LESLIE G. FOSCHIO, Magistrate Judge.
On July 23, 2014, the parties to this action consented pursuant to 28 U.S.C. § 636(c) to proceed before the undersigned. The matter is presently before the court on Defendants' motion for summary judgment (Doc. No. 22), filed February 29, 2016, and Plaintiff's motion for discovery (Doc. No. 24), filed March 21, 2016.
On April 29, 2014, Plaintiff Charles Tubbins ("Plaintiff" or "Tubbins"), filed in New York Supreme Court, Erie County, a complaint (Dkt. 1) ("Complaint"), alleging, pursuant to 42 U.S.C. § 1983 ("§ 1983"), Defendants Erie County District Attorney's Office ("DA's Office"), Erie County District Attorney Frank A. Sedita, III ("Sedita"), and Assistant Erie County District Attorney Gary W. Hackbush ("Hackbush") (together, "Defendants"), violated his civil rights in connection with the arrest and detention of Plaintiff on an indictment for a murder for which Plaintiff was later exonerated by DNA evidence. Plaintiff asserts seven claims for relief including (1) unspecified constitutional violations against "the individual unnamed police officer defendants," Complaint ¶¶ 25-26 ("First Claim"); (2) violations of § 1983 against the DA's Office, id. ¶¶ 27-33 ("Second Claim"); (3) false arrest and imprisonment against Defendants Sedita and Hackbush (together, "Individual Defendants"), id. ¶¶ 41-47 ("Third Claim"); (4) negligent hiring, training and retention against Individual Defendants, id. ¶¶ 48-58 ("Fourth Claim"); (5) intentional infliction of emotional distress against Individual Defendants, id. ¶¶ 59-63 ("Fifth Claim"); (6) malicious prosecution and abuse of process against Individual Defendants, id. ¶¶ 64-68 ("Sixth Claim"); and (7) libel and slander against Individual Defendants, id. ¶¶ 69-80 ("Seventh Claim"). On May 28, 2014, Defendants removed the action to this court asserting federal question jurisdiction pursuant to 28 U.S.C. § 1331.
On February 29, 2016, Defendants filed the instant motion for summary judgment (Dkt. 22) ("Defendants' motion"), attaching the Attorney Declaration of Assistant Erie County Attorney Michelle Parker in Support of Defendants' Motion for Summary Judgment (Dkt. 22-1) ("Parker Summary Judgment Declaration"), the Memorandum of Law in Support of Defendants' Motion for Summary Judgment (Dkt. 22-2) ("Defendants' Memorandum"), Defendants' Local Rule of Civil Proc. 56(a)(1) Statement of Material Facts as to Which No Genuine Issue of Fact Exists (Dkt. 22-3) ("Defendants' Statement of Facts"), and exhibits (Dkts. 22-4 through 22-7) ("Defendants' Exh(s). ___"). On March 21, 2016, Plaintiff moved pursuant to Fed.R.Civ.P. 56(d) to compel discovery to enable Plaintiff to oppose Defendants' motion ("Plaintiff's motion"),
Based on the following, Defendants' motion is GRANTED; Plaintiff's motion is DENIED.
On November 10, 2012, Rashiene Carson ("the victim"), was traveling with three others in a silver Pontiac Aztec ("the vehicle"), when they stopped for gas at the Getty Gas Station & Convenience Store ("the store"), at 595 Ontario Street, in Buffalo, New York. The victim was seated in the backseat on the passenger-side of the vehicle. The store's security video camera captured images ("the security video"), at 12:47 A.M. showing someone using his bare hand to operate the door handle ("the door handle") to open the vehicle's rear passenger-side door, make grabbing motions at the seated passenger, raise his arms and point directly at the passenger before turning and fleeing on foot westbound on Ontario Street while the victim exited the vehicle from the rear passenger-side seat, stumbled toward the store and collapsed and died on the sidewalk in front of the store ("the shooting" or "the homicide"). In investigating the crime scene, Buffalo Police Department ("the police") Crime Scene Unit ("CSU") Detective Christopher Gerace ("Gerace"), swabbed the door handle, obtaining a DNA sample that was submitted to the Erie County Central Police Services ("CPS") Forensic Lab ("the Lab") for analysis. The police also obtained fingerprints from the door handle.
Before obtaining any analysis results of the DNA sample or the fingerprints, the police, based on the security video, located and interviewed four eyewitnesses to the shooting. "FM," who was outside the store at the time of the shooting, stated that just before the shooting, he asked the shooter for marijuana, which request was denied. As FM walked past the shooter, FM looked back and observed the person who had requested marijuana shoot the victim. FM positively identified the shooter from a photo array as Charles Tubbins ("Plaintiff" or "Tubbins"). "DR," who was at the store's entrance when the shooting occurred, told the police that through mutual friends he was acquainted with the shooter who DR positively identified through a photo array as Tubbins. Both FM and DR were fearful and reluctant to identify Tubbins. "LP," who was inside the vehicle when the victim was shot, tentatively identified Tubbins from a photo array, stating he needed to see Tubbins in person to be certain. The store's cook, "JE," identified Tubbins from the security video as a regular customer who was inside the store moments before the shooting.
On November 12, 2012, Tubbins's brother ("brother"), filed a police report alleging he had been robbed by Tubbins. The responding police detectives found Tubbins and his girlfriend ("J.T."), at the North Buffalo Community Center ("the Community Center"), and Tubbins agreed to speak with the detectives about the alleged robbery. The detectives drove Tubbins and J.T. to the Buffalo Police Department's Homicide Bureau ("Homicide Bureau"), arriving at 8:00 P.M. From 8:55 P.M. to 12:35 A.M. on November 13, 2012, Tubbins was interviewed by police homicide detectives who offered Tubbins food and drink which Tubbins declined. Between 9:15 P.M. and 9:45 P.M., Tubbins gave conflicting statements regarding his activities on the night of the homicide, denying any involvement and asserting he was with J.T. at the Community Center until 10:00 P.M. Tubbins and J.T. then headed toward J.T.'s home in Kenmore, New York,
While Plaintiff was being interrogated on November 12, 2012, homicide detectives also interviewed J.T. who stated on November 10, 2012, she and Tubbins were at the Pratt Center
At 12:55 A.M. on November 13, 2012, "R.A." appeared at the Homicide Bureau, first identifying himself as Tubbins's brother, but then claiming to be Tubbins's cousin, before stating he and Tubbins were not actually related by blood. R.A. denied calling Tubbins about the homicide, although R.A. drove by the crime scene at the store and observed the police activity. R.A. maintained he learned about the homicide later that day from the store's cook, at which time R.A. notified Tubbins.
After Defendant, J.T. and R.A. finished giving their statements, they were allowed to leave. The homicide case was assigned for prosecution to Defendant Assistant Erie County District Attorney ("ADA") Gary Hackbush ("Hackbush"), who evaluated the police evidence, watched the surveillance video, and prepared a case review ("Case Review") (Dkt. 22-6), summarizing his analysis. Hackbush submitted the Case Review to Buffalo Police Homicide Bureau Chief James Bargnesi ("Bargnesi"), and Defendant Erie County District Attorney Frank Sedita ("Sedita"), for review. After reviewing the Case Review, Sedita instructed Hackbush to present the matter to a grand jury, which returned an indictment ("the Indictment")
On January 22, 2013, the CPS Lab's DNA analysis was completed, showing a mixture of at least two unknown individuals, the major profile of which was of an unknown male. The DNA analysis was then submitted to the Convicted Offender DNA Index System ("CODIS"), where both the victim and Tubbins were excluded as contributors to the genetic material in the specimen. A search of the CODIS Local database resulted in a match between the major DNA profile from the swab of a handgun — a .32 caliber pistol
Preliminarily, the court addresses Plaintiff's motion seeking discovery pursuant to Fed.R.Civ.P. 56(d)(2) to oppose summary judgment. In opposition to summary judgment, Plaintiff moves for discovery pursuant to Fed.R.Civ.P. 52(d), asserting that without affording Plaintiff discovery, Defendants' motion is premature. Plaintiff's Memorandum at 3-4. In opposing Plaintiff's motion to compel, Defendants argue discovery, with which Defendants have complied, has been timely completed in this matter since August 31, 2015, and Plaintiff, prior to filing the untimely motion to compel, never notified Defendants of any discovery deficiencies, Parker Response Declaration ¶¶ 3-4, 7, 13-18, and, furthermore, the requested discovery is directed toward Plaintiff's parallel action against members of the Buffalo Police Department, i.e., Tubbins v. Wrest, 14-CV-00409A(F). Id. ¶¶ 8-12. Plaintiff has not argued in further support of the motion.
Rule 56 provides, in pertinent part, that "[i]f a nonmovant shows by affidavit or declaration that, for spedified reasons, it cannot present facts essential to justify its opposition, the court may . . . allow time to obtain affidavits or declarations or to take discovery. . . ." Fed.R.Civ.P. 56(d)(2). A Rule 56(d) affidavit however, must "include the nature of the uncompleted discovery; how the facts sought are reasonably expected to create a genuine issue of material fact; what efforts the affiant has made to obtain those facts; and why those efforts were unsuccessful." Paddington Partners v. Bouchard, 34 F.3d 1132, 1138 (2d Cir. 1994) (citing cases). In the instant case, not only has Plaintiff failed to submit the required affidavit in support of his motion, but it is not clear from the papers how the information Plaintiff seeks is at all relevant to resolution of Defendants' motion seeking summary judgment as a matter of law; rather, as Defendants suggest, Parker Response Memorandum ¶¶ 8-12, the information Plaintiff seeks is relevant only to Plaintiff's parallel action against the Buffalo Police Department. Signficantly, Plaintiff does not dispute this argument.
Accordingly, Plaintiff's motion is DENIED.
As for Defendants' motion seeking summary judgment, summary judgment of a claim or defense will be granted when a moving party demonstrates that there are no genuine issues as to any material fact and that a moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a) and (b); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250-51 (1986); Miller v. Wolpoff & Abramson, L.L.P., 321 F.3d 292, 300 (2d Cir. 2003). The court is required to construe the evidence in the light most favorable to the non-moving party. Collazo v. Pagano, 656 F.3d 131, 134 (2d Cir. 2011). The party moving for summary judgment bears the burden of establishing the nonexistence of any genuine issue of material fact and if there is any evidence in the record based upon any source from which a reasonable inference in the non-moving party's favor may be drawn, a moving party cannot obtain a summary judgment. Celotex, 477 U.S. at 322; see Anderson, 477 U.S. at 247-48 ("summary judgment will not lie if the dispute about a material fact is "genuine," that is, if the evidence is such that a reasonable jury could return a verdict for the nonmoving party"). "A fact is material if it `might affect the outcome of the suit under governing law.'" Roe v. City of Waterbury, 542 F.3d 31, 35 (2d Cir. 2008) (quoting Anderson, 477 U.S. at 248).
"[T]he evidentiary burdens that the respective parties will bear at trial guide district courts in their determination of summary judgment motions." Brady v. Town of Colchester, 863 F.2d 205, 211 (2d Cir. 1988)). A defendant is entitled to summary judgment where "`the plaintiff has failed to come forth with evidence sufficient to permit a reasonable juror to return a verdict in his or her favor on'" an essential element of a claim on which the plaintiff bears the burden of proof. In re Omnicom Group, Inc., Sec. Litig., 597 F.3d 501, 509 (2d Cir. 2010) (quoting Burke v. Jacoby, 981 F.2d 1372, 1379 (2d Cir. 1992)). Once a party moving for summary judgment has made a properly supported showing of the absence of any genuine issue as to all material facts, the nonmoving party must, to defeat summary judgment, come forward with evidence that would be sufficient to support a jury verdict in its favor. Goenaga v. March of Dimes Birth Defects Foundation, 51 F.3d 14, 18 (2d Cir. 1995). "[F]actual issues created solely by an affidavit crafted to oppose a summary judgment motion are not `genuine' issues for trial." Hayes v. New York City Dept. of Corrections, 84 F.3d 614, 619 (2d Cir. 1996).
In support of summary judgment, Defendants argue the First Claim is not asserted against any Defendant named in this action, Defendants' Memorandum at 3-4, the Second Claim against the DA's Office is barred because the DA's Office is not a suable entity and based on Eleventh Amendment immunity, id. at 4-5, and the Individual Defendants are absolutely immune from liability on the Third through Seventh Claims because the conduct of which Plaintiff complains was within the scope of the Individual Defendants' prosecutor and advocatory duties, id. at 5-9. Defendants alternatively maintain that insofar as Plaintiff has asserted claims against the Individual Defendants under New York law, the Individual Defendants enjoy either qualified or absolute immunity from liability on such claims, id. at 9-13, the Seventh Claim is time-barred, id. at 13, and, alternatively, the state law claims should be remanded to New York Supreme Court, id. at 13-14. Plaintiff argues summary judgment should be denied because precedent establishes Plaintiff's constitutional claims are viable because were it not for the customs and practices of Defendants, Plaintiff never would have been arrested or incarcerated and, thus, would not have been injured. Plaintiff's Memorandum at 19. Plaintiff does not, however, dispute that the the First Claim is not asserted against any named Defendant, or that the action cannot be maintained against the DA's Office. In further support of summary judgment, Defendants argue there are no genuine issues of material fact calling into question whether Defendants were involved in the investigation of the homicide, such that Defendants' conduct relevant to this action was limited to that of prosecutor for which Defendants are absolutely immune from liability. Parker Reply Declaration ¶¶ 13-32.
As Defendants argue, Defendants' Memorandum at 3-4, and Plaintiff does not dispute, the First Claim is asserted "against the individual police officers for violations of [Plaintiff's] constitutional rights," yet no police officers are named as defendants to this action; rather, the Defendants to this action include the DA's Officer, Sedita, and Hackbush. Summary judgment is thus GRANTED in favor of Defendants on the First Claim.
With regard to the Second Claim, as Defendants assert, Defendants' Memorandum at 4-5, the DA's Office is immune under the Eleventh Amendment from liability in this action. In particular, absent a waiver of its immunity, the Eleventh Amendment bars claims against a state. Kentucky v. Graham, 473 U.S. 159, 165 (1985). "The immunity recognized by the Eleventh Amendment extends beyond the states themselves to `state agents and state instrumentalities' that are, effectively, arms of a state." Woods v. Rondout Valley Cent. Sch. Dist. Bd. of Educ., 466 F.3d 232, 236 (2d Cir. 2006). Immunity under the Eleventh Amendment "does not, however, extend to suits prosecuted against a municipal corporation or other governmental entity which is not an arm of the state." Mulvihill v. New York, 956 F.Supp.2d 425, 427 (W.D.N.Y. 2013) (hodling § 1983 claims against Ontario County Depratment of Social Services not barred by Eleventh Amendment immunity). Nevertheless, a county District Attorney's Office has been held to be an agency of New York State. See Brims v. Ramapo Police Dept., 2011 WL 7101233, at * 7 (S.D.N.Y. Dec. 23, 2011) (citing Ying Jing Gan v. City of New York, 996, F.2d 522, 536 (2d Cir. 1993) ("When prosecuting a criminal matter, a district attorney in New York State, acting in a quasi-judicial capacity, represents the State not the county.")); and Woodward v. Office of District Attorney, 689 F.Supp.2d 655, 659 (S.D.N.Y. 2010) (holding the New York County District Attorney's Office is an agency of New York State such that the plaintiff's § 1983 claims against it are barred by the Eleventh Amendment). As such, in the absence of any evidence the DA's Office has waived its Eleventh Amendment rights, including immunity from suit, and no such evidence is present here, the Eleventh Amendment bars Plaintiff's claims against the DA's Office.
Defendants argue that absent any evidence that Individual Defendants engaged in investigative, rather than prosecutorial conduct, Individual Defendants are absolutely immune from liability on Plaintiff's claims. Defendants' Memorandum, passim. "A prosecutor acting in the role of an advocate in connetion with a judicial proceeding is entitled to absolute immunity for all acts `intimately associated with the judicial phase of the criminal process.'" Simon v. City of New York, 727 F.3d 167, 171 (2d Cir. 2013) (quoting Imbler v. Pachtman, 424 U.S. 409, 430 (1976)); see also Dory v. Ryan, 25 F.3d 81, 83 (2d Cir. 1984) ("[A]bsolute immunity protects a prosecutor from § 1983 liability for virtually all acts, regardless of motivation, associated with his function as an advocate."). "These functions include deciding whether to bring charges and presenting a case to a grand jury or a court, along with the tasks generally considered adjunct to those functions, such as witnss preparation, witness selection, and issuing subpoenas." Simon, 727 F.3d at 171 (citing Imbler, 424 U.S. at 431, n. 33). "Absolute immunity also extends to persons `who act under [a prosecutor's direction in performing functions closely tied to the judicial process.'" Id. (quoting Hill v. City of New York, 45 F.3d 653, 660 (2d Cir. 1995)). In contrast, "prosecutors receive only qualified immunity when performing `administrative duties and those investigatory functions that do not relate to an advocate's preparation for the initiation of a prosecution or for judicial proceedings.'" Id. at 172 (quoting Buckley v. Fitzsimmons, 509 U.S. 259, 273 (1993)). "Investigation, arrest, and detention have historically and by precedent been regarded as the work of police, not prosecutors, and `they do not become prosecutorial functions merely because a prosecutor has chosen to participate.'" Id. (quoting Day v. Morgenthau, 909 F.2d 75, 77-78 (2d Cir. 1990)). Nor is absolute immunity "available `for the act of giving legal advice to the police in the investigative phase of a criminal case, or for assisting in a search and seizure or arrest.'" Id. (quoting Hill, 45 F.3d at 661). In the instant case, the record is completely devoid of any evidence demonstrating any genuine issue of material fact even remotely suggesting that either Hackbush or Sedita was involved in giving legal advice to the police or participating in the investigation of the homicide or in Plaintiff's arrest such that both Individual Defendants are absolutely immune from liability in this action.
In particular, upon being assigned as lead prosecutor of homicides in the DA's Office, Hackbush reported to ADA James Bargnesi ("Bargnesi"). Hackbush Dep. Tr.
Accordingly, the record is devoid of any evidence that either Hackbush or Sedita participated in the investigation of the homicide. Rather, the record establishes that Hackbush solely relied on information provided by the Police in preparing the Case Review upon which Sedita, after conferring with Bergnasi, made the decision to submit the case to the Grand Jury. Significantly, Plaintiff does not challenge the credibility of Hackbush's deposition testimony. Nor does Plaintiff point to any evidence creating a material issue of fact regarding the Individual Defendants' version of their involvement in prosecuting Plaintiff for the homicide. Furthermore, insofar as Hackbush called for further investigation of the DNA evidence once the results of the analysis of the DNA sample were received on January 22, 2013, indicating someone other than Tubbins had touched the door handle, Hackbush Dep. Tr. at 88-89, as Hackbush explains, id., he undertook such action not in furtherance of the criminal action against Tubbins but, rather, to fulfill his ethical obligation under Brady regarding potentially exculpatory evidence. See Warney v. Monroe County, 587 F.3d 113, 126 (2d Cir. 2009) (holding prosecutors who delayed disclosing exculpatory DNA results and fingerprints analysis while prisoner's post-conviction moiton to compel DNA testing and federal habeas petition were pending, were entitled to absolute immunity from liability in prisoner's § 1983 action alleging such delay violated due process). That Hackbush contacted Plaintiff's defense attorney as soon as the results of the second DNA analysis were obtained pointing to Huffman as the shooter establishes that Hackbush endeavored to see that Plaintiff was released as quickly as possible from the Holding Center. Defendants' motion should thus be GRANTED as to Hackbush and Sedita.
Finally, with regard to Plaintiff's remaining state law claims, "[i]n general, where the federal claims are dismissed before trial, the state claims should be dismissed as well." N.Y. Mercantile Exch. Inc. v. Intercontinental Exch., Inc., 497 F.3d 109, 119 (2d Cir. 2007) (internal quotation omitted). See also Carnegie-Mellon University v. Cohill, 484 U.S. 343, 350 n. 7 (1988) (noting where all federal claims have been dismissed under federal law, the district court has discretion whether to exercise supplemental jurisdiction over pendent state law claims, based on consideration of several factors, including "judicial economy, convenience, fairness, and comity"). In the instant case, the same absolute immunity barring this action against Individual Defendants would also bar the state law claims against Defendants, whether in this court or in New York Supreme Court. See Shmueli v. City of New York, 424 F.3d 231, 238 (2d Cir. 2005) (holding absolute immunity also applies to state law claims). Accordingly, the court will not refrain from exercising pendent jurisdiction over the state law claims, all of which are inextricably intertwined with Plaintiff's federal claims for which Defendants are absolutely immune. As such, Defendants are also absolutely immune from liability on Plaintiff's state law claims. Defendants' motion is GRANTED with regard to the state law claims.
Based on the foregoing, Defendants' motion (Dkt. 22), is GRANTED; Plaintiff's motion (Dkt. 24), is DENIED. The Clerk of the Court is directed to close the file.
SO ORDERED.