SIDNEY H. STEIN, U.S. District Judge.
Plaintiff Lisa Lee has sued defendant Air Canada, seeking damages for injuries allegedly received on board a flight operated by defendant. Lee alleges that she was injured when a piece of luggage that a fellow passenger was attempting to place into an overhead compartment above plaintiff's seat fell and hit her on the head. This claim is governed by the Montreal Convention, which authorizes passengers to recover damages for injuries sustained in international flights.
Defendant Air Canada has now moved for summary judgment dismissing this action pursuant to Rule 56 of the Federal Rules of Civil Procedure on the grounds that the incident that caused Lee's alleged injuries was not an "accident" within the terms of the Montreal Convention and Air Canada is therefore not liable. Alternatively, Air Canada seeks judgment limiting its liability pursuant to Article 21 of the Montreal Convention, Lee has, for her part, moved for summary judgment in her favor on liability on the grounds that the incident was indeed an "accident" and therefore the carrier is liable.
Because this Court concludes that plaintiff's injuries were caused by an "accident," plaintiff's motion for summary judgment on liability is granted and Air Canada's motion for summary judgment on the issue of liability is denied. Air Canada's request for the alternative relief of judgment limiting its liability is granted.
On May 13, 2013, plaintiff Lisa Lee boarded Air Canada flight AC703 at LaGuardia Airport in New York, bound for Toronto, Canada. Verified Complaint dated Oct. 31, 2014 ("Complaint") at ¶ 5, Ex. A in Notice of Removal, dated Dec. 22, 2014. Lee was sitting in her assigned aisle seat when she was struck on the head by the carry-on roller bag of another passenger, Vadim Mezhibovski.
At the time of the incident, Air Canada's flight attendants were "stationed throughout the cabin" and were "performing their assigned duties," including "greeting passengers, directing the passengers to their
The parties do not dispute that Mezhibovski's bag was fully compliant with Air Canada's baggage policies, id. ¶ 17; that neither federal regulations nor Air Canada's policies required cabin crew members to help Mezhibovski place his bag into the overhead bin, id. ¶ 34, Report of Melanie G. Melton Wahrmund dated Feb. 23, 2016 ("Wahrmund Report"), at 10-11, Ex. J to Decl. of Andrew J. Harakas dated Apr. 22, 2016 ("Harakas Decl."); and that the number and positioning of the flight attendants on the flight was consistent with federal regulations and industry standards, Supp. Rule 56.1 Statement ¶¶ 7, 23.
Summary judgment is appropriate if there "is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56.
In determining whether a genuine issue of material fact exists, the Court "is to resolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought." Patterson v. County of Oneida, 375 F.3d 206, 219 (2d Cir. 2004). "Nonetheless, the party opposing summary judgment `may not rely on mere conclusory allegations nor speculation, but instead must offer some hard evidence' in support of its factual assertions." Alston v. Microsoft Corp., 851 F.Supp.2d 725, 731 (S.D.N.Y. 2012) (citing D'Amico v. City of New York, 132 F.3d 145, 149 (2d Cir. 1998)). When "the record taken as a whole could not lead a rational trier of fact to find for the non-moving party," summary judgment is appropriate. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986).
"When considering cross-motions for summary judgment, a court must evaluate each party's motion on its own merits, taking care in each instance to draw all reasonable inferences against the party whose motion is under consideration." Make the Rd. by Walking, Inc. v. Turner, 378 F.3d 133, 142 (2d Cir. 2004) (internal quotations and citations omitted).
The parties agree that, because Lee's injuries occurred on board an aircraft in international carriage, Lee's claims are brought pursuant to the Montreal Convention of 1999,
Toward the end of the twentieth century, the state parties to the Warsaw Convention negotiated a treaty — the Montreal Convention — to replace the Warsaw Convention and its associated "hodgepodge of supplementary amendments and intercarrier agreements." Ehrlich, 360 F.3d at 371 n.4 (internal quotations and citations omitted). Unlike its predecessor, this new treaty clearly "favor[ed] passengers rather than airlines." Id. It eliminated the Warsaw system's "arbitrary caps" on air carrier liability and held carriers "strictly liable for the first 100,000 [Special Drawing Rights ("SDRs")
Despite the differences between their overarching purposes, the Montreal Convention retained a number of provisions that had been present in the Warsaw Convention. The most important of these, for present purposes, is Article 17, which provides:
Art. 17(1), Montreal Convention. In other words, once an incident is determined to be an "accident" that occurred on board the aircraft or in the course of embarking or disembarking, the carrier is strictly liable.
The state parties to the Montreal Convention understood that Article 17(1) was to be "construed consistently with the precedent developed under the Warsaw Convention and its related instruments," Article-by-Article Analysis of the Montreal Convention for the Unification of Certain Rules for International Carriage by Air Done at Montreal May 28, 1999, reprinted in Transmittal Letter, S. Treaty Doc. No. 106-45, and courts have followed this lead, see Baah v. Virgin Atlantic Airways Ltd., 473 F.Supp.2d 591, 596-97 (S.D.N.Y. 2007).
Although the Montreal and Warsaw Conventions allow for an injured passenger to recover damages from an air carrier only in the event of an "accident," neither treaty defines the term. The United States Supreme Court filled this void in a 1985 case, Air France v. Saks, 470 U.S. 392, 405, 105 S.Ct. 1338, 84 L.Ed.2d 289 (1985), by declaring clearly and unanimously that an "accident" arises "only if a passenger's injury is caused by an unexpected or unusual event or happening that is external to the passenger." The Saks court directed the inferior courts to apply its definition
Nonetheless, the broad definition crafted by the Supreme Court does not mean that every injury that occurs on an airplane is the result of an "accident." In fact, in the specific incident under review in Saks, the court found that no "accident" had occurred as a matter of law because a passenger's deafness — allegedly caused by "the negligent maintenance and operation of the jetliner's pressurization system," id. at 394, 105 S.Ct. 1338 — was not an unexpected, external event and instead "indisputably result[ed] from the passenger's own internal reaction to the usual, normal, and expected operation of the aircraft." Id. at 406, 105 S.Ct. 1338.
The Supreme Court's definition of "accident" requires an inquiry only into whether the injury-causing event was an unexpected or unusual event external to the passenger. However, as both Lee and Air Canada acknowledge, many lower courts have been reluctant to apply the Saks definition to cases where there was no clear causal connection between the acts or omissions of the air carrier or its crew and the injury-causing event. These courts have encrusted two glosses onto the Supreme Court's definition of what constitutes an "accident."
One such barnacle is to require the "accident" to arise from the risks peculiar to or characteristic of air travel. Courts adopting this view note that when the "the drafters of the Warsaw Convention" were devising a system to protect the airline industry, they did not have "in mind" torts unrelated to risks attendant to air travel. Curley v. Am. Airlines, Inc., 846 F.Supp. 280, 283 (S.D.N.Y. 1994); see also Price v. British Airways, No. 91 Civ. 4947, 1992 WL 170679, at *3 (S.D.N.Y. July 7, 1992) (no "accident" where injury was caused by a fist-fight with another passenger because "a fracas is not a characteristic risk of air travel"). This approach has been criticized for, among other things, burdening courts with a "complicated, always fact laden, and irrelevant question of what constitutes a risk characteristic of air travel." Wallace v. Korean Air, 214 F.3d 293, 300-01 (2d Cir. 2000) (Pooler, J., concurring); see also Girard v. Am. Airlines, Inc., No. 00-CV-4559, 2003 WL 21989978, at *5-*6 (E.D.N.Y. Aug. 21, 2003); Barratt v. Trin. & Tobago (BWIA Int'l) Airways Corp., No. CV 88-3945, 1990 WL 127590, at *2 (E.D.N.Y. Aug. 28, 1990).
A slightly different approach district courts have used to narrow the definition of "accident" requires that the event in question bear some relation to the operation of the aircraft. See Levy v. Am. Airlines, No. 90 Civ. 7005, 1993 WL 205857, at *4 (S.D.N.Y. June 9, 1993) (no "accident" where passenger was allegedly assaulted by federal agents during the flight because their "conduct was in response to [plaintiff's] actions and was completely independent of the operation of the flight").
At the same time, other district courts have simply applied the broad Saks definition of "accident," even where there was no clear causal connection between the conduct of the flight crew and the injury-causing event. In Lahey v. Sing. Airlines, Ltd., 115 F.Supp.2d 464, 467 (S.D.N.Y. 2000), for example, the district court found that an "accident" occurred when a fellow passenger threw a tray of food at the plaintiff because this incident was "certainly `unexpected and unusual' and `external'" to the plaintiff. The court stressed that "the actions of the crew [we]re not relevant to the determination of whether the assault was an `accident.'" Id. at 467; see also Kwon v. Sing. Airlines, 356 F.Supp.2d 1041, 1046 (N.D. Cal. 2003) ("accident" occurred when passenger lost her balance and stepped on another passenger's foot while trying to load her luggage into an overhead bin); Wipranik v. Air Can., No. CV 06-3763, 2007 WL 2441066, at *4 n.1, *5 (C.D. Cal. May 15, 2007) (rejecting any requirement that the cause of the injury be a result of "a malfunction or abnormality in the aircraft's operation" and finding that an "accident" occurred when movement in the seat in front of plaintiff caused her cup of hot tea to slide off the tray).
There is no controlling authority requiring this Court to apply either of the approaches employed by district courts to limit what can constitute an "accident." In fact, in its most recent decision on the definition of an Article 17 "accident," the Supreme Court reminded courts that the "operative language under Saks and the correct Article 17 analysis" is the determination of whether the injury-causing event or conduct was "unexpected and unusual." Olympic Airways v. Husain, 540 U.S. 644, 657, 124 S.Ct. 1221, 157 L.Ed.2d 1146 (2004) (emphasis added).
The Second Circuit has declined to hold that the Saks definition of an Article 17 `accident' needs to be narrowed in any way, whether by requiring the incident to arise from risks characteristic of air travel or by requiring it to bear any relation to the operation of the aircraft. In Wallace v. Korean Air, 214 F.3d 293 (2d Cir. 2000), cert. denied, 531 U.S. 1144, 121 S.Ct. 1079, 148 L.Ed.2d 955 (2001), a panel of the Second Circuit did not need to address the issue because it determined that, even under
The Second Circuit had another opportunity to clarify the parameters of an Article 17 "accident" in Magan v. Lufthansa German Airlines, 339 F.3d 158 (2d Cir. 2003). In that case, the court observed in a footnote that it would be "helpful" to keep in mind the principle of "apportionment of risk to the party best able to control it" when determining whether an incident in any particular fact pattern is an "accident." Id. at 162 n.3. The court explained that the apportionment of risk principle "provides some degree of certainty and predictability to passengers and air carriers, and ... encourages them to take steps to minimize that risk to the degree that it is within their control"
Courts have consistently found that items falling from overhead compartments are both "unexpected and unusual" and "external" to the unfortunate passenger upon whom the items land. See Maxwell v. Aer Lingus Ltd., 122 F.Supp.2d 210, 213 (D. Mass. 2000); Smith v. Am. Airlines, Inc., No. C 09-02903, 2009 WL 3072449, at *5 (N.D. Cal. Sept. 22, 2009) ("The bottle falling from above was both `unexpected and unusual,' it was an event that was `external' to plaintiff's body, and it caused plaintiff bodily harm. Thus, the requirements of Saks ... are satisfied.").
Here, Air Canada does not dispute that a bag falling on Lee was an external event that was unexpected and unusual; rather, it urges this Court to introduce a causal requirement to Saks to conclude that no Article 17 "accident" occurred in this case.
Air Canada distinguishes this case from Smith and Maxwell by pointing out that in both of those cases, where accidents were determined to have occurred, objects fell
This Court is not persuaded that the Montreal Convention, Saks, or the case law of the Second Circuit requires that there be a causal connection between the injury-causing event and the operation of the aircraft or behavior of the flight crew in order to establish that an Article 17 "accident" took place and declines to encrust that requirement onto Saks. In any event, Wallace shows that even if a causal link were to be required, it could be satisfied in situations where the flight crew has no "knowledge [of] or direct complicity [in]" the incident and where its causal role is "attenuated and indirect." Fulop, 175 F.Supp.2d at 669 (interpreting Wallace, 214 F.3d at 299).
In Wallace, the Second Circuit found that the plaintiff's sexual assault arose from risks characteristic of air travel because she was forced to sit in the dark and in close proximity to strangers. Wallace, 214 F.3d at 299. Here, it is similarly significant that Lee was sitting in an aisle seat when she was hit by a bag falling from above. It is a characteristic of air travel that passengers must store their bags in overhead storage facilities that are located directly above the heads of passengers seated in the aisle seats, thereby putting the seated passengers at risk of being struck by objects falling from above.
The Wallace decision also suggested that the operations of the air carrier were implicated by the fact that the plaintiff's assault must have taken more than a few seconds and therefore could have been noticed — and presumably cut short — by the crew. Id. at 300. Here, the parties do not dispute that "cabin crew members were stationed throughout the cabin" during boarding and that their duties included "generally monitoring the cabin for safety." Supp. Rule 56.1 Statement ¶ 24. In addition, unlike the assault in Wallace, this incident was witnessed by at least one flight attendant as it happened, although the parties agree that this flight attendant was too far from the scene to prevent the bag from striking Lee. Id. ¶ 27. The court in Wallace never found that the assault at issue could have been wholly prevented, either — only that a flight attendant could have potentially stopped it after it had already begun.
To the extent that it can be "helpful" to keep in mind principles of "apportionment of risk" when determining whether an incident can qualify as an "accident," Magan, 339 F.3d at 162 n.3, Air Canada was certainly in a better position than Lee to detect and control any risk of bags falling on her from overhead compartments: the airline's own policies and procedures required the crew to supervise the boarding process for safety, see Supp. Rule 56.1 Statement ¶ 24. Irrespective of whether it was necessary or reasonable to do so under the circumstances, the crew could have minimized the risk of Mezhibovski dropping his bag onto Lee by taking actions such as warning passengers to take care when passing one another in the aisle and in placing their bags overhead. Put another way, the crew did have a "practical ability to influence" the circumstances which brought about the injury-causing
Because another passenger's bag falling onto an unsuspecting passenger's head was an unexpected or unusual event that was external to her — and in light of the Supreme Court's instruction that courts apply its definition of "accident" both "broadly" and "flexibly" — this Court finds that the circumstances in this case constitute an "accident" pursuant to Article 17 of the Montreal Convention. Therefore, plaintiff's motion for summary judgment on liability is granted and defendant's motion for summary judgment is denied to the extent it sought judgment dismissing the action.
The mere fact that an Article 17 "accident" occurred does not entitle a plaintiff to recover all provable damages. Pursuant to Article 21 of the Montreal Convention, an airline is not liable for damages exceeding 100,000 SDRs if the carrier proves that "such damage was not due to the negligence or other wrongful act or omission of the carrier or its servants or agents" or "such damage was solely due to the negligence or other wrongful act or omission of a third party." Art. 21(2), Montreal Convention. Today, the cap on an airline's "strict liability" is actually 113,100 SDRs (approximately $150,000) because of adjustments for inflation.
In its motion for summary judgment, Air Canada seeks to cap its liability at 113,100 SDRs on the grounds that it was not negligent as a matter of law — or that only Mezhibovski and/or the passenger who bumped into him was negligent — in bringing about Lee's injuries. Instead of applying common law standards of negligence, Air Canada contends that the Court should consider only whether it complied with specific federal regulations addressing flight attendant responsibilities in the boarding process and the "overarching federal standard of care," that "[n]o person may operate an aircraft in a careless or reckless manner so as to endanger the life or property of another." 14 C.F.R. § 91.13(a). To reach this conclusion, Air Canada contends that local common law standards of negligence are preempted either through the Airline Deregulation Act of 1978 ("ADA") or the Federal Aviation Act ("FAA").
In response, Lee contends that common law standards of negligence apply and that she has provided sufficient evidence for a reasonable jury to make a finding that Air Canada was negligent under those standards.
This Court finds that Air Canada was not negligent as a matter of law even pursuant to the New York common law negligence standard.
For a defendant airline to demonstrate that it was not negligent, it can show that it had no duty to the plaintiff, that it did not breach any duty that did exist, or that the injury suffered by the plaintiff was not proximately caused by any breach made by the defendant. See Di Benedetto v. Pan Am. World Serv., Inc., 359 F.3d 627, 630 (2d Cir. 2004). In general, a jury should decide whether a defendant airline breached a duty of care. Id. However, "[o]nly in those cases where there arises a real question as to [a defendant's] negligence should the jury be permitted to proceed." Id. (quotation marks and citation omitted).
In New York, it is well settled that airlines owe a duty of "ordinary care commensurate with the existing circumstances" to their passengers. Plagianos v. Am. Airlines, Inc., 912 F.2d 57, 59 (2d Cir. 1990) (citing Crosland v. N.Y.C. Transit Auth., 68 N.Y.2d 165, 168, 506 N.Y.S.2d 670, 498 N.E.2d 143 (1986) (internal quotation marks omitted)).
Plaintiff's Complaint is premised upon a treaty violation and does not contain any specific allegations of negligence. Nevertheless, her submissions on the cross-motions for summary judgment do allege that Air Canada's crew members acted negligently when they "did nothing to supervise and monitor the boarding process, other than assist passengers in stowing luggage, only upon request." Pl.'s Mem. Supp. Mot. Summ. J. & Opp. Def.'s Mot. Summ. J. ("Pl.'s Br."), 15. The Court reads plaintiff's submissions to allege the following specific theories of negligence: (1) failure to assist Mezhibovski in stowing his bag, Pl.'s Br. 16; Pl.'s Reply Mem. Supp. Mot. Summ. J. & Opp. Def.'s Mot. Summ. J. ("Pl.'s Reply Br."), 14; (2) failure to instruct passengers about the need to take care in stowing bags in the overhead bins, Pl.'s Br. 16; (3) failure to prevent Mezhibovski from moving against the flow of other passengers, Pl.'s Br. 16; Pl.'s Reply Br. 14; and (4) failure to generally manage passenger flow in the aisle, Pl.'s Br. 16.
Air Canada has marshalled concrete evidence to show why none of these omissions amounts to a breach of its duty to exercise ordinary care under the circumstances. Moreover, plaintiff has not put forth any "hard evidence in support of its factual assertions" to raise a "genuine dispute of material fact." Alston v. Microsoft Corp., 851 F.Supp.2d 725, 731 (S.D.N.Y. 2012) (internal quotations and citations omitted).
With respect to plaintiff's first theory, Air Canada has shown that federal regulations, industry standards, and Air Canada policies all state that flight attendants must assist passengers with stowing their bags only when requested or where the passengers have apparent physical limitations. See Supp. Rule 56.1 Statement ¶¶ 34, 36. Mezhibovski was not disabled and never asked for assistance from Air Canada. Id. ¶ 22. His carry-on bag was fully compliant with Air Canada's baggage policy, id. ¶ 17, and there is no indication that he "was struggling to lift the bag," id. ¶ 37, see also Dep. of Lisa Lee dated June 26, 2015 at 105:10-13, Ex. A to Harakas Decl. Cf. Allen v. Delta Airlines, Inc., CV-01-0069,
Air Canada also provided uncontested expert testimony that it would not have been reasonable — or even possible — to assist every single passenger, especially given the flight attendants' responsibility to monitor the entire cabin. Supp. Rule 56.1 Statement ¶¶ 46, 63; accord Ahmadi v. United Continental Holdings, Inc., No. 1:14-cv-00264, 2015 WL 4730116, at *5 (E.D. Cal. Aug. 10, 2015).
Plaintiff has failed to offer any evidence that Air Canada's flight attendants should have assisted Mezhibovski under these circumstances. Plaintiff does point out that one member of the crew was aware that Mezhibovski was looking for space in the overhead bins,
With respect to the second theory of negligence — that Air Canada failed to warn passengers about the need to take care in stowing bags in the overhead bins — Air Canada has shown that its crew performed all duties and made all announcements required by the applicable regulations, industry regulations, and airline policies. Id. ¶ 38. Aside from the conjecture that Air Canada could have made a novel warning, plaintiff has not produced any specific evidence to show why the existing standards are inadequate. In fact, plaintiff provides no evidence that a warning would have had any impact in this case; Mezhibovski did not act improperly when he lifted his bag into the overhead bin; he dropped the bag only because he was unexpectedly struck by someone passing by him in the aisle. Id. ¶¶ 10, 20.
The third potential theory of negligence in this case is that Air Canada failed to stop Mezhibovski from moving against the flow of oncoming passengers. Air Canada has shown that warning passengers going in opposite directions is neither required by federal regulations nor customary in the industry. Id. ¶ 47; Decl. of Melanie G. Melton Wahrmund dated May 20, 2016 ("Wahrmund Decl."), ¶ 4. In addition, there is no evidence that Mezhibovski was moving against the flow of passengers when he lifted his bag into the overhead bin.
The final theory offered by plaintiff is that Air Canada breached its duty of ordinary care by failing to manage passenger flow in the aisles. Air Canada established that it did not neglect to make any standard announcements with respect to passenger flow, Supp. Rule 56.1 Statement ¶ 61, and its expert declared that the mere
Plaintiff asserts in her summary judgment briefing that the airline could have made an announcement instructing passengers not to pass one another in the aisle. Pl.'s Br. 13, 16. But in cases where plaintiffs have survived summary judgment by pointing out ways to improve protocol, they relied upon testimony from experts or other types of factual evidence to show that the existing standards were inadequate or that potential improvements were possible or practicable. For example, in Andrews v. United Airlines, Inc., 24 F.3d 39, 40-41 (9th Cir. 1994), the plaintiff successfully argued that summary judgment against her was precluded because an airline did not satisfy its duty to protect passengers from falling baggage as a matter of law. The plaintiff in Andrews presented testimony of both an airline employee who testified about the airline's awareness of the extent of the problem and a safety expert who testified about additional steps that the airline could have taken to prevent common injuries. Id. Even with this evidence, the Ninth Circuit, in an opinion by Judge Kozinski, found that it was a "close question" as to whether the plaintiff made a "sufficient case to overcome summary judgment." Id. at 41; see also Stagl v. Delta Airlines, Inc., 52 F.3d 463, 472-73 (2d Cir. 1995). Here, no evidentiary support at all was presented to support Lee's proposed new warnings.
Having considered the evidence in this record and drawn all appropriate inferences, the Court finds that Air Canada has shown that as a matter of law it exercised reasonable care under the circumstances and that plaintiff has not produced any evidence to show that there is a genuine issue for trial. This record, "taken as a whole" cannot "lead a rational trier of fact to find for [Lee]." Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986).
Because Air Canada has established that it was not negligent as a matter of law,
Accordingly, Air Canada's motion for summary judgment is denied to the extent it seeks judgment dismissing the action and is granted to the extent that judgment shall enter limiting Air Canada's liability to 113,100 SDRs pursuant to Article 21 of the Montreal Convention. Lee's motion for summary judgment is granted to the extent it (1) seeks judgment in her favor on liability; (2) seeks to amend the Complaint to assert her claims tinder the Montreal Convention rather than the Warsaw Convention; and (3) is otherwise denied.
SO ORDERED.