PER CURIAM.
Appellant Patrick O. Bamgboye is a certified pediatric dentist. He appeals from an order of the New Jersey State Board of Dentistry (the Board) suspending his license to practice dentistry for two years, three months of which is an active suspension, and imposing a $10,000 penalty, costs of prosecution, and remedial education. The penalties flow from the death of a six-year-old, multiply-handicapped child during the course of treatment. Appellant contends the record does not support that his conduct was grossly negligent or that there was proof of repetitive negligence. We affirm.
Dr. Bamgboye first treated K.P. in August 2003. At that time, he cleaned her teeth and provided a fluoride treatment. On February 24, 2004, K.P. returned to Dr. Bamgboye for treatment. K.P. suffered from cerebral palsy, a seizure disorder, and several other chronic conditions. She could not speak, walk or control her movements, and required a naso-gastric tube to receive nourishment. On that day, K.P.'s mother informed Dr. Bamgboye that the child had taken prescribed anti-seizure medication. Although six years old, she was the size of an average three-year-old. Due to neurological impairment, she did not function at the intellectual level of a normal six-year-old child.
Her August 2003 chart was not available in February 2004; therefore, Bamgboye asked K.P.'s mother to complete a new medical history chart. On this day, the child's mother noted liver disease.
K.P. presented with multiple dental problems in August 2003 and her dental condition had deteriorated by February 2004. She had multiple cavities and Dr. Bamgboye determined that three of the five teeth to be treated that day required pulpotomies
On March 3, 2008, the Attorney General of New Jersey filed an administrative complaint with the Board, seeking the suspension or revocation of Dr. Bamgboye's license. The complaint alleged the February 24, 2004 dental treatment of K.P. constituted gross negligence or malpractice,
The matter was transferred to the Office of Administrative Law (OAL) as a contested case. During the four-day hearing, the Attorney General presented the testimony of Cavan Brunsden, D.D.S., a New Jersey certified pediatric dentist since 1981. Dr. Bamgboye presented the testimony of Stanley Malamed, D.D.S., a diplomat of the American Board of Dental Anesthesiology and a professor at the University of Southern California School of Dentistry, Department of Anesthesia and Medicine.
On May 4, 2010, the Administrative Law Judge (ALJ) filed the Initial Decision, in which he determined the Attorney General failed to prove Dr. Bamgboye acted with gross negligence and recommended the Board dismiss the complaint. In reaching this conclusion, the ALJ found no generally accepted standards of care guided the treatment by dentists of multiply-handicapped children and K.P. was not a high-risk patient. The ALJ did not address the repetitive negligence charge.
The Attorney General filed limited exceptions to the Initial Decision. The Attorney General noted the failure of the ALJ to address the repeated acts of negligence and inadequate record keeping charges, and urged rejection of the recommendation. Following oral argument, the Board modified the ALJ's findings and rejected the Initial Decision. In its oral opinion, the Board found Dr. Bamgboye engaged in repeated acts of negligence and failed to properly maintain records. On September 1, 2010, the Board held a mitigation hearing, during which Dr. Bamgboye testified and submitted three character references and nineteen patient letters.
On December 15, 2010, the Board memorialized its September 1, 2010 oral decision in a written order. It explained its rejection of the ALJ findings regarding the standard of care and the risk classification of the child. In doing so, it expressly adopted the opinion of Dr. Brunsden, the expert presented by the Attorney General. Applying this standard to Dr. Bamgboye's conduct, the Board found repeated acts of negligence by him. The Board concluded that "Dr. Bamgboye's actions taken cumulatively reflect a lack of judgment supporting a determination that he repeatedly deviated from the standard of care by failing to obtain an adequate history, failing to adequately assess the patient's medical condition, and failing to ensure emergency equipment was available prior to initiating treatment."
At the heart of this appeal is whether the record permitted the Board to find that Dr. Bamgboye deviated from accepted standards of care for treatment by a pediatric dentist of a multiply-handicapped, medically-compromised child, and whether the evidence adduced at the hearing permitted the Board to find that Dr. Bamgboye committed repeated acts of negligence. These related issues require an examination of the expert testimony.
Dr. Brunsden is a certified pediatric dentist, who regularly treats autistic, severely disabled and medically-compromised patients. Dr. Brunsden explained "there [are no] particular references or works that are used to train pediatric dentists involved with medically compromised patients." Dr. Brunsden stated, "I have my standards. Many of my colleagues have theirs."
Nonetheless, he relied on the
Dr. Brunsden conceded pediatric dentists disagree whether
Dr. Brunsden explained the standard of care for record keeping for pediatric patients is addressed in a pediatric assessment course during a pediatric dental training program. He stressed the importance of maintaining complete records as "part of the total healthcare of the patient." In fact, a deficient patient record implies the dentist failed to address the missing items.
Dr. Brunsden detailed how he typically proceeds with an initial visit with a medically-compromised client. He then assessed Dr. Bamgboye's treatment of K.P. Dr. Brunsden opined that K.P.'s dental chart contained the necessary information for purposes of treatment. The dental chart recorded that fifteen out of K.P.'s twenty teeth were "significantly decayed," indicative of "very neglected oral hygiene."
Dr. Bamgboye's medical history of K.P., however, was inadequate. Specifically, he failed to record on the medical chart any discussion with the mother: 1) whether K.P. had liver disease; 2) the specifics of K.P.'s December seizure; 3) whether the mother mistakenly checked off "no" for seizures; and 4) whether he had consulted with K.P.'s physician. Based on the missing information, a "comprehensive review of the child's medical history" was not taken, "accurately filled out" or discussed with the child's mother.
Additionally, Dr. Brunsden opined that "arrangements should have been made to consult with a physician to explore further the child's healthcare issues" in order to "proper[ly] determin[e]... how to provide the care that she needed." Dr. Brunsden opined that "the vast majority of [dentists] would [have sought] out medical information in a case like this."
Dr. Brunsden opined Dr. Bamgboye failed to properly assess K.P.'s medical needs because he failed to obtain a complete medical history. For example, the information that Dr. Brunsden would have obtained would have aided his classification of K.P. as an ASA III
Dr. Brunsden also opined that Dr. Bamgboye deviated from pediatric dentistry guidelines by failing to obtain "a comprehensive informed consent, which would include the intended treatment, the alternative to treatment, [and] alternative modalities of delivery of care." Dr. Brunsden explained the deviation was "moderate" rather than gross.
Last, Dr. Brunsden opined that Dr. Bamgboye maintained a "very inadequate medical record to be used in determining the treatment protocol for [K.P.]." Specifically, the record lacked information regarding 1) "an answer to the... liver disease"; 2) "the amount and time of the administration of the [seizure medication]"; 3) "information regarding [K.P.'s] general health and medical condition as provided by a physician"; 4) the mother's complaints of K.P.'s pain; 5) K.P.'s congestion, distended stomach, and facial rashes; and 6) K.P.'s use of diapers.
Dr. Malamed testified on behalf of Dr. Bamgboye. He is not a pediatric dentist; however, he has worked as a dental anesthesia provider to many children presenting with medically compromised conditions. Dr. Malamed reviewed the same materials as Dr. Brunsden.
Dr. Malamed opined that Dr. Bamgboye did not deviate from the standard of care for record keeping; however, Dr. Malamed concluded Dr. Bamgboye's chart was missing "some things on the medical history that could be there that are not." For example, Dr. Bamgboye could have documented more thoroughly K.P.'s medical history. Nonetheless, failure to record properly, Dr. Malamed explained, is a "problem" among dentists, who "are notorious for being lousy record keepers." In fact, "the standard of care in" the dental profession is a "record that has minimal documentation of health history and vital signs...."
Dr. Malamed also opined that Dr. Bamgboye properly assessed K.P. and determined to proceed with her treatment without a medical consultation because Dr. Bamgboye obtained K.P.'s medical history, reviewed the medical history and the treatment plan with her mother, conducted a cleaning, and acquiesced to the mother's request to start treatment that day. Dr. Malamed referred to Dr. Bamgboye's conversation with the mother, who stated the child was not currently having seizures and was on medication. Dr. Malamed explained that, although no standard mandates medical consultations, such a course is prudent when the dentist lacks experience with the patient's medical condition or is doubtful as to the patient's ability to cope with the stress of treatment. Moreover, the decision to obtain a medical consultation rests with the treating dentist, here Dr. Bamgboye. Given Dr. Bamgboye's experience with medically compromised pediatric patients, Dr. Malamed opined the decision to proceed without a medical consultation was appropriate.
Although Dr. Malamed agreed that K.P. was an ASA III patient, he opined that Dr. Bamgboye did not deviate from a standard of care with respect to classifying K.P. as a Class II patient. Dr. Malamed, who took part in translating the ASA system to dentistry, explained that it is "meant to be very, very flexible" and classification rests with the treating dentist. Here, the distinction between Class II and III patients was irrelevant because both may receive elective or emergency treatment outside of a hospital.
Finally, Dr. Malamed testified Dr. Bamgboye did not deviate from the standard of care in obtaining informed consent because he obtained a general informed consent, which was the standard in 2004. Dr. Malamed emphasized that the AAPD developed guidelines for informed consent (in addition to record keeping, anesthesia, and patient evaluation) in 2007, which were more detailed than those in 2004.
Our review of agency action is limited.
We accord deference to an agency decision particularly when the matter before the agency invokes its special expertise in particular fields, such as medicine and dentistry.
The Legislature has granted broad authority to the Board to regulate the practice of dentistry in this State.
The Board members' "experience, technical competence, and specialized knowledge... may be utilized in the valuation of the evidence[.]"
An ALJ's factual findings and legal conclusions are not "binding upon [an] agency head, unless otherwise provided by statute."
The standard of proof in a professional disciplinary hearing is preponderance of the evidence.
We turn to Dr. Bamgboye's argument that the Attorney General failed to establish and demonstrate the existence of a standard of care. We disagree with this contention and determine the evidence adduced at the hearing permitted the Board to identify a standard of care and to find that Dr. Bamgboye deviated from that standard.
The Legislature is not required to enumerate those acts constituting negligence, "since it would be impracticable for [it] to catalogue and specify every act" that would constitute such conduct.
Nevertheless, an expert in the field may establish the standard of care that is generally recognized in the field.
Dr. Brunsden testified that the standards he identified regarding assessment of a patient's needs, development of a treatment plan, compilation of a full medical history, consultation with a patient's medical provider, and an adequate informed consent were derived from
The record also supports the finding that Dr. Bamgboye departed from several accepted standards of dental practice in his care of K.P. Dr. Brunsden opined that Dr. Bamgboye did not conduct an adequate review of the health history of K.P. with her mother or, if he did so, record the results of that review in the child's chart. Dr. Brunsden opined that the anti-seizure medication, the status of her seizure condition, the presence of a naso-gastric tube, and a notation of liver disease counseled a consultation with her medical care provider to determine the treatment plan, including the use of local anesthesia in his office or sedation in a hospital. These omissions also prevented an adequately informed consent by the child's mother to the treatment plan. We, therefore, affirm the December 15, 2010 disciplinary order.
Affirmed.