The opinion of the court was delivered by
KOBLITZ, J.A.D.
Defendant Marjorie Anna Stubblefield appeals from the jury verdict convicting her of two counts of first-degree aggravated sexual assault of a physically impaired young man, D.J.,
The trial testimony reveals the following facts. Defendant was a professor and department chair at Rutgers University. D.J.'s brother, John, was a student in one of defendant's classes. During the class, defendant showed a movie demonstrating facilitated communication (FC), a controversial
John approached defendant, suggesting that FC might assist his younger brother, D.J., who was severely disabled with cerebral palsy. D.J. could not speak words, wore a "diaper," and needed assistance in every area of daily living. He had been adjudicated as incapacitated and his mother, Daisy, and John were appointed his joint guardians pursuant to N.J.S.A. 3B:12-25. After first attempting to obtain other help for D.J. within the family's limited ability to pay, defendant ultimately agreed to assist him. Defendant was thirty-nine years old and D.J. was twenty-nine. Beginning in 2009, defendant had sessions with D.J., originally with Daisy or John present, but eventually in defendant's office alone.
Defendant became convinced that D.J. had been misdiagnosed as having the intellectual ability of a young child. She assisted D.J. to attend FC conferences, including one in Philadelphia, with his family. Defendant also arranged for D.J. to audit a course at Rutgers with the FC assistance of a college student, Sheronda Jones.
After two years, at the end of May 2011, defendant revealed to Daisy and John that she and D.J. had engaged in sexual intercourse and were in love. D.J. purportedly agreed, as he indicated through FC, typing on a communication device, called a NEO.
In frustration, the family called Rutgers University to complain. An administrator called the Essex County Prosecutor's Office and defendant was ultimately indicted for two counts of first-degree aggravated sexual assault. Never denying that the sexual activity took place, defendant's sole claim was that D.J. had sufficient mental capacity to consent to sexual activity. She argued that the State did not prove that she knew or should have known that D.J. was too mentally impaired to consent to sexual activity. N.J.S.A. 2C:14-2(a)(7). The only evidence that sexual behavior
The State introduced three experts to testify to D.J.'s incapacitation. The first expert, Dr. Howard Shane, who had a Ph.D. in speech pathology, qualified as an expert in communication disorders, augmentative and alternative communication means and speech pathology. He conducted a three-hour assessment of D.J.'s communication level and testified that D.J. was not a candidate for augmentative communication devices because of his limited intellectual capacity. The second expert, a psychologist, first examined D.J. in 2001 for the Division of Developmental Disability, Bureau of Guardianship Services and at that time determined that D.J. required a legal guardian. The psychologist examined D.J. a second time in 2011 to determine if D.J. had the intellectual capacity to give consent to sexual activity. He testified that D.J. did not appear capable of giving consent to sexual activities. The third expert, also a psychologist, examined D.J. for the Bureau of Guardianship Services in 2004. He testified that D.J. required a full guardian because D.J. did not have the capacity to independently make meaningful medical, legal, residential or vocational decisions.
Defendant raises the following issues on appeal:
The admissibility of expert testimony is governed by N.J.R.E. 702, which provides that "[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education may testify thereto in the form of an opinion or otherwise." The Rule imposes three requirements:
"Admissibility of scientific test results in a criminal trial is permitted only
A defense expert from Australia, Dr. Rosemary Crossley, defined FC in the N.J.R.E. 104 pre-trial hearing as follows:
Although defense counsel asked defendant to testify before the jury about her experience with FC and her opinion as to its effectiveness, defendant does not contest on appeal the court's ruling that FC is insufficiently reliable to allow into evidence as a scientifically recognized method of communication. Defendant argues instead that the "trial [c]ourt improperly barred defense communication expert, Dr. Rosemary Crossley, from testifying about her evaluation of D.J., and her conclusion that despite severe physical handicaps, D.J. could communicate and read." Defendant argues that the court improperly suppressed Dr. Crossley's assessment because of the court's incorrect finding that the assessment was based on FC.
Dr. Crossley is an augmentative and alternative communication (AAC) specialist, with a Ph.D. in the field from Victoria University in Australia. Since 1985, she has worked as the director of Australia's first multi-disciplinary center for AAC and has assessed "thousands" of individuals since the center began in 1977. She has written books and articles published in a peer-reviewed journal, taught university-level courses and presented at international conferences in her field. She has won various prestigious awards in Australia. The court qualified Dr. Crossley as an expert in the communication assessment of people with significant physical impairments and allowed her to testify about the deficiencies in Dr. Shane's assessment of D.J. The court did not, however, allow Dr. Crossley to testify as to her own extensive assessment of D.J.
Dr. Crossley, with the assistance of Marilyn Chadwick, a speech and language pathologist, conducted a lengthy video-recorded assessment of D.J. over three days,
During the twelve hours that she assessed D.J., Dr. Crossley provided communication support by using FC: touching D.J. when he was using a device that he had not used before and if D.J. became "stuck." Dr. Crossley testified, however, that nothing done with this FC support was scored as part of her assessment. She did hold the answering device, but "was very careful to hold the device steady so [it] didn't influence D.J.'s responses. That was helped by the fact that D.J. was using large movements. He wasn't moving a finger between two tiny targets or anything like that." Dr. Crossley testified that she was compelled to hold the devices because she had no stand at the proper height, and it is common for evaluators to hold the device in these circumstances. The defense argued that the results of her assessment were sufficiently reliable to present to the jury, and the court erred by suppressing Dr. Crossley's evaluation, both her conclusions and the supporting videotape.
The admissibility of Dr. Crossley's testimony about her assessment of D.J. hinged on whether or not the techniques employed during her assessment amounted to FC, which the court had already ruled inadmissible due to its unreliability. The State alleged that holding the devices skewed the results and therefore the entire evaluation was based on FC. Because Dr. Crossley held the device on which D.J. rendered his answers, the State argued that she used FC even when she asserted she was not doing so. Dr. Crossley disagreed with this broad definition of FC. Relying on the State's cross-examination of Dr. Crossley as well as the court's own evaluation of the videotape, the court did not allow the jury to see any portion of the videotape of Dr. Crossley's extraordinarily lengthy evaluation, nor even hear that she had performed an evaluation.
The trial court found that Dr. Crossley satisfied the first and third elements of N.J.R.E. 702, but did not satisfy the second element because she used FC during the assessment. The court stated:
The court did not address the specific forty-five questions scored by Dr. Crossley, which she testified were answered by D.J. without the use of FC.
During an April 24, 2014 hearing on defendant's unsuccessful motion to subject D.J. to additional testing, the court noted that after viewing the twelve-hour videotape of Dr. Crossley's assessment, it was incredulous of defendant's claim that D.J. was responsive and intentionally selected options during the assessment. The court stated:
The court further noted that even if D.J. was able to communicate on some level, D.J. was unlikely to have sufficient intellectual capacity to give consent to sexual activity. The court said it based its opinion on the parties' submissions, the videotaped assessment and twenty years of medical specialists' reports deeming D.J. incapacitated.
We agree with defendant that by preventing Dr. Crossley from presenting her evaluation of D.J., defendant was precluded from fully presenting her defense. The jury and not the court should have ultimately determined whether Dr. Crossley's evaluation was persuasive, and whether the State proved defendant knew or should have known that D.J. could not consent.
The court's overly exclusionary ruling deprived defendant of an opportunity to present evidence supporting her defense. See State v. B.M., 397 N.J.Super. 367, 378-79, 937 A.2d 354 (App. Div. 2008) (stating that it was appropriate for the
The State exacerbated this error by arguing to the jury in summation:
The State argued to the jury that the judicial order of incapacitation, coupled with the four expert witnesses produced by the State, overwhelmed the lone witness to D.J. having the capacity to consent, defendant, who did not have the expertise or objectivity to render such an opinion. The jury was left with no evidence that any other lay or expert person believed D.J. to have the intellectual capacity to consent to sexual activity.
In summary, both these errors deprived defendant of a fair trial. The court erroneously used its own assessment of the videotaped interaction between Dr. Crossley and D.J. to deny defendant the opportunity to convince the jury that Dr. Crossley's evaluation was accurate and not based on FC. The State's misleading summation stressing the lack of a defense evaluation exacerbated the harm caused by this ruling. See State v. Bradshaw, 195 N.J. 493, 510, 950 A.2d 889 (2008) (stating that a prosecutor "should not make inaccurate legal or factual assertions during a trial").
The court also prevented Sheronda Jones from testifying that D.J. completed his audited course requirements through FC. Because FC was found scientifically unreliable, the court prevented Jones from testifying that she assisted D.J. through FC to audit this course. Thus, the jury did not hear Jones's observations of D.J.'s communication and intellectual capabilities. She was allowed to testify only that she turned pages for D.J. Jones was a lay witness who had spent considerable time with D.J. She could have testified to her observations of D.J.'s mental capacity without a scientific endorsement of FC, just as Daisy and John testified to their experience with D.J.'s incapacity. See N.J.R.E. 701.
Finally, in another effort to exclude FC from the facts presented to the
John testified that the answers typed were incorrect, but was not allowed to testify as to the content of the answers. According to John, Georgia is John's aunt's sister. John testified that Sally and Georgia are the same person because Georgia was also known as "Sally." Defendant contends that D.J. correctly answered the questions with facts that were unknown to her. She asserts that Georgia did take care of D.J. when he was high school age, and she is in the "family circle" and is therefore "kin." Defendant argues that the test was powerful evidence that D.J. was actually communicating with FC. The court allowed defendant to testify generally that she believed D.J. answered correctly, but did not permit introduction of the printout answers.
Defendant argues on appeal that the trial court erred by not allowing John and Daisy, two witnesses to the questions and answers, to testify to the answers given. She also argues that the court erred by ruling that the printout of the typed answers was inadmissible because it was hearsay and produced through FC. Hearsay is defined as "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." N.J.R.E. 801(c). The answers typed on the NEO are not hearsay, as the type-written printout is proof of what was typed at that moment in response to the posed questions. "As a general proposition, `[w]here statements are offered, not for the truthfulness of their contents, but only to show that they were in fact made and that the listener took certain action as a result thereof, the statements are not deemed inadmissible hearsay.'" Carmona v. Resorts Int'l Hotel, Inc., 189 N.J. 354, 376, 915 A.2d 518 (2007) (quoting Russell v. Rutgers Cmty. Health Plan, 280 N.J.Super. 445, 456-57, 655 A.2d 948 (App. Div.), certif. denied, 142 N.J. 452, 663 A.2d 1359 (1995)). Defendant sought to introduce the printout to prove that it was produced at that time, not for the accuracy of its contents. The witnesses, defendant, John and Daisy, would have to testify whether what was typed was accurate or not. The jury could then determine whether or not the printout lent credibility to defendant's claim that D.J. could communicate with her.
Unfortunately, the court, in its attempt to cleanse the record of controversial FC methodology, limited the evidence to the extent that defendant was not given a fair opportunity to present her defense.
When defendant testified about FC as an expert would, contrary to the court's
The factual setting here was extraordinary, and it called for a liberal admission of evidence supporting defendant's defense to allow her the opportunity to convince the jury of the reasons for her unorthodox perception of D.J.'s capabilities. The jury was not presumptively gullible. It did not have to be shielded from employing its common sense to fairly evaluate the testimony from both sides.
In conclusion, based on our careful consideration of the trial record, we are persuaded that due to cumulative error, defendant did not receive a fair trial. State v. Weaver, 219 N.J. 131, 155, 97 A.3d 663 (2014). Defendant's remaining arguments, regarding the State's experts, are without sufficient merit to discuss in this opinion. R. 2:11-3(e)(2).
We thus reverse these convictions. When sentencing defendant, the court stated: "I find that the actions of the defendant are the perfect example of a predator preying on their prey." In an excess of caution, we remand for a new trial before a different judge. At the new trial, the court should allow Dr. Crossley to testify regarding her evaluation of D.J. and play the relevant portions of the videotape covering the scored questions and answers. Jones should also be permitted to testify as to her interactions with D.J. and her general observations of D.J. If, after defendant is given the chance to fully explain her position, it then becomes appropriate, the State may present rebuttal, as it did in the first trial.
Reversed and remanded for a new trial. We do not retain jurisdiction.