BRENDA K. SANNES, District Judge:
Plaintiff Ellen Rumsey was a teacher at The Samaritan Rensselaer Children's Center
Plaintiff claims that defendants Northeast Health, Inc.
In August 2003, plaintiff applied for a position at the Children's Center. Dkt. Nos. 32-6; 33-3, pp. 75-76. After an interview, Deirdre Greco, the Director of the Children's Center, hired plaintiff as a teacher. Dkt. No. 33-3, pp. 75, 77. Throughout the course of her eight-year employment, plaintiff worked in an infant classroom under Greco's direct supervision. Dkt. No. 33-3, pp. 78, 91. In general,
It is undisputed that plaintiff was an exceptional teacher. Dkt. No. 32-11. For example, Greco rated plaintiff as "[c]onsistently EXCEEDS performance standards" in seven of her eight annual performance appraisals. Dkt. No. 32-11. In plaintiff's 2003-2004 performance appraisal, Greco commented that: "Ellen's work habits are terrific," she had "a great admiration for Ellen's philosophy of working with children," and plaintiff's "respect for each child as an individual" was a "good thing... to see each day." Dkt. No. 32-11, p. 5. In plaintiff's 2008-2009 performance appraisal, Greco praised plaintiff's "well-thought out philosophy of working with babies," and noted that the "babies in her classroom thrive [and] receive much physical and verbal attention." Dkt. No. 32-11, p. 29. Her performance evaluations, however, also reflected staff concerns about working with her. See Dkt. Nos. 32-11, p. 25; 32-11, p. 30.
Plaintiff testified that on December 12, 2008, a "terrible ice storm" downed trees, left traffic lights out and made the roads "impassable." Dkt. No. 33-3, pp. 120-21. After a "harrowing" ride to work, plaintiff told her husband, who had driven her, to wait while she checked to see whether the Children's Center was "going to stay open. Dkt. No. 33-3, pp. 12021. Plaintiff testified that she found Greco and three other teachers, but no children, sitting in the middle of a classroom:
Dkt. No. 33-3, pp. 121-22. Plaintiff subsequently apologized to Greco and the staff because she knew it was not "an appropriate thing to say." Dkt. No. 33-3, p. 125.
On Monday, December 15, 2008, plaintiff showed Greco a letter she planned to send to the Children's Center's Board of Directors. Dkt. Nos. 33-3, p. 128; 32-12, p. 4. In it she expressed her "displeasure" over the "unwise" and "irresponsible" decision to keep the Children's Center open on Friday, December 12, 2008 following the ice storm and during a "State of Emergency." Dkt. No. 32-12, p. 4. Plaintiff stated that Greco "scanned it and said, `Well, that's fine'" and that she was "giving [her] a corrective action." Dkt. No. 33-3, p. 128. Plaintiff testified that when she asked where the corrective action was, Greco responded that she had not written it yet.
Later that day, plaintiff received a "Corrective Action Notice." Dkt. No. 32-12, p.
In an email to Joseph Brodzinski, Northeast Health's Director of Human Resources, dated January 14, 2009, plaintiff addressed the corrective action and requested documentation showing when Greco first contacted him "about the incident." Dkt. Nos. 33-3, p. 127; 32-12, p. 6. In the email, plaintiff explained that she "went to [Greco] with [her] letter to the Board BEFORE she gave me the written warning." Dkt. No. 32-12, p. 6.
In an email dated January 15, 2009, Brodzinski responded that it was not plaintiff's "concern what documentation" he had or when he received it, and that if she believed the "corrective action was retaliatory" and was "unhappy with the way" he had "dealt with this issue," she could "follow the chain of command process and speak with Barbara McCandless," Northeast Health's Vice President of Human Resources. Dkt. Nos. 32-12, p. 6; 33-8, p. 104; 339, p. 6.
Plaintiff received a second corrective action notice following an angry exchange with "Heather," who was then the Children's Center's assistant director. Plaintiff testified that one morning in early December 2009, Heather, came to their classroom and "started ... telling [Sheehy] that she couldn't work Christmas week because she didn't sign up to work." Dkt. No. 33-4. p. 3. Plaintiff testified that Sheehy "was in the middle of changing a baby's diaper" and "looked confused and... unable to answer, so [plaintiff] started asking [the assistant director] questions." Dkt. No. 33-4, p. 3. Plaintiff stated that she asked: "What do you mean if we didn't sign up to work, we can't work? Generally it's you sign up to have the day off." Dkt. No. 33-4, p. 3. Plaintiff testified that later, she asked Greco "if she had given the [assistant director] the authority to change [their] internal policy" and that Greco responded that she had not. Dkt. No. 33-4, p. 3.
On or about January 7, 2010, Greco gave plaintiff a corrective action notice for this incident. Dkt. Nos. 32-12, p. 7; 33-4, p. 6. It indicated that it was a "Second Written Notice," and the "Category of Infraction" checked was "Other." Dkt. No. 32-12, p. 7. The "Description of Infraction" stated: "Inappropriate attitude and interaction [with] co-workers. Heather was speaking with Mary, the co-teacher in the [infant] classroom, about a staffing situation. Ellen angrily interrupted [and] criticized Heather. When Heather spoke to Ellen about it later, Ellen remained angry at first and then, later, apologized." Dkt. No. 32-12, p. 7. Plaintiff testified that she declined to sign the notice. No. 33-4, p. 1.
Dkt. No. 32-12, p. 8. Plaintiff testified that she believed Greco was retaliating against her because "just prior to" receiving the corrective action notice, she had contacted the Childcare Coordinating Council concerning a teacher at the Children's Center, who was taking a child development certification class, "did not have her high school diploma or GED and therefore was not eligible" for certification. Dkt. Nos. 33-3, p. 66; 33-4, p. 7.
Plaintiff stated that she could not recall whether she and Brodzinski spoke about her email but that she next went to see McCandless. Dkt. No. 33-4, p. 140. Plaintiff testified that they discussed the "corrective action ... that there was no incident ... that it had been given to me without any fact-finding" and that Greco did not ask Sheehy "about what happened" until after she appealed the corrective action. Dkt. No. 33-4, pp. 12-13. Plaintiff stated that she also told McCandless that she disagreed with the first corrective action and wanted it overturned. Dkt. No. 33-4, p. 13. Plaintiff testified that McCandless told her that she "was an outcast amongst [her] peers" and declined to overturn the corrective action.
On or about January 18, 2010, Greco issued plaintiff's 2008-2009 performance appraisal. Dkt. No. 32-11, p. 28. In the
Plaintiff testified that Greco told her that she received a "lower rating" for "gossiping." Dkt. No. 33-3, p. 107. Plaintiff explained that she had "reported that there was a possible sex offender outside of the center" at some point and that Greco deemed her report "gossiping." Dkt. No. 33-3, p. 110.
Plaintiff testified that after receiving the performance appraisal, she contacted human resources about her rating and met with Brodzinski. Dkt. No. 33-3, p. 108. Plaintiff stated that they "discussed the evaluation" and he told her "that he didn't know what my problem was, that he saw many of her evaluations and this was a good one." Dkt. No. 33-3, p. 109.
Sometime after February 2, 2010, plaintiff began meeting with Karen Tassey, Chief Operating Officer for Albany Memorial and Samaritan Hospitals. Dkt. Nos. 33-4, p. 16; 33-10, p. 5. The timeline is not apparent from the record, but plaintiff stated that she met with Tassey three times and that Greco was part of one of those meetings. Dkt. No. 33-4, p. 18. Tassey testified that when they met in February 2010, plaintiff told her that she believed the Children's Center "should have closed" during the December 2008 ice storm and that she had received an "average" performance appraisal. Dkt. No. 33-10, p. 21. Tassey testified that although she did not use the word "retaliation," plaintiff communicated her belief that she had received the corrective actions because of various issues she had raised, including the length of a staff member's fingernails and another staff member's qualifications. Dkt. No. 33-10, pp. 83, 87-88.
Tassey described her meeting with plaintiff and Greco together as a "mediation" session to discuss "expectations." Dkt. No. 33-10, p. 82. Plaintiff testified that during this meeting, she told Tassey that Greco was "barely speaking" to her and deliberately ignoring her. Dkt. No. 33-4, pp. 18-19. Plaintiff testified that she also told Tassey that during a staff meeting, Greco had announced: "If you're mad at Ellen, you should find another way to deal with it, like throw paint at her or something." Dkt. No. 33-4, p. 19. According to plaintiff, Tassey described Greco's behavior as "unacceptable." Dkt. No. 33-4, p. 19.
In September 2010, plaintiff and Greco met "to try to improve [their] relationship." Dkt. No. 33-3, p. 116. Plaintiff testified that when she asked Greco why she had "so much animosity" toward her, Greco responded that "[i]t doesn't feel good to have employees going over your
In or about November 2010, Rebecca Davies, a Children's Center teacher filed a complaint with the Division of Human Rights alleging pregnancy discrimination. Dkt. No. 33-8, pp. 78-79. On November 15, 2010, plaintiff, who was considering whether to write a letter in support of Davies, wrote the following email to Tassey:
Dkt. No. 32-15, p. 25.
Plaintiff testified that she and Tassey did not discuss this email. Dkt. No. 33-4, p. 86. Tassey, however, testified that she responded to plaintiff in a telephone call:
Dkt. No. 33-10, pp. 64-65. Tassey stated that she did not share plaintiff's email with anyone at Northeast Health. Dkt. No. 33-10, p. 66.
On or about November 22, 2010, plaintiff sent a letter in support of Davies. Dkt. No. 334, p. 87; see Dkt. No. 32-15, p. 3 (letter in support of Davies). In or about February 2011, plaintiff "was contacted by the ... Division of Human Rights and was
Plaintiff testified that she believed Greco knew of her participation in Davies's case because Greco "walked in one day when Ms. Davies and I were discussing it." Dkt. No. 33-4, p. 92. Plaintiff stated that she could not "recall the specifics" of what they were discussing, "just my supporting her." Dkt. No. 33-4, p. 93. Plaintiff testified that she "did not stop speaking immediately" when she saw Greco but "completed [her] thought" and "continued speaking, even though she saw [Greco] standing there." Dkt. No. 33-4, p. 93. Plaintiff stated that Greco was there only "briefly" and did not ask what they were discussing. Dkt. No. 33-4, p. 93. Greco testified that she did not learn that plaintiff had participated in Davies's case until after plaintiff filed her own case. Dkt. No. 33-6, pp. 81-82. Plaintiff also testified that she told at least two other staff members of her participation in Davies's case. Dkt. No. 33-4, pp. 93-94.
Plaintiff testified that in March 2011, Brodzinski "came to the center to interview staff" about whether they believed Davies's post-maternity leave position "was equal to that of being a teacher." Dkt. No. 33-4, p. 94.
Brodzinski testified that while investigating Davies's allegations, he met with twelve to fifteen members of the child care staff, including plaintiff.
McCandless testified that, eventually, Davies "was brought back [to her original position] and the claim was dismissed." Dkt. No. 33-9, p. 103. Brodzinski stated that on or about May 17, 2011, the date of issuance, he received a decision from the Division of Human Rights concerning Davies's complaint. Dkt. No. 33-8, p. 84.
Plaintiff testified that at some point in mid-May 2011, she heard a teacher call a
Plaintiff testified that on May 18, 2011, she and her co-teacher, Mary Sheehy were in their classroom, with children, and were discussing the events that led to plaintiff's identification as the teacher who raised the issue concerning the "chunky monkey" name. Dkt. No. 33-4, p. 23. Plaintiff testified that Sheehy told her that she was responsible for plaintiff's identification. Dkt. No. 33-4, p. 23. Plaintiff stated that she asked Sheehy why she would "do that" because it was a "non-issue," there "was no problem," it was not her "business" and she "shouldn't have gotten involved." Dkt. No. 33-4, p. 24. Plaintiff stated that their "exchange went on for a few minutes," and that they raised their voices. Dkt. No. 33-4, pp. 24-25. Plaintiff explained that, in general, they both were "very loud, very animated, especially in the classroom," and that raising their voices "was nothing new." Dkt. No. 33-4, p. 25.
Later that day, Greco asked plaintiff and Sheehy to provide written statements about their disagreement because a parent had heard their exchange and complained. Dkt. No. 33-4, p. 26. Plaintiff testified that Greco commented that the parent was "a pain in the neck." Dkt. No. 33-4, p. 26. In her statement, plaintiff wrote:
Dkt. No. 32-13, p. 4. Plaintiff testified that after Greco read her statement, "she said, `That's pretty much exactly what [Sheehy] said happened.'" Dkt. No. 33-4, p. 26.
The parent who complained sent Greco the following written statement:
Dkt. No. 32-13, p. 4. Greco stated that at the time of the alleged incident, she was giving a tour and was in the classroom next to plaintiff's classroom but did not
Dkt. No. 33-6, p. 117.
Brodzinski testified that prior to "determining what to do from a corrective action standpoint," Dkt. No. 33-8, p. 86, he investigated the incident. Dkt. No. 33-8, p. 84. Brodzinski stated that Greco "got statements from staff" and that he "met and spoke with ... the parent who overheard the argument." Dkt. No. 33-8, pp. 85-86. Brodzinski testified that after looking "at everything" he recommended terminating both plaintiff's and Sheehy's employment. Dkt. No. 33-8, p. 96.
On Friday, May 20, 2011, Greco informed plaintiff and Sheehy that their employment had been terminated. Dkt. No. 33-4, pp. 21, 30. Plaintiff stated that she and Sheehy immediately appealed their terminations to McCandless, who told them that they "would be ... on unpaid suspension while she ... investigated." Dkt. No. 33-4, pp. 31-32, 34.
McCandless testified that as part of her investigation, she spoke to plaintiff, Sheehy, the parent who made the complaint, Greco, and Brodzinski. Dkt. No. 33-9, p. 16. McCandless testified that she also received a number of letters from parents on plaintiff's behalf, though she could not recall whether she received them "before or after the decision" to uphold the termination of plaintiff's employment. Dkt. No. 33-9, p. 40. McCandless stated that, either way, the letters were not "relevant" to her decision because plaintiff was "a very good care provider," and her "performance was never questioned." Dkt. No. 33-9, p. 46.
In an email to McCandless dated Monday, May 23, 2011, plaintiff wrote:
Dkt. No. 32-13, p. 7.
In an email to Tassey dated Tuesday, May 24, 2011, plaintiff wrote:
Dkt. No. 32-13, p. 8. (emphasis in original).
In an email to McCandless dated May 26, 2011, plaintiff wrote: "Like any manager, [Greco] sets the tone for her staff. When she's negative, vindictive, makes snide comments about others, breaches confidentiality, and I could go on and on... her staff thinks it's ok to do the same." Dkt. No. 32-13, p. 11. Plaintiff sent McCandless a second email that day:
Dkt. No. 32-13, p. 12.
McCandless testified she made her final decision to deny plaintiff's appeal during the week of May 23, 2011. Dkt. No. 33-9, p. 38. McCandless reversed Sheehy's termination, however, because Sheehy "had more seniority and no corrective action" history. Dkt. No. 33-9, p. 97.
Plaintiff next appealed to Tassey. Dkt. No. 33-10, pp. 13-14. In an email to Tassey, Norman Dascher, the Chief Executive Officer of Albany Memorial Hospital and Samaritan Hospital, and James Reed, the Chief Executive Officer of Northeast Health, dated May 30, 2011, plaintiff wrote:
Dkt. No. 32-13, p. 14. In the attached letter, plaintiff contended that her two corrective action notices were "suspect" and that she never received a "Final Written Warning" as outlined in Northeast Health's "Corrective Action Policy."
As part of her investigation, Tassey reviewed the statement of the parent who had complained about the disagreement and interviewed her in person. Dkt. No. 33-10, p. 35. Tassey also spoke with Sheehy and the staff member to whom the parent initially complained. Dkt. No. 33-10, p. 36. In a letter dated June 17, 2011, Tassey informed plaintiff that she had "re-interviewed the individuals involved in the May 18, 2011 incident" and concluded:
Dkt. No. 32-13, p. 16.
On August 18, 2011, plaintiff filed a verified complaint with the New York State Division of Human Rights and the United States Equal Employment Opportunity Commission ("EEOC") alleging that Northeast Health "terminated her employment as an act of retaliation because of her participation with the prior Division case." Dkt. No. 32-4, p. 1. On February 8, 2012, following an investigation, the Division of Human Rights dismissed plaintiff's complaint. Dkt. No. 32-4, pp. 1-2. On July 12, 2012, the EEOC adopted the findings
Under Federal Rule of Civil Procedure 56(a), summary judgment may be granted only if all the submissions taken together "show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). The moving party bears the initial burden of demonstrating "the absence of a genuine issue of material fact." Celotex, 477 U.S. at 323, 106 S.Ct. 2548. A fact is "material" if it "might affect the outcome of the suit under the governing law," and is genuinely in dispute "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson, 477 U.S. at 248, 106 S.Ct. 2505; see also Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir.2005) (citing Anderson). The movant may meet this burden by showing that the nonmoving party has "fail[ed] to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex, 477 U.S. at 322, 106 S.Ct. 2548; see also Selevan v. N.Y. Thruway Auth., 711 F.3d 253, 256 (2d Cir.2013) (summary judgment appropriate where the nonmoving party fails to "come forth with evidence sufficient to permit a reasonable juror to return a verdict in his or her favor on an essential element of a claim") (internal quotation marks omitted).
If the moving party meets this burden, the nonmoving party must "set forth specific facts showing a genuine issue for trial." Anderson, 477 U.S. at 248, 106 S.Ct. 2505; see also Celotex, 477 U.S. at 323-24, 106 S.Ct. 2548; Wright v. Goord, 554 F.3d 255, 266 (2d Cir.2009). The nonmoving party "must do more than simply show that there is some metaphysical doubt as to the material facts," Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986), and cannot rely on "mere speculation or conjecture as to the true nature of the facts to overcome a motion for summary judgment." Knight v. U.S. Fire Ins. Co., 804 F.2d 9, 12 (2d Cir.1986) (quoting Quarles v. Gen. Motors Corp., 758 F.2d 839, 840 (2d Cir.1985)). Further, "[m]ere conclusory allegations or denials cannot by themselves create a genuine issue of material fact where none would otherwise exist." Hicks v. Baines, 593 F.3d 159, 166 (2d Cir.2010) (quoting Fletcher v. Atex, Inc., 68 F.3d 1451, 1456 (2d Cir.1995) (internal quotation marks and citations omitted)). "When ruling on a summary judgment motion, the district court must construe the facts in the light most favorable to the non-moving party and must resolve all ambiguities and draw all reasonable inferences against the movant." Dallas Aerospace, Inc. v. CIS Air Corp., 352 F.3d 775, 780 (2d Cir.2003).
Northeast Health contends there is no evidence from which a reasonable fact-finder could conclude that it terminated plaintiff's employment in retaliation for her participation in Davies's pregnancy discrimination case. Dkt. No. 32-23, p. 11. In order to survive a motion for summary judgment, a Title VII plaintiff must satisfy the three-step burden-shifting test set forth by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802,
To establish a prima facie case of retaliation, plaintiff must show that: (1) she participated in a protected activity; (2) the employer was aware of that activity; (3) she suffered an adverse employment action; and (4) there was a causal connection between her engagement in the protected activity and the adverse employment action. Kelly v. Howard I. Shapiro & Assocs. Consulting Eng'rs, P.C., 716 F.3d 10, 14 (2d Cir.2013); Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 110 (2d Cir.2010). Plaintiff's burden of proof is de minimis at this stage. Weinstock v. Columbia Univ., 224 F.3d 33, 42 (2d Cir. 2000). It is undisputed that plaintiff's termination constitutes an adverse employment action; the parties dispute whether plaintiff has established the other three elements of a prima facie case.
"Title VII's anti-retaliation provision contains both an opposition clause and a participation clause." Townsend v. Benjamin Enters., Inc., 679 F.3d 41, 48 (2d Cir.2012). The opposition clause makes it "unlawful for an employer to retaliate against an individual because he has opposed any practice made an unlawful employment practice by this subchapter." 42 U.S.C. § 2000e-3(a). The participation clause, on the other hand, makes it "unlawful for an employer to retaliate against an individual ... because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter." 42 U.S.C. § 2000e-3(a).
Viewing the facts in the light most favorable to plaintiff, there is evidence showing three instances of protected activity: (1) Plaintiff's November 2010 email to Tassey; (2) her involvement in the Division of Human Rights' investigation of Davies's case (via letter and phone interview); and (3) her March 2011 interview with Brodzinski. Defendants concede that plaintiff's November 2010 contact with the Division of Human Rights is protected activity but challenge the other two instances.
Defendants argue that plaintiff's November 2010 email to Tassey, Dkt. No. 32-15, p. 25, about whether she could be retaliated against for writing a letter on behalf of a co-worker, was not protected activity because plaintiff did not claim that she believed the co-worker was discriminated against because of her sex. Dkt. No. 32-23, p. 16. However, an employee's complaint may qualify as protected activity so long as she had "a good faith, reasonable belief that [s]he was opposing an employment practice made unlawful by Title VII." McMenemy v. City of Rochester, 241 F.3d 279, 285 (2d Cir.2001). In her email to Tassey, plaintiff wrote that she "would
Northeast Health advances a similar argument with respect to plaintiff's March 2011 interview with Brodzinski: that because plaintiff did not tell him that she believed Davies's demotion was due to pregnancy discrimination, it does not qualify as protected activity. Even assuming plaintiff's interview did not constitute "opposition" to discrimination, because it was part of Northeast Health's internal investigation following Davies's filing of a pregnancy discrimination complaint with the Division of Human Rights, the activity would appear to fall within the participation clause of Title VII's anti-retaliation provision. The Second Circuit has not ruled on whether an employee's participation in an internal investigation conducted in response to a formal charge filed with the EEOC falls within the scope of the participation clause. Townsend, 679 F.3d at 48 n.6. The clause, however, is broadly worded to bar discrimination against an employee who has "participated in any manner in" an EEOC investigation. 42 U.S.C. § 2000e-3(a). The Sixth and the Eleventh Circuits have held that an employee's participation in an employer's internal investigation in conjunction with or in response to an EEOC charge is protected under Title VII. Abbott v. Crown Motor Co., 348 F.3d 537, 543 (6th Cir.2003); Clover v. Total Sys. Servs., Inc., 176 F.3d 1346, 1353 (11th Cir.1999). Thus, plaintiff has sustained her burden of producing evidence that she engaged in protected activity.
To the extent plaintiff argues that her complaints to Greco and her other superiors concerning, among other things, whether an employee had proper credentials, the length of an employee's fingernails, an employee who fell asleep on duty and the decision to open the Children's Center during a state of emergency also constitute protected activity, her argument lacks merit.
The Second Circuit has held, "for purposes of a prima facie case, a plaintiff
It is undisputed, however, that Tassey, the Chief Operating Officer for Albany Memorial Samaritan Hospitals, and one of the individuals to whom plaintiff subsequently appealed her termination, Dkt. No. 33-10, p. 29, knew that plaintiff wanted to write a letter in support of a co-worker's discrimination claim. The Court assumes for purposes of this motion that this is sufficient to impute to Northeast Health general corporate knowledge of plaintiff's protected activity. See Kwan, 737 F.3d at 844 (holding that discrimination complaint to an officer of the defendant corporation "was sufficient to impute" to the corporation "general corporate knowledge of the plaintiff's protected activity."). In any event, plaintiff's participation in its internal investigation of Davies's complaint satisfies the knowledge prong. When Brodzinski interviewed plaintiff during his investigation of Davies's pregnancy discrimination claim, she told him she believed that Davies had been demoted. Dkt. No. 33-8, p. 80. Brodzinski was Northeast Health's Director of Human Resources and the same individual who later recommended plaintiff's termination. Thus, plaintiff has adduced evidence to show, at the prima facie stage, Northeast Health's knowledge of her protected activity.
Plaintiff argues that she has shown a causal connection between her protected activity and her termination through evidence that (1) Northeast Health disciplined her more harshly than other employees, who did not engage in protected activity, but engaged in similar conduct; and (2) temporal proximity. "`Proof of causation can be shown ... indirectly ... through ... circumstantial evidence such as disparate treatment of fellow employees who engaged in similar conduct'" or "`by showing that the protected activity was followed closely by'" the adverse employment action. Hicks, 593 F.3d at 170 (quoting Gordon v. N.Y. City Bd. of Educ., 232 F.3d 111, 117 (2d Cir.2000) (internal alternation omitted)).
Plaintiff argues that Northeast Health's retaliatory motive can be inferred from its failure to discipline two similarly situated employees who, like plaintiff, were involved in a verbal altercation but who had not engaged in protected activity. An employee is similarly situated to co-employees if they were (1) "subject to the same performance evaluation and discipline standards" and (2) "engaged in comparable
It is undisputed that Children's Center assistant teachers Meagan Green and Carlos Torres had an argument on the playground in the presence of children, but were not punished. Dkt. No. 33-5, p. 61. Greco testified that after a staff person notified her of the incident, she spoke with Green and Torres, who admitted that they had argued on the playground. Dkt. No. 33-5, pp. 62, 53. Greco told them that such arguments "couldn't happen" and if they did, "they needed to do them outside of the playground." Dkt. No. 33-5, p. 62. Greco did not discipline either employee for this incident. Dkt. No. 33-5, p. 63. She explained: "I know that they were young, inexperienced staff members who I was trying to help to be better teachers, and so I did not expect their judgment to be as good as I would expect Ellen and Mary's judgment to be." Dkt. No. 33-6, pp. 123-24.
It is also undisputed that Green and Torres were subject to the same disciplinary standards as plaintiff. Indeed, all three employees were supervised by Greco. Although the conduct was similar — all three were involved in arguments while on duty and in the presence of children — plaintiff's incident appears to be more serious because it occurred in an infant room and led to a parental complaint. In any event, Green and Torres are not similarly situated because there is no evidence regarding when the verbal altercation occurred, and no evidence that, at the time of the verbal altercation, Green or Torres had disciplinary records similar to plaintiff's.
Plaintiff argues that she has satisfied the causal connection prong through the temporal proximity between her protected activity and her termination. Plaintiff was terminated in May 2011, two months after her March 2011 interview with Brodzinski. For purposes of establishing a prima facie case of retaliation, two months is sufficient to show a "causal connection between the protected activity and the adverse employment action." Jute, 420 F.3d at 173 (citation and internal quotation marks omitted); see also Gorzynski, 596 F.3d at 110 ("Though this Court has not drawn a bright line defining, for the purposes of a prima facie case, the outer limits beyond which a temporal relationship is too attenuated to establish causation, we have previously held that five months is not too long to find the causal relationship.") (citations omitted).
However, "[a]n intervening event between the protected activity and the adverse employment action may defeat the inference of causation where temporal proximity might otherwise suffice to raise the inference." Joseph v. Marco Polo Network, Inc., No. 09 Civ. 1597, 2010 WL 4513298, at *18, 2010 U.S. Dist. LEXIS 119713, at *56 (S.D.N.Y.2010); see Gubitosi v. Kapica, 154 F.3d 30, 33 (2d Cir.1998) (concluding that the plaintiff failed to carry her burden of showing that the defendant engaged in retaliatory termination, even where there was a "short period of time between" her First Amendment activity and termination, given "the significant intervening events between these two dates," namely, the plaintiff's disobedience of an order from her superior and false written statement).
Here, it is undisputed that on May 18, 2011, plaintiff engaged in a disagreement with a co-worker inside the classroom with infants present. It is also undisputed that the disagreement drew the attention of a parent and prompted her to complain to plaintiff's supervisors. Thus, while the relatively short period of time between the March 2011 interview with Brodzinski and the May 20, 2011 termination of plaintiff's employment might suffice to raise the inference of temporal proximity, the intervening May 18 disturbance in the infant classroom breaks that causal connection. See Joseph, 2010 WL 4513298, at *18, 2010 U.S. Dist. LEXIS 119713, at *56 (finding that the plaintiffs failed to establish a prima face case of retaliation, explaining that although "the ten-or-so day interval between" the protected activity and the termination of their employment was "short enough to create an inference of causation, the intervening security breach breaks
Moreover, an inference of retaliation does not arise from temporal proximity here because plaintiff's termination followed a history of corrective action notices and difficulty working with others that began long before any protected activity. "An inference of retaliation does not arise" "[w]here timing is the only basis for a claim of retaliation, and gradual adverse job actions began well before the plaintiff had ever engaged in any protected activity." Slattery v. Swiss Reinsurance Am. Corp., 248 F.3d 87, 95 (2d Cir.2001) (holding that causation could not be inferred from temporal proximity when "the adverse employment actions were both part, and the ultimate product, of `an extensive period of progressive discipline' which began when Swiss Re diminished Slattery's job responsibilities a full five months prior to his filing of the EEOC charges.").
In 2008, Greco noted in plaintiff's performance appraisal that there were staff members who were "concern[ed]" about working with plaintiff. Dkt. No. 32-11, p. 25. That same year, plaintiff received a corrective action notice for "misconduct" toward her supervisor. Dkt. No. 32-12, p. 4. In January 2010, ten months before the protected activity, Greco noted plaintiff's "problematic" relationships with other staff members, Dkt. No. 32-11, p. 30, and issued a second corrective action notice for "inappropriate attitude and interaction [with] co-workers." Dkt. No. 32-12, p. 7. On this record, plaintiff has failed to adduce evidence showing a causal connection between her protected activity and her termination.
Assuming arguendo that plaintiff established a prima facie case of retaliation and that a presumption of retaliation arises, the burden next shifts to the defendant to demonstrate some legitimate, non-retaliatory reason for the adverse decision or action. McDonnell Douglas Corp., 411 U.S. at 802, 93 S.Ct. 1817; United States v. Brennan, 650 F.3d 65, 93 (2d Cir.2011). Here, defendants have adduced evidence that plaintiff's "employment was terminated due to her repeated incidents of inappropriate behavior toward her supervisor and coworkers in front of others, including infants [who] were under her care." Dkt. No. 32-23, p. 23. These are legitimate non-retaliatory reasons for her termination. Thus, the burden returns to plaintiff.
Here, for many of the same reasons plaintiff failed to satisfy her burden of establishing the causal connection prong of her prima facie case of retaliation, she fails to show that Northeast Health's reason for terminating her was a pretext for retaliation, and that she would not have been terminated but-for her protected activity. Under the McDonnell Douglas framework, if the defendant provides a non-retaliatory reason for the plaintiff's termination, that reason overcomes the presumption of retaliation created by the plaintiff's prima facie case. Kwan, 737 F.3d at 845. The defendant is then entitled to summary judgment unless the plaintiff comes forward with evidence showing that the "non-retaliatory reason is a mere pretext for retaliation," id., and that the plaintiff's "protected activity was a but-for cause of the alleged adverse action by the employer." Univ. of Tex. Sw.
In Kwan, the Second Circuit explained that "`but-for' causation does not require proof that retaliation was the only cause of the employer's action, but only that the adverse action would not have occurred in the absence of a retaliatory motive." 737 F.3d at 846. The court noted that:
Id. (citing, inter alia, Byrnie v. Town of Cromwell, Bd. of Educ., 243 F.3d 93, 105-07 (2d Cir.2001)). To show pretext and retaliatory motive, a plaintiff "may rely on evidence comprising her prima facie case, including temporal proximity, together with other evidence such as inconsistent employer explanations, to defeat summary judgment at that stage." Id. (citing Raniola v. Bratton, 243 F.3d 610, 625 (2d Cir. 2001)).
Here, the Court finds that plaintiff has not presented evidence from which a reasonable trier-of-fact could conclude that she would not have been terminated in the absence of a retaliatory motive. The rejection of plaintiff's final appeal cited to her "loud argument" in the infant room as well as her "previous corrective actions and [her] admitted lack of respect and disregard for the Executive Director's oversight of the daycare center." Dkt. No. 32-13, p. 16. Plaintiff has not cited to any basis for a finding that these reasons were pretextual, or that the real but-for reason for her discharge was intentional retaliation.
As an initial matter, assuming that plaintiff met her burden of establishing a prima facie case, it was a weak case. Indeed, she could only establish the causal connection prong through evidence of temporal proximity. While temporal proximity is enough to satisfy a plaintiff's minimal burden at the prima facie stage, "[t]emporal proximity alone is insufficient to defeat summary judgment at the pretext stage." Kwan, 737 F.3d at 847. Here, temporal proximity alone is particularly insufficient because, as discussed earlier, any inference of causation was defeated by the significant intervening event of the May 18 disturbance in the infant room, and by the history of correction action notices and
Further, it is undisputed that plaintiff was involved in a "disagreement" with Sheehy, during which she "raised" her voice in the presence of infants, and that this disagreement prompted a parental complaint. Plaintiff claims that termination was unjustified because the disagreement involved nothing more than raised voices and did not disturb the children in their classroom. Regardless of the intensity of the disagreement, however, the disagreement is a non-retaliatory basis for terminating plaintiff's employment. See Joseph v. Owens & Minor Dist., Inc., 5 F.Supp.3d 295, 319-20 (E.D.N.Y.2014) (finding that the plaintiff failed to adduce evidence of pretext because "regardless of who was responsible for the disagreement" based on which the plaintiff was terminated, "the disagreement itself is a non-retaliatory basis for terminating Plaintiff."); Oliveras v. Wilkins, No. 06-CV-3578, 2012 WL 3245494, at *14, 2012 U.S. Dist. LEXIS, at *47 (S.D.N.Y. June 26, 2012) (holding that even if employer's conclusion that plaintiff was responsible for an argument was in error, "that error in and of itself would not allow one to infer a gender-based discriminatory motive underlying the decision to terminate plaintiff"), report & recommendation adopted, No. 06-CV-3578, 2012 WL 3245493, 2012 U.S. Dist. LEXIS 110938 (S.D.N.Y. Aug. 3, 2012); Sharpe v. Utica Mut. Ins. Co., 756 F.Supp.2d 230, 250 (N.D.N.Y.2010) ("[T]he fact that an employee disagrees with the results of an employer's decision regarding termination, or even has evidence that the decision was objectively incorrect or was based on faulty investigation, does not automatically demonstrate, by itself, that the employer's proffered reasons are a pretext for termination.").
Plaintiff also argues that a factfinder could draw an inference of pretext and retaliation from Northeast Health's alleged violation of its corrective action policy when it terminated her employment without first giving her a final written warning. Northeast Health's Corrective Action Policy, however, does not require the issuance of a final written notice prior to discharge; it states that an employee may be discharged for "repeated misconduct ... that persists after a first, second, or final written notice has been issued." Dkt. No. 32-9, p. 3. Plaintiff does not present any evidence to the contrary. Although plaintiff argues they were unjustified, it is undisputed that she received a two corrective action notices, one for misconduct and one for "inappropriate attitude" prior to the disagreement which led to her termination. Thus, there is no evidence from which a reasonable juror could conclude that plaintiff's discharge for her involvement in the disagreement after receiving two corrective action notices was procedurally inconsistent with Northeast Health's corrective action policy.
Plaintiff further argues that Northeast Health's failure to discipline other employees who also engaged in a verbal altercation in front of children demonstrates that her termination was retaliatory. Dkt. No. 33, p. 26. As discussed, there is no evidence that plaintiff and the staff members who were involved in a verbal altercation, but not disciplined, were similarly situated with respect to disciplinary history. Additionally, unlike the disagreement in which plaintiff was involved, there is no evidence that a parent complained. Nor is there evidence in the record before the Court suggesting when or under what circumstances the altercation occurred.
Moreover, it is undisputed that Sheehy, who did not participate in protected activity, was initially terminated for the same
Northeast Health presented ample evidence of legitimate, non-retaliatory reasons for terminating plaintiff's employment. Although the evidence reflects plaintiff's exceptional performance as a teacher and child care provider, it also shows that her employer was concerned about her behavior toward staff members beginning in 2008, two years prior to plaintiff's protected activity. See Dkt. No. 32-11, p. 25. As discussed above, plaintiff does not deny that the incidents underlying the corrective action notices or her discharge occurred; she claims only that her behavior was not inappropriate. However, the fact that an employee "disagrees with an employer's evaluation of that employee's misconduct or deficient performance, or even has evidence that the decision was objectively incorrect, does not necessarily demonstrate, by itself, that the employer's proffered reasons are a pretext for termination." Grant v. Roche Diagnostics Corp., No. 09-CV-1540, 2011 WL 3040913, at *11, 2011 U.S. Dist. LEXIS 79994, at *36 (E.D.N.Y. July 20, 2011) (quoting Kalra v. HSBC Bank USA, N.A., 567 F.Supp.2d 385, 397 (E.D.N.Y.2008)); see also Fleming v. MaxMara USA, Inc., 371 Fed.Appx. 115, 117-18 (2d Cir.2010) (plaintiff's disagreement with her employer over whether her behavior was inappropriate was not enough to allow a rational factfinder to find that defendants' proffered reasons for plaintiff's termination were pretextual).
Having thoroughly reviewed the record, the Court finds no material issues of fact from which a reasonable fact-finder could conclude that Northeast Health would not have terminated plaintiff's employment but for unlawful retaliation. Plaintiff's disagreement with Sheehy was investigated three times by three different supervisory officials, all of whom concluded that discharge was warranted. As plaintiff has adduced no evidence that would permit an inference that retaliation played any role in Northeast's decision to terminate her employment, Northeast Health is entitled to summary judgment as a matter of law.
Northeast Health also seeks summary judgment dismissing plaintiff's breach of contract claim. In the seventh cause of action, plaintiff alleges:
Dkt. No. 1, p. 12 (paragraph numbers omitted). Plaintiff claims that because she "relied on the policies in her employee handbook, and since defendants have failed to enforce their own policies, defendants are not entitled to summary judgment" on her breach of contract claim. Dkt. No. 33, p. 28.
In New York, "[w]here the term of employment is for an indefinite period of time, it is presumed to be a hiring at will that may be freely terminated
Here, there is no evidence from which a reasonable fact-finder could conclude that the employment relationship between plaintiff and Northeast Health was contractual in any respect. Plaintiff's signed employment application specifies that: "The employment relationship is `at-will' and may be terminated by either party at any time." Dkt. No. 32-6, p. 2. Further, the Northeast "Staff Handbook" states: "neither the handbook's policies nor any representations made by a management representative, at the time of hire or subsequently, are to be interpreted as a contract between the company and any of its staff members." Dkt. No. 32-8, p. 19. In the absence of evidence suggesting that plaintiff's employment was anything other than at will, defendants are entitled to summary judgment dismissing plaintiff's breach of contract claim.
For these reasons, it is
Dkt. No. 32-9, p. 3.