PAUL A. CROTTY, District Judge.
On August 11, 2014, after a two-week trial, a jury convicted Defendant Baldeo of seven counts of obstructing justice. Defendant moves for a judgment of acquittal, pursuant to Fed. R. Crim. P. 29, arguing that insufficient evidence existed to support a guilty verdict or to establish venue. Alternatively, Defendant moves for a new trial, pursuant to Fed. R. Crim. P. 33, arguing that his Fifth and Sixth Amendment rights were violated by giving a coercive supplemental jury instruction and excluding the public from the voire dire portion of the trial. For the reasons below, Defendant's motions are DENIED.
When considering a motion for judgment of acquittal pursuant to Fed. R. Crim. P. 29, "the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 319 (1979). The Court must credit "every inference that the jury might have drawn in favor of the government," United States v. Temple, 447 F.3d 130, 136-37 (2d Cir. 2006) (internal quotations omitted), and review all the evidence "in conjunction, not in isolation," United States v. Persico, 645 F.3d 85, 104 (2d Cir. 2011) (citing United States v. Eppolito, 543 F.3d 25, 45 (2d Cir. 2008)). The Court must also "be careful to avoid usurping the role of the jury," United States v. Jackson, 335 F.3d 170, 180 (2d Cir. 2003), particularly when reviewing a conspiracy conviction "because a conspiracy by its very nature is a secretive operation, and it is a rare case `where all aspects of a conspiracy can be laid bare in court with the precision of a surgeon's scalpel,'" United States v. Pitre, 960 F.2d 1112, 1121 (2d Cir. 1992) (quoting United States v. Provenzano, 615 F.2d 37, 45 (2d Cir. 1980)).
Defendant argues that insufficient evidence existed to support a guilty verdict beyond a reasonable doubt. He contends that the testimonial evidence adduced was equally consistent with guilt and innocence and that reasonable doubt therefore existed. See United States v. Coplan, 703 F.3d 46, 69 (2d Cir. 2012). Defendant's argument is based on a fundamental misreading of the record and is rejected.
In support of his argument, Defendant provides his own narrative of the testimonial evidence by paraphrasing and selectively quoting witnesses. For example, Defendant recounts the testimony of Gagendra Pooran as follows:
Def. Mem. Supp. 7. This summary of Mr. Pooran's testimony omits key details about his interactions with Defendant. In reality, Mr. Pooran testified that Defendant showed up to his office unannounced and waited in a conference room for Mr. Pooran's arrival. Tr. 1215:11-25. When Mr. Pooran arrived, he went to the conference room to meet Defendant. Tr. 1216:4. Defendant proceeded to instruct Mr. Pooran to warn his father not to speak to the FBI or else "[they] could all get in trouble." Tr. 1216:25-1217:7. Mr. Pooran understood this to mean that he, his father, and Defendant could all get in trouble if Mr. Pooran's father spoke to the FBI. Tr. 1217:10. Defendant was concerned about whether there were cameras recording their meeting and suggested a follow up meeting in a Key Foods parking lot. Tr. 1217:14-1218:8. After Mr. Pooran failed to meet Defendant, he received multiple calls from "somebody Guyanese." Tr. 1219:15-24.
Defendant's argument also ignores the jury's consideration of the non-testimonial evidence adduced, for example: the false allegations of child abuse against Gobin Pooran, Gov't Exs. 200, 203-04; the documents falsely indicating Defendant withdrew from the New York City Campaign Finance Board's matching funds program, Gov't Exs. 405, 406; and, the letter sent to Mr. Schreiber threatening sanctions, Gov't Ex. 501. Moreover, Defendant fails to acknowledge that the jury was specifically instructed as to his theory of the case:
Tr. 1832:4-9.
Finally, Defendant argues that the Court should enter a judgment of acquittal because Defendant was "acquitted of the crime charged, but convicted of seeking to obstruct the investigation of the crime he never committed." Def. Mem. Supp. 1. Though the argument initially sounds appealing, it has no legal substance.
Therefore, considering the evidence "in conjunction, not in isolation," Persico, 645 F.3d at 104, Defendant has failed to demonstrate that the evidence was "nonexistent or so meager that no reasonable jury could find guilt beyond a reasonable doubt," United States v. Espaillet, 380 F.3d 713, 718 (2d Cir. 2004) (internal quotations omitted). Accordingly, Defendant's claim of insufficient evidence is DENIED.
Next, Defendant argues that it was an error for the Court to instruct the jury that it could find venue based on 18 U.S.C. § 1512(i) for Counts Four, Five, Six, Eight, Nine, and Ten.
There is no legal support for Defendant's argument that an indictment must charge 18 U.S.C. § 1512(i) in order to prove a violation of 18 U.S.C. § 1512(b)(3) (Defendant's obstruction of justice charge). The structure of 18 U.S.C. § 1512 confirms this analysis. The first four subsections of the statute define the crimes of tampering with witnesses, victims, or informants. See 18 U.S.C. § 1512(a)-(d). The remaining seven subsections, 18 U.S.C. § 1512(e)-(k), deal not with the prescribed methods of tampering, but rather with proof, defenses, and punishment. At issue here is 18 U.S.C. § 1512(i), which details where "a prosecution under this section may be brought," i.e. where venue is appropriate. The elements of the crime charged here are defined in 18 U.S.C. § 1512(b)(3); the venue requirements are outlined in 18 U.S.C. § 1512(i). Since venue requirements are not elements of a crime, they do not need to be set forth in an indictment. The indictment's reference to 18 U.S.C. § 1512(b)(3) satisfies Defendant's Fifth Amendment right to be "informed of the nature and cause of the accusation," United States v. Gonzales, 686 F.3d 122, 126 (2d Cir. 2012).
In any event, since Defendant did not object to the venue instruction before the jury retired, his argument is forfeited. According to Fed. R. Crim. P. 30(d), "[a] party who objects to any portion of the instructions or to a failure to give a requested instruction must inform the court of the specific objection and the grounds for the objection before the jury retires to deliberate." At the outset of the charging conference, the Court instructed the parties as follows:
Tr. 1572:3-10. Neither side raised any objections to the venue instructions during the charging conference; and neither side objected to the venue charge given to the jury at the final sidebar before the jury retired. Tr. 1847:4-1848:3; see United States v. Crowley, 318 F.3d 401, 412 (2d Cir. 2003) (holding that to preserve an objection for appeal, the party must specifically object to the instruction actually given to the jury because "so many events at trial could lead the party to change its position").
Accordingly, Defendant's motion is DENIED.
When considering a motion for a new trial pursuant to Fed. R. Crim. P. 33, the Court "must examine the entire case, take into account all facts and circumstances, and make an objective evaluation." United States v. Ferguson, 246 F.3d 129, 134 (2d Cir. 2001). While the Court "has broader discretion to grant a new trial under Rule 33 than to grant a motion for acquittal under Rule 29," id, a new trial should only be granted in "extraordinary circumstances," United States v. McCourty, 562 F.3d 458, 475 (2d Cir. 2009). In order to grant a new trial, the Court must have "`a real concern that an innocent person may have been convicted.'" United States v. Canova, 412 F.3d 331, 349 (2d Cir 2005) (quoting Ferguson, 246 F.3d at 133).
After seven hours of deliberations, the Court received the following note from the jury at 6:30 p.m. on Friday, August 8, 2014: "We have reached a verdict on three counts. The remaining seven counts we are 11 to one and struggling to get a unanimous vote. We would like some guidance."
Tr. 1868:25-1869:14. Defendant argues that this supplemental instruction was "coercive" and violated his Fifth and Sixth Amendment rights to a fair and impartial jury because: (1) the Court should have taken a partial verdict; (2) the Court should have included certain language in its supplemental instruction; and (3) the Court should not have issued a supplemental instruction. Each argument is based on an inaccurate and selective reading of the record and is rejected.
First, Defendant is mistaken when he claims that, in response to the jury's note, he "requested" a partial verdict because the jury was "hung." Def. Mem. Supp. 19. This is a false assertion; Defendant never made such a request. Had such a request been made, it would have been denied: the trial lasted nine days and the jury had only deliberated for seven hours before sending the note. It is a complete misreading of the note to argue that the jury was "hung." The jury had agreed on some counts and was "struggling on others." Surely, this was not the first jury to encounter difficulty in reaching a verdict.
Next, Defendant claims that the Court issued a "coercive" supplemental instruction "[o]ver defense counsel's objection." Def. Mem. Supp. 19. At no point in the proceeding did Defendant argue that the proposed supplemental instruction was "coercive"; the word "coercive" is completely absent from the record. As a cure for its absence, Defendant simply creates "coercive" and inserts that word into an unfinished sentence. Compare Tr. 1868:12-13 ("anything that goes on form here on out is going to be —"), with Def. Mem. Supp. 19 ("anything that goes on from here on out is going to be [coercive]"). In reality, Defendant's only request concerning the specific language of the supplemental instruction was for the Court to "include the lines that [the jury] should not surrender a consciously held conviction." Tr. 1865:7-8. This request was dealt with in the Court's supplemental instruction to the jury: "never change your mind just because other jurors see things differently or just to get this case over with." Tr. 1869:12-14. The inclusion of this language destroys Defendant's argument that the instructions "left little room for the sole hold-out juror to do anything but capitulate her view, or face the daunting task of convincing all eleven jurors on the other side."
Finally, to the extent which Defendant has objections regarding the general issuance of the supplemental instructions, such objections are forfeited. Fed R. Crim. P. 30(d); see United States v. Ghailani, 733 F.3d 29, 52 (2d Cir. 2013) ("However, when a defendant, as here, objects only generally to the issuance of a jury instruction, and not to the specific language used by the District Court, the objection to the formulation of the charge is not preserved.").
Accordingly, Defendant's motion is DENIED.
Defendant's final argument, that his Sixth Amendment right to a public trial was violated by the Court's "effective exclusion" of the public during the voire dire, is a fiction, and a risible one at that. While the public should not be excluded from the voire dire, Presley v. Georgia, 558 U.S. 209 (2010), the application of this principle requires that some members of the public be excluded.
Before the venire panel entered the courtroom, the following exchange took place:
Tr. 6:5-22. As this exchange demonstrates, at no point was any individual asked to leave the courtroom; instead, members of the public were merely asked to "consolidate [their] space and sit in one area." Tr. 6:22. This request is different from the directions at issue in cases cited by Defendant. Compare Tr. 6:21-22 ("So if you would all consolidate your space and sit in one area"), with United States v. Gupta, 699 F.3d 682, 686 (2d Cir. 2012) ("I requested that individuals who were not venire panel members leave the courtroom during the jury selection"), and United States v. Seabrook, 571 F. App'x 27, 29 (2d Cir 2014) ("I'm going to have to ask our visitors to vacate the seats so that we have a place for the jury"). Seabrook was decided one month before Defendant's trial and the Court was fully aware of its import. The Court, however, did not need to change its practice in light of the decision, since it has never excluded the public from the voire dire process.
The Court's explicit direction to "sit in one area" supports but one conclusion: no one left. The colloquy took place in open court, with Defendant and Defendant's counsel present. No one objected; and no one stated that members of the public were leaving. Moreover, Defendant has not provided any affidavits from any individuals who felt excluded, cf. Seabrook 571 F. App'x at 29 (acknowledging that the defendant submitted affidavits from three family members who were excluded from the voire dire), and his request for additional time to "investigate" this issue further is denied.
Surely, it was appropriate to both seat the venire panel while the voire dire was in progress and keep the venire panel separate from others present in the courtroom. Since no one was excluded, Defendant's motion must be DENIED.
For the reasons discussed, Defendant's motions for judgment of acquittal and for a new trial are DENIED in their entirety. Defendant's sentencing will proceed on Wednesday, January 21, 2015 at 3:30 p.m.
SO ORDERED.
Jury Instruction, 49-50. This is a correct statement of law, and counsel did not object when this charge was given.
ECF No. 55, 8:2-12. Defendant's counsel did not object to this direction when it was given; he was not surprised when the Court issued the same request at Defendant's retrial.