MICHAEL A. TELESCA, District Judge.
Represented by counsel, April Leon ("Plaintiff") has brought this action on behalf of her infant son ("J.E.V." or "Claimant") pursuant to Title XVI of the Social Security Act ("the Act"), seeking review of the final decision of the Acting Commissioner of Social Security ("the Commissioner")
On April 11, 2012, Plaintiff filed an application for SSI on J.E.V.'s behalf, asserting a disability onset date of January 10, 2010. The claim was denied initially on August 28, 2012. Plaintiff thereafter filed a written request for hearing on September 10, 2012.
A hearing was scheduled for December 10, 2013, in Rochester, New York before Administrative Law Judge Michael W. Devlin ("the ALJ"). On the hearing date, Plaintiff called and requested a postponement due to transportation issues. (T.330).
On February 26, 2014, Plaintiff wrote a letter to the ALJ asking that she and her son be permitted to testify by telephone because they did not have transportation to get to the hearing. (T.331). J.E.V.'s attorney sent a follow-up letter, requesting that Plaintiff and her son allowed to appear by telephone. In the alternative, J.E.V.'s attorney stated that if their request were denied, Plaintiff, on behalf of J.E.V., waived the right to present testimony and requested a decision based on the evidence in the file. (T.332).
On May 28, 2014, the ALJ issued a decision finding J.E.V. not disabled. (T.78-90). It does not appear that the ever ruled on Plaintiff's request to appear by telephone.
The Appeals Council denied Plaintiff's request for review on August 26, 2015, making the ALJ's decision the final decision of the Commissioner. Plaintiff then timely commenced this action.
The ALJ applied the three-step sequential evaluation process for deterimining whether an individual under the age of 18 is disabled.
At step one, the ALJ noted that J.E.V. was born on January 10, 2009, making him an older infant on April 11, 2012, the date application was filed. At the time of the ALJ's decision, J.E.V. was a preschooler. J.E.V. had not engaged in substantial gainful activity since April 11, 2012, the application date.
At step two, J.E.V. was found to have the following severe impairments: attention deficit hyperactivity disorder ("ADHD"); impulse control disorder; communication disorder; adjustment disorder with anxiety and depressed mood; and enuresis.
At step three, the ALJ determined that J.E.V. does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1, including Listings 112.04, 112.08, and 112.11. The ALJ also determined that J.E.V. does not have an impairment or combination of impairments that functionally equals the severity of any of the listed impairments because he does not have "marked" limitations in two domains of functioning or "extreme" limitations in one domain of functioning. Accordingly, the ALJ entered a finding of not disabled.
Plaintiff argues that the ALJ's finding that J.E.V. did not have a marked impairment in attending and completing tasks was too cursory to allow for meaningful judicial review, and was not based on substantial evidence because it relied on a misreading of the record. The Commissioner contends that the overwhelming weight of the opinion evidence supports the finding that J.E.V.'s limitations did not rise to the marked level of severity.
The ALJ's decision recites that "[a]ttending and completing tasks . . . refers to a child's ability to avoid impulsive thinking and his ability to prioritize competing tasks and manage his time." (T.86). As "[s]ome examples of difficulty children could have in attending and completing tasks[,]" the ALJ's decision lists being easily startled, distracted, or over-reactive to everyday sounds, sights, movements, or touch; being slow to focus on, or fail to complete, activities of interest; repeatedly becomeing side-tracked from activities or frequently interrupting others; being easily frustrated and gives up on tasks, including ones he is capable of completing; and requiring extra supervision to remain engaged in an activity. (
With regard to the domain of attending and completing tasks, the ALJ assessed J.E.V. as having a "less than marked limitation." (T.86). The ALJ's explanation reads as follows:
(T.86). As Plaintiff notes, only two specific arguments were advanced by the ALJ in support of his finding that J.E.V. has a less than marked limitation in the domain of attending and completing tasks. First, the ALJ noted that J.E.V. is reported to be "highly distracted by extraneous noises and people." It is unclear to the Court why, based on this piece of evidence—which is an example of a difficulty a child could have in attending and completing tasks—the ALJ assessed a less than marked impairment in attending and completing tasks. Second, the ALJ asserted that some degree of improvement "appeared" to have occurred with medication. Even assuming that Guanfacine was effective in helping to reduce his ADHD-like symptoms, it does not preclude a finding that J.E.V. might still have marked impairments despite improvement with medication.
The Commissioner argues that the section of the ALJ's decision under the domain heading of attending and completing tasks does not represent the entirety of the ALJ's analysis relevant to that domain. The Commissioner points out that, in an earlier section of the decision, the ALJ assigned "significant weight" to the opinions of consultative psychologist Dr. Christine Ransom and State agency review consultant Dr. Meyer, which the Commissioner argues support a finding of less than marked limitation in the area of attending and completing tasks.
Plaintiff notes that in the present case, the ALJ recognized that J.E.V.'s history of temper tantrums was the type of impairment that affected two domains of functioning—his ability to care for himself, and his ability to interact and relate with others.
Plaintiff argues that the ALJ erred in misconstruing her request to appear by telephone as a request to adjourn the hearing, and failed to rule on her request to appear by telephone as a result of this mistake. The Commissioner suggests that the ALJ's failure to rule on Plaintiff's request to allow her and her son to appear by telephone is not reviewable because it is not a "final decision."
The Court notes that the applicable regulation states as follows:
20 C.F.R. § 416.1636(c)(ii);
Here, in a letter dated March 31, 2014, Plaintiff's attorney explained to the ALJ that Plaintiff lived 48 miles from the Social Security Administration office and did not have any family in the area. She had also contacted the Department of Social Services ("DSS") about a ride, but was informed that DSS does not cover rides to and from Social Security hearings. (T.332). The attorney concluded the letter by stating that "[i]f phone testimony is not allowed, [Plaintiff] waives her right to testimony and allows [the ALJ] to make a decision based upon the evidence in the file." (T.332).
Absent a showing of coercion or deception, which has not been made here, an attorney's conduct is imputed to the claimant.
However, even assuming that the ALJ omitted to issue a ruling, any procedural error was harmless. The standard for obtaining permission to appear telephonically is stringent. As set forth in the HALLEX, the request must be supported by "[e]xtraordinary circumstances" which are "generally limited to incarceration, institutionalization, natural disasters, or very unusual circumstances directly related to a claimant's impairments." HALLEX I-2-0-15.
For the foregoing reasons, the Commissioner's decision is reversed because it is legally erroneous and unsupported by substantial evidence. Defendant's motion for judgment on the pleadings is denied, and Plaintiff's motion for judgment on the pleadings is granted to the extent that the matter is remanded for further administrative proceedings consistent with this Decision and Order. In light of the fact that Plaintiff's application was first filed in 2012 (nearly six years ago), on remand, the Commissioner is instructed to consider her claim on an expedited basis, to be completed no later than October 31, 2018.
The Clerk of Court is directed to close this case.