SPATT, District Judge.
Presenting pending before the Court is a motion by the defendant Stephanie Lloyd ("Lloyd") seeking the following relief:
1. To sever the trial of the defendant Lloyd from the co-defendant Laurell Lewis on the ground of "antagonistic and irreconcilable defenses";
2. Opposing the Government's motion in limine requesting a ruling on the admissibility of the 911 emergency call placed by an employee of the Postal Service; and
3. Objecting to the introductions of the testimony of co-conspirators Jeremy Hough ("Hough") and Jamel Thompson ("Thompson") because of the lack of "independent corroborating evidence of the defendant's participation in the conspiracy." Citing United States v. Tellier, 83 F.3d 578, 580 (2d Cir.1996).
Also pending before the Court is a motion by the co-defendant Laurell Lewis ("Lewis") seeking a severance from co-defendant Lloyd in the upcoming trial.
For the reasons set forth below, the Court denies three of the motions and reserves decision on the co-conspirator motion.
The fifth superceding indictment ("the indictment") charges both defendants with three counts of violations of federal laws. The counts involve the alleged robbery at gunpoint of the Wyandanch Post Office ("the Post Office") in Wyandanch, New York on October 30, 2009. Count four charges both defendants with conspiracy to rob the Post Office ("the Post Office Robbery Conspiracy"), in violation of 18 U.S.C. § 371. Count five charges the defendants with the Post Office Robbery, in violation of 18 U.S.C. § 2114(a). Count six charges the defendants with brandishing of a firearm in connection with the Post Office Robbery, in violation of 18 U.S.C. § 924(c)(1)(A)(ii).
The Government contends that the evidence at the trial will reveal that the defendant Lloyd was an employee of the Post Office during October of 2009, and that she provided confidential information about the security and inner-workings of the Post Office to her co-conspirators. Allegedly, she provided the confidential information to her co-conspirators Travis Walker ("Walker") and Sharod Williams ("Williams"), with the knowledge and understanding that the information she revealed would be used to rob the Post Office at gun point. The Government further alleges that Williams recruited Thompson to execute the actual robbery and that Thompson recruited Hough and the co-defendant Lewis to rob the Post Office, which they did, at gun point on October 30, 2009.
"There is a preference, in the federal system, for defendants who are indicted together to be tried together." See United States v. Diaz, 176 F.3d 52, 102 (2d Cir.1999) (citing Zafiro v. United States, 506 U.S. 534, 537, 113 S.Ct. 933,
In a prior decision in this case dated September 22, 2011, the Court found it appropriate to sever the trial of Lloyd from an oncoming trial involving seven charged robberies; six in addition to the Post Office Robbery. In doing so, the Court ruled that Lloyd was alleged to have been involved in only one of the seven charged robberies and the Government did not even "suggest" that she was a primary member of the alleged multiple "robbery crew." The Court further stated:
Also, as correctly stated by the Government in its supporting memorandum of law,
The defendants contend that they would be prejudiced by their joinder in this trial. The Court disagrees. There are two separate theories in this upcoming trial involving a simple robbery. The Government contends that the defendant Lewis participated in the actual robbery, while the defendant Lloyd participated, as an employee of the Post Office, only as an informer of inside information. The Court sees no prejudice in the joint trial that is sufficiently severe to outweigh the judicial economy that would be realized by avoiding multiple trials. See United States v. Walker, 142 F.3d 103, 110 (2d Cir.1998).
As stated above, Federal Rule of Criminal Procedure ("Fed. R. Crim. P.") 8(b) provides for joinder of defendants "if they are alleged to have participated in the same act or transactions or in the same series of acts or transactions, constituting an offense or offenses." The conspiracy charge in this case with regard to the Post Office Robbery is a non-frivolous conspiracy sufficient to support joinder of defendants. United States v. Nerlinger, 862 F.2d 967, 972 (2d Cir.1988). See also United States v. Stewart, 433 F.3d 273, 314 (2d Cir.2006) (the joinder of defendants is proper where the case would otherwise have resulted in two essentially duplicate trials); United States v. Attanasio, 870 F.2d 809, 815 (2d Cir.1989) (Rule 8(b) standard satisfied where charged counts were part of a series of acts that shared a common purpose and there was an overlap of participants and acts).
In addition, insofar as the defendants assert "antagonistic defenses," the Court finds no basis for a severance on that ground. The alleged involvement of each defendant is entirely separate. Defendant Lewis is alleged to have participated in an armed robbery of the Post Office. Defendant Lloyd is charged as an informant in the same conspiracy and robbery. Under these factual circumstances, it is difficult to conceive of a "antagonistic defense." An "antagonistic defense" is generally based on a situation where, in order to believe the testimony on behalf of one defendant, the jury must necessarily disbelieve the testimony offered on behalf of the co-defendant. See United States v. Villegas, 899 F.2d 1324, 1346 (2d Cir.1990).
Where is the antagonism in this case? Apparently, according to counsel, the defendant Lloyd allegedly plans to "acknowledge the commission of the robbery and to concede the truthfulness of the cooperating defendants' testimony, which defense is irreconceivable with the co-defendant Lewis' defense." (Lloyd Letter Memorandum at 4). On the other hand, apparently the defense of Lewis is that "he was neither a participant nor present when the alleged postal robbery occurred." Thus, Lewis intends to "completely discredit the testimony of the cooperating defendants' testimony," in direct contradiction to Lloyd's position. (Lewis Brief at 6).
The rule on antagonistic defenses was set forth in great detail by the Supreme Court in Zafiro v. United States, 506 U.S. 534, 113 S.Ct. 933, 122 L.Ed.2d 317 (1993). In Zafiro, two defendants both claimed they were innocent, and each actually accused the other of committing the crime; a classic antagonistic defense. Held, the denial of severance was affirmed.
Zafiro was followed in this Circuit by United States v. Harwood, 998 F.2d 91, 95, 96 (2d Cir.1993), cert. denied 510 U.S. 971, 114 S.Ct. 456, 126 L.Ed.2d 388 (1993), as follows:
The rule in Zafiro was followed:
Also, United States v. Haynes, 16 F.3d 29, 31, 32 (2d Cir.1994), was a case involving serious antagonistic defenses, namely, where defendants accused each other of committing the crime. Held, the denial of severance was affirmed. "The Supreme Court concludes that severance is justified (in the district court's discretion) not because of antagonistic defenses, but rather where joinder would `compromise a specific trial right of one of the defendants, or prevent the jury from making a reliable judgment about guilt or innocence....'" Id. at 32.
As to the defendants' raising of the so-called "antagonistic defense," a review of the allegations, reveals that the situation here is no true "antagonistic defense." Defendant Lloyd asserts that she plans to "acknowledge the commission of the robbery and to concede the truthfulness of the cooperating defendants' testimony." (Lloyd Letter Memorandum at 3-4). The counsel for defendant Lewis states his defense will be that "he was neither a participant nor present when the alleged robbery occurred" and he intends to "completely discredit the testimony of the cooperating defendants' testimony" in contradiction to Lloyd's defense. (Lewis Brief at 6).
This is no classic "antagonistic defense" where the defendants accuse each other of committing the crime. Even in that type of situation, where the defendants accuse each other of committing the charged crime, severance is not required. See Harwood, 998 F.2d at 95, 96. Here, there is some antagonism in the defendants' alleged theories. However, in the Court's view this situation does not require severance. A showing of "some antagonism between defendant's theories" does not mandate a severance. United States v. Carpentier, 689 F.2d 21, 27-28 (2d Cir. 1982).
The defendant Lloyd also contends that a joint trial with Lewis will be unfairly prejudicial as it will require her to sit at a counsel table "with the person who used a weapon to victimize postal employees." (Lloyd Letter Memorandum at 5). According to Lloyd's counsel, this will be a "prejudicial spill-over." Again, the Court disagrees.
There is no prejudicial spill-over in this case. The defendants Lloyd and Lewis are both charged in all three counts. They are both charged with the same crime; namely, the Post Office Robbery. Of importance, the evidence against both Lloyd and Lewis is virtually identical and, as stated above, there is no viable "antagonistic defense." That both defendants will be seated at the same counsel table is the usual and customary method of defendant placement in a criminal trial and does not violate any rights on the part of either defendant.
Finally, the defendant Lloyd's belief that she would have a better chance of acquittal in a separate trial, is insufficient to grant a severance. See United States v. Friedman, 854 F.2d 535, 563 (2d Cir.1988) (The defendant's belief that he would have had a better chance of obtaining an acquittal at a separate trial is an insufficient ground to warrant a severance).
Of course, as stated many years ago by the Supreme Court, and as equally important today, is the common sense and totally valid reason, that joint trials also "conserve state funds, diminish inconveniences to witnesses and public authorities and avoid delays in bringing those accused of a crime to trial." Bruton v. United States,
Accordingly, for the reasons stated above, the motion for a severance made by both defendants Lloyd and Lewis is denied.
The defendant Lloyd also moves to preclude admission of a postal employee's 911 emergency phone call. According to the Government, the employee who placed the call and was in the Post Office at the time of the robbery, will testify at the trial and discuss placing the 911 call. The Government contends that most of the statements made during the call are non-testimonial, and thus admissible. Also, the Government denies that the evidence should be excluded under Federal Rule of Evidence 403.
The defendant Lloyd seeks to exclude the actual 911 call. However, in the alternative, Lloyd is willing to stipulate to the accuracy of the transcript of the 911 phone call and permit its introduction in evidence. Also, in the event the Court does permit the introduction and playing of the 911 call, the defendant Lloyd requests that the Court delete the later portions of the conversation between the postal employee and the 911 operator, after the pertinent information regarding the robbery had been communicated. The defendant makes this latter application on the ground that the conversation evolved from the need for emergency assistance into testimonial statements, which should be excluded.
The Court finds that the telephone statements made by the postal employee are admissible in that they fall within the exceptions to the hearsay rule for (1) excited utterances, Fed.R.Evid. 803(1), and (2) present sense impressions Fed.R.Evid. 803(2). As defined by the Federal Rules of Evidence, a present sense impression is "a statement describing or explaining an event or condition made while or immediately after the declarant perceived it." These statements are considered to be trustworthy because they are contemporaneous with the event and its description limits the possibility for intentional deception or failure of memory. United States v. Jones, 299 F.3d 103, 112 (2d Cir.2002) (citing Fed.R.Evid. 803(1)).
The hearsay exceptions for both an excited utterance and a present sense expression, are well defined in United States v. Jones, 299 F.3d 103, 112 (2d Cir.2002), as follows:
However, it is a condition precedent to the admissibility of a statement under either exception that the declarant has personally observed the events described. See Brown v. Keane, 355 F.3d 82, 89-90 (2d Cir.2004); Schering Corp. v. Pfizer Inc., et al., 189 F.3d 218, 233 (2d Cir.1999) (stating that personal knowledge is required for admissibility of a hearsay statement as a present sense expression); United States v. Tocco, 135 F.3d 116, 128 (2d Cir.1998) (discussing the requirement of personal knowledge when reviewing the admission of a hearsay statement under the excited utterance exception).
Here, the 911 call at issue is admissible under both theories. It was a present sense impression in that it described or explained the robbery immediately after the event by one who personally observed the event. Also, the call is admissible as an excited utterance in that it was made by a participant while under the stress of the obvious excitement caused by the robbery by men with guns.
Counsel for the defendant Lloyd made an additional request in the event the Court permits the introduction and playing of the 911 call. In that event, counsel requests that the Court delete the latter portion of the conversation between the Post Office employee and the 911 operator after the pertinent information regarding the robbery had been communicated. The Court grants this request and directs that the portion of the 911 call at issue starting on page 8 after the word "crying" to the END OF CALL be redacted. This deleted portion is not admissible under either hearsay exception theory.
In a far-ranging attack, counsel for Lloyd requests that the Court precludes the testimony of co-conspirators Jeremy Hough and Jamel Thompson. These two men testified previously in the trial of the other co-conspirators, Travis Walker and Sharod Williams. This preclusion theory is based on the defendant's contention that "the Court must first determine whether independent corroborating evidence exists establishing the defendant's (Lloyd) involvement in the crime... Absent any `corroborating evidence that Ms. Lloyd participated in the robbery, we respectfully request that the Court preclude the testimony of Hough and Walker.'" (Lloyd's Letter Memorandum at 7 and 8). In sum, the defendant contends that there was no independent corroborative evidence of Lloyd's participation in the conspiracy to rob the Post Office.
In opposition, the Government asserts that, "The Government will lay a proper foundation at trial, through witness testimony, records and other evidence, including Lloyd's confession; which will establish by a preponderance of the evidence
The applicable rule of law in this regard is Rule 801(d)(2)(E), which provides as follows:
This Rule was amended in 1997 so that the Court can consider the contents of a conspirators statement in making the preliminary determination as to whether a conspiracy exists between the declarant and the party against whom a statement is offered. The amendment reflected the ruling of the Supreme Court in Bourjaily v. United States, 483 U.S. 171, 183, 107 S.Ct. 2775, 97 L.Ed.2d 144 (1987). To admit a statement under the coconspirator exception to the hearsay rule, a district court must find two factors by a preponderance of the evidence. First, that a conspiracy existed that included the declarant and the defendant. Second, that the statement was made during the course and in furtherance of the conspiracy. United States v. Orena, 32 F.3d 704, 711 (2d Cir.1994). Also, as is pertinent in regard to this area of the law, "there must be some independent corroborating evidence of the defendant's participation in the conspiracy." United States v. Tellier, 83 F.3d 578, 580 (2d Cir.1996).
On this issue of the participation of the defendant Lloyd in the conspiracy to rob the Post Office, the Government asserts that it will provide a proper foundation at the trial, including Lloyd's confession. Nothing more was revealed by the Government. The Court finds that it cannot make a definitive decision on the statements provided. This issue, namely, evidence of the defendant Lloyd's participation in the conspiracy, will have to await the presentation of the testimony and the evidence at the trial. This is a preliminary factual issue for the Court to determine under a "preponderance of evidence standard." See Bourjaily, 483 U.S. at 175-76, 107 S.Ct. 2775. Therefore, decision is reserved on the motion by the defendant Stephanie Lloyd to preclude the testimony of Jeremy Hough and Jamel Thompson, based on the failure of the Government to prove, by a preponderance of the evidence, that the defendant Lloyd was a "participant" in the conspiracy to rob the Post Office.
Based on the reasons stated above, the Court makes the following determinations:
1. The motion by both defendants Stephanie Lloyd and Laurell Lewis for a severance of the joint trial, is denied.
2. The motion by the defendant Stephanie Lloyd to bar the introduction of the 911 emergency call is denied, except as to the deletion of a certain portion, as is set forth in the decision.
3. As to the motion by the defendant Stephanie Lloyd to preclude certain coconspirators' statements, decision is reserved, awaiting the trial.