RICHARD J. ARCARA, District Judge.
The Defendant, Ryan C. Lander, has moved pursuant to Fed. R. Crim. P. 11(d) to withdraw a guilty plea. Defendant Lander contends he was coerced by his former legal counsel and his father into pleading guilty to one count of Production of Child Pornography in violation of 18 U.S.C. § 2252A(a)(5)(B). The Defendant seeks to withdraw his guilty plea and to file pretrial motions to suppress oral admissions and evidence that he suggests were obtained because law enforcement officers questioned him without Miranda
Notwithstanding the strong interest in the finality of guilty pleas, it bears emphasis that a "guilty plea operates as a waiver of important rights, and is valid only if done voluntarily, knowingly, and intelligently, `with sufficient awareness of the relevant circumstances and likely consequences.'" Bradshaw v. Stumpf, 545 U.S. 175, 183 (2005) (quoting Brady v. United States, 397 U.S. 742, 748 (1970)). Accordingly, pursuant to Fed. R. Crim. P. Rule 11(d), a defendant may be permitted to withdraw a guilty plea after the plea has been formally accepted by a court, but before sentencing, for "any fair and just reason." Fed. R. Crim. P. 11(d)(2)(B). A defendant bears the burden to establish a fair and just reason for guilty plea withdrawal. United States v. Rivernider, 828 F.3d 91, 104 (2d Cir. 2016).
In general, a Rule 11(d) motion to withdraw a guilty plea requires the court to consider:
United States v. Schmidt, 373 F.3d 100, 102-03 (2d Cir. 2004) (per curiam). The court is afforded "large discretion" to determine whether these considerations rise to the level of "fair and just reason[s]" for withdrawal of a guilty plea when the court has itself accepted the guilty plea. United States v. Saft, 558 F.2d 1073, 1082 (2d Cir. 1977).
Of course, "[c]ourts may also look to whether the defendant has raised a significant question about the voluntariness of the original plea." Schmidt, 373 F.3d at 103 (quotation and modifications omitted). Questions of voluntariness may be deemed insignificant and resolved without an evidentiary hearing, and the motion to withdraw the guilty plea may be denied, when a defendant's allegations of involuntariness are contradicted by the defendant's statements made under oath during the plea proceeding. See United States v. Gonzalez, 970 F.2d 1095, 1101 (2d Cir. 1992); United States v. Diaz, 176 F.3d 52, 114 (2d Cir. 1999) (application to remand for evidentiary hearing denied where defendant's claim that he was threatened into pleading guilty was unsupported in record and contradicted by his plea colloquy); United States v. Torres, 129 F.3d 710, 715-16 (2d Cir. 1997) (same). Similarly, a Rule 11(d) motion to withdraw a guilty plea may be denied without a hearing when supporting allegations are "simply conclusory" or "inherently incredible." Gonzalez, 970 F.2d at 1100.
Dkt. No. 75, pp. 3-4. Defendant Lander, while under oath during the relatively formal atmosphere of the Rule 11 change-of-plea proceeding, confirmed his satisfaction with his counsel, Mr. Covert. Id. He did not say Mr. Covert was pressuring him or coercing him to enter a guilty plea, or that Mr. Covert was in any way ineffective as his counsel. Id.
The transcript of the Rule 11 change-of-plea proceeding shows that Defendant Lander, repeatedly and in a variety of ways, confirmed his understanding of the change-of-plea proceeding and of his agreement with the Plea Agreement. See Dkt. No. 75. The Court specifically addressed the last paragraph of the Defendant's Plea Agreement, which provides:
Dkt. No. 75, pp. 20-21; Dkt. No. 57, p. 15. The Defendant and his counsel signed the Plea Agreement. Dkt. No. 57, p. 15; Dkt. No. 75, pp. 2, 20.
The Rule 11 change-of-plea colloquy continued:
Dkt. No 75, pp. 19-21.
Dkt. No. 75, pp. 23-24. Defendant Lander did not say that he was entering his guilty plea against his free will, that he was being coerced, or that he needed to make motions to suppress his oral admissions and the incriminating physical evidence.
After directing further advice to Defendant Lander, and after addressing the Defendant one-to-one to help assess the Defendant's mental competency and understanding of the proceeding, the Court addressed the Defendant's pretrial and trial rights, including his right to plead not guilty, to persist in that plea, and his right to a jury trial during which he would be represented by counsel:
Dkt. 75, p. 26. Shortly thereafter, the Defendant entered a plea of guilty to Count 1 of the Indictment, id. at 27, and the Court found:
Id.
Dkt. No. 74; Dkt No. 80, p. 4, ¶ 3.
On March 8, 2017, after Defendant Lander had been assigned new legal counsel because of the actual conflict of interest under which Mr. Covert was operating since the Defendant had accused, and persisted in accusing, Mr. Covert of coercion, the Defendant moved pursuant to Fed. R. Civ. P. 11(d) to withdraw his guilty plea
Dkt. No. 88, pp. 3-4. The Defendant states, although he repeatedly testified, under oath, that he was pleading guilty of his own free will, and repeatedly denied he was being forced or threatened to plead guilty, that he was, in fact, being coerced. But the Defendant has submitted no evidence to corroborate his assertion that coercion by Mr. Covert and by his father caused him to enter his guilty plea.
Defendant Lander's testimony under oath before the Court during the changeof-plea proceeding carries a strong presumption of accuracy, and the Court will not, absent a substantial showing, discredit that testimony. See Blackledge v. Allison, 431 U.S. 63, 74, (1977); United States v. Maher, 108 F.3d 1513, 1529 (2d Cir. 1997); United States v. Gonzalez, 970 F.2d 1095, 1100-01 (2d Cir. 1992). The Defendant makes no credible showing that he was coerced.
Thirteen months after Defendant Lander entered his guilty plea, he first expressed to the Court in his pro se letter that he had felt pressured to sign the Plea Agreement. Dkt. No. 74. His letter said that he was "hospitable [to investigating law enforcement officers] and cooperated fully even though [he] suspected [their] conduct was unconstitutional." Id. This is little more than the Defendant's expression of regret for a tactical decision to be "hospitable" and for having "cooperated fully" with the investigating officers. The delay in raising the issue tends to show that the Defendant was not coerced.
Defendant Lander clearly admitted during his plea colloquy that he is guilty of Production of Child Pornography in violation of 18 U.S.C. § 2252A(a)(5)(B) as alleged in the Indictment. Dkt. No. 75. He has not claimed he is innocent in either his March 15, 2016 pro se letter to the Court, or in his March 8, 2017 motion pursuant to Fed. R. Crim. P. 11(d) to withdraw his guilty plea. The Defendant's glaring failure to discredit his admission of guilt tends to show the Defendant entered his guilty plea because he is guilty.
Defendant Lander's affidavit allegations in support of his Rule 11(d) motion to withdraw his guilty plea are conclusory; therefore, the Court need not obtain either affidavits or testimony from Mr. Covert or the Defendant's father. A "defense counsel's blunt rendering of an honest but negative assessment of [a defendant's] chances at trial, combined with advice to enter the plea" does not "constitute improper behavior or coercion that would suffice to invalidate a plea." United States v. Juncal, 245 F.3d 166, 172 (2d Cir. 2001). Based upon the record before the Court, that is all that happened in this case.
The Second Circuit observed in Juncal:
245 F.3d at 174. These "feeling[s] of duress" also hardly amount to actual coercion. Defendant Lander establishes nothing more than that he regrets pleading guilty.
Under the Sentencing Guidelines, the Plea Agreement that Defendant Lander freely entered into, if it is ultimately accepted by the Court, could result in the Defendant facing an advisory range of imprisonment that is approximately seven years less than the range that the Defendant would have faced if convicted after a trial. Such a substantial potential benefit to a defendant could never excuse coercion of a guilty plea. But legal counsel and family members may well be bound by duty and profound concern for a defendant's long-term well-being to pressure a defendant to accept such a relatively favorable plea offer.
This Court would certainly view Defendant Lander's Rule 11(d) motion to withdraw his February 5, 2015 guilty plea differently if the Defendant had any colorable evidence that his March 7, 2013 admissions to law enforcement agents were obtained in violation of his Miranda rights, or that any important item of evidence against him was seized through law enforcement coercion or in violation of his Fourth Amendment rights against unreasonable searches and seizures. The Defendant has been represented by highly-experienced, able counsel throughout this case, and although the Defendant expressed in his pro se letter that he "suspected . . . [law enforcement] officer[s'] conduct was unconstitutional," Dkt. No. 74, these suspicions, unsupported by any corroborating evidence, are insufficient to carry the Defendant's burden to establish a fair and just reason to withdraw his guilty plea.
For the reasons stated above, the motion of the Defendant, Ryan C. Lander, pursuant to Fed. R. Crim. P. 11(d) to withdraw his guilty plea is denied. Sentencing will be June 16, 2017 at 1:30 p.m. A schedule for updated sentencing submissions will be entered by Text Order.