GARY R. BROWN, United States Magistrate Judge:
The Government obtained an arrest warrant for a physician based on a showing that he had issued thousands of prescriptions for highly addictive controlled substances to addicts and drug dealers in exchange for cash, continuing these illegal and dangerous practices even after learning
This Memorandum and Order memorializes the rationale for authorizing access to prospective geolocation data for the defendant's cellular phone in these circumstances. This determination rests on two grounds. First, the Court is authorized to issue a search warrant where, as here, the Government demonstrates probable cause to believe that the information sought will aid in the apprehension of an individual subject to an arrest warrant. Second, given the ubiquity and celebrity of geolocation technologies, an individual has no legitimate expectation of privacy in the prospective location of a cellular telephone where that individual has failed to protect his privacy by taking the simple expedient of powering it off. Thus, in these circumstances, the Government may seek a search warrant for prospective geolocation data or, in the alternative, may obtain an authorization order under the Electronic Communications Privacy Act.
On March 18, 2013, the United States Attorney presented an affidavit seeking the issuance of an arrest warrant for Gracia L. Mayard ("Dr. Mayard" or "defendant"), a medical doctor, for violation of 18 U.S.C. § 846. See Affidavit in Support of an Arrest Warrant, Docket Entry ("DE") [1], United States v. Mayard, 13-MJ-238 (E.D.N.Y. Mar. 18, 2013) ("Arrest Affidavit"). That affidavit sets forth, in relevant part, the following facts:
Oxycodone is a highly-addictive medical painkiller, which can be misused to produce a heroin-like high. Id. ¶ 9. Dr. Mayard became the subject of a Drug Enforcement Administration ("DEA") investigation triggered by his prescription of an unusually large number of oxycodone pills. Id. ¶ 10. On February 7, 2013, as part of this investigation, DEA agents attempted to contact Dr. Mayard at his home and office located in Cambria Heights, New York. Id. ¶ 11. After unsuccessfully attempting to conceal himself from the agents, Dr. Mayard led the agents into his "exam room," a space that appeared both unused and ill-equipped to conduct medical examinations. Id. ¶¶ 12-13. Dr. Mayard reported to the agents that "I see 20 to 50 patients a day" in the office. Id. ¶ 14. When asked about his seemingly excessive prescription of oxycodone, Dr. Mayard advised that he "thought the limit was 10 prescriptions a day" but that ultimately "what happens to the oxycodone after I write the prescription is not my concern." Id. He compared himself to "a person that sells guns [who] cannot control what happens after he sells a gun." Id. Agents requested that Dr. Mayard voluntarily surrender his DEA registration to prescribe controlled substances, to which he agreed, though Dr. Mayard requested to post-date the form because he had already written 20 to 30 post-dated prescriptions through the month of February. Id. ¶ 15. The DEA denied the request, and Mayard surrendered his registration effective that day. Id.
A review of records revealed that from approximately 2009 through 2012, Dr. Mayard issued approximately 6,500 oxycodone prescriptions authorizing the dispensing of more than 700,000 pills. Id. ¶ 24. On March 13, 2013, more than a month after Dr. Mayard surrendered his DEA registration, a pharmacy in Suffolk County, New York alerted the DEA that a customer had presented a prescription for oxycodone signed by Dr. Mayard. Id. ¶¶ 26-29. Dr. Mayard confirmed by telephone that he had written the prescription. Id. ¶ 29. When confronted with the fact that he could not legally issue the prescription without a current DEA registration, Dr. Mayard advised the pharmacist to "give it back to the patient and I'll work it out with her." Id.
Based on this information, the undersigned issued the warrant for Dr. Mayard's arrest.
On March 19, 2013, as part of its efforts to execute the arrest warrant, the Government made two contemporaneous applications regarding a cell phone used by Mayard. First, an Assistant U.S. Attorney, certifying that the information requested likely would be relevant to "an ongoing criminal investigation to apprehend [Dr.] Mayard," sought an order authorizing the use of a pen register and trap and trace device under 18 U.S.C. §§ 3122 and 3123 in connection with the subject telephone. Second, the Government moved under Federal Rule of Criminal Procedure 41(c) and 18 U.S.C. § 2703(c)(1)(A) for authorization to obtain location data — specifically prospective cell-site data — concerning the same mobile telephone.
In support of the application for geolocation data, a DEA Task Force officer averred that efforts had been made to arrest Dr. Mayard at several locations, including his known residences and offices. Affidavit in Support of Application for a Search Warrant ¶ 5, DE [1] ("Search Affidavit"). Having failed to apprehend Dr. Mayard, officers called him at the subject telephone. Id. Dr. Mayard spoke with the officers who attempted to convince him to surrender. Dr. Mayard both refused to surrender or provide any information about his location. Id. Based on these facts, the Government contended that there was probable cause to believe that Dr. Mayard was using the subject telephone as part of an effort to flee from justice.
Because of the exigency of the situation, the undersigned granted both applications, issuing a short form order indicating a full opinion would follow. Order That There is Probable Cause, Mar. 19, 2013, DE [6].
The following day, using geolocation data garnered as a result of the authorization order, agents located Dr. Mayard in a car on a street in Queens. Application for Search Warrant ¶ 5, United States v. Items Contained Within One Black Nylon Swiss Gear Bag, No. 13-MJ-262 (E.D.N.Y. Mar. 22, 2013) ("Hill Affidavit"). That car was owned by an individual for whom the defendant had prescribed controlled substances in the past, and who was present at the time of his arrest. Id. ¶ 5; Arraignment Hr'g Tr. 12:16-23, DE [8] United States v. Mayard, No. 13-MJ238 (E.D.N.Y. Mar. 20, 2013) ("Bail Hearing"). Mayard was found in possession of the subject cellular phone — a Blackberry Curve Model number 9360 — as well as two additional smartphones and an iPad mini. Tellingly, Dr. Mayard's car contained a number of items suggestive of flight — luggage, clothing, grocery bags containing food and a cooler. Hill Aff. ¶ 5. Dr. Mayard had in excess of $7,000 in cash and an expired passport on his person. Id. Tucked inside the passport, agents found a pair of passport-sized photographs depicting Dr. Mayard in the same clothing he wore at the time of his arrest. Id. That passport also contained a scrap of paper bearing the instruction to email an itinerary to a particular email address at the U.S. Department of State, which, according to Government counsel, constitutes part of the procedure for obtaining an expedited passport. Bail Hr'g Tr. 14:22-15:5. Inside his vehicle, agents also discovered shredded prescription forms. Hill Aff. ¶ 7.
Following a hearing, Dr. Mayard was held without bail pursuant to a permanent order of detention, predicated primarily on risk of flight and the danger to the community. Order of Detention, DE [6], United States v. Mayard, No. 13-MJ-238 (E.D.N.Y. Mar. 20, 2013).
In its application, the Government demonstrated that agents were attempting to apprehend Dr. Mayard based upon the March 18 arrest warrant, that he was aware of the charges and had declined repeated invitations to surrender.
In reaching this conclusion, In re Application rejects a long line of Supreme Court cases advising that "it is reasonable, within the terms of the Fourth Amendment, to conduct otherwise permissible searches for the purpose of obtaining evidence which would aid in apprehending and convicting criminals." Warden v. Hayden, 387 U.S. 294, 306-307, 87 S.Ct. 1642, 1650, 18 L.Ed.2d 782 (1967). The Supreme Court explained that "probable cause must be examined in terms of cause to believe that the evidence sought will aid in a particular apprehension or conviction."
The Second Circuit has quoted the Warden v. Hayden "aid in apprehension" language in several opinions. Hines v. Albany Police Dept., 520 Fed.Appx. 5, 6-7 (2d Cir.2013) (upholding determination of that vehicle was seized unlawfully where "there is nothing in the record to suggest that the vehicle was or contained evidence — that is, material that would `aid in a particular apprehension or conviction'"); United States v. Ochs, 595 F.2d 1247, 1258 (2d Cir.1979) ("probable cause must be examined in terms of cause to believe that the evidence sought will aid in a particular apprehension or conviction"); United States v. Bennett, 409 F.2d 888, 897 (2d Cir.1969). Nearly every other circuit has similarly quoted this language with approval. See, e.g., United States v. Hager, 710 F.3d 830, 836 (8th Cir.2013) (determining whether evidence sought would "aid in a particular apprehension or conviction."); United States v. Christine, 687 F.2d 749, 760 (3d Cir.1982) (same); United States v. Anton, 633 F.2d 1252, 1254 (7th Cir.1980) ("Probable cause exists when it is reasonably believed that the evidence sought will aid in a particular apprehension or conviction"). Given this uninterrupted line of authority, this Court will not reject as mere surplusage the Supreme Court's consistent statement that a federal court may issue a search warrant, based on probable cause, to assist in the apprehension of a fugitive. But see In re Application at 536
Numerous cases contemplate the issuance of search warrants to assist officers seeking to make an arrest. Most notably, in Steagald v. United States, 451 U.S. 204, 101 S.Ct. 1642, 68 L.Ed.2d 38 (1981), the Supreme Court considered the extent to which an arrest warrant authorized an officer to search private homes for a fugitive, ultimately concluding that entry into a home other than the residence of the fugitive required the issuance of a search warrant. The Court held:
Id. at 214, 101 S.Ct. 1642. Thus, under certain circumstances, the express holding of Steagald requires the Government to seek search warrants in aid of the execution of an arrest warrant to make an apprehension.
In re Application, though, attempts to distinguish the issuance of a warrant to search for a defendant in a particular place from a search warrant for information that could lead to the defendant's capture. In re Application at 563. As to the latter category, In re Application, noting the scant case law dealing with such searches, concludes that "a warrant [for information leading to an apprehension] is unavailable where there is no evidence of flight." Id. at 562-64. There are not many reported cases concerning a search warrant for data leading to the location of a wanted defendant, as this particular situation does not arise frequently in situations that encourage review. However, in United States v. Ellis, 461 F.2d 962 (2d Cir.1972), the Second Circuit upheld the warrantless search of an automobile where an officer "thought that the automobile contained evidence which might aid in the apprehension of the two criminals still at large and that waiting for a warrant might enable them to evade capture." Id. at 966. Similarly, United States v. Robinson, 533 F.2d 578, 583 (D.C.Cir.1975), upheld the warrantless search of an automobile that "could well produce the information needed to speedily apprehend the culprits," noting that "delay to obtain a warrant would have impeded a promising police investigation and conceivably provided the added time needed by the bank robbers to avoid capture altogether." Clearly, the decisions in Ellis and Robinson envisage the issuance of a search warrant to seek information of the location of wanted individuals who remain at large.
In providing "guidance" to the Government, In re Application suggests that an application for prospective geolocation data:
Illinois v. Gates, 462 U.S. 213, 235-236, 103 S.Ct. 2317, 2330-2331, 76 L.Ed.2d 527 (1983) (internal citations and quotation marks omitted). Demanding that the Government demonstrate each element of § 1073 before granting a search warrant to assist in the apprehension of a defendant is inconsistent with these standards and common sense.
Because the apprehension of fugitives is an important societal objective, the law authorizes the issuance of search warrants for significant invasions of privacy — such as the search of a home of a third-party — to locate a defendant sought pursuant to an arrest warrant. Clearly, then, the Court is authorized to issue a search warrant for the far less intrusive search sought here — obtaining data reflecting the location of defendant's cell phone. United States v. Bermudez, No. IP 05-43-CR-B/F, 2006 WL 3197181, at *11 (S.D.Ind. June 30, 2006) (arrest warrant "gave law enforcement the authority to physically enter a target's home in order to search for the target; and also gave law enforcement the authority to conduct a less intrusive search for the fugitive by tracking cell location information in an effort to locate him").
The facts and circumstances of this case — including events that occurred after issuance of the geolocation authorization — help demonstrate the critical need for such targeted information. The defendant appears to have engaged — brazenly — in dangerous, criminal conduct over an extended period, undeterred by efforts to curtail these activities, including the specter of a DEA investigation and surrender of his controlled substances registration. Perhaps unsurprisingly, defendant refused to surrender or provide information about his
Thus, I find that where, as here, the Government demonstrates probable cause to believe that prospective geolocation data will aid in the apprehension of a defendant, a court may issue a search warrant to authorize access to such data.
Like many aspects of technology, geolocation has advanced at a bewildering pace, and courts and lawmakers have struggled to adapt the law to these innovations. A brief look at the improvements in geolocation technology and the public awareness of those developments provides important context.
The advent of the smartphone has dramatically changed the ways in which we use and understand cellular telephone devices. Manufacturers modeled early cell phones on traditional landline telephones, to wit: a device used to communicate via audio conversation. Smartphones represent an entirely different paradigm. Contemporary smartphones, which continue to evolve,
One important aspect of smartphone technology is the ability of these devices to identify, in real time, their geographic location, which data can be shared with certain programs and providers to enable advanced functions. At present, three techniques are used to generate this information. The collection of cell-site data — the identification of the radio cell tower or towers nearest to the device — is the oldest geolocation technology and the one at issue in this case. Cell-site location is arguably the least precise of the three methods currently used, though that precision can be substantially enhanced through triangulation of signals from multiple towers. Global Positioning System (GPS) data is a technique by which radio signals are received by the smartphone from a system of satellites in geosynchronous orbit and interpreted by programs to provide highly accurate location data. Wireless geolocation operates by comparing the access points used by the smartphone to connect to the Internet against a database of known router locations. Depending on the quality of the information in the database, this method, though similar to cell-site location, can be far more accurate because wireless transmissions have a shorter range than cellular transmissions. Additional emerging geolocation technologies,
Taken together, these innovations enable smartphones and associated apps to provide a broad range of functions, from the vital to the prosaic. Enhanced 9-1-1 systems transmit geolocation data to 9-1-1 dispatchers, allowing police and first responders to pinpoint callers in emergency situations.
Smartphones contain settings that allow users to disable the geolocation functions of their smartphones generally or specifically limit the data provided to a particular application.
Importantly, turning off the power on any smartphone or cell phone disables all geolocation technologies. A cellular telephone that is not powered on — or one that
An Internet search on the question of preventing cell phone tracking turns up scores of sites offering the very same advice.
The newsworthiness of cell phone tracking as a concept has waned, confirming that geolocation has moved from the unfamiliar to the commonplace. More than a dozen years ago, the New York Times reported on the Enhanced 9-1-1 effort, predicting that "by next year cell phones sold in the United States will be equipped with advanced wireless tracking technology," and raising privacy concerns connected with the ability to pinpoint the location of a particular phone.
Though awareness of geolocation itself has become pervasive, specific manifestations of this technology continue to capture public attention, including the following:
Cognizance of geolocation apps and their implications has become so widespread that, according to a recent study, "[n]early 60% of smartphone users employ apps that access their location data despite having concerns about risks to their privacy and even personal safety."
Finally, due to business practices in the IT industry, cell phone users like the defendant not only are made aware that their cell phone may be tracked and this information may be provided to authorities, but they expressly agree to these terms before operating the cell phone.
Other carriers and smartphone manufacturers maintain comparable privacy policies incorporated into terms and conditions of service.
Thus, based on industry practice, cell phone users agree, both with their telecommunication carrier and the smartphone manufacturer, that their geolocation information may be tracked and provided, without notice or consent, to authorities or other third parties based upon a subpoena or court order.
The Fourth Amendment of the United States Constitution provides that:
Id. at 949. The Court clearly distinguished that case from "situations involving merely the transmission of electronic signals without trespass [that] would remain subject to Katz analysis." Id. at 953 (emphasis in original). Therefore, procuring prospective cell site data, which involves only the transmission of electronic signals without trespass, would be subject to the standard set out in Katz v. United States, 389 U.S. 347, 351, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967) (suppressing conversation intercepted from recording defendant with device planted in public telephone booth).
The Katz analysis, of course, refers to the now-familiar formulation contained in Justice Harlan's concurrence, which requires:
Katz, 389 U.S. at 361, 88 S.Ct. 507 (citation omitted).
The Second Circuit has not ruled directly on the question of whether a user has a reasonable expectation of privacy in geolocation data, though it has supplied some guidance on the question. In United States v. Pascual, 502 Fed.Appx. 75 (2d Cir.2012), the defendant argued that "the district court improperly admitted cell-site records secured pursuant to a subpoena, without a warrant or a showing of probable cause." Id. at 80. Because the defendant failed to preserve the issue, it was reviewed for plain error. The Circuit observed that the defendant's position was "(at the very least) in some tension with prevailing case law," citing Smith v. Maryland, 442 U.S. 735, 742-44, 99 S.Ct. 2577, 61 L.Ed.2d 220 (1979) (a customer has no reasonable expectation of privacy in dialed phone number conveyed to telephone company), and United States v. Miller, 425 U.S. 435,
In United States v. Skinner, the Sixth Circuit considered the issue directly, as the defendant claimed that "the use of the GPS location information emitted from his cell phone was a warrantless search that violated the Fourth Amendment." United States v. Skinner, 690 F.3d 772, 777 (6th Cir.2012). Skinner holds that
Id.; cf. In re Applications of the United States for Orders Pursuant to Title 18, U.S.Code Section 2703(d), 509 F.Supp.2d 76, 81 (D.Mass.2007) (no Fourth Amendment interest in prospective cell-site data).
In large part, the Sixth Circuit relied upon the fact that "Skinner was traveling on a public road before he stopped at a public rest stop. While the cell site information aided the police in determining Skinner's location, that same information could have been obtained through visual surveillance." Skinner, 690 F.3d at 778. Other cases in this area similarly rely on the defendant's presence in a public area as a basis to determine that no Fourth Amendment issue exists. See, e.g., United States v. Knotts, 460 U.S. 276, 281, 103 S.Ct. 1081, 75 L.Ed.2d 55 (1983) ("The governmental surveillance conducted by means of the beeper in this case amounted principally to the following of an automobile on public streets and highways.... A person traveling in an automobile on public thoroughfares has no reasonable expectation of privacy in his movements from one place to another."). While helpful deciding suppression motions, such ex post analyses may not provide a useful framework for issuing authorization to obtain cell site data, as at the time of application it generally remains unknown whether the data sought may reveal movements in non-public spaces.
Other decisions have relied on the limitations of the technology to ensure a measure of privacy. However, as smartphones utilize multiple, ever-improving technologies, this factor remains elusive, and thus an unreliable foundation upon which to construct constitutional doctrine. Cf. In re Application of the United States for an Order Authorizing the Use of Two Pen Register and Trap and Trace Devices, 632 F.Supp.2d 202, 208 (E.D.N.Y.2008) ("The specter of such precise location tracking does not loom over this case, because the Government is seeking only information identifying the one antenna tower.... Such information, unlike the information revealed by triangulation or by more advanced communications devices like the iPhone, which contain Global Positioning System devices, is not precise enough to enable tracking of a telephone's movements within a home.").
In the context of historical cell site information, some judges have considered the length of the proposed monitoring — approving shorter, discrete periods while rejecting applications for data covering extended periods. See, e.g., In re Application of the United States for an Order Authorizing Release of Historical Cell-Site
In light of the development and general awareness of geolocation technologies, I believe that the voluntary disclosure doctrine provides the most important departure point in evaluating requests for prospective data. The Supreme Court has held that "the Fourth Amendment does not prohibit the obtaining of information revealed to a third party and conveyed by him to Government authorities, even if the information is revealed on the assumption that it will be used only for a limited purpose and the confidence placed in the third party will not be betrayed." United States v. Miller, 425 U.S. at 443, 96 S.Ct. 1619. In Smith v. Maryland, 442 U.S. at 743-4, 99 S.Ct. 2577, the Supreme Court applied the principal that "a person has no legitimate expectation of privacy in information he voluntarily turns over to third parties" specifically in the context of telecommunications data.
The Smith Court held that a pen register — a device that records telephone numbers dialed by a subscriber — was not subject to the Fourth Amendment's warrant requirement, finding that "a pen register differs significantly from the listening device employed in Katz, for pen registers do not acquire the contents of communications." Id. at 741, 99 S.Ct. 2577. The Court thus drew on a critical distinction in the area of communications — the difference between content and non-content information. This distinction is deeply rooted in our jurisprudence: higher protection is afforded to information contained within a communication than to information incidental to that communication. See Ex parte Jackson, 96 U.S. 727, 733, 24 L.Ed. 877 (1877) ("[l]etters and sealed packages... are as fully guarded from examination and inspection, except as to their outward form and weight"). Like dialed telephone numbers, geolocation data falls squarely into non-content information, as distinct from the contents of calls, texts and emails that can be sent to and from a smartphone.
The Court in Smith then analyzed the expectation of privacy in pen register data:
442 U.S. at 741-44, 99 S.Ct. 2577. Cell phone customers similarly convey geolocation data to their telephone carriers, and cannot possibly labor under the belief that their location is somehow kept secret from telecommunication carriers and other third parties. Under existing law, then, a user does not have a reasonable expectation of privacy as to geolocation data.
At least one court, however, has attempted to distinguish Smith from prospective cell phone data, finding:
In re Application for Pen Register and Trap/Trace Device with Cell Site Location Authority, 396 F.Supp.2d 747, 756-57 (S.D.Tex.2005). I cannot agree. As demonstrated above, it is clearly within the knowledge of cell phone users that their telecommunication carrier, smartphone manufacturer and others are aware of the location of their cell phone at any given time. See In re Application of the United States for an Order Authorizing the Release of Historical Cell-Site Information, 809 F.Supp.2d 113, 121 (E.D.N.Y.2011) ("Public ignorance as to the existence of cell-site-location records ... cannot long be maintained"). After all, if the phone company could not locate a particular cell phone, there would be no means to route a call to that device, and the phone simply would not work. Given the notoriety surrounding the disclosure of geolocation data to retailers purveying soap powder and blue jeans to mall shoppers, the police searching for David Pogue's iPhone and, most alarmingly, the creators and users of the Girls Around You app, cell phone users cannot realistically entertain the notion that such information would (or should) be withheld from federal law enforcement agents searching for a fugitive.
As to control by the user, all of the known tracking technologies may be defeated by merely turning off the phone. Indeed — excluding apathy or inattention — the only reason that users leave cell phones turned on is so that the device can be located to receive calls. Conversely, individuals who do not want to be disturbed by unwanted telephone calls at a particular time or place simply turn their phones off, knowing that they cannot be located.
A central element in determining whether an individual has a reasonable expectation of privacy is the effort made to keep the subject information private. Justice Harlan noted that it was a "critical fact" that Katz "shut[] the door behind him" when entering the phone booth in determining that he had a reasonable expectation of privacy. Even where a defendant has made Herculean efforts to protect privacy, he may still not have a reasonable expectation of privacy. In California v. Ciraolo, 476 U.S. 207, 209, 106 S.Ct. 1809, 1810, 90 L.Ed.2d 210 (1986), the Court reviewed claims of Fourth Amendment violations by a defendant who erected a "6-foot outer fence and a 10-foot inner fence completely enclosing the yard" in which he was growing marijuana plants. Undeterred by defendant's efforts, police conducted aerial surveillance over defendant's property. Applying the Katz test, the Court held that:
Id. at 215, 106 S.Ct. 1809. By contrast, a cell phone user such as the defendant can easily protect the privacy of location data — literally at the touch of a button — and should not be heard to complain if he fails to do so.
The user agreements and related privacy policies executed by cell phone users with telecommunication providers and smartphone manufacturers provide additional support for the precept that cell phone users knowingly and voluntarily convey geolocation data to those entities. Indeed, as set forth above, those agreements require users to expressly agree that the companies will track their geolocation data and that such data may be provided to Governmental authorities upon the provision of a subpoena or court order. Based on these facts, it seems that cell phone users voluntarily convey information about their location to third parties, and hence have no reasonable expectation of privacy in this data.
In this case, the issuance of the arrest warrant for the defendant undermines any privacy interest in prospective geolocation data. As the Supreme Court has observed "[b]ecause an arrest warrant authorizes the police to deprive a person of his liberty, it necessarily also authorizes a limited invasion of that person's privacy interest when it is necessary to arrest him in his home." Steagald v. United States, 451 U.S. 204, 214, 101 S.Ct. 1642, 68 L.Ed.2d 38 (1981). This is true even though "in terms that apply equally to seizures of property and to seizures of persons, the Fourth Amendment has drawn a firm line at the entrance to the house. Absent exigent circumstances, that threshold may not reasonably be crossed without a warrant." Id. at 212, 101 S.Ct. 1642 (quoting Payton v. New York, 445 U.S. 573, 590, 100 S.Ct. 1371, 63 L.Ed.2d 639 (1980)). The Fourth Amendment cannot accord protection to geolocation data associated with a defendant's cell phone while denying such protection against a physical invasion of his home, as the latter is entitled to the highest order of defense. See Payton, 445 U.S. at 585-86, 100 S.Ct. 1371 ("physical entry of the home is the chief evil against which the wording of the Fourth Amendment is directed") (quoting United States v. U.S. District Court, 407 U.S. 297, 313, 92 S.Ct. 2125, 32 L.Ed.2d 752 (1972)).
Thus, I find that, as to prospective geolocation data, cell phone users who fail to turn off their cell phones do not exhibit an expectation of privacy and such expectation would not be reasonable in any event. This conclusion is supported by the execution of standard industry agreements by which users agree to collection of their geolocation data by third parties, and the provision of such data upon the receipt of a subpoena. Furthermore, the issuance of an arrest warrant for the defendant in this case undermines any expectation of privacy in prospective cell site data. Therefore, under the circumstances, the Government need not obtain a search warrant.
That the Fourth Amendment does not extend to prospective cell site data does not mean that such information is without legal protection. The disclosure of such information is governed under the procedures established in the Electronic Communications Privacy Act ("ECPA") which provides in relevant part as follows:
18 U.S.C. § 2703(c)(1). To obtain a court order under subparagraph (B), the Government must present "specific and articulable facts showing that there are reasonable grounds to believe that the contents of a wire or electronic communication, or the records or other information sought, are relevant and material to an ongoing criminal investigation." 18 U.S.C. § 2703(d). This is a more demanding standard than that required for a pen register, though less than probable cause. In re Application of United States, 620 F.3d 304, 315 (3d Cir.2010) ("Although the language of § 2703(d) creates a higher standard than that required by the pen register and trap and trace statutes, the legislative history provides ample support for the proposition that the standard is an intermediate one that is less stringent than probable cause"). Thus, it would appear that the Government may obtain prospective cell site authorization either by securing a search warrant or an order under § 2703(d).
However, in defining "electronic communication" for the purposes of the ECPA, Congress specifically excluded "any communication from a tracking device (as defined in section 3117 of this title)." 18 U.S.C. § 2510(12)(C). That section, in turn, provides as follows:
18 U.S.C. § 3117.
Several courts have denied applications for § 2703(d) orders for cell site information based on the tracking device exclusion, holding that efforts to gain access to prospective cell site information effectively converts an individual's cell phone into a "tracking device." See, e.g., In re Application, 849 F.Supp.2d at 537; In re Pen Register and Trap/Trace Device with Cell Site Location Auth., 396 F.Supp.2d 747, 759 (S.D.Tex.2005) ("communication from a tracking device, such as cell site data, is neither an electronic nor a wire communication under the ECPA, and so it does not fall within the range of covered services provided by an `electronic service provider'"); In re Application of the United States for an Order (1) Authorizing the Use of a Pen Register and a Trap and Trace Device, 396 F.Supp.2d 294, 311 (E.D.N.Y.2005) ("the [statutory] definition [of "tracking device"] precisely describes the attribute of the Subject Telephone ... that renders the disclosure of cell site location information relevant and material to the ongoing investigation").
These cases all depend upon a broad reading of the definition of "tracking device" as contained in the statute. For example, one case explains:
In re Pen Register, 396 F.Supp.2d at 753. This interpretation ignores the plain meaning of "tracking device" as used to express Congressional intent, contextual information in the statute and logical inconsistencies presented by an unconstrained reading of § 3117(b).
First, the phrase "tracking device" had a plain meaning both prior and extrinsic to the enactment of the ECPA in 1986, and has to be viewed against the state of technology as it then existed.
S.Rep. No. 99-541, at 10, 1986 U.S.C.C.A.N. 3555, 3564 (1986). Based on this definition, it would appear that section 3117 incorporated the then-common understanding of tracking device, to wit: a device designed and intended to perform a law enforcement function of tracking an automobile, person or item after being "placed" by agents.
Second, by focusing solely on subsection (b) of section 3117, this construction ignores subsection (a), which sheds additional light on the meaning of "tracking device" by providing for the device's "installation." This context supports the notion that the statute is aimed at devices installed specifically to track someone or
Lastly, construing "tracking device" to encompass a cell phone is simply illogical and unworkable in this context. For example, under the broader reading, an individual travelling by bicycle, leaving tire tracks in a muddy field; an automobile taillight, which could permit officers to follow a car at night; or the transmitter of a pirate radio station, the signal from which may be located via triangulation, would each constitute an "electronic or mechanical device which permits the tracking of the movement of a person or object." 18 U.S.C. § 3117(b). That officials opt to follow these clues could not possibly transform the bicycle, taillight or illegal transmitter into a tracking device requiring a search warrant, and such an interpretation would do violence to the clear intent of the statute. Similarly, I find that gathering geolocation information about a cellular telephone does not convert the phone into a "tracking device" for the purpose of the statute. See In re Application of United States for an Order Authorizing the Use of Two Pen Register and Trap and Trace Devices, 632 F.Supp.2d 202, 207 (E.D.N.Y. 2008) ("the definition of the phrase "electronic communication" in the SCA, which excludes information from a tracking device, is immaterial to the question of whether the Government may obtain `a record or other information pertaining to a subscriber or customer of' such an electronic communication service under Section 2703 of the SCA"); In re Application for an Order Authorizing the Extension and use of a Pen Register Device, No. 07-SW-034, 2007 WL 397129, at *2 (E.D.Cal. Feb. 1, 2007) (18 U.S.C. § 3117(b) does not include the acquisition of cell site information in the terms "tracking device").
Thus, because a cell phone does not fall within the "tracking device" exclusion, the Government may properly seek an authorization order for prospective cell site data under section 2703.
Because there was probable cause to believe that the prospective geolocation information sought would assist in the location and apprehension of the defendant, a search warrant properly issued. In the alternative, I find that an authorization order properly issued under 18 U.S.C. § 2703, based the specific and articulable facts set forth in the application.