LaSHANN DeARCY HALL, United States District Judge:
Plaintiffs Edward Williams and Shanaisia Lawson assert claims pursuant to 42 U.S.C. § 1983 against Defendants Detective Daniel Aybar, Detective Eugene Jonny, Sergeant Luke Denesopolis, and Undercover Officer 33 ("UC33") for false arrest and failure to intervene. Williams asserts additional § 1983 claims against all Defendants for malicious prosecution and against Defendant Aybar for denial of his right to a fair trial.
On July 11, 2014, Defendants and four other New York Police Department ("NYPD") officers were conducting a "buy and bust" operation in Brooklyn, New York. (Defs.' & Pls.' Joint Statement Undisputed Facts Pursuant Local Civ. R. 56.1 ("Joint 56.1") ¶ 10, ECF No. 43.) At approximately 1:00 p.m., UC33 and another undercover officer took a lunch break at a nearby McDonald's restaurant. (Id. ¶ 11.) Williams came to the same McDonald's to give his adult son Elson Warren a blue-and-white envelope containing approximately $4,000 in cash. (Id. ¶¶ 5, 12-13.) Lawson, Warren's sister, drove Warren to the McDonald's and remained in the vehicle with her two children while Warren entered to meet his father. (Id. ¶¶ 4, 14-15.) Inside, Williams handed Warren the envelope containing the cash. (Id. ¶ 19.) UC33 observed Williams remove a dark, shiny object, which looked like it was wrapped in a plastic bag, from his pants pocket. (Id. ¶¶ 20-21.) UC33 then observed Williams hand the object to Warrren, who placed it in his right waist area. (Id. ¶ 20.) At the time, UC33 believed the exchange was a hand-to-hand narcotics transaction. (Id. ¶ 87.) Williams and Warren then left the McDonald's. (Id. ¶ 22.) Warren returned
UC33 called Sergeant Denesopolis, informed Denesopolis that he had observed a hand-to-hand drug transaction between Williams and Warren, and provided descriptions of Williams, Warren, Lawson, and Lawson's vehicle. (Id. ¶¶ 29-31.) UC33 did not, however, describe the nature of the object that Williams and Warren had exchanged. (Id. ¶ 34.) At the time of UC33's call, Denesopolis was riding in an NYPD vehicle with Detectives Aybar and Jonny. (Id. ¶ 32.) Denesopolis relayed the information provided by UC33 to Aybar and Jonny. (Id.) From the vehicle, Aybar subsequently observed Williams walking along a path. (Id. ¶ 36.) Denesopolis and Jonny dropped Aybar off and continued to drive toward the McDonald's. (Id. ¶¶ 36, 39.) Aybar stopped and frisked Williams and did not find any contraband. (Id. ¶ 37.) Nonetheless, Aybar handcuffed Williams. (Id.) Aybar and Williams were then picked up by other officers and transported to the McDonald's. (Id. ¶ 38.)
Denesopolis and Jonny stopped Lawson's vehicle in the McDonald's parking lot. (Id. ¶¶ 39-40.) Jonny ordered Warren out of the vehicle, frisked him, and recovered a black firearm from his waistband and ammunition from his sock. (Id. ¶¶ 42-43, 46.) Aybar and Williams then arrived on the scene. (See id. ¶ 48.) UC33 identified Warren and Williams as the two individuals he had observed exchange an object inside the McDonald's. (Id. ¶ 47.) Warren, Williams, and Lawson were placed in a prisoner van, and Lawson's vehicle was impounded.
Although Aybar had arrived at the parking lot after the weapon was found on Warren, and although Denesopolis had made the decision to arrest Williams and Lawson, Aybar was assigned as the arresting officer of all three individuals. (Id. ¶¶ 48, 50, 63.) Aybar completed the arrest paperwork—incorporating information he had received from other officers, including UC33's observation of the exchange of a dark, shiny object between Williams and Warren. (Id. ¶¶ 21, 65-66.) Aybar transmitted the arrest paperwork to the district attorney's office and signed the charging document against Williams. (Id. ¶ 69-71, 73.) The charging document inaccurately indicates that UC33 informed Aybar that the object at issue "appeared to be a firearm." (Id. ¶¶ 89-91.) Williams was charged with criminal possession of a weapon and ammunition and detained until his release on bail four days later. (Id. ¶¶ 72, 74.) The charges were later dismissed on speedy-trial grounds. (Id. ¶ 75.) The district attorney's office declined to prosecute Lawson, who was released from custody the next day. (Id. ¶ 76.) Warren's prosecution proceeded in federal district court. (Id. ¶¶ 78-81.)
Summary judgment must be granted when there is "no genuine dispute as to any material fact and the [movants are]
Defendants argue that Plaintiffs' claims for false arrest and failure to intervene must be dismissed on the ground that there was probable cause to arrest them. (See Mem. Law Supp. Defs.' Mot. Summ. J. ("Defs.' Mem.") 8, 25, ECF No. 45.) Indeed, the existence of probable cause constitutes a complete defense to a § 1983 claim for false arrest. Betts v. Shearman, 751 F.3d 78, 82 (2d Cir. 2014). It "exists when one has knowledge of, or reasonably trustworthy information as to, facts and circumstances that are sufficient to warrant a person of reasonable caution in the belief that an offense has been or is being committed by the person to be arrested." Id. (quoting Williams v. Town of Greenburgh, 535 F.3d 71, 79 (2d Cir. 2008)).
On the record before the Court, there is insufficient evidence to conclude, as a matter of law, that UC33 had probable cause to arrest Williams. The only evidence supporting probable cause is UC33's observation of the exchange between Williams and Warren. (Joint 56.1 ¶¶ 20-21.) That alone is not enough. Defendants adduce no facts establishing that Williams "was arrested in a location known to have significant narcotics activity." Morales v. Greiner, 381 F.3d 47, 48 (2d Cir. 2004). Nor do they marshal any evidence to establish that UC33's "experience and training" enabled UC33 to positively identify an illicit hand-to-hand transaction. United States v. Gaskin, 364 F.3d 438, 457 (2d Cir. 2004). This does not, however, end the Court's inquiry, because it was Aybar, not UC33, who arrested Williams.
"When making a probable cause determination, police officers are `entitled to rely on the allegations of fellow police officers.'" Panetta v. Crowley, 460 F.3d 388, 395 (2d Cir. 2006) (quoting Martinez v. Simonetti, 202 F.3d 625, 634 (2d Cir. 2000)). "Absent significant indications to the contrary, an officer is entitled to rely on his fellow officer's determination that an arrest was lawful." Loria v. Gorman, 306 F.3d 1271, 1288 (2d Cir. 2002). "Thus, the determination of probable cause does not turn on whether [the fellow officer's] observations were accurate, but on whether [the arresting officer] was reasonable in relying on those observations." Bernard v.
Plaintiffs' argument that any probable cause was limited to a drug offense—that officers required specific probable cause to believe that Williams possessed or sold a firearm—misses the mark. (See generally Mem. Law Opp. Defs.' Mot. Summ. J. & Supp. Pl. Lawson Mot. Summ. J. ("Pls.' Opp.") 11-14, ECF No. 48.) "[A] claim for false arrest turns only on whether probable cause existed to arrest a defendant, and ... it is not relevant whether probable cause existed with respect to each individual charge, or, indeed, any charge actually invoked by the arresting officer at the time of arrest." Jaegly v. Couch, 439 F.3d 149, 154 (2d Cir. 2006). That no narcotics were subsequently recovered from Williams or Warren is immaterial to the probable-cause analysis, which turns on only "those facts available to the officer at the time of the arrest and immediately before it." Panetta, 460 F.3d at 395 (citation omitted). Moreover, even a mistake of fact would not defeat probable cause. Bernard, 25 F.3d at 102-03. Because there was probable cause to arrest Williams, his claim for failure to intervene necessarily fails, as well. See Simcoe v. Gray, 670 F. App'x 725, 727 (2d Cir. 2016) (summary order) ("[A]bsent a constitutional violation on the part of any of the officers, [a plaintiff's] failure-to-intervene claim necessarily fails.").
Lawson's arrest presents a closer call. Defendants argue that there was probable cause to arrest Lawson for the crime of fourth-degree criminal facilitation. (Defs.' Mem. 11.)
N.Y. Pen. Law § 115.00. By way of illustration, Defendants direct the Court to People v. Brun, 58 A.D.3d 862, 872 N.Y.S.2d 188 (2009). (Defs.' Mem. 11.) In that case, the Appellate Division affirmed a jury verdict as to criminal facilitation against a criminal defendant where the evidence at trial "provided a valid line of reasoning and permissible inferences from which a rational trier of fact could conclude that the defendant was guilty of aiding [a] robbery as the getaway car driver." 872 N.Y.S.2d at 190, rev'd on other grounds, 15 N.Y.3d 875, 912 N.Y.S.2d 532, 938 N.E.2d 965 (N.Y. 2010) (granting writ of error coram nobis for ineffective assistance of counsel). The facts of this case are simply not analogous. Unlike in Brun, Defendants adduce no evidence that Lawson, for example, was a getaway driver, fled from officers, or, at the time of a non-forceful arrest, "raised [her] hands in a gesture of surrender, stating that [she] knew why the police were there." 872 N.Y.S.2d at 190. Instead, Lawson was seemingly unconnected to any of the events establishing probable
Defendants further contend that, "to the extent the officers first assumed the transaction was narcotics-related, and then recovered a firearm from Warren's person and a large sum of money in the vehicle, it was reasonable to believe that the vehicle contained narcotics or other contraband." (Id.) However, the recovered money is irrelevant to the probable-cause analysis, because it was recovered after Lawson's arrest. See Panetta, 460 F.3d at 395 (noting that a court "must consider those facts available to the officer at the time of the arrest and immediately before it."). And Defendants adduce no facts that would connect the firearm recovered from Warren to any criminal conduct by Lawson. Indeed, the transaction between Williams and Warren occurred entirely inside the McDonald's, nowhere near Lawson's vehicle. (Joint 56.1 ¶¶ 17-22.) Although Warren subsequently got into the same vehicle, the firearm and ammunition were not recovered from the vehicle but rather from Warren's person. (Joint 56.1 ¶¶ 25, 43, 46.) There is simply no evidence in the record of any conduct or statements by Lawson regarding the transaction, the firearm, or any other arguably criminal activity. Thus, Lawson was arrested on a mere "hunch," which is insufficient to establish even reasonable suspicion and therefore "obviously less" than is necessary for probable cause, Navarette v. California, 572 U.S. 393, 397, 134 S.Ct. 1683, 188 L.Ed.2d 680 (2014).
The Court cannot make the same determination with respect to Lawson's claim for failure to intervene. "A law enforcement officer has an affirmative duty to intercede on the behalf of a citizen whose constitutional rights are being violated in his presence by other officers." O'Neill v. Krzeminski, 839 F.2d 9, 11 (2d Cir. 1988). An officer who assists in an arrest that is unsupported by probable cause may be liable under § 1983. Gagnon v. Ball, 696 F.2d 17, 21 (2d Cir. 1982).
Anderson v. Branen, 17 F.3d 552, 557 (2d Cir. 1994) (internal citations omitted). Here, it is undisputed that Jonny, UC33, and Aybar were present at the time of Lawson's arrest. It shall be left to the jury to determine whether they had sufficient time to intercede.
To state a § 1983 claim for malicious prosecution, a plaintiff must show
The Court can easily dispense with Defendants' arguments concerning the second element. That is, although Defendants baldly state that Williams's prosecution did not terminate in his favor, they make no substantive argument to this effect. (Compare Defs.' Mem. 13 with id. at 14-17.) Nor could they, given that where, as here, a criminal prosecution is dismissed on speedy-trial grounds, the element of favorable termination is satisfied. Smith-Hunter v. Harvey, 95 N.Y.2d 191, 712 N.Y.S.2d 438, 734 N.E.2d 750, 755 (2000).
With respect to the first element, Defendants correctly note that neither Jonny, Denesopolis, nor UC33 commenced or continued the criminal proceeding against Williams. (Defs.' Mem. 15.) Indeed, beyond the events leading up to his arrest, Williams adduces no evidence of any involvement by these Defendants. Williams attempts to satisfy this element as to Jonny by claiming that Jonny falsely asserted in his complaint report that "Deft [sic] was observed to be in possession of a loaded Kel-Tec 9mm pistol ... in the presence of two minors ... [and,] while [the arresting officer] did attempt to place Deft under arrest, Deft did flare his arms and try to avoid being handcuffed." (Pls.' Opp. 20 (citing Mindicino Decl. Ex. 6, ECF No. 49-6).) A review of the record, however, reveals that no such statement was included in the arrest report for Williams, which states merely that Williams was observed handing Warren "a black object which was later found to be a loaded black Kel-Tec 9mm pistol." (Mindicino Decl. Ex. 7 at 1, ECF No. 49-7.) Moreover, Williams was not arrested in the presence of minors—Warren was.
By contrast, the conclusion that Aybar commenced Williams's prosecution is plain. He signed the charging instrument. (Joint 56.1 ¶ 73); see also Cameron v. City of New York, 598 F.3d 50, 63 (2d Cir. 2010) ("As a matter of law, [the defendant officers'] filing of the Criminal Court Complaint `initiated' the prosecution against [the plaintiff]."). That there is a genuine dispute as to whether Aybar included fabricated information in the charge only strengthens this conclusion. See Manganiello v. City of New York, 612 F.3d 149, 163 (2d Cir. 2010) (falsifying evidence and forwarding it to prosecutors may establish the element of initiation).
Even though Aybar commenced the prosecution, which terminated in Williams's favor, the claim is nonetheless defeated by the existence of probable cause. Betts, 751 F.3d at 82. In this context, probable cause is defined as "such facts and circumstances as would lead a reasonably prudent person in like circumstances to believe [the] plaintiff guilty" of the charges. Barone v. United States, 722 F. App'x 57, 60 (2d Cir. 2018) (summary order) (internal quotation marks and citation omitted). In pressing the charges against Williams, it is undisputed that Williams was observed giving Warren a
Finally, Williams's argument that he has satisfied the malice element depends entirely on a finding of no probable cause, so it fails for the same reasons. (See Pl.'s Opp. 20-21.) Having failed to adduce sufficient evidence to establish the necessary elements of malicious prosecution against any Defendant, Williams's claim must be dismissed in its entirety.
Defendants argue that they enjoy qualified immunity from liability for Lawson's arrest.
Here, no reasonable officer could believe that there was probable cause to arrest Lawson. As discussed above, the suspicious transaction at issue occurred entirely between Williams and Warren, inside the McDonald's and away from Lawson's vehicle. (See Joint 56.1 ¶¶ 15-22.) There is no evidence in the record to establish that Lawson said or did anything to participate in or even acknowledge a criminal
The parties dispute whether Williams has adduced sufficient evidence to establish the essential elements of his claim for the denial of his right to a fair trial. (Def.'s Mem. 17-23; Pl.'s Opp. 20-23.) The parties' focus on the elements of a fair-trial claim, however, misses the mark, because the claim's fatal defect is that, under the circumstances of this case, it is duplicative of Williams's malicious-prosecution claim.
In Manuel v. City of Joliet, the Supreme Court held that "the Fourth Amendment governs a claim for unlawful pretrial detention even beyond the start of legal process." ___ U.S. ___, 137 S.Ct. 911, 920, 197 L.Ed.2d 312 (2017). There, the plaintiff asserted a § 1983 claim for unlawful detention based on fabricated evidence in violation of the Fourth Amendment. Id. at 916. The district court had dismissed the claim on the grounds that the Fourth Amendment applied only before the start of legal process, after which a claim for unlawful pretrial detention must be analyzed under the Due Process Clause. Id. The Seventh Circuit affirmed. Id. The Supreme Court rejected such a dichotomy in light of its longstanding precedents analyzing pretrial-detention claims under the Fourth Amendment. Id. at 917-18. The Court reasoned:
Id. at 918 (citations omitted).
In Dufort v. City of New York, the Second Circuit interpreted Manuel to stand for the proposition that "claims for pretrial detention based on fabricated or withheld evidence are evaluated as malicious prosecution claims under the Fourth Amendment." 874 F.3d 338, 355 n.7 (2d Cir. 2017). Such is the case here. Williams maintains that Aybar fabricated information in the criminal complaint against him, resulting in Williams's unlawful pretrial detention "for days longer than it might have been." (Pls.' Opp. 23.) Manuel requires this claim to be evaluated as one for malicious prosecution.
For the foregoing reasons, Defendants' motion for summary judgment is GRANTED in part and DENIED in part. Defendants' motion is GRANTED with respect to Williams's claims for false arrest, failure to intervene, malicious prosecution, and denial of his right to a fair trial, all of which are dismissed with prejudice. Defendants' motion is DENIED as to Lawson's claims for false arrest and failure to intervene. Lawson's motion for summary judgment on her claim for false arrest is GRANTED.
The only claim remaining for trial is Lawson's claim for failure to intervene.
SO ORDERED.