JOANNA SEYBERT, District Judge.
Plaintiff Michael Sartoretti ("Plaintiff") brings this action pursuant to Section 205(g) of the Social Security Act (the "Act"), 42 U.S.C. § 405(g), challenging the Commissioner of Social Security's (the "Commissioner") denial of his application for Social Security Disability Insurance Benefits. (Compl., D.E. 1.) Presently pending before the Court are the parties' cross-motions for judgment on the pleadings. (Pl. Mot., D.E. 10; Comm'r Mot., D.E. 18.) For the following reasons, Plaintiff's motion is GRANTED and the Commissioner's motion is DENIED.
The background is derived from the administrative record filed by the Commissioner on June 7, 2018. (R., D.E. 7.) For purposes of this Memorandum & Order, familiarity with the underlying administrative record is presumed. The Court's discussion of the evidence is limited to the challenges and responses raised in the parties' briefs.
From 1990 to November 2013, Plaintiff worked as a police officer and detective in the New York City Police Department. (R. 33-34, 137.) He worked at the World Trade Center site for approximately one month after September 11, 2001. (R. 433.) In 2008, he was treated for cancer. (R. 34.) The NYPD medical board found that he was "disabled from performing the full duties of a New York City Police Officer due to a respiratory condition as a consequence of treatment for lymphoma . . . under the aegis of the World Trade Center Disability Law." (R. 302, ¶ 10.) His claimed date of disability is his last day of work for the NYPD. (R. 21.)
Plaintiff applied for disability benefits on April 22, 2014, alleging disability since November 13, 2013, due to Hodgkin's lymphoma, polyneuropathy, asthma, reactive airway disease, lumbar herniated disc, cervical pain, gastroesophageal reflux disease, and sleep apnea. (R. 11, 136.) The claim was denied, Plaintiff requested a hearing, and a hearing was held before the ALJ on October 4, 2016. (R. 11.) In a November 2, 2016 decision, the ALJ found Plaintiff was not disabled. (R. 11-24.) The Appeals Council denied Plaintiff's request for review, making the ALJ's decision the final decision of the Commissioner. (R. 1-5.) This action followed.
If the Court finds that substantial evidence exists to support the Commissioner's decision, the decision will be upheld, even if evidence to the contrary exists.
Here, the ALJ applied the familiar five-step process,
Plaintiff argues that (1) the ALJ's step four finding that he could engage in light work is not supported by the record, and (2) the ALJ failed to properly consider his neuropathy as a severe impairment at step two. (Pl. Br., D.E. 11, at 20-21, 23.) The Commissioner contends that (1) the ALJ properly evaluated Plaintiff's RFC, and (2) the step two finding regarding neuropathy was supported by substantial evidence. (Comm'r Br., D.E. 16, at 28-35, 25-28.)
Under the applicable regulations,
20 C.F.R. 404.1567(b).
If a claimant cannot perform "light work,"
20 C.F.R. 404.1567(a).
Here, Dr. Stephan Huish, Plaintiff's treating physician, "proposed a less than sedentary capacity with sitting limited to less than four hours, standing and walking limited to less than two hours in a workday and other limitations." (R. 19.) Huisch opined that during an eight-hour work day, Plaintiff could stand or walk for less than two hours, sit less than four hours, and lift or carry less than ten pounds. (R. 436.) He also noted the following limitations: Plaintiff would need to lie down during the work day, require a sit-stand option, require frequent breaks, need more than two sick days off each month, and suffered pain that prevented him from performing eight hours of work. (R. 437.) The ALJ assigned "little weight" to Huisch's assessments because his "progress notes do not bear out such substantial restrictions . . . [and] he administered only conservative care . . . over a course of more than two years . . . [and] never requested imaging of the bilateral knees or the left shoulder during more than two years of treatment despite suggesting significant manipulative restrictions." (R. 19.)
Dr. Michael Hearns, an occupational medicine specialist and treating physician, "also assessed a less than sedentary capacity." (R. 19.) He opined that during an eight-hour work day, Plaintiff could stand or walk less than two hours, sit less than four hours, and lift less than 10 pounds. He came to the same conclusions as Huisch regarding additional limitations such as lying down, a sit-stand option, frequents breaks, sick days, and pain. (R. 468-69.) The ALJ gave "little weight" to Hearns' opinion that Plaintiff had a less than sedentary capacity because "the preponderance of [his] treatment notes are not compatible with the degree of limitation proposed by [Plaintiff] or [Hearns]" and "[Hearns'] specific suppositions appear largely based on [Plaintiff's] subjective reports." (R. 19.)
Dr. Paul Schulster, a treating pulmonologist, opined that Plaintiff could stand or walk less than two hours, sit less than two hours, and lift less than 10 pounds occasionally. (R. 18, 359.) Schulster also found Plaintiff would require frequent breaks, an average or two or more sick days per month, and had environmental restrictions. (R. 360.) The ALJ concluded that "these limitations conflict with the mild respiratory obstruction Dr. Schulster found on pulmonary function testing throughout the record." (R. 18.)
Dr. Andrea Pollack performed a consultative examination of Plaintiff. (R. 17.) She opined that he had "mild to moderate difficulty climbing, standing, walking and using his bilateral hands." She "proposed mild limitations for bending, lifting, carrying, pushing and pulling." (R. 17.) The ALJ gave "considerable weight" to Pollack's assessment because she directly observed Plaintiff "during a thorough examination" and it was "reinforced by objective findings throughout the record." (R. 17.) "Moreover, the limitations proposed by Dr. Pollack are more compatible with the broad range of daily activities [Plaintiff] conceded a capacity to perform." (R. 17.)
After the hearing, Dr. Luis Fuchs, an orthopedic surgeon and medical expert for the Social Security Administration, responded to medical interrogatories to aid the ALJ. (R. 19, 532.) He opined that in an eight-hour work day, Plaintiff could sit for one hour continuously and six hours total, stand or walk for one hour continuously and two hours total, and lift or carry up to 10 pounds continuously and up to 20 on occasion. (R. 19, 533, 535.) While the ALJ assigned "good weight" to this opinion, he found "nonetheless, the balance of the record does not support the degree of manipulative limitations proposed and the [Plaintiff's] generally intact gait and lower extremity neurological function suggest the ability to stand or walk for longer than two hours per work day." (R. 20.) He found that "the limitations proposed by the consultative examiner Dr. Pollack [to be] a more accurate reflection of the record as a whole." (R. 20.)
To summarize, during an eight-hour work day (1) Huish said Plaintiff could stand or walk for less than two hours and sit less than four hours; (2) Hearns said Plaintiff could stand or walk less than two hours and sit less than four hours; (3) Schulster said Plaintiff could stand or walk less than two hours and sit less than two hours; and (4) Fuchs said Plaintiff could sit for one hour continuously and six hours total, and stand or walk for one hour continuously or two hours total. Aside from Fuchs, who said Plaintiff could lift 20 pounds "on occasion" (R. 533), no doctor said Plaintiff could lift more than 10 pounds. Huish, Hearns, and Schulster, Plaintiff's treating physicians, also identified many other limitations not accounted for in the RFC: the need for lying down, a sit-stand option, frequent breaks, two or more sick days per month, and Plaintiff's pain that prevented him from performing eight hours of work. Huish and Hearns evaluated Plaintiff as being able to work at a less than sedentary capacity.
The ALJ gave "considerable weight" to Pollack's opinion stating only that Plaintiff experienced "mild" limitations. This assessment was not sufficient for the ALJ to base his RFC upon, especially where other doctors made specific, contrary findings about Plaintiff's limitations in an eight-hour work day which are not reflected in the RFC.
Thus, the Court finds that the ALJ's RFC finding is not supported by substantial evidence and therefore REMANDS the matter for further proceedings consistent with this Order. In light of this finding, the Court need not address Plaintiff's contention that the ALJ did not consider his neuropathy to be a severe impairment. As the matter is remanded for a new hearing, Plaintiff will have the opportunity to develop the record on this issue.
The Clerk of the Court is directed to enter judgment accordingly and mark this case CLOSED.
SO ORDERED