WALLACH, Circuit Judge.
Doron Adler, Ofra Zinaty, Daphna Levy, and Arkady Glukhovsky (collectively, "Adler") are the named inventors on U.S. Patent Application No. 10/097,096 ("the '096 application"). The examiner rejected
According to the background of the '096 application, "[p]athologies of the gastrointestinal ("GI") tract may exist for a variety of reasons such as bleeding, lesions, angiodisplasia, Crohn's disease, polyps, celiac disorders, and others."'096 application col. 1 ll. 11-15. However, because these pathologies are found in the GI tract, it can be difficult to detect the pathologies or even "`see'" inside the tract, even though "the majority of pathologies result in changes of color and/or texture of the inner surface of the GI tract" and "may be due to bleeding." Id. at col. 1 ll. 14-21.
The '096 application is directed, inter alia, to a system "for detection of blood within a body lumen," e.g., the esophagus. Id. at col. 3 l. 28. The system "includes a swallowable capsule having an in-vivo imager for obtaining images from within the body lumen." Id. at col. 3 ll. 28-30. Those images can be compared to two reference values, one for healthy tissue and one for blood; as explained by Adler, "[b]ased on the comparisons, an indication of the position in the GI tract of a change in the level of red color content, correlating to the presence of blood, is displayed," thereby allowing for the detection of colorimetric abnormality such as bleeding or blood clots. Appellant's Br. 6-7.
Claim 57 is representative and reads as follows:
'096 application, Claim 57 (emphases added).
The examiner rejected the claims at issue as being obvious over Meron in view of Hirata. Meron discloses "a method for identifying a target location in the gastrointestinal tract and for direct delivery of a device to the identified location." Meron col. 1 ll. 4-5. Meron states that "[t]he method of the present invention may be used for research, diagnostic[,] or therapeutic purposes in the gastrointestinal
The examiner found that Hirata "teaches a study of factors of esophageal variceal rupture by use of image processing with a video endoscope."
According to the examiner, "[i]t would have been obvious to one of ordinary skill in the art at the time the invention was made to incorporate a processor for the colorimetric analysis of video endoscopic data, as taught by Hirata, in order to determine the presence of blood, as stated by Meron." Id. The examiner reasoned that it would have been obvious "because Meron states that it is capable [of determining the presence of blood] but fails to provide the specifics of how ... while Hirata provides a method and a processor capable of performing these feats." Id.
Adler appealed the examiner's rejections, and the Board affirmed. Of importance to this appeal, the Board made the following findings of fact with respect to Hirata:
Board Decision at *7-8 (emphasis added) (citations omitted).
Adler filed this timely appeal. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(4)(A).
This court reviews the Board's legal conclusions de novo, In re Elsner, 381 F.3d 1125, 1127 (Fed.Cir.2004), and the Board's factual findings underlying those determinations for substantial evidence, In re Gartside, 203 F.3d 1305, 1316 (Fed.Cir.2000). A finding is supported by substantial evidence if a reasonable mind might accept it as adequate to support the finding. Consol. Edison Co. v. Nat'l Labor Relations Bd., 305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938).
"The ultimate judgment of obviousness is a legal determination," KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 427, 127 S.Ct. 1727, 167 L.Ed.2d 705 (2007), which we review de novo, Procter & Gamble Co. v. Teva Pharm. USA, Inc., 566 F.3d 989, 993 (Fed.Cir.2009). A conclusion of obviousness rests on the following factual findings: (1) the scope and content of
Adler does not dispute that the prior art discloses a swallowable sensing device capable of transmitting images and location information to an external display. The primary issue on appeal is whether the Board properly found that it would have been obvious in light of the prior art to compare reference values for healthy tissue and blood to determine whether images of the gastrointestinal tract showed "a change in the level of red color content" where that "change correlat[es] to the presence of blood," as articulated in the claims at issue. J.A. 143. The Board concluded that it would have been obvious, because a skilled artisan would have been motivated to combine Hirata — which discloses methods for comparison of the red color content of two reference values of tissue — with Meron, based on Meron's suggestion that the in vivo camera could include a means for detecting the presence of blood. Board Decision at *8-9.
Adler contends that the Board failed to appreciate that Adler's claims refer to two comparisons. Appellant's Br. 22. The values of the received images are compared to (1) a value for healthy tissue and (2) a value for blood. Id. According to Adler, the Board failed to properly analyze the claim, and did not take into consideration this two-prong limitation. Id.
The Board, however, did appreciate that the claim requires two comparisons and found that they were both disclosed by Hirata. The Board stated that "Hirata discloses that color tone was analyzed by comparing the color tone of a defined varices region with the color tone of a defined normal esophageal region." Board Decision at *7 (citing Hirata at 11). This finding is supported by substantial evidence. Hirata explains how the two color tones are used to form a ratio value termed "Rr." J.A. 70.
Adler responds that "[t] he claim requires three values to be used in the two comparisons" and that "Hirata discloses one comparison of two values." Appellant's Reply Br. 10. Adler contends that one of ordinary skill in the art would not have turned to Hirata because it discusses future bleeding. See Appellant's Br. 27-30. Adler's arguments overlook the Board's rationale, which explains that one of ordinary skill in the art would equate red color with present bleeding and would be motivated to build on Meron's teachings concerning received images from a swallowable
Additionally, Adler argues that the Board relied on a new ground for rejection of the claims at issue and instead should have reopened prosecution. Appellant's Br. 14. Adler contends that the Board's "facts and rationale for the affirmance (Hirata's image processing and colorimetric analysis) changed the thrust of the Examiner's rejection (Hirata's classification of red color signs)." Id. Adler offers the following comparison to illustrate its argument:
Appellant's Reply Br. 4 (citations omitted) (emphasis in original).
When the Board relies upon a new ground of rejection not relied upon by the examiner, the applicant is entitled to reopen prosecution or to request a rehearing. 37 C.F.R. § 41.50(b). This court has stated that "[t]he thrust of the Board's rejection changes when ... it finds facts not found by the examiner regarding the differences between the prior art and the claimed invention, and these facts are the principal evidence upon which the Board's rejection was based." In re Leithem, 661 F.3d 1316, 1320 (Fed.Cir.2011). "`[T]he ultimate criterion of whether a rejection is considered `new' in a decision by the [B]oard is whether [applicants] have had fair opportunity to react to the thrust of the rejection.'" Id. (quoting In re Kronig, 539 F.2d 1300, 1302-03 (C.C.P.A.1976) (modifications in original)).
Here, Adler mischaracterizes the examiner's grounds for rejection, and neither points to specific facts found by the Board but not by the examiner, nor illustrates how any such facts formed the basis of the Board's rejection. In fact, in rejecting Adler's application, the examiner relied on Hirata's disclosure of both red color sign and red color tone, not just its use of the color sign classification. The examiner stated that "Hirata teaches a study of factors of esophageal variceal rupture by use of image processing with a video endoscope." J.A. 26. The examiner explained that "[a] comparison was made between bleeders and non-bleeders in terms of endoscopic
Adler appears to have appreciated the examiner's position, based on Adler's characterization in its Reply Brief to the Board: "On pages 8 and 9 of the Examiner's Answer, the Examiner states that Hirata performs color analysis on varices and that Hirata's disclosure would lead one skilled in the art to focus on the possibility of processing electronic images for quantification of colorimetric data, and that image processing could determine the bleeding point." J.A. 98. Because Adler had the opportunity to respond, and in fact did respond, to the thrust of the examiner's basis for rejecting the claims, this case differs from those cited by Adler, where the Board made new factual findings that the applicants did not have an opportunity to address.
While the Board's explanation may go into more detail than the examiner's, that does not amount to a new ground of rejection. See In re Jung, 637 F.3d 1356, 1365 (Fed.Cir.2011).
Because the Board did not err in rejecting the pending claims as obvious over Meron in view of Hirata and did not rely on new grounds for rejection, the Board is