defendants could not have had probable cause to arrest him because they lacked a valid basis to stop him in the first place (Pl. Opp'n at 5-8) and because they had no probable cause to arrest him once he gave them a photograph of his driver's license (
The Officer Defendants claim that they stopped Plaintiff because he was driving without a seatbelt. Plaintiff testified, however, that he was, in fact, wearing his seatbelt at the time of the stop, and argues that the Officer Defendants therefore could not have reasonably suspected him of driving without a seatbelt. (
This dispute is, however, immaterial. As Defendants note, Plaintiff does not assert a separate § 1983 claim challenging the initial stop as unlawful. Instead, Plaintiff alleges that the Officer Defendants lacked reasonable suspicion for this initial stop in order to show that his subsequent arrest was not supported by probable cause. (
Next, Plaintiff argues that the Officer Defendants violated his constitutional rights by arresting him even after he produced a photograph of his valid driver's license. (Pl. Opp'n at 8-12)In particular, Plaintiff argues that (1) his conduct cannot reasonably support a charge of obstructing government administration (
The court can easily dispose of Plaintiff's first contention. To defeat a false-arrest claim, the defendant need only show that there was probable cause to arrest the plaintiff, not "whether probable cause existed with respect to each individual charge, or, indeed, any charge actually invoked by the arresting officer at the time of arrest."
Plaintiff's second contention warrants more careful scrutiny. New York prohibits individuals from driving unless they are "duly licensed pursuant to" the state's Vehicle and Traffic Law, N.Y. Veh. & Traf. Law § 509(1), and specifically authorizes warrantless arrests of drivers who violate this provision,
Because, at the time of his arrest, Plaintiff undisputedly held a valid driver's license— even if he did not have it in his possession and thus was unable to produce it—he was not actually in violation of New York Vehicle and Traffic Law § 509(1). The question before the court, however, is not whether Plaintiff was actually violating the law but whether the Officer Defendants had probable cause to believe that he was violating the law; "probable cause requires only a probability or substantial chance of criminal activity, not an actual showing of such activity."
Accordingly, Defendants' motion for summary judgment as to Plaintiff's false-arrest claim is GRANTED.
Next, Plaintiff alleges that Defendants wrongfully searched him, in violation of his Fourth Amendment rights. (Am. Compl. ¶¶ 52-56.) The factual basis for this claim is sparse. Although Plaintiff alleges in his amended complaint that he was strip-searched (
These arguments are unpersuasive for substantially the reasons stated above with respect to Plaintiff's false-arrest claim. First, to the extent Plaintiff argues that his search was unlawful because it followed an allegedly unlawful traffic stop, he relies on a "fruit of the poisonous tree" theory that is not cognizable under § 1983.
Second, to the extent Plaintiff argues that his search was unlawful because the Officer Defendants lacked probable cause to search him, this argument is also unavailing because the search was incident to a lawful arrest. The Fourth Amendment does not prohibit warrantless searches that are incident to lawful arrests.
Accordingly, the court GRANTS Defendants' motion for summary judgment with respect to Plaintiff's unlawful-search claim.
Next, Plaintiff alleges that the Officer Defendants, and especially Nikocevic, used excessive force to arrest him, including by slamming him against his car and by handcuffing him too tightly. (Am. Compl. ¶¶ 14-15, 76-79; Pl. 56.1 ¶¶ 28-29, 32, 39-40.)
"The Fourth Amendment prohibits the use of unreasonable and therefore excessive force by a police officer in the course of effecting an arrest."
Defendants contend first that Plaintiff cannot base an excessive force claim on the alleged slamming, because he has not corroborated these allegations with independent evidence, and second that he cannot base such a claim on the alleged excessively tight handcuffing, as any injuries from his handcuffing were
Plaintiff testified that, as he was stepping out of his car, Nikocevic, along with two or three other officers, "grabbed him and slammed him against his car." (Pl. 56.1 ¶ 18 (citing Pl. Dep. Tr. 40:16).) According to Plaintiff, these Officer Defendants slammed him against his car's "driver's back side towards the rear wheel," as a result of which his "head was thrown on top of the hood" and Plaintiff "banged [his] hand against the car," causing some old cuts to reopen and bruising his hand. (Pl. Dep. Tr. 41:15-24;
A reasonable jury could conclude that this force was objectively unreasonable in light of the circumstances. Viewing the evidence in the light most favorable to Plaintiff, the court observes that the offenses leading to Plaintiff's arrest were exceedingly trivial; that the arrest took place at midday; that there is no evidence that Plaintiff posed a threat to the Officer Defendants; that he does not appear to have actively resisted arrest or attempted to flee (although he may have refused to exit his car for a brief period of time); and that, at the time he was allegedly slammed to his car, he was attempting to comply with Nikocevic's orders. Under these circumstances, a reasonable jury could conclude that the force used against Plaintiff was objectively unreasonable.
Defendants argue that summary judgment is proper because Plaintiff has not corroborated his testimony with medical records or other witness testimony. (Defs. Mem. at 17.) Defendants argue that Plaintiff therefore offers only "allegations" of excessive force, not evidence sufficient to create a genuine issue of material fact. (Defs. Reply at 1-2, 6-8 (citing
Plaintiff testified that he was injured as a result of Nikocevic's allegedly excessive use of force, and he described the injuries he claims to have received. That testimony alone is sufficient to create a genuine issue of fact as to whether Nikocevic injured him, without the need to present additional corroborating evidence. Although the court may properly grant summary judgment in a case in which the "plaintiff relies almost exclusively on his own testimony, much of which is contradictory and incomplete," such that no reasonable jury could find in his favor, this "rare circumstance" is not present here.
The court concludes, however, that Plaintiffs excessive-force claim based on the alleged slamming survives summary judgment only to the extent it is asserted against Nikocevic. Although Plaintiff avers in his Rule 56.1 statement that "two or three other officers" slammed him against his car (Pl. 56.1 ¶ 32), his initial actual testimony was at best ambiguous as to who slammed him against the car (Pl. Dep. Tr. 40:12-17), and he soon admitted that it was Nikocevic who actually slammed him against the car (
The court agrees with Defendants, however, that Plaintiff has failed to adduce sufficient evidence that Nikocevic used excessive force when handcuffing him.
"Courts in the Second Circuit apply a specific standard to claims of excessive force based on a law enforcement officer's use of handcuffs."
Viewing the evidence in the light most favorable to the Plaintiff, Plaintiff appears to have been cuffed very tightly (particularly in light of the trivial nature of his offenses) and to have requested, to no avail, that his cuffs be loosened. (Pl. 56.1 ¶¶ 20-21, 25; Pl. Dep. Tr. 45:24-46:1, 48:7-12.) It does not appear, however, that Plaintiff suffered "continuing injury beyond temporary discomfort" from his cuffing. According to Plaintiff, the excessively tight handcuffs caused his wrists to swell, resulting in severe pain for approximately one week. (Pl. 56.1 ¶ 28.) He took Aleve to cope with this pain and did not seek medical treatment. (Pl. Dep. Tr. 79:16-17.) This absence of lasting injury is fatal to his excessive-force claim, to the extent it is based on allegations of overly tight handcuffing.
Defendants' motion for summary judgment on Plaintiff's excessive-force claim is therefore GRANTED, to the extent Plaintiff alleges that he was handcuffed too tightly.
For the reasons stated above, the court GRANTS Defendants' motion for summary judgment on Plaintiff's excessive-force claim as to Fusaro, Czech, Leon, and Yapp, and as to Nikocevic with respect to Plaintiff's allegations of excessively tight handcuffing. The court DENIES Defendants' motion to the extent Plaintiff alleges that Nikocevic unreasonably slammed him against his car during the arrest.
Plaintiff argues that Nikocevic also violated his right to a fair trial by misrepresenting to the Kings County District Attorney's Office that Plaintiff was operating his car without wearing a seatbelt, as well as by failing to disclose that Plaintiff produced a photograph of his driver's license. (Pl. Opp'n at 18.) This claim, too, withstands summary judgment.
"When a police officer creates false information likely to influence a jury's decision and forwards that information to prosecutors, he violates the accused's constitutional right to a fair trial, and the harm occasioned by such an unconscionable action is redressable in an action for damages under 42 U.S.C. § 1983."
Defendants move to dismiss Plaintiffs fair-trial claim on the grounds that there is no evidence that Nikocevic made any false statements or that Plaintiff suffered a "deprivation of liberty" as a result of such fabrication. (Defs. Mem. at 18-19.) Neither contention is persuasive, at least for purposes of summary judgment.
The evidence before the court suffices to create a genuine issue of material fact as to whether Nikocevic falsely represented that Plaintiff was not wearing a seatbelt at the time he was pulled over. At this point, the evidence is entirely "he said, they said": Plaintiff claims he was wearing a seatbelt, whereas Nikocevic and Yapp say that he was not. (Pl. 56.1 ¶¶ 2-4, 7, 48-53.) Additionally, the arresting officers' deposition testimony regarding why Plaintiff was pulled over is somewhat contradictory. Nikocevic testified that, after he saw Plaintiff driving without a seatbelt, he. turned on his emergency lights, Yapp asked him why he had turned on the lights, and Nikocevic told Yapp that the "[Plaintiff] was driving without a seatbelt." (Nikocevic Dep. Tr. 18:9-19.) Yapp, on the other hand, testified that he and Nikocevic both observed Plaintiff driving without a seatbelt and that they "both kind of said no seatbelt, that's about it." (Yapp Dep. Tr. (Dkt. 30-9) 12:23-14:6.) With the benefit of live testimony, a reasonable jury might determine that the police officers' report that they saw Plaintiff driving without a seatbelt was false, and thus that Plaintiff should prevail on this claim.
Nor is summary judgment proper on the grounds that Plaintiff suffered no deprivation of liberty as a result of Nikocevic's allegedly false statement that Plaintiff was driving without a seatbelt. "Spending a number of hours in jail has been found to constitute a sufficient deprivation of liberty [supporting a § 1983 fair-trial claim], as has the obligation to attend numerous follow-up court appearances."
Accordingly, Defendants' motion to dismiss the fair-trial claim against Nikocevic is DENIED. Because Plaintiff has not adduced any evidence from which a jury might conclude that the other Officer Defendants provided false evidence to the district attorney's office, Defendants' motion is GRANTED with respect to Fusaro, Czech, Leon, and Yapp.
Finally, Plaintiff claims that all the Officer Defendants should be liable for preventing their fellow officers (particularly Nikocevic) from violating Plaintiffs constitutional rights. (Am. Compl. ¶¶ 57-60.) Defendants move for summary judgment on the grounds that Plaintiff has failed to show that his constitutional rights were violated, and, alternatively, that he has not shown that "any of the Defendants had a realistic opportunity to intervene given that his interactions were limited to Officer Nikocevic." (Defs. Mem. at 19.)
"[A]ll law enforcement officials have an affirmative duty to intervene to protect the constitutional rights of citizens from infringement by other law enforcement officers in their presence."
Plaintiffs failure-to-intervene claim cannot withstand summary judgment, to the extent he alleges that the Officer Defendants' failed to intervene to prevent his allegedly unlawful arrest, search, or allegedly overly tight handcuffing, because he has not established that his arrest, search, or handcuffing were unlawful, and officers cannot be liable for failure to intervene where there is no primary constitutional violation.
The court agrees that summary judgment is appropriate with respect to these remaining theories because Plaintiff has not produced evidence from which a reasonable jury could conclude that these Officer Defendants had a reasonable opportunity to prevent Nikocevic from allegedly violating Plaintiff's rights. With respect to Plaintiff's excessive-force claim, although Plaintiff testified that "two or three other officers that w[ere] around the car" helped Nikocevic grab him (Pl. Dep. Tr. 40:15-16), he provided no further details of which officers were responsible, where they were in relation to Nikocevic, or, perhaps most importantly, how quickly Nikocevic slammed him against the car. In light of these circumstances, and in the absence of evidence that could allow a jury to infer that intervention was reasonably possible (as might be true of repeated slamming or a prolonged attack), Plaintiff has not shown that the other Officer Defendants had a reasonable opportunity to prevent the alleged use of excessive force. Likewise, Plaintiff has identified no evidence suggesting that the other Officer Defendants had a reasonable opportunity to prevent Nikocevic from allegedly submitting false information to the district attorney's office.
The court therefore GRANTS Defendants' motion to dismiss Plaintiff's failure-to-intervene claim.
Defendants' motion for summary judgment (Dkt. 24) is GRANTED IN-PART and DENIED IN PART. The court grants the motion with respect to Plaintiff's false-arrest, unlawful-search, failure-to-intervene, and negligence claims against all Defendants, as well as with respect to his excessive-force and fair-trial claims against the City of New York, Sergeant Fusaro, and Officers Czech, Leon, and Yapp. The court denies the motion with respect to Plaintiff's excessive-force claim against Officer Nikocevic, to the extent Plaintiff alleges that Nikocevic unreasonably slammed him against his car, and with respect to the fair-trial claim against Nikocevic.
SO ORDERED.