LOUISE W. FLANAGAN, District Judge.
This matter is before the court on plaintiff's motion to strike defendants' invalidity contentions and to limit prior art references and combinations. (DE 123). Defendants responded in opposition and plaintiff replied. In this posture, the issue raised are ripe for ruling. For the following reasons, plaintiff's motion is denied.
Plaintiff filed suit in August 2012 alleging patent infringement by defendants, and plaintiff filed an amended complaint in March 2013. Plaintiff seeks a declaration of infringement, monetary damages, and injunctive relief to prevent continuing infringement. Plaintiff claims that defendants market a pipe coupling device (the "421 Top Bolt ®") that infringes a patent owned by plaintiff, U.S. Patent No. 6,293,556 (the "'556 Patent" or "the patent"). The '556 Patent issued in 2001, and was reconfirmed in 2012.
By way of summary, the patent describes in its abstract a "Coupling and Connecting Means for pipes of the same or different diameters and a seal to be used with such connecting means." ('556 Patent, Abstract (DE 24-1 at 2)).
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Defendants Smith-Blair, Inc., and Sensus USA, Inc., filed answers and counterclaims of invalidity and non-infringement, on May 6, 2013. Defendant Sensus Manufacturing Shanghai Ltd. filed its answer and counterclaims of invalidity and non-infringement, on December 3, 2013. The court entered its case management order on January 15, 2014. In accordance with the deadlines therein and in the local patent rules, plaintiff served initial infringement contentions in February, 2014, and defendants served initial non-infringment and invalidity contentions in April 2014, supplemented in September 2014.
The court entered its order on claim construction on August 31, 2015. On September 2, 2015, plaintiff disclosed final infringement contentions, pursuant to Local Patent Rule 303.6(a). On September 28, 2015, defendants disclosed final non-infringement and invalidity contentions, pursuant to Local Patent Rule 303.6(b). On November 13, 2015, defendants served amended invalidity contentions. Plaintiff filed the instant motion on November 30, 2015.
In the meantime, upon motion by the parties, this court has extended the deadline for fact discovery several times. Most recently, the court extended the fact discovery deadline to May 27, 2016. In accordance with the case management order, expert discovery is due to be completed 135 days thereafter, or October 9, 2016. Dispositive motions are due 30 days thereafter, or November 8, 2016.
Plaintiffs' motion includes several requests for relief. Plaintiff seeks an order (1) striking defendants' final non-infringement and invalidity contentions, (2) striking defendants' amended invalidity contentions, and (3) limiting the number of prior art references and combinations that defendants may assert to no more than eight prior art references and combinations, where defendants have heretofore asserted 81 prior art references and combinations. The court will address each in turn.
Plaintiff seeks to strike defendants' final non-infringment and invalidity contentions on the basis that defendants did not have a valid reason for asserting new contentions beyond those identified in their preliminary non-infringement and invalidity contentions.
Local Patent Rule 303.6 provides that a party's preliminary non-infringement and invalidity contentions "shall be deemed to be that party's final contentions," except as set forth in the rule. In particular, Rule 303.6(b) allows a party to serve final non-infringement and invalidity contentions, that amend its preliminary non-infringement and invalidity contentions, not later than 50 days after the court's claim construction ruling, and without leave of court, if either of two conditions are met:
Local Patent Rule 303.6(b). In addition, Local Patent Rule 303.7 permits amendment or modification of non-infringement and invalidity contentions "within thirty (30) days of the discovery of new information relevant to the issues of infringement, noninfringement, or invalidity." "Otherwise, amendment or modification shall be made only be order of the court, which shall be entered only upon a showing of good cause." Local Patent Rule 303.7.
Here, defendants' final contentions were served on September 28, 2015, less than 50 days after the Court's claim construction ruling. Thus, the issue presented is whether defendants' final contentions meet either condition set forth in Local Patent Rule 303.6(b). The first condition is met. In particular, plaintiff served "Final Infringement Contentions pursuant to Local Civil Rule 303.6" on September 2, 2015. (DE 124-6).
Plaintiff argues that this does not suffice to meet the first condition in Rule 303.6(b) because "Krausz's final contentions simply added the Court's constructions and did not substantively change its infringement contentions." (DE 146 at 1). Local Patent Rule 303.6, however, does not place such further limitations on the conditions set forth in that rule. Rather, it requires only that the "party claiming patent infringement has served `Final Infringement Contentions' pursuant to Local Civil Rule 303.6(a))." Local Patent Rule 303.6(b)(1). This is exactly what plaintiff did, as evidenced by its own submission which expressly states that plaintiff "provides its Final Infringement Contentions pursuant to Local Civil Rule 303.6." (DE 124-6 at 2).
Plaintiff suggests that the court must look behind the stated title of the final infringement contentions to determine whether they substantively changed any of the preliminary infringement contentions. While it may be "suggested that policy considerations justify crafting a narrower standard for amendment, the court's role is not in this instance to improve upon the language of the rule but rather to apply it as written."
In any event, it is not clear that policy considerations do justify crafting a narrower standard for amendment than as stated in Local Patent Rule 303.6. The purpose of the rules is to "facilitate the speedy, fair and efficient resolution of patent disputes." Local Patent Rule 301.2(a). A narrower standard for final contentions could risk unduly delaying the progress of the case through motions practice concerning the substantive impact of final contentions, before the record has been developed fully to address the issues raised by the contentions.
Accordingly, plaintiff's basis for striking defendants' final non-infringement and invalidity contentions is without merit.
Plaintiff seeks to strike defendants' amended invalidity contentions on the basis that defendants were not sufficiently diligent in identifying the new prior art reference contained therein. Defendants assert, however, that they amended their invalidity contentions within 30 days of the discovery of new information relevant to the issue of invalidity, for which Local Patent Rule 303.7 permits amendment as of right.
Contrary to plaintiff's argument, the Local Patent Rules to not require a showing of diligence for amendments served more than 50 days after claim construction. Rather, Local Patent Rule 303.7 requires only that defendant serve its amendments "within thirty (30) days of the discovery of new information relevant to the issues of . . . invalidity." Defendant has done so here. In explaining the basis for their amended invalidity contentions, defendants assert the following:
(DE 139 at 18-19);
Cases cited by plaintiff, for the proposition that diligence in discovery of new information is required, are inapposite. Notably, all cases cited by plaintiff are interpreting local rule provisions like the last sentence in Local Patent Rule 303.7, which require amendment only upon a showing of "good cause."
Accordingly, plaintiff's basis for striking defendants' amended invalidity contentions is without merit.
Apart from the grounds addressed above for striking defendants' contentions, plaintiff argues that the court should limit defendants to assertion of no more than four references per asserted patent claim, or eight total prior art references and combinations. Presently, defendants have asserted in their disclosures 65 combinations and 81 prior art references and combinations.
As basis for its request, plaintiff cites to a Federal Circuit Advisory Council Model Order Limiting Prior Art (the "Model Order") (DE 124-3), and a number of cases in which courts have limited the number of claims or prior art references. Under the circumstances of the instant case, however, none of these sources provide a compelling basis to impose a limitation on prior art references and combinations at this time.
The court considers first the Model Order. While promulgated by an advisory committee established by the Federal Circuit, the Model Order has not been endorsed by the Federal Circuit or this court.
Cases cited by plaintiff likewise are instructively distinguishable because of the timing of imposition of limitations and such courts' prior use of limitations in patent cases. For example, in
In the instant case, while the court is cognizant of its inherent authority to limit the number of contentions to streamline issues presented in the case, good cause has not been shown for limitations at this juncture. The court may be amendable to limiting the number of prior art references asserted at trial or in dispositive motions, but neither circumstance is presented with the instant motion. Therefore, the court denies plaintiff's motion, albeit without prejudice to raising the issue of limitations following the close of discovery. In the event the case proceeds to dispositive motions, the court encourages defendants to present only the most critical issues for resolution by the court, dependent upon a handful of relevant prior art references and combinations per claim, rather than the universe of all conceivable references and combinations.
SO ORDERED.