ALAN N. BLOCH, District Judge.
AND NOW, this 28th day of February, 2017, upon consideration of Defendant's Motion for Summary Judgment (Doc. No. 12) filed in the above-captioned matter on October 11, 2016,
IT IS HEREBY ORDERED that said Motion is DENIED.
AND, further, upon consideration of Plaintiff's Motion for Summary Judgment (Doc. No. 10) filed in the above-captioned matter on October 10, 2016,
IT IS HEREBY ORDERED that said Motion is GRANTED IN PART and DENIED IN PART. Specifically, Plaintiff's Motion is granted to the extent that it seeks a remand to the Commissioner of Social Security ("Commissioner") for further evaluation as set forth below, and denied in all other respects. Accordingly, this matter is hereby remanded to the Commissioner for further evaluation under sentence four of 42 U.S.C. § 405(g) in light of this Order.
On September 13, 2010, Plaintiff, Patrick Lynn Reynolds, filed a claim for Supplemental Security Income under Title XVI of the Social Security Act, 42 U.S.C. §§ 1381-1383f. Plaintiff claimed that he became disabled on December 1, 1987, due to a back injury with chronic back pain, joint pain and numbness in the left arm and both legs, shortness of breath even with light exertion, inability to lift over five pounds without pain, inability to stand for more than 15 minutes without pain, fatigue, pain and shortness of breath walking a short way, and other health issues. (R. 11).
After being denied initially on December 13, 2010, Plaintiff sought and obtained a hearing on January 11, 2012, before Administrative Law Judge ("ALJ") David Brash. (R. 24-62). An additional hearing was held before the ALJ on June 13, 2012. (R. 63-88). In a decision dated July 19, 2012, the ALJ denied Plaintiff's request for benefits. (R. 8-23). The Appeals Council declined to review the ALJ's decision on February 12, 2014. (R. 1-6). Thereafter, Plaintiff filed a timely appeal with the United States District Court for the Western District of Pennsylvania, and by Order dated April 21, 2015, the Court remanded the case for further administrative proceedings. In particular, the Court found that the ALJ's RFC assessment was
(R. 477). Accordingly, the case was remanded "for further discussion as to the rationale for not including specific left hand limitations in determining Plaintiff's RFC and in formulating the hypothetical question to the VE." (R. 477-78).
Upon remand, a supplemental hearing was held before the ALJ on January 22, 2016. (R. 420-435). In a decision dated March 9, 2016, the ALJ issued a partially favorable decision to Plaintiff, having concluded that beginning became disabled as of June 3, 2014, the date his age category changed, but was not disabled prior to that date. (R. 403-414). Having exhausted his administrative remedies for the second time, Plaintiff filed this action, and the parties have filed cross-motions for summary judgment.
Judicial review of a social security case is based upon the pleadings and the transcript of the record.
"Substantial evidence" is defined as "more than a mere scintilla. It means such relevant evidence as a reasonable mind might accept as adequate" to support a conclusion.
A disability is established when the claimant can demonstrate some medically determinable basis for an impairment that prevents him or her from engaging in any substantial gainful activity for a statutory twelve-month period.
The Social Security Administration ("SSA") has promulgated regulations incorporating a five-step sequential evaluation process for determining whether a claimant is under a disability as defined by the Act.
Step Four requires the ALJ to consider whether the claimant retains the residual functional capacity ("RFC") to perform his or her past relevant work.
At this stage, the burden of production shifts to the Commissioner, who must demonstrate that the claimant is capable of performing other available work in the national economy in order to deny a claim of disability.
In this case, the ALJ found that Plaintiff has not been engaged in substantial gainful activity since September 13, 2010. (R. 405). The ALJ also found that Plaintiff met the second requirement of the sequential evaluation process insofar as he has the following severe impairments: "chronic obstructive lung disease, asthma, cervical and lumbar degenerative disc disease, obesity, lower extremity peripheral polyneuropathy, diabetic neuropathy with ataxia, status-post thoracic compression fracture, carotid artery aneurysm and stroke syndrome/pontine infarct." (R. 405-06). The ALJ concluded that Plaintiff's impairments did not meet any of the listings that would satisfy Step Three. (R. 406-07).
The ALJ went on to find that Plaintiff retained the RFC to perform sedentary work with the following additional limitations: "[h]e can stand no more than 1 hour, cumulatively, in an 8-hour day[;]" "[h]e can never climb a ladder, rope or scaffold[;]" "[h]e can never climb[;]" "[h]e can occasionally balance, stoop, kneel, or crouch[;]" "[h]e must use a handheld device in one hand while ambulating[;]" "[h]e must avoid all exposure to unprotected heights, dangerous machinery, and like hazards[;]" and "[h]e must avoid even moderate exposure to gases, fumes, and like respiratory irritants." (R. 407). In discussing the evidence in support of that assessment, the ALJ noted that this Court had "specifically instructed [him] to address [Plaintiff's] left hand manipulation abilities." (R. 410). To that end, the ALJ "acknowledge[d] that the EMG showed very mild left ulnar neuropathy at the wrist and ulnar groove and that clinical findings were generally normal with only a few Tinel's and Hoffman's signs which are used to detect nerve injury such as carpal tunnel syndrome and not residuals from a stroke." (
At Step Four, the ALJ found that Plaintiff had no past relevant work, so he moved on to Step Five. (R. 412). The ALJ then used a vocational expert ("VE") to determine whether or not a significant number of jobs existed in the national economy that Plaintiff could perform. The VE testified that, given Plaintiff's age, education, work experience, and RFC, Plaintiff could perform jobs that exist in significant numbers in the national economy, such as assembler, surveillance system monitor, and document preparer. (R. 413). The ALJ noted that, consistent with the VE's testimony, even if Plaintiff "were limited to occasional fingering and feeling, the surveillance system monitor would remain with 7,000 jobs in the national economy." (R. 413). Accordingly, the ALJ found that Plaintiff was not disabled prior to June 3, 2014, the date that Plaintiff's age category changed. (R. 413-14). Beginning on June 3, 2014, however, Plaintiff became disabled through the application of Medical-Vocational Rule 201.09. (R. 414).
As noted above, this case has already been remanded once for reconsideration. As the Court explained in its prior Order, in his first decision, the ALJ failed to properly address the issue of Plaintiff's left hand impairment in formulating his RFC.
In particular, the record reveals that, in addition to mild weakness in his left hand, which the ALJ acknowledged, Plaintiff had "[m]ild left-sided hyperreflexia and decreased fine finger movements." (R. 382, 392) (emphasis added). Plaintiff was also noted to have "decreased proprioception in the upper and lower extremities." (R. 748). The former findings were noted in the treatment records from Plaintiff's neurologist, Dr. Ashis H. Tayal, in January and February 2012. (R. 382, 392). The ALJ reviewed and discussed Dr. Tayal's findings, including with regard to Plaintiff's decreased fine finger movements, and purported to give them "great weight." (R. 411). Yet, despite the fact that Dr. Tayal found that Plaintiff had decreased fine finger movements and the fact that Plaintiff gave Dr. Tayal's overall assessment "great weight," the ALJ did not include any restrictions on fine finger movements in his RFC assessment and offered no explanation why. Indeed, the ALJ did not even include the restriction on overhead reaching that he included in his first RFC assessment, so his revised RFC was actually less accommodating that his first RFC.
To be sure, the ALJ was not required to adopt all of Dr. Tayal's findings. He could have adopted some and rejected others in favor of contrary evidence in the record, as it was ultimately up to him to decide Plaintiff's RFC.
This lack of clarity must be addressed on remand. Once again, the ALJ is directed specifically to address the findings regarding Plaintiff's manipulative limitations and either (1) incorporate them into his RFC assessment and the hypothetical he poses to the VE or (2) explain why he is not adopting them.
Perhaps the ALJ believed that by limiting Plaintiff to sedentary work, he was, in fact, accommodating any of Plaintiff's fine finger movement limitations. However, that is not necessarily the case. As explained in Social Security Ruling 96-9p:
S.S.R. 96-9p, 1996 WL 374185 (S.S.A.), at *8 (emphasis in original).
Defendant, however, argues that the ALJ's failure to incorporate any fine finger movement limitations into his RFC was harmless because "the job of alarm monitor/surveillance monitor does not involve significant handling, finger dexterity, or manual dexterity" and "the VE testified that even if Plaintiff were limited to occasional fingering and feeling, he would remain capable of performing" the surveillance monitor job. (Def.'s Br. at 17). True as that may be, the Court cannot decide, in the first instance, whether Plaintiff can actually engage in "occasional fingering and feeling." He may be more restricted. It will be up to the ALJ, upon remand, to make that determination, after taking into consideration the evidence the Court has highlighted in this Order and addressing it in the manner set forth above. In that same vein, the Court takes no position as to the remaining issues raised in Plaintiff's brief. Nor does the Court express any opinion as to whether the ALJ's RFC assessment could be supported by the record. Instead, it is, once again, the need for additional explanation by the ALJ that necessitates a remand in this case.
For the reasons set forth herein, the Court concludes that the ALJ's decision is not supported by substantial evidence. In short, the ALJ failed to properly address the evidence related to Plaintiff's fine finger movement limitations. The Court is very cognizant of the age of this case and that the ALJ has already conducted three hearings regarding Plaintiff's claim. In view of that, the Court is somewhat reluctant to remand it again for further consideration. However, the record does not permit the Court to reverse and remand the case for an award of benefits.