PER CURIAM:
Andrew Douglas Dalzell pled guilty, pursuant to a written plea agreement, to coercion and enticement, in violation of 18 U.S.C. § 2422(b) (2006). The district court sentenced Dalzell to 320 months in prison, and he filed a timely notice of appeal, challenging the reasonableness of his sentence and claiming ineffective assistance of counsel. The Government has sought dismissal of the appeal, asserting that Dalzell validly waived his right to appeal as a part of the plea agreement. We agree with the Government, and thus we affirm in part and dismiss in part.
As the facts underlying Dalzell's conviction are not relevant to the issues, we dispense with any description of his underlying conduct.
Dalzell's plea agreement provided as follows, in part:
J.A. 14. At his Rule 11 plea hearing, Dalzell stated that he had reviewed the indictment and the plea agreement with his lawyer. The court identified the charge and set out the elements of the offense. Dalzell informed the court that he was pleading guilty to the offense and that he understood each element of the offense. The court identified the various trial rights that he would waive; Dalzell informed the court that he understood. Dalzell stated that he was guilty and that his plea was voluntary and not the result of coercion, threats, or promises, other than those promises set out in the written plea agreement.
The Assistant United States Attorney ("AUSA") summarized the terms of the plea agreement, including the waiver of appeal provision, stating, "Finally, the defendant waives all rights to contest the conviction, except for, one, claims of ineffective assistance of counsel, and, two, prosecutorial misconduct."
Thereafter, defense counsel confirmed that she had reviewed each section of the plea agreement terms with Dalzell and that she was satisfied that he understood those terms. Dalzell again confirmed that he understood the entire proceeding and that he wanted the court to accept his guilty plea. The court found that Dalzell's plea was knowing and voluntary and that he understood the charges, potential penalties and consequences, and thus accepted the guilty plea.
A written "Rule 11 Inquiry and Order of Acceptance of Plea" was completed, in which Dalzell answered "yes" in response to the following inquiry:
Prior to sentencing, a presentence report ("PSR") was prepared. Paragraphs 44 and 45 of the PSR documented Dalzell's confession to a 1997 murder. Although Dalzell had been indicted for the murder, he had not been convicted of that offense; a North Carolina state trial judge had suppressed the confession, finding that the police had violated Dalzell's
Defense counsel filed a sentencing memorandum, arguing that the paragraphs describing the suppressed confession should be stricken from the PSR and given no consideration by the district court because the confession was involuntary. The Government responded that information concerning the confession was properly included in the PSR because, contrary to the findings and conclusions of the state trial judge in the homicide prosecution, the confession was voluntary. The Government included the state court's order of suppression as an attachment to its submission, and the Government asserted that it was content to have the district court rely on some of the state court's findings of fact instead of relitigating the issue of the voluntariness of the confession in an evidentiary hearing. Although Dalzell's counsel did not insist upon (or even request) an evidentiary hearing, she did make clear her objection to the district court's consideration of the confession.
In any event, as calculated in the final PSR, Dalzell's total offense level was 37 and his criminal history category was II, yielding a sentencing range of 235 to 293 months.
At the sentencing hearing, the court overruled Dalzell's objection to the inclusion of paragraphs 44 and 45, related to the confession, and the court accepted the PSR as written, except for a provision not relevant here. The Government timely moved for an upward departure under U.S.S.G. § 4A1.3 or a variance based on an alleged inadequate criminal history score. That is, the Government argued that the district court should factor into its sentencing calculus the unadjudicated murder charge.
The district court found, after hearing argument, that Dalzell's criminal history score underrepresented his criminal history and that the confession could be considered under § 4A1.3 because (contrary to the state court finding) it was voluntary and thus reliable. Accordingly, the court assigned three points to Dalzell's criminal history score, i.e., the points he would have received had he been convicted of the murder. The court concluded that Dalzell's final criminal history category was III, providing an advisory Guidelines range of 262 to 327 months. The court sentenced Dalzell to 320 months.
As mentioned, no sworn testimony was taken from Dalzell or anyone else at sentencing. A transcript of the evidentiary hearing before the state court was offered to the district court by Dalzell, but the parties agree that the district court did not review the transcript before it imposed the sentence. The district court adopted some of the state court's findings of fact, those proposed by the Government, and made an independent determination that the confession was voluntary. J.A. 110-15, 146.
In challenging his sentence as procedurally unreasonable, Dalzell asserts on appeal that the district court erred in relying on his murder confession and in assessing three additional criminal history points as a result, and that the error falls outside the scope of his waiver. We disagree.
The issue of whether a defendant has validly waived his right to appeal in a plea agreement is a matter of law this court reviews de novo.
A defendant may effectively waive his appellate rights if the waiver is knowing and intelligent.
Here, Dalzell knowingly and voluntarily waived his right to appeal his sentence. Dalzell was thirty-two years old and had completed his G.E.D. The waiver provision was clearly set forth in a separate paragraph of the plea agreement, which Dalzell signed. At the plea colloquy, the AUSA set out the terms of the waiver, and the court specifically inquired into the waiver. Dalzell stated that he understood the terms of the agreement.
On its face, Dalzell's challenge to the district court's consideration of the murder confession falls within the scope of his appellate waiver. The plain language of the waiver covers "all rights conferred by 18 U.S.C. § 3742 or otherwise to appeal whatever sentence is imposed." J.A. 14. The waiver expressly excludes only claims of ineffective assistance of counsel and prosecutorial misconduct. Dalzell's contention that the ineffective assistance of counsel reservation supports his right to appeal here, particularly because the district court addressed the issue at sentencing, Appellant's Br. at 25-26, is unpersuasive. His sentencing challenge is independent from his claim of ineffective assistance of counsel.
Moreover, even if we were to consider the contention Dalzell raises in his reply brief,
We have held that state court rulings on motions to suppress evidence ordinarily do not bind federal prosecutors,
Thus, caution must be the watchword. Although a sentencing court may consider relevant information without regard to its admissibility under the Federal Rules of Evidence, provided the evidence has "sufficient indicia of reliability to support its probable accuracy," U.S.S.G. § 6A1.3(a), p.s., there are constitutional limitations on the scope of information a court may consider. We have emphasized that Supreme Court precedents "recognize a due process right to be sentenced only on information which is accurate."
Dalzell's challenge to the district court's procedural decisions in determining whether the confession was reliable— i.e., not holding an independent evidentiary hearing in the absence of a request, not considering the transcript from the underlying state court suppression hearing, and adopting some, but not all, of the state court's factual findings—appears to have some bite. Nevertheless, our careful review of the record, informed by the cogency of counsels' presentations at oral argument, satisfies us that the issue presented on appeal is foreclosed by Dalzell's valid appeal waiver.
Dalzell also contends that defense counsel was ineffective. Unless counsel's ineffectiveness conclusively appears on the face of the record, this issue should be raised, if at all, in a 28 U.S.C.A. § 2255 (West Supp. 2010) motion.
For the reasons set forth, we affirm in part and dismiss in part.