LaSHANN DeARCY HALL, United States District Judge:
Defendant Juan Solano was charged in a superseding indictment, dated August 2, 2017, with two counts. Count One charged Solano with participating in a conspiracy to distribute and possess with the intent to distribute five kilograms or more of a substance containing cocaine, a Schedule II controlled substance, contrary to 21 U.S.C. § 841(a)(1). Count Two charged Solano with attempting to distribute and possess with the intent to distribute five kilograms or more of a substance containing cocaine. The indictment also included a criminal forfeiture allegation. On August 8, 2017, Solano pleaded not guilty as to both counts.
The Court held a jury trial commencing on November 13, 2017. At the close of the Government's case, Defendant Solano moved for a judgment of acquittal. The motion was denied. On November 17, 2017, the jury returned a verdict of not guilty on Count One and guilty on Count Two of the Superseding Indictment.
Defendant Solano moves, pursuant to Federal Rule of Criminal Procedure 29(b), for a judgment of acquittal, or in the alternative, a new trial pursuant to Rule 33(a). (See Mot. J. Acquittal, ECF No. 70.)
On July 9, 2014, Customs and Border Protection ("CBP") agents at a warehouse in Elizabeth, New Jersey discovered cocaine hidden inside of a shipping container, which was designated to contain plantains. (Tr. 222-26.) Upon the discovery, the CBP
On January 7, 2016, CBP agents, at Red Hook Terminal in Brooklyn, New York discovered cocaine and heroin inside of a shipping container. (Tr. 299-303, 312, 313.) As with the July 2014 container, the manifest indicated that the container held produce. (Id.) Again, CBP agents removed the cocaine from the container and placed it under surveillance. (Tr. 302-04.) Four days later, on January 11, 2016, Solano retrieved the container and drove it to a warehouse in New Jersey. (Tr. 303-04, 316.) Once at the warehouse, Solano waited for approximately two hours before driving the container to a truck yard where he left it and then returned home. (Tr. 316.) On January 12, 2016, Solano again retrieved the container and then delivered it to a warehouse in the Bronx. (Tr. 317.) Subsequently, on January 26th and 27th of 2016, Task Force Officer Michael Corvi interviewed Solano about the container. (Tr. 304, 319-20.) During the interview, Solano maintained that he was unaware that the container contained narcotics. (Id.) Solano was not arrested. (Tr. 320, 501.)
On June 1, 2016, CBP agents inspected a container at Red Hook Terminal in Brooklyn, New York, that, according to the manifest contained produce, such as sour oranges and peppers. (Tr. 48-49, 95.) The inspection of the container revealed that a white, powdery substance was hidden in the pallets used to hold the produce. (Tr. 36-38, 50-52.) The substance tested positive for cocaine, with a purity level ranging from 50-60%. (Tr. 37, 86-97.) In total, the cocaine weighed 13.59 kilograms. (Tr. 38, 41.)
CBP agents then placed an agricultural hold on the container and determined that they would conduct a "controlled delivery" of the cocaine.
On June 7, 2016, at 8:15 a.m., Solano received a call from Jimmy Machuca, an importer of "agriculture and seafood." (Tr. 133, 401, 516.) Machuca indicated that he wanted Solano to pick up a container from Red Hook Terminal and deliver it to a location in the Bronx. (Tr. 485-86.) At 8:40 a.m., Solano and Machuca began to exchange text messages regarding the pick-up and drop-off instructions for the container at Red Hook Terminal. (Tr. 133-34.) By 9:00 a.m., Solano had arrived at a Bronx warehouse to complete a separate delivery for Javier Montalvo, an administrative manager tasked with arranging container deliveries from Ecuador to the United States. (Tr. 133, 423, 485, 517.) While completing that delivery, Solano and Montalvo discussed the container at Red Hook Terminal. (Tr. 485-86, 518.) Among other things, Montalvo informed Solano that another driver had refused to pick up the Red Hook Terminal container because
At 11:34 a.m., Solano received a text message from Machuca containing information concerning the pick-up and delivery of the container at Red Hook Terminal. (Tr. 134.) At 2:23 p.m., Solano entered Red Hook Terminal. (Tr. 62, 133-34.) Upon entering the terminal, he noticed surveillance vehicles and became concerned that he was doing "something bad." (Tr. 491.) At 2:29 p.m., Solano was photographed hitching the container to his truck. (Tr. 106-07.) At 2:35 p.m., Solano placed the first of three calls with Special Agent Dalrymple. (Tr. 135, 215, 520.) During the first call, Solano told Special Agent Dalrymple that he had not yet entered Red Hook Terminal and that he was concerned something was wrong with the container he was intending to pick up. (Tr. 229-31.) Before the call ended, he asked Special Agent Dalrymple to check on the container and let him know if it was okay to pick it up because he did not want to get into trouble for transporting another container. (Tr. 229.) By 2:47 p.m., Solano had loaded the container and exited Red Hook Terminal, driving towards the Bronx. (Tr. 63, 108, 136.) At 3:01 p.m., Solano had the second call with Special Agent Dalrymple. (Tr. 136, 140.) At the time of the second call, Solano was on or around the Manhattan Bridge. (Tr. 136, 140.) Solano told Special Agent Dalrymple that he had nothing to do with the container. (Tr. 245.) The third call between Solano and Special Agent Dalrymple occurred at 3:11 p.m., at which time, Solano was in lower Manhattan. (Tr. 136, 141.) On the call, Special Agent Dalrymple told Solano that the container had been placed on an agricultural hold but was now okay to be picked up. (Tr. 246.) Solano then told Special Agent Dalrymple that a person from Ecuador named [Javier] told him to "be careful" with Machuca. (Tr. 247.) When Special Agent Dalrymple asked Solano what Javier meant by "be careful," Solano told him about a woman who was arrested for transporting heroin into the United States in liquor bottles; according to Solano, the heroin actually belonged to the woman's brother-in-law and the woman was unaware of the bottles' content. (Tr. 247.) At some point after the phone call, Solano arrived at the delivery location in the Bronx, where he was arrested. (Tr. 113.)
Upon his arrest, Solano was given Miranda warnings and underwent two interviews by agents of Homeland Security Investigations. Special Agent Lennis Barrois and Task Force Officer Corvi conducted the first interview. (Tr. 165, 190, 305, 323.) During the interview, Solano stated that Edwin Pacheco was supposed to pick up the container for Machuca, but did not do so because he was not feeling well. (Tr. 114, 305, 329.) Solano also indicated that he received a warning from Montalvo that Machuca was bad and the load was suspicious. (Tr. 115, 329.) Solano maintained that he understood Montalvo's statement to mean that Machuca wrote "bad checks." (Tr. 115.) Solano also stated that he did not know that the container contained drugs. (Tr. 191, 305.) Once Solano had completed his statement, Special Agent Barrois informed Solano that he did not believe Solano was being truthful. (Tr. 191.) Special Agent Barrois then ended the interview and placed Solano in a holding cell. (Tr. 116, 191, 305, 326.)
Subsequently, Supervising Special Agent Robert Etienne, Task Force Officer Corvi, and Special Agent John Malone conducted a second interview of Solano. (Tr. 305, 327, 355.) During this second interview, Solano again indicated that Pacheco
After Solano completed his statement, Supervising Special Agent Etienne brought Special Agent Barrois into the interview room. (Tr. 365.) Supervising Special Agent Etienne then summarized the statements Solano had made during the second interview. (Tr. 365.) Supervising Special Agent Etienne then directed Solano to "tell exactly the same thing over again" to Special Agent Barrois and Task Force Officer Corvi "so they could make sure everything is documented properly." (Tr. 366.) Supervising Special Agent Etienne then left the room. (Tr. 366.) Solano relayed a similar version of events to Special Agent Barrois. (Tr. 117-19, 195.)
Under Rule 29, a district court, upon a defendant's motion, "must enter a judgment of acquittal of any offense for which the evidence is insufficient to sustain a conviction." Fed. R. Crim. P 29(a). A defendant bringing a Rule 29 motion "bears a heavy burden, because a reviewing court must sustain the jury's guilty verdict if viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." United States v. Heras, 609 F.3d 101, 105 (2d Cir. 2010) (internal citations omitted) (emphasis in original). All inferences and all issues of credibility are to be drawn in favor of the jury's verdict. See United States v. MacPherson, 424 F.3d 183, 187 (2d Cir. 2005) ("Under this stern standard, a court, whether at the trial or appellate level, may not usurp the role of the jury, by substituting its own determination of . . . the weight of the evidence and the reasonable inferences to be drawn for that of the jury." (internal alterations and citations omitted)); see also United States v. Young, 745 F.2d 733, 762 (2d Cir. 1984) (noting that a "reviewing court must draw all available inferences, and resolve all issues of credibility, in favor of the jury's verdict"). Further, in making its determination, a district court must be mindful to view pieces of evidence, "not in isolation but in conjunction." Young, 745 F.2d at 762 (quoting United States v. Carson, 702 F.2d 351, 362 (2d Cir. 1983)). Essentially a judgment of acquittal is warranted only where "the evidence that the defendant committed the crime alleged is nonexistent or so meager that no reasonable jury could find guilt beyond a reasonable doubt." Heras, 609 F.3d at 105-06 (internal quotations omitted)(emphasis in original).
Pursuant to Rule 33, "[u]pon the defendant's motion, the court may vacate any judgment and grant a new trial if the interest of justice so requires." Fed. R. Crim. P. 33(a). Similar to a Rule 29 motion,
Solano asks this Court to enter a judgment of acquittal on Count Two of the indictment on the grounds that the Government failed to adduce sufficient evidence that he possessed the requisite mens rea—specific intent—to be found guilty of the crime of attempt to possess cocaine with the intent to distribute (Mot. J. Acquittal at 5-8.) Specifically, Solano maintains that although the Government may have established that Solano had knowledge that the container held cocaine, the "the record is devoid of any testimony which supports a conclusion that [he] intended to distribute cocaine." (Id. at 6-8.) The Court disagrees.
To prove the attempt charge in this case, the Government had to establish beyond a reasonable doubt that Solano "(a) had the intent to commit the object crime and (b) engaged in conduct amounting to a substantial step towards its commission." United States v. Anderson, 747 F.3d 51, 73 (2d Cir. 2014) (quoting United States v. Farhane, 634 F.3d 127, 145 (2d Cir. 2011)). In other words, with respect to the first element,
Courts have long recognized that the element of intent is often established through circumstantial evidence. United States v. Salameh, 152 F.3d 88, 143 (2d Cir. 1998) (noting "as a general rule [that] most evidence of intent is circumstantial"). Petitioner urges this court to find that the only circumstantial evidence purportedly supporting the intent element was Solano's admitted knowledge of the cocaine,
First, as the Government correctly notes, the quantity of drugs found in Solano's possession was sufficient to infer the intent to distribute. That is, a jury is permitted to infer intent solely based on the quantity of drugs in a defendant's possession. See United States v. Gaviria, 740 F.2d 174, 185 (2d Cir. 1984) (noting that a jury could reasonably infer an intent to distribute given the quantity of cocaine—681 grams). Here, the cocaine found in the container weighed 13.59 kilograms. (Tr. 38, 41.) In addition, expert testimony established that such an amount of cocaine, could be divided into as many as 13,000 individual doses, a number consistent with distribution. (Tr. 87.) Solano did not elicit testimony challenging the expert's conclusion—nor could Solano reasonably have done so. This fact alone warrants the denial of Solano's motion. But, there was more.
In urging the court to enter a judgment in his favor, Solano directs the Court to United States v. Heras, 609 F.3d 101 (2d Cir. 2010), as "instructive as to what type of evidence is sufficient to establish specific intent." (Mot. J. Acquittal at 6.) Heras is indeed instructive. In Heras, the Second Circuit explained that "when a person possessing [] knowledge [of a criminal objective] agrees to facilitate or actually facilitates the crime, a jury may reasonably infer from this combination of knowledge and action that the defendant has adopted the known goal of the crime as his own." Heras, 609 F.3d at 107. Against this backdrop, the Second Circuit determined that the circumstantial evidence in the case supported a finding of intent. Among other things, the court noted that the defendant admitted that he knew he was traveling with a known drug dealer. Id. In addition, the court noted that the defendant traveled with the drug dealer from Manhattan to Queens to effect possession of the drugs. Id. The court highlighted that the situs of the drug transfer—near an international airport—suggested that the contraband at issue had recently been imported, which was "indicative of a drug quantity intended for distribution rather than personal use." Id. On this record, the Second Circuit vacated
Similar evidence was adduced at the trial in this case. As previously discussed, Solano has effectively conceded in his motion that he was travelling with the drugs. (Supra at 193-94.) Even if he had not made this concession, evidence adduced at trial would allow any reasonable juror to so conclude. According to the testimony of Supervising Special Agent Etienne and Special Agent Barrois, during Solano's second interview he admitted that he knew the Red Hook Terminal container held drugs. (Tr. 117-19, 195, 305-06, 328-29, 359.) Significantly, this is the very same container that he agreed to pick up from Brooklyn and did deliver to the Bronx for Machuca—a person of whom he had been warned. (Tr. 115, 305-06, 328-29, 356.) Moreover, the pick-up site—a shipping terminal for international cargo—most certainly suggests that the drugs were intended for distribution. This is not "mere knowledge" as the Petitioner would urge. No. Instead, this evidence coupled with other circumstantial evidence adduced at trial, was sufficient to establish intent.
Accordingly, the Government has offered sufficient evidence to establish that Defendant Solano had the requisite criminal intent, and the jury's verdict was not against the weight of the evidence.
Solano asks this Court to set aside the jury's verdict and order a new trial, in part, because the evidence "was insufficient to show that Mr. Solano intentionally transported what he thought to be a controlled substance on June 7, 2017." (Mot. J. Acquittal at 9.) In response, the Government contends that Solano's Rule 33 argument is duplicative of his Rule 29 argument; and, as such, it should be denied. The Court agrees. As detailed above, the record is replete with evidence supporting the jury's finding that Solano intentionally transported what he thought to be a controlled substance on June 7, 2017. As such, this argument presents no genuine basis upon which the Court can find that "manifest injustice" will occur in the absence of a new trial. See e.g., United States v. Amanor, No. 15-CR-79, 2015 WL 13344077, at *3 (E.D.N.Y. Sept. 29, 2015), aff'd, 684 F. App'x 2 (2d Cir. 2017) (denying Rule 33 motion where defendant simply reiterated sufficiency of the evidence arguments that were unsuccessfully raised in the Rule 29 motion); United States v. Fama, 979 F.Supp.2d 338, 342-43 (E.D.N.Y. 2013) (same); United States v. Sehgal, No. 05-CR-00688, 2008 WL 11336146, at *2 (E.D.N.Y. Nov. 20, 2008) (same); United States v. Rodriguez, No. 05-CR-630, 2007 WL 2908246, at *3 (E.D.N.Y. Oct. 5, 2007) (same).
In addition, Solano asserts that his decision not to plead guilty to a lesser included offense is also a viable basis for the Court to grant his request for a new trial. (Mot. J. Acquittal at 10.) This argument is bunk. The Court will not infer innocence from Solano's knowing and voluntary decision to not plead guilty to a lesser included offense. Undoubtedly, there are numerous considerations that inform
Accordingly, seeing no substantiated reason to usurp the role of the jury, Defendant Solano's Rule 33 motion is denied. See Ferguson, 246 F.3d at 133 ("The district court must strike a balance between weighing the evidence and credibility of witnesses and not `wholly usurp[ing]' the role of the jury.") (quoting United States v. Autuori, 212 F.3d 105, 120 (2d Cir. 2000) (alterations original)).
For the reasons set forth above, Defendant Solano's motion for a judgment of acquittal, or in the alternative, a new trial is denied.
SO ORDERED.